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Disclosery

HTGC HERCULES CAPITAL INC

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COM (common), issuer CIK 1280784

347 managers (351 13F filers) reported a position in HTGC shares at 2026-03-31, 52,991,236 shares in all. 49 filers opened a position and 52 filers sold out during the quarter.

Managers
347
13F filers
351
New
49
Added
130
Reduced
103
Sold out
52
Shares held by filers
52,991,236

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Penbrook Management LLC15,060$222K0.17%+29313F-HRTimeline
Allie Family Office LLC15,000$222K0.1%013F-HR/ATimeline
Arax Advisory Partners14,803$219K0.01%+313F-HRTimeline
Intrua Financial, LLC14,595$216K0.02%+4,39813F-HRTimeline
UNITED CAPITAL FINANCIAL ADVISORS, LLCin group UNITED CAPITAL FINANCIAL ADVI…14,513$214K<0.01%+83413F-HRTimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC14,355$212K<0.01%-50,24013F-HRTimelineGroup
Modern Wealth Management, LLC14,436$210K<0.01%+61613F-HRTimeline
Colonial River Investments, LLC14,222$210K0.08%-28513F-HRTimeline
Annex Advisory Services, LLC14,019$207K<0.01%+1513F-HRTimeline
KFG WEALTH MANAGEMENT, LLC13,915$206K0.03%new13F-HRTimeline
Sand Hill Global Advisors, LLC13,832$204K0.01%013F-HRTimeline
INVESTED ADVISORS13,762$203K0.21%+29113F-HRTimeline
Parallel Advisors, LLC13,436$198K<0.01%-50813F-HR/ATimeline
Advisory Services Network, LLC13,367$197K<0.01%+1,84013F-HRTimeline
WEDBUSH SECURITIES INC13,287$196K0.01%+34913F-HRTimeline
Beaumont Financial Advisors, LLC13,239$196K0.01%+39413F-HRTimeline
Chung Wu Investment Group, LLC12,978$192K0.17%013F-HRTimeline
Hennion & Walsh Asset Management, Inc.12,908$191K0.01%new13F-HRTimeline
Sunbelt Securities, Inc.12,879$190K0.01%+39213F-HRTimeline
Fulton Bank, N.A.12,817$189K0.01%013F-HRTimeline
Avior Wealth Management, LLC12,774$189K0.01%new13F-HRTimeline
Register Financial Advisors LLC12,391$183K0.07%-97113F-HRTimeline
Wealthfront Advisers LLC12,374$183K<0.01%new13F-HRTimeline
Keystone Financial Group12,198$180K0.01%013F-HRTimeline
Strategic Financial Concepts, LLC12,150$179K0.04%new13F-HRTimeline
Aigen Investment Management, LP12,089$179K0.05%new13F-HRTimeline
WealthBridge Capital Management, LLC12,000$177K0.04%013F-HRTimeline
CHOREO, LLC11,994$177K<0.01%new13F-HRTimeline
Global Endowment Management, LPin group Global Endowment Management, …12,000$177K0.02%-8,00013F-HRTimelineGroup
Baker Avenue Asset Management, LP11,896$176K<0.01%013F-HRTimeline
Independent Advisor Alliance11,750$174K<0.01%new13F-HRTimeline
Universal- Beteiligungs- und Serviceges…in group Universal- Beteiligungs- und …11,548$171K<0.01%013F-HRTimelineGroup
Caprock Group, LLC11,515$170K<0.01%-2,70013F-HRTimeline
Snowden Capital Advisors LLC11,436$169K<0.01%013F-HRTimeline
ARGA Investment Management, LP11,223$166K0.01%013F-HRTimeline
Ascentis Independent Advisorsin group Ascentis Wealth Management, L…11,133$164K0.01%new13F-HRTimelineGroup
Sovereign Financial Group, Inc.10,755$159K0.03%new13F-HRTimeline
Wealth Architects, LLC10,736$159K0.01%new13F-HRTimeline
Catalina Capital Group, LLC10,717$158K0.1%new13F-HRTimeline
Bridgefront Capital, LLC10,706$158K0.04%new13F-HRTimeline
Sequoia Financial Advisors, LLC10,667$158K<0.01%-2,53413F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC10,547$156K<0.01%-17513F-HRTimelineGroup
Dynamic Technology Lab Private Ltd10,528$155K0.03%new13F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management10,370$153K<0.01%-37813F-HRTimelineGroup
SageGuard Financial Group, LLC10,309$152K0.02%-39613F-HRTimeline
Avail Investment Partners, LLC10,323$152K0.16%13F-HRTimeline
Left Brain Wealth Management, LLC10,200$151K0.06%-285,55313F-HRTimeline
KINGSWOOD WEALTH ADVISORS, LLC10,032$148K0.01%new13F-HRTimeline
American Capital Advisory, LLC10,000$148K0.06%new13F-HRTimeline
IFP Advisors, Inc9,741$144K<0.01%+60313F-HRTimeline
ARMSTRONG ADVISORY GROUP, INC9,607$142K0.01%+4,34613F-HRTimeline
Hillsdale Investment Management Inc.8,620$127K<0.01%new13F-HRTimeline
AREX Capital Management, LP8,000$118K0.2%new13F-HRTimeline
State of Alaska, Department of Revenue7,821$115K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP8,063$112K<0.01%-42713F-HRTimelineGroup
SIGNATUREFD, LLC7,561$112K<0.01%+1,88913F-HRTimeline
Annis Gardner Whiting Capital Advisors,…7,090$105K0.02%+1,03513F-HRTimeline
Federation des caisses Desjardins du Qu…7,075$104K<0.01%-1,00013F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…6,908$102K0.03%-3,92013F-HRTimelineGroup
AMERIFLEX GROUP, INC.6,549$96.7K0.05%013F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.6,234$92.1K0.04%+1,64813F-HRTimeline
Union Bancaire Privee, UBP SA6,449$91.6K<0.01%-21,35913F-HRTimeline
Allworth Financial LP6,167$91.1K<0.01%+45413F-HRTimeline
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK5,784$85.4K<0.01%013F-HRTimelineGroup
CHILTON CAPITAL MANAGEMENT LLC5,500$81.2K<0.01%013F-HRTimeline
Key Capital Management, INC5,376$79.4K0.05%-2,96713F-HRTimeline
Geneos Wealth Management Inc.4,975$73.5K<0.01%-1,50013F-HRTimeline
HARBOUR INVESTMENTS, INC.4,913$72.6K<0.01%+2,10713F-HRTimeline
MAI Capital Management4,436$65.5K<0.01%-58813F-HRTimeline
Bayforest Capital Ltd4,417$65.2K0.07%-2,82413F-HRTimeline
Advocate Investing Services LLC4,240$62.6K0.05%013F-HRTimeline
Blue Trust, Inc.4,000$59.1K<0.01%-2013F-HRTimeline
Tradewinds Capital Management, LLC3,998$59.1K0.01%+10513F-HRTimeline
Sankala Group LLC4,132$58K0.05%+10913F-HRTimeline
BROWN, LISLE/CUMMINGS, INC.3,811$56.3K0.01%013F-HRTimeline
Kozak & Associates, Inc.3,610$55.2K0.01%+9513F-HRTimeline
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\3,520$52K<0.01%-137,76113F-HRTimelineGroup
Security National Bank3,508$51.8K0.01%013F-HRTimeline
Innovative Asset Advisors Group, LLC3,500$51.7K0.03%13F-HRTimeline
QUADRANT CAPITAL GROUP LLC3,435$50.7K<0.01%new13F-HR/ATimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…3,322$49.1K<0.01%013F-HR/ATimelineGroup
ELEVATION WEALTH PARTNERS, LLC3,267$48.3K0.02%+8613F-HRTimeline
WHITTIER TRUST CO OF NEVADA INC2,921$44.3K<0.01%+7713F-HRTimeline
Wilmington Savings Fund Society, FSB3,000$44.3K<0.01%new13F-HRTimeline
WFA of San Diego, LLC3,000$44.3K0.04%013F-HRTimeline
MTM Investment Management, LLC2,900$42.8K0.01%013F-HRTimeline
PRIVATE TRUST CO NA2,881$42.6K<0.01%-50013F-HRTimeline
Nova Wealth Management, Inc.2,523$37.3K0.02%013F-HRTimeline
HOLLENCREST CAPITAL MANAGEMENT2,522$37.2K<0.01%013F-HRTimeline
Estabrook Capital Management2,453$36.2K0.01%+5613F-HRTimeline
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…2,357$34.8K<0.01%new13F-HRTimelineGroup
DELTA ASSET MANAGEMENT LLC/TN2,221$32.8K<0.01%013F-HRTimeline
CX Institutional2,150$32K<0.01%-2,94413F-HRTimeline
FINANCIAL CONSULATE, INC2,045$30.2K<0.01%+20013F-HRTimeline
Archer Investment Corp2,043$30.2K0.01%+513F-HRTimeline
Optiver Holding B.V.in group Optiver Holding B.V.2,020$29.8K<0.01%013F-HR/ATimelineGroup
IFG Advisory, LLC2,000$29.5K0.08%new13F-HRTimeline
CWM, LLCin group CWM, LLC1,998$29.5K<0.01%+1,22713F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…1,942$28.7K<0.01%+5813F-HRTimelineGroup
Burk Holdings LLC1,750$25.8K0.01%new13F-HRTimeline
Caitlin John, LLC1,602$23.7K0.01%+4213F-HRTimeline
SALEM INVESTMENT COUNSELORS INC1,535$22.7K<0.01%new13F-HR/ATimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp1,500$22.2K<0.01%-51713F-HRTimelineGroup
HHM Wealth Advisors, LLC1,500$22.2K<0.01%013F-HRTimeline
CHESAPEAKE ASSET MANAGEMENT LLC1,304$19.3K0.02%-27213F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC1,286$19K<0.01%-50013F-HRTimelineGroup
Ancora Advisors LLCin group Ancora Advisors LLC1,275$18.8K<0.01%+2513F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management1,205$17.8K<0.01%013F-HRTimelineGroup
Clearstead Advisors, LLC1,200$17.7K<0.01%new13F-HRTimeline
LANARK FINANCIAL, INC.1,153$17K<0.01%+19313F-HRTimeline
Hilton Head Capital Partners, LLC1,095$16.2K0.01%+13013F-HRTimeline
VISION FINANCIAL MARKETS LLC995$14.7K0.01%new13F-HRTimeline
Financial Gravity Asset Management, Inc.in group Financial Gravity Companies, …900$13.3K<0.01%013F-HRTimelineGroup
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD796$11.8K<0.01%-2,01013F-HRTimelineGroup
Asset Dedication, LLC756$11.2K<0.01%013F-HRTimeline
GILPIN WEALTH MANAGEMENT, LLC723$10.7K0.01%013F-HRTimeline
WealthCollab, LLC641$9.47K<0.01%-19513F-HRTimeline
Community Bank, N.A.625$9.23K<0.01%013F-HRTimeline
VALLEY NATIONAL ADVISERS INC656$9K<0.01%013F-HRTimeline
HANTZ FINANCIAL SERVICES, INC.600$9K<0.01%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Bank of New Hampshire600$8.86K<0.01%013F-HRTimeline
ALERUS FINANCIAL NA517$7.64K<0.01%013F-HRTimeline
Rossby Financial, LCC518$7.54K<0.01%013F-HRTimeline
SJS Investment Consulting Inc.500$7.38K<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…475$7.01K<0.01%-71213F-HRTimelineGroup
TD Waterhouse Canada Inc.425$6.18K<0.01%+22513F-HRTimeline
PFS Partners, LLC413$6.1K<0.01%013F-HRTimeline
CITIGROUP INCin group CITIGROUP INC396$5.85K<0.01%-1,26113F-HRTimelineGroup
MCGUIRE CAPITAL ADVISORS INC348$5.14K<0.01%013F-HRTimeline
William B. Walkup & Associates, Inc.229$4.4K<0.01%013F-HRTimeline
Signature Resources Capital Management,…275$4.06K<0.01%013F-HRTimeline
JPL Wealth Management, LLC200$2.95K<0.01%new13F-HR/ATimeline
SWAN Capital LLC189$2.79K<0.01%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC100$1.48K<0.01%013F-HRTimeline
Glen Eagle Advisors, LLC100$1.48K<0.01%-30013F-HRTimeline
Quest 10 Wealth Builders, Inc.57$846<0.01%013F-HRTimeline
West Financial Advisors, LLC56$827<0.01%+113F-HRTimeline
HAGER INVESTMENT MANAGEMENT SERVICES, L…53$789<0.01%+113F-HRTimeline
Bank Julius Baer & Co. Ltd, Zurich44$648<0.01%-2,76713F-HRTimeline
CoreCap Advisors, LLC33$498<0.01%013F-HRTimeline
Caitong International Asset Management …25$369<0.01%-1,10313F-HRTimeline
DANSKE BANK A/S9$133<0.01%+513F-HRTimeline
Elequin Capital, LP9$133<0.01%-6413F-HRTimeline
PMV Capital Advisers, LLC6$94<0.01%new13F-HRTimeline
Ares Financial Consulting, LLC2$33<0.01%-47,72813F-HRTimeline
Pandowealth. LLC2,507,600$00%013F-HR/ATimelineValue filed as zero, left out of ratios.
HORIZON FINANCIAL SERVICES, LLC0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.