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Disclosery

GAIN GLADSTONE INVT CORP

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COM (common), issuer CIK 1321741

91 managers (92 13F filers) reported a position in GAIN shares at 2025-12-31, 6,667,093 shares in all. 16 filers opened a position and 12 filers sold out during the quarter.

Managers
91
13F filers
92
New
16
Added
29
Reduced
27
Sold out
12
Shares held by filers
6,667,093

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Union Bancaire Privee, UBP SA15,393$33M0.39%-4,41313F-HRTimeline
Melia Wealth LLC1,127,296$15.7M7.28%-70,29813F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP798,954$11.2M0.01%-55,77613F-HRTimelineGroup
UBS Group AGin group UBS Group AG713,016$9.96M<0.01%+228,16813F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY335,654$4.69M<0.01%+17,71813F-HR/ATimelineGroup
BlackRock, Inc.in group BlackRock, Inc.319,773$4.47M<0.01%+4,17513F-HRTimelineGroup
PFG Advisors305,248$4.26M0.21%+205,50413F-HRTimeline
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding301,661$4.21MnewTimeline
Legal & General Group Plcin group Legal & General Group Plc273,752$3.83M<0.01%+51,20513F-HRTimelineGroup
OUTFITTERS FINANCIAL LLC204,345$2.85M2.25%+2,45013F-HRTimeline
LPL Financial LLC193,933$2.71M<0.01%-1,82513F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP164,583$2.3M<0.01%-130,75913F-HRTimelineGroup
BLAIR WILLIAM & CO/IL154,482$2.16M0.01%-10,43213F-HRTimeline
DAVENPORT & Co LLC137,862$1.93M0.01%+2,60013F-HRTimeline
Cassaday & Co Wealth Management LLC132,000$1.84M0.04%+4,00013F-HRTimeline
Legacy Capital Wealth Partners, LLC111,329$1.56M0.33%+10,12313F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp97,164$1.36M0.03%-2,62513F-HRTimelineGroup
Advisors Asset Management, Inc.94,780$1.32M0.02%-19,05213F-HR/ATimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.90,801$1.27M<0.01%+113F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.88,410$1.24M<0.01%+70,56613F-HRTimelineGroup
United Advisor Group, LLC70,752$988K0.13%-7,68213F-HRTimeline
ALBERT D MASON INC66,833$934K0.61%+15,82013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA66,229$926K<0.01%+3,00213F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.54,224$758K<0.01%-5,22313F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co50,440$706K<0.01%+2,06913F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC49,736$695K<0.01%+5,78313F-HRTimelineGroup
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…49,495$691K0.19%-20,75913F-HRTimelineGroup
TrueMark Investments, LLCin group TrueMark Investments, LLC41,678$582K0.11%new13F-HRTimelineGroup
GLOBAL STRATEGIC MANAGEMENT INC39,032$545K0.45%13F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC36,758$514K0.01%+2,95613F-HRTimeline
Garner Asset Management Corp36,293$507K0.19%+413F-HRTimeline
Cetera Investment Advisers30,936$432K<0.01%-2,44713F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…30,742$429K<0.01%-7,35213F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC28,396$397K<0.01%-2,70413F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP25,342$354K<0.01%-2,09713F-HRTimelineGroup
NewEdge Advisors, LLC20,460$286K<0.01%+1,08413F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth20,295$281K<0.01%+10013F-HRTimelineGroup
Janney Montgomery Scott LLC19,375$271K<0.01%013F-HRTimeline
AMERIFLEX GROUP, INC.19,308$270K0.14%-23,03013F-HRTimeline
Prosperity Financial Group, Inc.in group Prosperity Financial Group, I…16,000$224K0.08%-3,40013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN14,777$206K<0.01%+1,50013F-HRTimelineGroup
State of Wyoming14,667$205K0.02%-11,33613F-HRTimeline
Private Advisor Group, LLC14,285$200K<0.01%-1,43513F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC14,005$196K<0.01%new13F-HRTimelineGroup
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…14,000$196K<0.01%013F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC13,994$195K<0.01%-1,39713F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/12,389$173K<0.01%+3,44313F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…12,098$168K<0.01%new13F-HRTimeline
Foundations Investment Advisors, LLC11,970$167K<0.01%-48213F-HRTimeline
Hardy Reed LLC11,108$155K0.01%+19013F-HRTimeline
Sound Income Strategies, LLC10,740$151K0.01%new13F-HRTimeline
Prime Capital Investment Advisors, LLC10,728$150K<0.01%-213F-HRTimeline
NorthRock Partners, LLC10,262$143K<0.01%new13F-HRTimeline
Abel Hall, LLC10,000$140K0.03%new13F-HRTimeline
Register Financial Advisors LLC9,500$133K0.05%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO6,915$96.6K<0.01%-33413F-HRTimelineGroup
Allworth Financial LP5,167$72.2K<0.01%+2713F-HRTimeline
North Star Investment Management Corp.5,000$69.8K<0.01%013F-HRTimeline
Aquatic Capital Management LLC3,562$49.8K<0.01%new13F-HRTimeline
Steward Partners Investment Advisory, L…3,000$41.9K<0.01%-60013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…2,190$30.6K<0.01%new13F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…2,046$28.6K<0.01%+1,49513F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,000$28K<0.01%+1,00013F-HRTimelineGroup
Kentucky Trust Co2,000$27.9K0.01%013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC1,870$26.1K<0.01%new13F-HRTimelineGroup
Ritter Daniher Financial Advisory LLC /…1,543$21.6K<0.01%new13F-HRTimeline
MAI Capital Management1,407$19.7K<0.01%+55013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,291$18K<0.01%013F-HRTimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…1,200$16.8K<0.01%013F-HRTimelineGroup
CoreCap Advisors, LLC1,009$14.1K<0.01%new13F-HRTimeline
ORG Partners LLC1,000$14K<0.01%013F-HRTimeline
SIGNATUREFD, LLC999$14K<0.01%-9113F-HRTimeline
COMERICA BANK950$13.3K<0.01%013F-HRTimeline
CITIGROUP INCin group CITIGROUP INC805$11.2K<0.01%+79513F-HRTimelineGroup
CALDWELL SUTTER CAPITAL, INC.800$11.2K<0.01%013F-HRTimeline
Crewe Advisors LLC766$10.7K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.704$9.84K<0.01%+1213F-HRTimeline
Pflug Koory, LLC675$9.43K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC673$9.4K<0.01%-54413F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC622$8.69K<0.01%013F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV600$8.38K<0.01%013F-HRTimeline
Parallel Advisors, LLC263$3.67K<0.01%013F-HRTimeline
Larson Financial Group LLC232$3.24K<0.01%+413F-HRTimeline
WealthCollab, LLC145$2.03K<0.01%new13F-HRTimeline
VALLEY NATIONAL ADVISERS INC150$2K<0.01%013F-HRTimeline
OAKWORTH CAPITAL, INC.100$1.4K<0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\46$643<0.01%new13F-HRTimelineGroup
QUADRANT CAPITAL GROUP LLC37$517<0.01%013F-HRTimeline
EXCHANGE TRADED CONCEPTS, LLC28$391<0.01%-2813F-HRTimeline
HARBOUR INVESTMENTS, INC.10$140<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.5$70<0.01%013F-HRTimeline