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Disclosery

GAIN GLADSTONE INVT CORP

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COM (common), issuer CIK 1321741

90 managers (90 13F filers) reported a position in GAIN shares at 2026-03-31, 6,832,569 shares in all. 14 filers opened a position and 15 filers sold out during the quarter.

Managers
90
13F filers
90
New
14
Added
29
Reduced
26
Sold out
15
Shares held by filers
6,832,569

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Melia Wealth LLC1,069,486$15.2M7.35%-57,81013F-HRTimeline
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP804,263$11.4M0.01%+614,02013F-HRTimelineGroup
UBS Group AGin group UBS Group AG732,231$10.4M<0.01%+19,21513F-HRTimelineGroup
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP591,928$8.4M0.01%-207,02613F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY338,072$4.8M<0.01%+2,41813F-HRTimelineGroup
PFG Advisors315,330$4.48M0.22%+10,08213F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc300,698$4.27M<0.01%+26,94613F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.207,403$2.95M<0.01%-112,37013F-HRTimelineGroup
OUTFITTERS FINANCIAL LLC205,120$2.91M2.25%+77513F-HRTimeline
LPL Financial LLC187,438$2.66M<0.01%-6,49513F-HRTimeline
BLAIR WILLIAM & CO/IL145,754$2.07M0.01%-8,72813F-HRTimeline
DAVENPORT & Co LLC139,862$1.99M0.01%+2,00013F-HRTimeline
TUDOR INVESTMENT CORP ET AL125,209$1.78M0.01%new13F-HRTimeline
Legacy Capital Wealth Partners, LLC119,068$1.69M0.35%+7,73913F-HRTimeline
Advisors Asset Management, Inc.108,973$1.55M0.03%+14,19313F-HRTimeline
Squarepoint Ops LLCin group Squarepoint Ops LLC103,510$1.47M<0.01%new13F-HRTimelineGroup
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp97,164$1.38M0.03%013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.95,255$1.35M<0.01%+6,84513F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.90,300$1.28M<0.01%-50113F-HRTimelineGroup
Cassaday & Co Wealth Management LLC79,000$1.12M0.02%-53,00013F-HRTimeline
United Advisor Group, LLC77,612$1.1M0.14%+6,86013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC69,763$991K<0.01%+55,75813F-HRTimelineGroup
ALBERT D MASON INC67,936$965K0.62%+1,10313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA58,179$826K<0.01%-8,05013F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC47,934$681K<0.01%-1,80213F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…46,142$655K<0.01%+15,40013F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co43,425$621K<0.01%-7,01513F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.43,241$614K<0.01%-10,98313F-HRTimelineGroup
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…41,033$583K0.16%-8,46213F-HRTimelineGroup
Garner Asset Management Corp34,493$490K0.19%-1,80013F-HRTimeline
Cetera Investment Advisers31,653$449K<0.01%+71713F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC29,188$414K<0.01%+79213F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC24,978$355K0.01%-11,78013F-HR/ATimeline
Focus Partners Wealthin group Focus Partners Wealth20,743$295K<0.01%+44813F-HRTimelineGroup
NewEdge Advisors, LLC19,976$284K<0.01%-48413F-HR/ATimeline
AMERIFLEX GROUP, INC.19,358$275K0.14%+5013F-HRTimeline
Janney Montgomery Scott LLC18,511$263K<0.01%-86413F-HRTimeline
GREENWOOD GEARHART LLC17,900$254K0.01%new13F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN17,418$247K<0.01%+2,64113F-HR/ATimelineGroup
SIMPLEX TRADING, LLC15,997$227K0.01%new13F-HRTimeline
Prosperity Financial Group, Inc.in group Prosperity Financial Group, I…15,700$223K0.08%-30013F-HRTimelineGroup
Private Advisor Group, LLC14,628$208K<0.01%+34313F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC13,959$198K<0.01%new13F-HR/ATimelineGroup
Creative Planningin group Creative Planning13,246$188K<0.01%new13F-HRTimelineGroup
Foundations Investment Advisors, LLC12,116$172K<0.01%+14613F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC12,015$171K<0.01%-1,97913F-HRTimelineGroup
HighTower Advisors, LLC11,572$164K<0.01%new13F-HRTimeline
Hardy Reed LLC11,300$160K0.01%+19213F-HRTimeline
First Affirmative Financial Network10,903$155K0.06%13F-HR/ATimeline
Sound Income Strategies, LLC10,740$154K0.01%013F-HRTimeline
NorthRock Partners, LLC10,262$146K<0.01%013F-HRTimeline
Prime Capital Investment Advisors, LLC10,258$146K<0.01%-47013F-HRTimeline
HRT FINANCIAL LP10,017$142K<0.01%new13F-HRTimeline
Abel Hall, LLC10,000$142K0.03%013F-HRTimeline
Register Financial Advisors LLC9,500$135K0.05%013F-HRTimeline
State of Wyoming9,421$134K0.02%-5,24613F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO6,143$86.9K<0.01%-77213F-HR/ATimelineGroup
Allworth Financial LP5,196$73.8K<0.01%+2913F-HRTimeline
North Star Investment Management Corp.5,000$71K<0.01%013F-HRTimeline
Union Bancaire Privee, UBP SA3,570$50.7K<0.01%-11,82313F-HRTimeline
Steward Partners Investment Advisory, L…3,000$42.6K<0.01%013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…2,190$31.4K<0.01%013F-HRTimeline
Kentucky Trust Co2,000$28.4K0.01%013F-HRTimeline
Burk Holdings LLC1,706$24.2K0.01%new13F-HRTimeline
Ritter Daniher Financial Advisory LLC /…1,570$22.3K<0.01%+2713F-HRTimeline
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD1,467$20.8K<0.01%new13F-HRTimelineGroup
MAI Capital Management1,407$20K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,388$19.2K<0.01%+9713F-HRTimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…1,200$17K<0.01%013F-HR/ATimelineGroup
SIGNATUREFD, LLC1,080$15.3K<0.01%+8113F-HRTimeline
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…1,049$14.9K<0.01%new13F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.1,005$14.3K<0.01%+1,00013F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.800$11.4K<0.01%013F-HRTimeline
Crewe Advisors LLC766$10.9K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.717$10.2K<0.01%+1313F-HRTimeline
Pflug Koory, LLC675$9.59K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC658$9.44K<0.01%-1513F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC622$8.83K<0.01%013F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…602$8.55K<0.01%-1,44413F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV600$8.52K<0.01%013F-HRTimeline
Larson Financial Group LLC236$3.35K<0.01%+413F-HRTimeline
Parallel Advisors, LLC221$3.14K<0.01%-4213F-HR/ATimeline
Advisory Services Network, LLC200$2.84K<0.01%new13F-HRTimeline
VALLEY NATIONAL ADVISERS INC150$2K<0.01%013F-HRTimeline
OAKWORTH CAPITAL, INC.100$1.42K<0.01%013F-HRTimeline
QUADRANT CAPITAL GROUP LLC37$526<0.01%013F-HR/ATimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS14$199<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.10$142<0.01%013F-HRTimeline
CITIGROUP INCin group CITIGROUP INC8$114<0.01%-79713F-HRTimelineGroup
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK1$14<0.01%new13F-HRTimelineGroup