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Disclosery

UOCT INNOVATOR ETFS TRUST

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US EQTY ULTRA B (fund)

80 managers (80 13F filers) reported a position in UOCT shares at 2025-06-30, 2,769,862 shares in all. 10 filers opened a position and 9 filers sold out during the quarter.

Managers
80
13F filers
80
New
10
Added
20
Reduced
34
Sold out
9
Shares held by filers
2,769,862

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC359,421$13.2M<0.01%+3,12513F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC325,958$12M0.02%-1,03113F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …203,379$7.48M0.49%+14,02113F-HR/ATimeline
Encompass More Asset Management127,859$4.7M1.1%-39,99013F-HRTimeline
CWM, LLCin group CWM, LLC111,576$4.1M0.01%+24,41513F-HRTimelineGroup
IHT Wealth Management, LLC92,511$3.4M0.09%-17,25913F-HRTimeline
Advisory Services Network, LLC86,884$3.25M0.05%013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.71,252$2.62M<0.01%+17,27013F-HR/ATimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC67,083$2.47M0.01%-12,60513F-HRTimelineGroup
KFG WEALTH MANAGEMENT, LLC66,331$2.44M0.39%-17,56313F-HRTimeline
ASHTON THOMAS SECURITIES, LLC63,385$2.33M0.56%-7313F-HRTimeline
IMG Wealth Management, Inc.61,877$2.28M1.76%+79613F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management57,368$2.11M0.03%-1,528,36113F-HRTimelineGroup
Donald L. Hagan, LLC53,555$1.97M0.98%-76213F-HRTimeline
Allworth Financial LP52,956$1.95M0.01%+1,39913F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC49,626$1.83M<0.01%-5,34713F-HRTimelineGroup
LPL Financial LLC47,455$1.75M<0.01%+2,48813F-HRTimeline
CENTRAL VALLEY ADVISORS, LLC47,407$1.74M0.59%-1,43913F-HRTimeline
Wood Tarver Financial Group, LLC46,484$1.71M0.51%+37,26513F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP45,015$1.66M<0.01%-2613F-HRTimelineGroup
SageView Advisory Group, LLC43,489$1.63M0.06%+3,03413F-HRTimeline
Orion Porfolio Solutions, LLC42,836$1.58M0.01%+25,36913F-HR/ATimeline
Bedel Financial Consulting, Inc.37,124$1.37M0.19%-42113F-HRTimeline
Cetera Investment Advisers34,923$1.28M<0.01%-1,34313F-HRTimeline
OLD MISSION CAPITAL LLC29,364$1.08M0.03%+9,02013F-HRTimeline
Berger Financial Group, Inc28,084$1.03M0.07%013F-HRTimeline
MML INVESTORS SERVICES, LLC25,407$935K<0.01%-5,57213F-HRTimeline
Betterment LLC25,393$934K<0.01%+2,96413F-HRTimeline
AE Wealth Management LLC25,316$931K0.01%-3,26413F-HRTimeline
Compass Advisory Group LLC25,136$925K0.29%-14013F-HRTimeline
Kellett Wealth Advisors, LLC21,986$809K0.53%-5,54413F-HRTimeline
HARBOUR INVESTMENTS, INC.21,827$803K0.02%-3,53013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management21,761$800K0.03%+113F-HRTimelineGroup
FOUNDERS FINANCIAL SECURITIES LLC21,185$779K0.06%new13F-HRTimeline
WEDBUSH SECURITIES INC19,570$720K0.03%013F-HRTimeline
Vantage Point Financial LLC18,590$684K0.3%+68713F-HRTimeline
CENTAURUS FINANCIAL, INC.18,577$683K0.04%-84213F-HRTimeline
MTM FINANCIAL GROUP, LLC17,543$645K0.35%-8513F-HRTimeline
WorthPointe, LLC15,824$582K0.24%-7413F-HRTimeline
City Center Advisors, LLC14,248$524K0.56%-1,10913F-HRTimeline
RFG Advisory, LLC13,381$492K0.01%-1,46713F-HRTimeline
Talon Private Wealth, LLC12,702$467K0.06%-935,21413F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…12,243$450K<0.01%-5,43413F-HRTimelineGroup
Long Island Wealth Management, Inc.12,046$443K0.23%-5,55013F-HRTimeline
Janney Montgomery Scott LLC10,785$397K<0.01%+1,00013F-HRTimeline
MONEY CONCEPTS CAPITAL CORP10,548$388K0.03%-1,87413F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY10,000$368K<0.01%013F-HRTimelineGroup
Savvy Advisors, Inc.9,555$351K0.02%new13F-HRTimeline
Strategic Blueprint, LLC9,423$347K0.02%013F-HRTimeline
Capital Investment Advisory Services, L…8,588$316K0.03%-76213F-HRTimeline
Atlantic Private Wealth, LLC8,578$316K0.21%013F-HRTimeline
Trek Financial, LLC8,344$307K0.02%-3,54413F-HRTimeline
Arete Wealth Advisors, LLC7,741$285K0.02%-1,01413F-HRTimeline
GTS SECURITIES LLC7,643$281K0.01%new13F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…7,519$278K<0.01%013F-HRTimeline
Beacon Financial Advisory LLC7,387$272K0.07%013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV6,100$224K0.02%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC6,055$223K0.01%013F-HRTimeline
Triad Wealth Partners, LLC6,054$223K0.04%new13F-HRTimeline
CONTINUUM WEALTH ADVISORS, LLC5,747$211K0.1%new13F-HRTimeline
Cambridge Investment Research Advisors,…5,645$208K<0.01%new13F-HRTimeline
Retirement Planning Group, LLC5,587$205K0.01%new13F-HRTimeline
Financial Network Wealth Advisors LLC4,593$169K0.21%+1,13613F-HRTimeline
CoreCap Advisors, LLC4,121$152K0.01%+99413F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC3,881$143K<0.01%+1,25113F-HRTimelineGroup
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…3,454$127K0.01%-2,57513F-HRTimelineGroup
Aptus Capital Advisors, LLC3,250$120K<0.01%new13F-HRTimeline
GUARDIAN WEALTH ADVISORS, LLC / NC3,250$120K0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,847$105K<0.01%013F-HRTimelineGroup
UBS Group AGin group UBS Group AG1,777$65.4K<0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…1,698$62.5K<0.01%+58213F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC1,422$52.3K<0.01%+1,30713F-HR/ATimelineGroup
WealthShield Partners, LLC888$32.7K<0.01%-89413F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA500$18K<0.01%013F-HR/ATimelineGroup
Arax Advisory Partners430$15.8K<0.01%013F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC241$8.86K<0.01%-12113F-HRTimeline
Bullock Wealth Management Group173$6.38K<0.01%013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC100$3.68K<0.01%-50013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$25<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.