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Disclosery

UOCT INNOVATOR ETFS TRUST

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US EQTY ULTRA B (fund)

70 managers (70 13F filers) reported a position in UOCT shares at 2025-09-30, 2,308,550 shares in all. 7 filers opened a position and 16 filers sold out during the quarter.

Managers
70
13F filers
70
New
7
Added
18
Reduced
22
Sold out
16
Shares held by filers
2,308,550

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
COMMONWEALTH EQUITY SERVICES, LLC319,864$12.3M0.02%-6,09413F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …216,375$8.32M0.48%+12,99613F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV115,518$4.44M0.01%new13F-HRTimeline
CWM, LLCin group CWM, LLC112,452$4.32M0.01%+87613F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC90,911$3.49M0.02%+23,82813F-HRTimelineGroup
Advisory Services Network, LLC86,884$3.34M0.05%013F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management79,053$3.04M0.04%+21,68513F-HRTimelineGroup
IHT Wealth Management, LLC72,687$2.81M0.07%-19,82413F-HRTimeline
IMG Wealth Management, Inc.69,448$2.67M1.81%+7,57113F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC68,698$2.64M<0.01%+19,07213F-HRTimelineGroup
CENTRAL VALLEY ADVISORS, LLC61,771$2.37M0.74%+14,36413F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.61,215$2.33M<0.01%-10,03713F-HRTimelineGroup
KFG WEALTH MANAGEMENT, LLC58,567$2.25M0.32%-7,76413F-HRTimeline
LPL Financial LLC53,394$2.05M<0.01%+5,93913F-HRTimeline
Allworth Financial LP52,956$2.04M0.01%013F-HRTimeline
Orion Porfolio Solutions, LLC49,696$1.91M0.01%+6,86013F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP44,150$1.7M<0.01%-86513F-HRTimelineGroup
SageView Advisory Group, LLC43,489$1.67M0.06%013F-HRTimeline
Wood Tarver Financial Group, LLC43,214$1.66M0.49%-3,27013F-HRTimeline
Cetera Investment Advisers39,919$1.53M<0.01%+4,99613F-HRTimeline
Bedel Financial Consulting, Inc.36,171$1.39M0.18%-95313F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC30,260$1.16M<0.01%-329,16113F-HRTimelineGroup
Sonoma Allocations LLC26,027$997K0.36%13F-HRTimeline
AE Wealth Management LLC25,928$996K0.01%+61213F-HRTimeline
Compass Advisory Group LLC24,348$936K0.26%-78813F-HRTimeline
Kellett Wealth Advisors, LLC21,986$845K0.51%013F-HRTimeline
HARBOUR INVESTMENTS, INC.21,827$839K0.02%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management21,671$833K0.03%-9013F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC20,811$800K<0.01%new13F-HRTimelineGroup
WEDBUSH SECURITIES INC19,570$752K0.02%013F-HRTimeline
Foundations Investment Advisors, LLC18,191$699K0.01%new13F-HRTimeline
CENTAURUS FINANCIAL, INC.18,106$696K0.03%-47113F-HRTimeline
MTM FINANCIAL GROUP, LLC17,543$674K0.33%013F-HRTimeline
Vantage Point Financial LLC16,626$639K0.25%-1,96413F-HRTimeline
WorthPointe, LLC16,100$619K0.23%+27613F-HRTimeline
Berger Financial Group, Inc13,337$513K0.03%-14,74713F-HRTimeline
Triad Wealth Partners, LLC13,179$506K0.07%+7,12513F-HRTimeline
RFG Advisory, LLC13,156$506K0.01%-22513F-HRTimeline
Strategic Blueprint, LLC13,098$503K0.02%+3,67513F-HRTimeline
WEALTHGARDEN F.S. LLC12,383$477K0.34%new13F-HRTimeline
MONEY CONCEPTS CAPITAL CORP12,234$470K0.03%+1,68613F-HRTimeline
Long Island Wealth Management, Inc.12,046$463K0.23%013F-HRTimeline
Janney Montgomery Scott LLC10,785$414K<0.01%013F-HRTimeline
Atria Investments, Inc10,614$408K<0.01%new13F-HRTimeline
Simplicity Wealth,LLC10,614$408K0.02%new13F-HRTimeline
MML INVESTORS SERVICES, LLC9,315$358K<0.01%-16,09213F-HRTimeline
Capital Investment Advisory Services, L…8,588$330K0.03%013F-HRTimeline
Trek Financial, LLC8,344$321K0.02%013F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…7,203$277K<0.01%-31613F-HRTimeline
Cambridge Investment Research Advisors,…6,668$256K<0.01%+1,02313F-HRTimeline
Encompass More Asset Management6,486$249K0.05%-121,37313F-HRTimeline
Betterment LLC6,411$246K<0.01%-18,98213F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV6,100$234K0.02%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC6,055$233K0.01%013F-HRTimeline
Arete Wealth Advisors, LLC6,030$232K0.01%-1,71113F-HRTimeline
Beacon Financial Advisory LLC5,776$222K0.05%-1,61113F-HRTimeline
CONTINUUM WEALTH ADVISORS, LLC5,747$221K0.09%013F-HRTimeline
Retirement Planning Group, LLC5,587$215K0.01%013F-HRTimeline
Financial Network Wealth Advisors LLC5,091$196K0.21%+49813F-HRTimeline
CoreCap Advisors, LLC4,121$158K0.01%013F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC3,881$149K<0.01%013F-HRTimelineGroup
Aptus Capital Advisors, LLC3,250$125K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,707$104K<0.01%-14013F-HR/ATimelineGroup
Farther Finance Advisors, LLC1,640$63K<0.01%new13F-HRTimeline
Steward Partners Investment Advisory, L…982$37.7K<0.01%-71613F-HRTimeline
WealthShield Partners, LLC888$34.1K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA534$20K<0.01%+3413F-HRTimelineGroup
Bullock Wealth Management Group173$6.66K<0.01%013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC100$3.84K<0.01%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$26<0.01%013F-HRTimelineGroup