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Disclosery

GAIN GLADSTONE INVT CORP

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COM (common), issuer CIK 1321741

86 managers (86 13F filers) reported a position in GAIN shares at 2025-06-30, 5,558,971 shares in all. 12 filers opened a position and 13 filers sold out during the quarter.

Managers
86
13F filers
86
New
12
Added
37
Reduced
19
Sold out
13
Shares held by filers
5,558,971

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Union Bancaire Privee, UBP SA19,806$40.4M0.59%+95913F-HRTimeline
Melia Wealth LLC1,133,030$16.2M7.74%+44,23213F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP836,641$11.9M0.01%+28,20113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY286,395$4.09M<0.01%+30,21113F-HRTimelineGroup
UBS Group AGin group UBS Group AG255,656$3.65M<0.01%+34,55713F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.251,201$3.58M<0.01%+51,20313F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc242,600$3.46M<0.01%013F-HRTimelineGroup
OUTFITTERS FINANCIAL LLC202,295$2.89M2.46%+1,15013F-HRTimeline
LPL Financial LLC188,193$2.69M<0.01%+1,53713F-HRTimeline
BLAIR WILLIAM & CO/IL169,571$2.42M0.01%+1,13513F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC169,197$2.41M<0.01%+91,77313F-HRTimelineGroup
DAVENPORT & Co LLC135,262$1.93M0.01%-19,27713F-HRTimeline
Advisors Asset Management, Inc.114,865$1.64M0.03%-59313F-HR/ATimeline
Cassaday & Co Wealth Management LLC112,500$1.61M0.04%013F-HRTimeline
Legacy Capital Wealth Partners, LLC102,257$1.46M0.33%-3,83113F-HRTimeline
PFG Advisors100,404$1.43M0.07%013F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.90,800$1.3M<0.01%-63613F-HRTimelineGroup
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp85,613$1.22M0.03%-3,00013F-HRTimelineGroup
United Advisor Group, LLC78,434$1.12M0.19%+2,08313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA77,867$1.11M<0.01%+2,22913F-HR/ATimelineGroup
HRT FINANCIAL LP57,501$820K<0.01%+41,54613F-HRTimeline
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding56,075$800K-65,287Timeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…53,768$767K0.26%-33,00313F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.51,478$735K<0.01%new13F-HRTimelineGroup
ALBERT D MASON INC48,056$686K0.5%-3,18513F-HRTimeline
Realta Investment Advisors42,227$603K0.24%+32,22713F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC40,857$583K<0.01%+81413F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co37,238$531K<0.01%+2,13613F-HRTimelineGroup
Garner Asset Management Corp36,805$525K0.24%-89613F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC36,633$523K<0.01%+2,02113F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC33,086$472K0.01%+73313F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…32,155$459K<0.01%+1,52213F-HRTimelineGroup
Cetera Investment Advisers30,681$438K<0.01%+44513F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP29,972$428K<0.01%new13F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP24,854$355K<0.01%+12,49713F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.24,828$354K<0.01%-1,57713F-HR/ATimelineGroup
Prosperity Financial Group, Inc.in group Prosperity Financial Group, I…24,700$352K0.15%-7,05013F-HRTimelineGroup
Focus Partners Wealthin group Focus Partners Wealth19,855$283K<0.01%+32813F-HRTimelineGroup
NewEdge Advisors, LLC19,626$280K<0.01%013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC16,794$240K<0.01%+4613F-HRTimelineGroup
Private Advisor Group, LLC15,751$225K<0.01%+15213F-HRTimeline
Foundations Investment Advisors, LLC15,410$220K<0.01%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC14,193$203K<0.01%-8,38713F-HRTimelineGroup
UNITED CAPITAL FINANCIAL ADVISORS, LLCin group UNITED CAPITAL FINANCIAL ADVI…13,500$193K<0.01%+1,50013F-HRTimelineGroup
Virtu Financial LLCin group Virtu Financial LLC12,592$180K0.01%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN12,107$173K<0.01%-99913F-HRTimelineGroup
State of Wyoming12,033$172K0.02%+8,07913F-HRTimeline
Hardy Reed LLC10,733$153K0.01%+56613F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.10,602$151K<0.01%+52613F-HRTimelineGroup
Cornerstone Wealth Management, LLC10,479$150K0.01%-1,34913F-HRTimeline
Geneos Wealth Management Inc.8,849$126K<0.01%+38913F-HRTimeline
Quantbot Technologies LP7,392$105K<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC5,364$76.5K<0.01%+8213F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO5,304$75.7K<0.01%+4,80413F-HRTimelineGroup
Allworth Financial LP5,030$71.8K<0.01%+5,01713F-HRTimeline
North Star Investment Management Corp.5,000$71.3K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…3,600$51.4K<0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/2,404$34.3K<0.01%-7,31313F-HRTimelineGroup
First Horizon Advisors, Inc.2,259$32.2K<0.01%new13F-HRTimeline
Kentucky Trust Co2,000$28.5K0.02%013F-HRTimeline
EXCHANGE TRADED CONCEPTS, LLC1,901$27.1K<0.01%new13F-HRTimeline
SIGNATUREFD, LLC1,322$18.9K<0.01%+32313F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,291$18.2K<0.01%013F-HRTimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…1,200$17.1K<0.01%013F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/1,000$14.2K<0.01%013F-HR/ATimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…971$13.9K<0.01%-2,98513F-HRTimelineGroup
COMERICA BANK950$13.6K<0.01%new13F-HRTimeline
Wilmington Savings Fund Society, FSB884$12.6K<0.01%013F-HRTimeline
MAI Capital Management871$12.4K<0.01%+31413F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC845$12.1K<0.01%new13F-HRTimelineGroup
CALDWELL SUTTER CAPITAL, INC.800$11.4K0.01%013F-HRTimeline
Pflug Koory, LLC675$9.63K<0.01%013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV600$8.56K<0.01%013F-HRTimeline
Mid-American Wealth Advisory Group, Inc.401$5.72K<0.01%new13F-HRTimeline
Parallel Advisors, LLC263$3.75K<0.01%-10213F-HRTimeline
Larson Financial Group LLC224$3.2K<0.01%+413F-HRTimeline
VALLEY NATIONAL ADVISERS INC150$2K<0.01%013F-HRTimeline
OAKWORTH CAPITAL, INC.100$1.43K<0.01%new13F-HRTimeline
Roble, Belko & Company, Inc93$1K<0.01%+113F-HRTimeline
Transce3nd, LLC35$499<0.01%+2613F-HRTimeline
HARBOUR INVESTMENTS, INC.10$143<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.5$72<0.01%013F-HRTimeline
CITIGROUP INCin group CITIGROUP INC1$14<0.01%-2,26513F-HRTimelineGroup
Quarry LP1$14<0.01%new13F-HRTimeline
Creekmur Asset Management LLC0$5<0.01%-113F-HRTimelineAmount filed as zero, left out of ratios.
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.