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Disclosery

GAIN GLADSTONE INVT CORP

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COM (common), issuer CIK 1321741

88 managers (88 13F filers) reported a position in GAIN shares at 2025-09-30, 6,124,987 shares in all. 16 filers opened a position and 12 filers sold out during the quarter.

Managers
88
13F filers
88
New
16
Added
30
Reduced
22
Sold out
12
Shares held by filers
6,124,987

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Union Bancaire Privee, UBP SA19,806$40.8M0.58%013F-HRTimeline
Melia Wealth LLC1,197,594$16.6M7.25%+64,56413F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP854,730$11.8M0.01%+18,08913F-HRTimelineGroup
UBS Group AGin group UBS Group AG484,848$6.7M<0.01%+229,19213F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY317,936$4.39M<0.01%+31,54113F-HR/ATimelineGroup
BlackRock, Inc.in group BlackRock, Inc.315,598$4.36M<0.01%+64,39713F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP295,342$4.08M<0.01%+265,37013F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc222,547$3.08M<0.01%-20,05313F-HRTimelineGroup
OUTFITTERS FINANCIAL LLC201,895$2.79M2.26%-40013F-HRTimeline
LPL Financial LLC195,758$2.71M<0.01%+7,56513F-HRTimeline
BLAIR WILLIAM & CO/IL164,914$2.28M0.01%-4,65713F-HRTimeline
DAVENPORT & Co LLC135,262$1.87M0.01%013F-HRTimeline
Cassaday & Co Wealth Management LLC128,000$1.77M0.04%+15,50013F-HRTimeline
Advisors Asset Management, Inc.113,832$1.57M0.03%-1,03313F-HR/ATimeline
Legacy Capital Wealth Partners, LLC101,206$1.4M0.3%-1,05113F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp99,789$1.38M0.03%+14,17613F-HRTimelineGroup
PFG Advisors99,744$1.38M0.06%-66013F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.90,800$1.25M<0.01%013F-HRTimelineGroup
United Advisor Group, LLC78,434$1.08M0.15%013F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…70,254$971K0.28%+16,48613F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA63,227$874K<0.01%-14,64013F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.59,447$822K<0.01%+7,96913F-HRTimelineGroup
ALBERT D MASON INC51,013$705K0.46%+2,95713F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co48,371$666K<0.01%+11,13313F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC44,546$616K<0.01%-124,65113F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC43,953$607K<0.01%+3,09613F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.43,149$596K<0.01%new13F-HRTimelineGroup
AMERIFLEX GROUP, INC.42,338$585K0.22%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…38,094$526K<0.01%+5,93913F-HRTimelineGroup
Garner Asset Management Corp36,289$502K0.2%-51613F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC33,802$467K0.01%+71613F-HRTimeline
Cetera Investment Advisers33,383$461K<0.01%+2,70213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC31,100$430K<0.01%-5,53313F-HRTimeline
Magnetar Financial LLCin group Magnetar Financial LLC30,090$416K<0.01%new13F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP27,439$379K<0.01%+2,58513F-HRTimelineGroup
State of Wyoming26,003$359K0.04%+13,97013F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth20,195$279K<0.01%+34013F-HRTimelineGroup
Prosperity Financial Group, Inc.in group Prosperity Financial Group, I…19,400$268K0.1%-5,30013F-HRTimelineGroup
Janney Montgomery Scott LLC19,375$268K<0.01%new13F-HRTimeline
NewEdge Advisors, LLC19,376$268K<0.01%-25013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.17,844$251K<0.01%-6,98413F-HRTimelineGroup
OXFORD ASSET MANAGEMENT LLP17,727$245K0.08%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Private Advisor Group, LLC15,720$217K<0.01%-3113F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC15,391$213K<0.01%-1,40313F-HRTimelineGroup
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…14,000$193K<0.01%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN13,277$183K<0.01%+1,17013F-HRTimelineGroup
Foundations Investment Advisors, LLC12,452$172K<0.01%-2,95813F-HRTimeline
Verition Fund Management LLC11,054$153K<0.01%new13F-HRTimeline
Hardy Reed LLC10,918$151K0.01%+18513F-HRTimeline
Prime Capital Investment Advisors, LLC10,730$148K<0.01%new13F-HRTimeline
Mariner, LLCin group Mariner, LLC10,114$140K<0.01%new13F-HRTimelineGroup
Geneos Wealth Management Inc.9,001$124K<0.01%+15213F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/8,946$124K<0.01%+6,54213F-HR/ATimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO7,249$100K<0.01%+1,94513F-HR/ATimelineGroup
Allworth Financial LP5,140$71K<0.01%+11013F-HRTimeline
North Star Investment Management Corp.5,000$69.1K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…3,600$49.8K<0.01%013F-HRTimeline
Kentucky Trust Co2,000$27.6K0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,291$17.8K<0.01%013F-HRTimelineGroup
Farther Finance Advisors, LLC1,217$16.8K<0.01%-4,14713F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…1,200$16.6K<0.01%013F-HRTimelineGroup
SIGNATUREFD, LLC1,090$15.1K<0.01%-23213F-HRTimeline
ORG Partners LLC1,000$13.8K<0.01%new13F-HRTimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/1,000$13.8K<0.01%013F-HRTimelineGroup
COMERICA BANK950$13.1K<0.01%013F-HRTimeline
MAI Capital Management857$11.8K<0.01%-1413F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.800$11.1K<0.01%013F-HRTimeline
Crewe Advisors LLC766$10.6K<0.01%new13F-HRTimeline
Quarry LP738$10.2K<0.01%+73713F-HRTimeline
SIMPLEX TRADING, LLC747$10K<0.01%new13F-HRTimeline
Sunbelt Securities, Inc.692$9.57K<0.01%new13F-HRTimeline
Pflug Koory, LLC675$9.33K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC622$8.6K<0.01%-22313F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV600$8.29K<0.01%013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…551$7.62K<0.01%-42013F-HRTimelineGroup
Parallel Advisors, LLC263$3.63K<0.01%013F-HRTimeline
Larson Financial Group LLC228$3.15K<0.01%+413F-HRTimeline
Wealthspire Advisors, LLC180$2.48K<0.01%new13F-HRTimeline
VALLEY NATIONAL ADVISERS INC150$2K<0.01%013F-HRTimeline
OAKWORTH CAPITAL, INC.100$1.38K<0.01%013F-HRTimeline
Roble, Belko & Company, Inc95$1K<0.01%+213F-HRTimeline
EXCHANGE TRADED CONCEPTS, LLC56$774<0.01%-1,84513F-HRTimeline
QUADRANT CAPITAL GROUP LLC37$512<0.01%new13F-HRTimeline
Advisory Services Network, LLC15$202<0.01%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.10$138<0.01%013F-HRTimeline
CITIGROUP INCin group CITIGROUP INC10$138<0.01%+913F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.5$70<0.01%013F-HRTimeline
Creekmur Asset Management LLC0$4<0.01%013F-HRTimelineAmount filed as zero, left out of ratios.