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Disclosery

CTA SIMPLIFY EXCHANGE TRADED FUN

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MANAGED FUTURES (fund)

192 managers (195 13F filers) reported a position in CTA shares at 2025-09-30, 27,773,413 shares in all. 30 filers opened a position and 24 filers sold out during the quarter.

Managers
192
13F filers
195
New
30
Added
97
Reduced
57
Sold out
24
Shares held by filers
27,773,413

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
CWM, LLCin group CWM, LLC2,611,640$73M0.22%+235,80113F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…2,300,749$64.9M0.1%+2,216,17313F-HRTimeline
Boothe Investment Group, Inc.1,572,122$44M16.11%+480,42913F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/923,921$25.8M<0.01%-803,80013F-HR/ATimelineGroup
AE Wealth Management LLC890,432$24.9M0.16%-308,49213F-HRTimeline
LPL Financial LLC832,631$23.3M0.01%-20,93613F-HRTimeline
IAG Wealth Partners, LLC776,298$21.7M2.61%new13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC703,613$19.7M0.01%+68,53413F-HRTimelineGroup
Private Advisor Group, LLC643,499$18M0.09%-5,54013F-HRTimeline
PEAK FINANCIAL ADVISORS LLC580,773$16.2M7.79%+40,39813F-HRTimeline
HighTower Advisors, LLC565,447$15.8M0.02%+43,14913F-HRTimeline
Orion Porfolio Solutions, LLC526,143$14.7M0.11%-5,02113F-HRTimeline
New York Life Investment Management LLCin group New York Life Investment Mana…499,820$14M0.12%+178,98613F-HRTimelineGroup
Beacon Capital Management, LLC496,936$13.9M1.98%-246,31113F-HRTimeline
Altiora Financial Group, LLC491,278$13.7M2.51%+95,44513F-HRTimeline
Beacon Capital Management, Inc.415,132$11.6M0.55%+228,16713F-HRTimeline
ABBINGTON INVESTMENT GROUP404,893$11.3M9.7%13F-HRTimeline
Fielder Capital Group LLC362,878$10.1M2.31%+20,15213F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP355,570$9.95M0.01%+30,43813F-HRTimelineGroup
Pasadena Private Wealth, LLC351,711$9.84M1.42%-290,71013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC342,194$9.57M<0.01%+127,16713F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN338,748$9.47M<0.01%-9,14413F-HRTimelineGroup
Clark Capital Management Group, Inc.331,136$9.26M0.06%+21,00413F-HRTimeline
Dynamic Advisor Solutions LLC318,622$8.91M0.26%+1,05613F-HRTimeline
OmniStar Financial Group, Inc.304,252$8.51M5.15%new13F-HRTimeline
Compound Planning, Inc.303,670$8.49M0.27%new13F-HRTimeline
Cambridge Investment Research Advisors,…295,763$8.27M0.02%+13,35113F-HRTimeline
Philip James Wealth Mangement, LLC291,928$8.17M0.95%+84,49013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY283,352$7.93M<0.01%+5,83513F-HR/ATimelineGroup
Elevated Capital Advisors, LLC277,459$7.76M1.93%+85,40913F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.260,864$7.29M0.01%+26,73313F-HRTimelineGroup
POM Investment Strategies, LLC253,556$7.09M3.85%-46,70913F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO236,080$6.6M<0.01%+235,98013F-HR/ATimelineGroup
COWA, LLC231,664$6.48M2.15%+26,64513F-HRTimeline
NAPA WEALTH MANAGEMENT210,055$5.88M2.75%-53,47313F-HRTimeline
Atria Investments, Inc208,274$5.83M0.07%-5,87313F-HRTimeline
Aspen Wealth Strategies, LLC198,373$5.55M3.11%+16,20613F-HRTimeline
Deane Retirement Strategies, Inc.193,766$5.42M2.33%-1,88513F-HRTimeline
Belpointe Asset Management LLC190,494$5.33M0.2%-9,40113F-HRTimeline
MAI Capital Management189,180$5.29M0.03%new13F-HRTimeline
Longview Financial Advisors, Inc.189,094$5.29M3.77%+1,12913F-HRTimeline
Stratos Wealth Partners, LTD.group of 3 filers holding185,447$5.19M-12,526Timeline
MML INVESTORS SERVICES, LLC182,189$5.1M0.01%+17,74813F-HRTimeline
Archford Capital Strategies, LLC164,420$4.6M0.55%+1,50313F-HRTimeline
CSS LLC/IL149,060$4.17M0.25%+8,42513F-HRTimeline
Ethos Financial Group, LLC140,197$3.92M0.31%+4,40613F-HRTimeline
Ignite Planners, LLC139,278$3.9M0.64%-3,08113F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP128,856$3.6M<0.01%-12913F-HRTimelineGroup
PMV Capital Advisers, LLC125,226$3.5M6.8%+21,95313F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC124,464$3.48M0.08%+14,71013F-HRTimelineGroup
Clear Creek Financial Management, LLC121,958$3.41M0.3%-4,04013F-HRTimeline
HOWARD BAILEY SECURITIES, LLC117,842$3.3M0.94%-30,08813F-HR/ATimeline
R. W. Roge & Company, Inc.117,247$3.28M1.68%-40,21813F-HRTimeline
Cumberland Partners Ltdin group Cumberland Partners Ltd116,423$3.26M0.21%+4,20313F-HRTimelineGroup
Upper Left Wealth Management, LLC108,215$3.03M1.9%+8,48013F-HRTimeline
Western Wealth Management, LLC107,920$3.02M0.16%+72,36413F-HRTimeline
Steward Partners Investment Advisory, L…104,166$2.91M0.02%-116,07313F-HRTimeline
KWB Wealth108,272$2.9M0.32%+32,80813F-HRTimeline
Austin Wealth Management, LLC100,729$2.84M0.45%+16,34913F-HRTimeline
TriaGen Wealth Management LLC100,988$2.82M0.74%new13F-HRTimeline
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …91,689$2.56M0.05%-29,45213F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.91,513$2.56M<0.01%+16,68113F-HRTimelineGroup
Optivise Advisory Services LLC89,794$2.51M1.49%+13,23013F-HRTimeline
Sanctuary Advisors, LLC89,400$2.5M0.01%+15,99013F-HR/ATimeline
Cambria Investment Management, L.P.86,581$2.42M0.15%+1,29013F-HR/ATimeline
Empowered Funds, LLC86,581$2.42M0.02%+1,29013F-HRTimeline
Authentikos Wealth Advisory, LLC81,997$2.29M1.52%-22,79713F-HR/ATimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA81,257$2.27M<0.01%+48,47013F-HRTimelineGroup
Pekin Hardy Strauss, Inc.73,580$2.06M0.21%+9,78513F-HRTimeline
Magnolia Private Wealth, LLC64,268$1.8M1.32%-7,86713F-HRTimeline
PFG Investments, LLC63,959$1.79M0.09%-1,52113F-HRTimeline
RETIREMENT GUYS FORMULA LLC62,461$1.75M0.61%+11,18413F-HRTimeline
Sound Financial Strategies Group, LLC60,224$1.68M1.23%new13F-HRTimeline
Encompass More Asset Management59,832$1.67M0.32%-12,60213F-HRTimeline
Empirical Asset Management, LLC57,724$1.61M0.45%new13F-HRTimeline
Darwin Wealth Management, LLC57,463$1.61M0.51%+3,79713F-HRTimeline
Fiduciary Alliance LLC55,915$1.56M0.1%-8,76913F-HRTimeline
Aries Wealth Management55,091$1.54M0.36%-39013F-HRTimeline
Proficio Capital Partners LLC54,720$1.53M0.11%+10,75513F-HR/ATimeline
Sharp Wealth Advisory, LLC54,640$1.53M0.83%+5,15013F-HRTimeline
Andina Capital Management, LLC54,602$1.53M0.86%+3,43513F-HRTimeline
FMA Wealth Management, LLC54,589$1.53M1.05%+7,87413F-HRTimeline
Delta Investment Management, LLC54,075$1.51M0.27%+18,77313F-HRTimeline
Latitude Advisors, LLC48,525$1.36M0.62%+39,66113F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC48,475$1.36M0.02%+3,01613F-HRTimelineGroup
Composition Wealth, LLC48,087$1.34M0.02%-7,17613F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC47,074$1.32M0.01%+10,13913F-HRTimelineGroup
RFG Advisory, LLC46,778$1.31M0.03%new13F-HRTimeline
Ascentis Wealth Management, LLCin group Ascentis Wealth Management, L…46,038$1.29M0.27%+3,46813F-HRTimelineGroup
B.O.S.S. Retirement Advisors, LLC45,603$1.28M0.31%-2,36913F-HRTimeline
SECURED RETIREMENT ADVISORS, LLC44,572$1.25M0.7%-96413F-HRTimeline
Mariner, LLCin group Mariner, LLC43,339$1.21M<0.01%-82,18713F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC41,869$1.17M0.02%-41,99613F-HRTimelineGroup
Legacy Capital Group California, Inc.41,577$1.16M0.3%-21513F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management41,567$1.16M0.01%+5,81113F-HRTimelineGroup
Integrated Wealth Concepts LLC40,083$1.12M0.01%+3,87913F-HRTimeline
Global Wealth Strategies & Associates38,143$1.07M0.27%-1,47413F-HRTimeline
BRIGHTON JONES LLC38,089$1.07M0.03%+27113F-HRTimeline
Farther Finance Advisors, LLC37,541$1.05M0.02%+4,17213F-HRTimeline
NorthCrest Asset Manangement, LLC36,338$1.03M0.02%new13F-HRTimeline
Hilltop Holdings Inc.in group Hilltop Holdings Inc.35,871$1M0.05%+28913F-HRTimelineGroup
Fermata Advisors, LLC35,537$994K0.25%+91513F-HRTimeline
WEDBUSH SECURITIES INC35,011$979K0.03%+20,56313F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …34,822$974K0.01%-30013F-HRTimelineGroup
Revisor Wealth Management LLC34,050$968K0.33%+15,35113F-HRTimeline
Blackston Financial Advisory Group, LLC33,673$942K0.56%+9413F-HR/ATimeline
Crossmark Global Holdings, Inc.33,569$937K0.01%+1,67213F-HRTimeline
NWAM LLC32,279$929K0.05%+1913F-HR/ATimeline
Cetera Investment Advisers33,001$923K<0.01%new13F-HRTimeline
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…31,173$872K0.02%+10,55713F-HRTimelineGroup
Insight Wealth Strategies, LLC30,603$856K0.1%+17,50413F-HRTimeline
Ashton Thomas Private Wealth, LLC30,188$844K0.02%new13F-HRTimeline
Vise Technologies, Inc.29,923$837K0.03%new13F-HRTimeline
TCFG WEALTH MANAGEMENT, LLCin group TCFG Investment Advisors, LLC29,470$824K0.32%-41,28413F-HR/ATimelineGroup
Professional Financial Advisors, LLC29,408$823K0.17%+17,22413F-HRTimeline
Global View Capital Management LLC28,768$805K0.17%+4,63813F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…27,284$763K0.02%+4,24313F-HRTimelineGroup
ENTREWEALTH, LLC27,013$756K0.39%+9,35413F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth24,891$696K<0.01%+2513F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/24,839$695K<0.01%+2,28413F-HRTimelineGroup
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC24,753$692K0.01%new13F-HRTimelineGroup
Decker Retirement Planning Inc.23,662$662K0.36%-10,94913F-HRTimeline
IHT Wealth Management, LLC23,661$662K0.02%-5913F-HRTimeline
Cambridge Advisors Inc.21,644$605K0.12%-5313F-HRTimeline
Brookwood Investment Group LLC21,446$600K0.08%+6,47613F-HRTimeline
Able Wealth Management LLC20,567$575K0.22%+7,00513F-HRTimeline
Prime Capital Investment Advisors, LLC20,506$574K0.01%+7513F-HRTimeline
Betterment LLC19,986$559K<0.01%+11913F-HRTimeline
Principia Wealth Advisory, LLC19,942$558K0.4%+14,31813F-HRTimeline
Blueprint Investment Partners LLCgroup of 2 filers holding19,407$543KnewTimeline
COMMONWEALTH EQUITY SERVICES, LLC19,171$536K<0.01%+11,63713F-HRTimeline
ORG Partners LLC18,617$531K0.1%-56913F-HRTimeline
City Center Advisors, LLC18,770$525K0.51%new13F-HRTimeline
Tactive Advisors, LLC17,705$495K0.14%+6,54813F-HRTimeline
Luminist Capital LLC14,561$405K0.35%+93813F-HRTimeline
MGO ONE SEVEN LLC14,023$392K0.01%+37313F-HRTimeline
Axim Planning & Wealth13,871$388K0.31%-13,32013F-HRTimeline
MONEY CONCEPTS CAPITAL CORP13,476$377K0.02%-58013F-HRTimeline
Solstein Capital, LLC12,516$350K0.16%013F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC12,403$347K0.01%+1,03213F-HRTimeline
Resurgent Financial Advisors LLC12,256$343K0.17%-3,47813F-HRTimeline
Great Diamond Partners, LLC12,118$339K0.07%013F-HRTimeline
Guerra Advisors Inc11,776$329K0.12%-5,98313F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…11,730$328K<0.01%+8,43313F-HRTimelineGroup
VestGen Advisors, LLC11,461$321K0.01%+2,16913F-HRTimeline
Ausdal Financial Partners, Inc.11,332$317K0.02%new13F-HRTimeline
KENNEDY INVESTMENT GROUP, INC.11,273$315K0.13%+3,19613F-HRTimeline
GeoWealth Management, LLC11,194$313K0.01%-62213F-HRTimeline
FLOW TRADERS U.S. LLC11,050$309K0.01%new13F-HRTimeline
Stegent Equity Advisors, Inc.10,219$286K0.23%-20,03813F-HRTimeline
Orcam Financial Group10,140$284K0.23%013F-HRTimeline
&PARTNERS9,869$274K<0.01%+14113F-HRTimeline
IFP Advisors, Inc9,750$273K0.01%+45113F-HR/ATimeline
Trajan Wealth LLC8,465$237K0.01%new13F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.7,855$220K0.01%new13F-HRTimelineGroup
CAP Partners, LLC7,612$213K0.12%new13F-HRTimeline
Mutual Advisors, LLC7,550$211K<0.01%new13F-HRTimeline
Fiscal Wisdom Wealth Management, LLC7,260$205K0.19%13F-HRTimeline
Legacy Capital Wealth Partners, LLC7,180$201K0.04%new13F-HRTimeline
MANNING & NAPIER ADVISORS LLC6,373$178K<0.01%+5,97213F-HRTimeline
Advisory Services Network, LLC6,295$176K<0.01%new13F-HRTimeline
Sound Income Strategies, LLC5,423$154K0.01%new13F-HRTimeline
J.Safra Asset Management Corp5,260$147K0.01%+2,81013F-HRTimeline
UBS Group AGin group UBS Group AG5,220$146K<0.01%-2,39613F-HRTimelineGroup
Reyes Financial Architecture, Inc.4,927$138K0.09%013F-HRTimeline
Raleigh Capital Management Inc.3,120$87.3K0.03%-20113F-HRTimeline
LANARK FINANCIAL, INC.3,000$83.9K0.01%new13F-HRTimeline
Parkside Financial Bank & Trust2,885$80.7K0.01%-21813F-HRTimeline
CoreCap Advisors, LLC1,980$55.4K<0.01%+50213F-HRTimeline
Global Retirement Partners, LLC1,920$53.7K<0.01%+17113F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/1,465$41K<0.01%+1,43513F-HRTimelineGroup
WFA of San Diego, LLC1,459$40.8K0.03%+13013F-HRTimeline
COMERICA BANK1,431$40K<0.01%+1,42913F-HRTimeline
PRIVATE TRUST CO NA988$27.6K<0.01%+30713F-HRTimeline
EVOLUTION WEALTH MANAGEMENT INC.979$27.4K0.03%-17113F-HR/ATimeline
Federation des caisses Desjardins du Qu…976$27.3K<0.01%-16113F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.859$24K<0.01%-28013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.712$19.9K<0.01%-46,08313F-HRTimeline
NewEdge Advisors, LLC554$15.5K<0.01%+11513F-HRTimeline
Ameritas Investment Partners, Inc.group of 2 filers holding543$15.2K-1,967Timeline
Quest 10 Wealth Builders, Inc.526$14.7K0.01%013F-HRTimeline
Geneos Wealth Management Inc.500$14K<0.01%013F-HRTimeline
Golden State Wealth Management, LLC376$10.5K<0.01%013F-HRTimeline
MPWM ADVISORY SOLUTIONS, LLC371$10.4K0.01%-11013F-HRTimeline
Allworth Financial LP301$8.42K<0.01%013F-HRTimeline
Strategic Wealth Partners, Ltd.247$6.91K<0.01%new13F-HRTimeline
Clearstead Advisors, LLC234$6.54K<0.01%new13F-HRTimeline
SIMPLEX TRADING, LLC199$5K<0.01%-56213F-HRTimeline
NVWM, LLC100$2.8K<0.01%013F-HRTimeline
Park Square Financial Group, LLC39$1.09K<0.01%-15,53313F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP33$930<0.01%new13F-HRTimelineGroup
Cornerstone Planning Group LLC1$3<0.01%new13F-HRTimeline