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Disclosery

UOCT INNOVATOR ETFS TRUST

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US EQTY ULTRA B (fund)

97 managers (97 13F filers) reported a position in UOCT shares at 2025-12-31, 4,339,391 shares in all. 25 filers opened a position and 4 filers sold out during the quarter.

Managers
97
13F filers
97
New
25
Added
35
Reduced
18
Sold out
4
Shares held by filers
4,339,391

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Brookstone Capital Managementin group Brookstone Capital Management1,669,155$65.2M0.75%+1,590,10213F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC387,635$15.1M0.02%+67,77113F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …140,047$5.47M0.33%-76,32813F-HRTimeline
KFG WEALTH MANAGEMENT, LLC137,124$5.35M0.72%+78,55713F-HRTimeline
CWM, LLCin group CWM, LLC122,419$4.78M0.01%+9,96713F-HRTimelineGroup
MERCER GLOBAL ADVISORS INC /ADV107,375$4.19M0.01%-8,14313F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC91,039$3.55M0.01%+12813F-HRTimelineGroup
Advisory Services Network, LLC90,684$3.54M0.05%+3,80013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management86,868$3.39M0.11%+65,19713F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC73,376$2.86M<0.01%+4,67813F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.71,324$2.78M<0.01%+10,10913F-HRTimelineGroup
IMG Wealth Management, Inc.66,681$2.6M1.65%-2,76713F-HRTimeline
CENTRAL VALLEY ADVISORS, LLC62,146$2.43M0.72%+37513F-HRTimeline
Orion Porfolio Solutions, LLC54,056$2.11M0.02%+4,36013F-HRTimeline
LPL Financial LLC53,922$2.11M<0.01%+52813F-HRTimeline
Foundations Investment Advisors, LLC53,001$2.07M0.03%+34,81013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC50,244$1.96M<0.01%+19,98413F-HRTimelineGroup
SageView Advisory Group, LLC48,460$1.89M0.06%+4,97113F-HRTimeline
Cetera Investment Advisers46,884$1.83M<0.01%+6,96513F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP43,851$1.71M<0.01%-29913F-HRTimelineGroup
Wood Tarver Financial Group, LLC41,327$1.61M0.45%-1,88713F-HRTimeline
Sonoma Allocations LLC39,103$1.54M0.51%+13,07613F-HRTimeline
MML INVESTORS SERVICES, LLC38,276$1.49M<0.01%+28,96113F-HRTimeline
Bedel Financial Consulting, Inc.36,171$1.41M0.15%013F-HRTimeline
Berger Financial Group, Inc34,116$1.33M0.08%+20,77913F-HRTimeline
Trek Financial, LLC31,379$1.23M0.07%+23,03513F-HRTimeline
AE Wealth Management LLC27,062$1.06M0.01%+1,13413F-HRTimeline
HARBOUR INVESTMENTS, INC.23,924$934K0.02%+2,09713F-HRTimeline
Allworth Financial LP23,438$915K<0.01%-29,51813F-HRTimeline
Kellett Wealth Advisors, LLC22,292$870K0.5%+30613F-HRTimeline
Compass Advisory Group LLC21,326$833K0.22%-3,02213F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…20,493$800K<0.01%new13F-HRTimelineGroup
WEDBUSH SECURITIES INC19,570$764K0.02%013F-HRTimeline
Arete Wealth Advisors, LLC21,104$752K0.05%+15,07413F-HR/ATimeline
CENTAURUS FINANCIAL, INC.18,401$718K0.03%+29513F-HRTimeline
MTM FINANCIAL GROUP, LLC17,543$685K0.33%013F-HRTimeline
Vantage Point Financial LLC16,273$635K0.23%-35313F-HRTimeline
JOURNEY RETIREMENT PLANNING & INVESTMEN…15,368$600K0.12%13F-HRTimeline
Triad Wealth Partners, LLC15,192$593K0.06%+2,01313F-HRTimeline
AssuredPartners Investment Advisors, LLC15,184$593K0.09%new13F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC15,167$592K0.01%new13F-HR/ATimeline
GTS SECURITIES LLC13,953$545K0.02%new13F-HRTimeline
IHT Wealth Management, LLC13,731$536K0.01%-58,95613F-HRTimeline
Cornerstone Wealth Group, LLC12,844$501K0.03%new13F-HRTimeline
Arkadios Wealth Advisors12,790$499K0.01%new13F-HRTimeline
MONEY CONCEPTS CAPITAL CORP12,721$497K0.03%+48713F-HRTimeline
WorthPointe, LLC12,654$494K0.13%-3,44613F-HRTimeline
WEALTHGARDEN F.S. LLC12,383$487K0.32%013F-HRTimeline
Meridian Wealth Management, LLC12,478$487K0.02%new13F-HRTimeline
RFG Advisory, LLC12,198$476K0.01%-95813F-HRTimeline
Long Island Wealth Management, Inc.12,046$470K0.22%013F-HRTimeline
Simplicity Wealth,LLC11,400$445K0.03%+78613F-HRTimeline
Atria Investments, Inc11,211$438K<0.01%+59713F-HRTimeline
NewCorp Financial Services, Inc.10,922$426K0.38%13F-HRTimeline
Janney Montgomery Scott LLC10,785$421K<0.01%013F-HRTimeline
ATX Financial Planning, LLC10,781$421K0.32%13F-HRTimeline
Cambridge Investment Research Advisors,…10,659$416K<0.01%+3,99113F-HRTimeline
Todd Wealth Management, LLC10,326$403K0.36%13F-HRTimeline
OLD MISSION CAPITAL LLC9,245$361K0.01%new13F-HRTimeline
Strategic Blueprint, LLC9,189$359K0.02%-3,90913F-HRTimeline
Chris Bulman Inc9,002$351K0.16%new13F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…8,331$325K<0.01%new13F-HRTimelineGroup
Capital Investment Advisory Services, L…8,328$325K0.02%-26013F-HRTimeline
Encompass More Asset Management7,723$302K0.06%+1,23713F-HRTimeline
Integrity Advisory Solutions, LLC7,709$301K0.04%new13F-HRTimeline
BFI Wealth Solutions, LLC7,375$288K0.27%13F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…7,203$283K<0.01%013F-HRTimeline
HighTower Advisors, LLC6,909$270K<0.01%new13F-HRTimeline
Beacon Financial Advisory LLC6,736$263K0.06%+96013F-HRTimeline
DHJJ Financial Advisors, Ltd.6,293$246K0.08%new13F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV6,100$238K0.02%013F-HRTimeline
Lantz Financial LLC5,904$231K0.05%new13F-HRTimeline
Retirement Planning Group, LLC5,587$218K0.01%013F-HRTimeline
Ausdal Financial Partners, Inc.5,511$215K0.01%new13F-HRTimeline
ROTHSCHILD INVESTMENT LLC5,500$215K0.01%-55513F-HRTimeline
Tradition Wealth Management, LLC5,377$210K0.02%new13F-HRTimeline
NewEdge Advisors, LLC5,224$204K<0.01%new13F-HRTimeline
Financial Network Wealth Advisors LLC5,209$203K0.21%+11813F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC5,204$203K<0.01%new13F-HRTimelineGroup
First Heartland Consultants, Inc.5,170$202K0.02%new13F-HRTimeline
CoreCap Advisors, LLC3,691$144K0.01%-43013F-HRTimeline
Aptus Capital Advisors, LLC3,250$127K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC2,189$85.5K<0.01%+54913F-HRTimeline
WealthShield Partners, LLC1,303$50.9K0.01%+41513F-HRTimeline
Keating Financial Advisory Services, In…1,200$46.9K0.01%13F-HRTimeline
Triumph Capital Management1,030$40.2K0.01%new13F-HRTimeline
Steward Partners Investment Advisory, L…982$38.3K<0.01%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY962$37.6K<0.01%new13F-HR/ATimelineGroup
Archer Investment Corp955$37.3K0.01%new13F-HRTimeline
OPTIMA CAPITAL LLC805$31.4K0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA500$20K<0.01%-3413F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC394$15.4K<0.01%new13F-HRTimelineGroup
Bullock Wealth Management Group173$6.75K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO144$5.66K<0.01%-2,56313F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC100$3.9K<0.01%013F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC2$78<0.01%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN0$13<0.01%-113F-HRTimelineGroupAmount filed as zero, left out of ratios.