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Disclosery

HTGC HERCULES CAPITAL INC

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COM (common), issuer CIK 1280784

352 managers (356 13F filers) reported a position in HTGC shares at 2025-12-31, 52,374,557 shares in all. 40 filers opened a position and 33 filers sold out during the quarter.

Managers
352
13F filers
356
New
40
Added
134
Reduced
97
Sold out
33
Shares held by filers
52,374,557

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Allie Family Office LLC15,000$282K0.13%013F-HRTimeline
Arax Advisory Partners14,800$279K0.01%+213F-HRTimeline
Penbrook Management LLC14,767$278K0.19%-813F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.14,624$275K<0.01%-2,09813F-HRTimelineGroup
Quantinno Capital Management LP14,578$274K<0.01%new13F-HRTimeline
Colonial River Investments, LLC14,507$273K0.1%-87513F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC14,507$273K<0.01%-87513F-HR/ATimeline
Caprock Group, LLC14,215$268K0.01%013F-HRTimeline
Closed-End Fund Advisors, Inc.14,211$267K0.16%13F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC14,175$267K0.01%+4013F-HRTimelineGroup
Annex Advisory Services, LLC14,004$264K0.01%new13F-HRTimeline
Parallel Advisors, LLC13,944$262K<0.01%-75013F-HRTimeline
Sand Hill Global Advisors, LLC13,832$260K0.01%-2,00013F-HRTimeline
Modern Wealth Management, LLC13,820$260K<0.01%+5513F-HRTimeline
BNP PARIBAS ASSET MANAGEMENT Holding S.…in group BNP PARIBAS ASSET MANAGEMENT …13,718$258K<0.01%new13F-HRTimelineGroup
UNITED CAPITAL FINANCIAL ADVISORS, LLCin group UNITED CAPITAL FINANCIAL ADVI…13,679$257K<0.01%-20013F-HRTimelineGroup
INVESTED ADVISORS13,471$254K0.26%+2,17613F-HRTimeline
Register Financial Advisors LLC13,362$251K0.1%-1,97613F-HRTimeline
Farther Finance Advisors, LLC13,296$250K<0.01%-4,57313F-HRTimeline
Sequoia Financial Advisors, LLC13,201$248K<0.01%new13F-HRTimeline
Chung Wu Investment Group, LLC12,978$244K0.2%013F-HRTimeline
WEDBUSH SECURITIES INC12,938$243K0.01%-97813F-HRTimeline
Beaumont Financial Advisors, LLC12,845$242K0.02%+32113F-HRTimeline
Fulton Bank, N.A.12,817$241K0.01%013F-HRTimeline
Hudson Bay Capital Management LPin group Hudson Bay Capital Management…12,580$237K<0.01%new13F-HRTimelineGroup
EVERGREEN CAPITAL MANAGEMENT LLC12,504$235K0.01%new13F-HRTimeline
Sunbelt Securities, Inc.12,487$235K0.02%+1413F-HRTimeline
Catalyst Funds Management Pty Ltd12,482$235K0.05%new13F-HRTimeline
FourThought Financial Partners, LLC12,436$234K0.02%-59913F-HRTimeline
Keystone Financial Group12,198$230K0.02%013F-HRTimeline
WealthBridge Capital Management, LLC12,000$226K0.05%013F-HRTimeline
PharVision Advisers, LLC11,918$224K0.11%new13F-HRTimeline
Baker Avenue Asset Management, LP11,896$224K0.01%+88113F-HRTimeline
TrueMark Investments, LLCin group TrueMark Investments, LLC11,717$221K0.04%new13F-HRTimelineGroup
MACKENZIE FINANCIAL CORP11,745$220K<0.01%+30313F-HRTimeline
Universal- Beteiligungs- und Serviceges…in group Universal- Beteiligungs- und …11,548$217K<0.01%013F-HRTimelineGroup
Advisory Services Network, LLC11,527$217K<0.01%-5,78013F-HRTimeline
Snowden Capital Advisors LLC11,436$215K0.01%-1,17613F-HRTimeline
ORG Partners LLC11,425$215K0.04%013F-HRTimeline
ARGA Investment Management, LP11,223$211K0.01%013F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…10,828$204K0.06%013F-HRTimelineGroup
Campbell & CO Investment Adviser LLC10,756$202K0.01%-50,64213F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management10,748$202K<0.01%-2,09513F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC10,722$202K<0.01%+2,08013F-HRTimelineGroup
SageGuard Financial Group, LLC10,705$201K0.03%13F-HRTimeline
OCCUDO QUANTITATIVE STRATEGIES LP10,387$195K0.01%-9913F-HRTimeline
CALTON & ASSOCIATES, INC.10,379$195K0.03%new13F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC10,373$195K<0.01%new13F-HRTimeline
GRIMES & Co WEALTH MANAGEMENT, LLC10,347$195K<0.01%new13F-HRTimeline
Diversified Enterprises, LLC10,312$194K0.01%013F-HRTimeline
Intrua Financial, LLC10,197$192K0.02%new13F-HRTimeline
Triumph Capital Management9,605$181K0.04%new13F-HRTimeline
IFP Advisors, Inc9,138$172K<0.01%+9713F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP8,490$160K<0.01%+79213F-HRTimelineGroup
Key Capital Management, INC8,343$157K0.16%13F-HRTimeline
Federation des caisses Desjardins du Qu…8,075$152K<0.01%-2,50013F-HRTimeline
State of Alaska, Department of Revenue7,821$147K<0.01%+32113F-HRTimeline
Leonteq Securities AG7,500$141K0.01%013F-HRTimeline
Bayforest Capital Ltd7,241$136K0.1%new13F-HRTimeline
Cedar Wealth Management, LLC6,559$123K0.04%-2,40013F-HRTimeline
AMERIFLEX GROUP, INC.6,549$123K0.06%new13F-HRTimeline
Geneos Wealth Management Inc.6,475$122K<0.01%013F-HRTimeline
Annis Gardner Whiting Capital Advisors,…6,055$114K0.02%-65013F-HRTimeline
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK5,784$109K<0.01%013F-HRTimelineGroup
Allworth Financial LP5,713$108K<0.01%-93913F-HRTimeline
SIGNATUREFD, LLC5,672$107K<0.01%+82413F-HRTimeline
CHILTON CAPITAL MANAGEMENT LLC5,500$104K<0.01%-3,40513F-HRTimeline
ARMSTRONG ADVISORY GROUP, INC5,261$99K0.01%+2,42413F-HRTimeline
CX Institutional5,094$96K<0.01%-16,76313F-HRTimeline
MAI Capital Management5,024$94.5K<0.01%013F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.4,586$86.3K0.04%+44513F-HRTimeline
Garton & Associates Financial Advisors …4,265$80.3K0.04%13F-HRTimeline
Advocate Investing Services LLC4,240$79.8K0.07%13F-HRTimeline
Blue Trust, Inc.4,020$75.7K<0.01%+2013F-HRTimeline
Tradewinds Capital Management, LLC3,893$73.3K0.02%+8713F-HRTimeline
BROWN, LISLE/CUMMINGS, INC.3,811$71.7K0.02%013F-HRTimeline
Security National Bank3,508$66K0.01%-84513F-HRTimeline
Kozak & Associates, Inc.3,515$65.3K0.01%+7813F-HRTimeline
PRIVATE TRUST CO NA3,381$63.6K0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…3,322$62.5K<0.01%+3,00013F-HRTimelineGroup
ELEVATION WEALTH PARTNERS, LLC3,181$59.9K0.02%+7013F-HRTimeline
Sankala Group LLC4,023$57.2K0.05%13F-HRTimeline
WFA of San Diego, LLC3,000$56.5K0.04%013F-HRTimeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.2,977$56K<0.01%+1,58513F-HRTimelineGroup
MTM Investment Management, LLC2,900$54.6K0.02%013F-HRTimeline
WHITTIER TRUST CO OF NEVADA INC2,844$52.9K<0.01%new13F-HRTimeline
Bank Julius Baer & Co. Ltd, Zurich2,811$52.9K<0.01%+7113F-HRTimeline
HARBOUR INVESTMENTS, INC.2,806$52.8K<0.01%-1,16013F-HRTimeline
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD2,806$52.8K<0.01%-11,35113F-HRTimelineGroup
Nova Wealth Management, Inc.2,523$47.5K0.03%013F-HRTimeline
HOLLENCREST CAPITAL MANAGEMENT2,522$47.5K<0.01%013F-HRTimeline
Estabrook Capital Management2,397$45.1K0.01%+39513F-HRTimeline
DELTA ASSET MANAGEMENT LLC/TN2,221$41.8K<0.01%-3013F-HRTimeline
Archer Investment Corp2,038$38.4K0.01%+313F-HRTimeline
Optiver Holding B.V.in group Optiver Holding B.V.2,020$38K<0.01%013F-HRTimelineGroup
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp2,017$38K<0.01%013F-HRTimelineGroup
SUMMIT SECURITIES GROUP LLC2,000$37.6K0.01%+1,40013F-HRTimeline
Orion Capital Management LLC2,000$37.6K0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…1,884$35.5K<0.01%+1,00013F-HR/ATimelineGroup
FINANCIAL CONSULATE, INC1,845$34.7K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC1,786$33.6K<0.01%013F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC1,657$31.2K<0.01%+1,65613F-HRTimelineGroup
CHESAPEAKE ASSET MANAGEMENT LLC1,576$29.7K0.02%-77413F-HRTimeline
Caitlin John, LLC1,560$29.4K0.02%+3513F-HRTimeline
Cornerstone Planning Group LLC1,578$29.2K<0.01%new13F-HRTimeline
HHM Wealth Advisors, LLC1,500$28.2K<0.01%013F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC1,250$23.5K<0.01%013F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management1,205$22.7K<0.01%-16013F-HRTimelineGroup
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…1,187$22.3K<0.01%+66713F-HRTimelineGroup
NewEdge Advisors, LLC1,132$21.3K<0.01%-14,66213F-HRTimeline
Caitong International Asset Management …1,128$21.2K0.01%new13F-HR/ATimeline
Clark Wealth Partners1,046$19.7K0.01%013F-HRTimeline
Investors Research Corp1,000$18.8K<0.01%new13F-HRTimeline
Hilton Head Capital Partners, LLC965$18.2K0.01%13F-HRTimeline
LANARK FINANCIAL, INC.960$18.1K<0.01%+25013F-HRTimeline
Financial Gravity Asset Management, Inc.in group Financial Gravity Companies, …900$16.9K<0.01%013F-HRTimelineGroup
WealthCollab, LLC836$15.7K0.01%013F-HRTimeline
Quarry LP804$15.1K<0.01%new13F-HRTimeline
CWM, LLCin group CWM, LLC771$15K<0.01%+5113F-HRTimelineGroup
Asset Dedication, LLC756$14.2K<0.01%013F-HRTimeline
GILPIN WEALTH MANAGEMENT, LLC723$13.6K0.01%13F-HRTimeline
VALLEY NATIONAL ADVISERS INC656$12K<0.01%013F-HRTimeline
Community Bank, N.A.625$11.8K<0.01%013F-HRTimeline
Bank of New Hampshire600$11.3K<0.01%013F-HRTimeline
HANTZ FINANCIAL SERVICES, INC.600$11K<0.01%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
LM Advisors LLC205$10.9K0.21%-10,69513F-HRTimeline
Rossby Financial, LCC518$9.75K<0.01%-96913F-HRTimeline
ALERUS FINANCIAL NA517$9.73K<0.01%013F-HRTimeline
SJS Investment Consulting Inc.500$9.41K<0.01%new13F-HRTimeline
PFS Partners, LLC413$7.77K<0.01%013F-HRTimeline
Glen Eagle Advisors, LLC400$7.53K<0.01%+30013F-HRTimeline
COMERICA BANK396$7.45K<0.01%-5,03013F-HRTimeline
MCGUIRE CAPITAL ADVISORS INC348$6.55K<0.01%13F-HRTimeline
JNBA Financial Advisors329$6.19K<0.01%013F-HRTimeline
VSM Wealth Advisory, LLC300$5.65K<0.01%013F-HRTimeline
Signature Resources Capital Management,…275$5.18K<0.01%013F-HRTimeline
William B. Walkup & Associates, Inc.229$4.31K<0.01%013F-HRTimeline
TD Waterhouse Canada Inc.200$3.76K<0.01%013F-HRTimeline
SWAN Capital LLC189$3.56K<0.01%013F-HRTimeline
NISA INVESTMENT ADVISORS, LLC174$3.27K<0.01%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC100$1.88K<0.01%013F-HRTimeline
Elequin Capital, LP73$1.37K<0.01%new13F-HRTimeline
Quest 10 Wealth Builders, Inc.57$1.08K<0.01%013F-HRTimeline
West Financial Advisors, LLC55$1.03K<0.01%+213F-HRTimeline
HAGER INVESTMENT MANAGEMENT SERVICES, L…52$979<0.01%+113F-HRTimeline
CoreCap Advisors, LLC33$618<0.01%+113F-HRTimeline
Luminist Capital LLC25$471<0.01%013F-HRTimeline
TUCKER ASSET MANAGEMENT LLC20$376<0.01%new13F-HRTimeline
DANSKE BANK A/S4$75<0.01%+213F-HRTimeline
Navalign, LLC0$3<0.01%new13F-HRTimelineAmount filed as zero, left out of ratios.
Pandowealth. LLC2,507,600$00%13F-HR/ATimelineValue filed as zero, left out of ratios.
HORIZON FINANCIAL SERVICES, LLC0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.