13F-HR/A filed by HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY SECURITIES, LLC filed this 13F-HR/A for the quarter ended 2025-09-30, filed 2026-02-27, with 144 holding rows worth $351,314,861.
- Accession
- 0002043986-26-000004
- Filer
- CIK 2043986
- Filed
- 2026-02-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A combination report, amendment of type restatement, 144 entries on the cover page, a total value of $351,314,861 stated on the cover page (in dollars after the unit check, H1), rows summing to $351,314,861 with VALUE read as dollars as filed, 13F file number 028-24436. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAE Wealth Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 103,846 | $28,417,408 | dollars as filed | |
| CAPITOL SER TR | 14064D444 | STERL CAP BD ETF | 1,089,240 | $27,753,828 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 182,144 | $16,006,846 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 169,910 | $15,115,223 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 257,127 | $13,864,294 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 351,097 | $11,203,514 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 240,737 | $10,657,431 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 128,911 | $10,098,861 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 138,306 | $9,381,327 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 78,281 | $8,914,680 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 62,957 | $8,793,206 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 208,363 | $8,709,573 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 212,409 | $8,058,781 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 85,098 | $7,406,055 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H661 | ALLIANZIM US EQT | 217,151 | $6,690,444 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 92,486 | $6,096,646 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 115,206 | $6,025,254 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 147,709 | $5,890,624 | dollars as filed | |
| WISDOMTREE TR | 97717Y568 | EFFICIENT GLD PL | 92,183 | $5,292,226 | dollars as filed | |
| PIMCO ETF TR | 72201R577 | ULTR SH GO AC FD | 48,923 | $4,950,510 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H687 | ALLIANZIM US EQT | 157,364 | $4,942,032 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 141,644 | $4,672,836 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322509 | TRUE QU BEAR ETF | 188,436 | $4,643,088 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 46,506 | $4,549,238 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 178,738 | $4,010,881 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 104,361 | $3,953,737 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 70,007 | $3,911,288 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 175,429 | $3,836,641 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,262 | $3,761,425 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 45,792 | $3,640,961 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 89,467 | $3,435,982 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N640 | TREASURY OPT INC | 142,513 | $3,398,945 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 117,842 | $3,296,042 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 58,972 | $2,745,131 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H521 | FUND | 101,999 | $2,741,733 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 117,895 | $2,722,199 | dollars as filed | |
| Apple Inc | 037833100 | COM | 9,672 | $2,462,787 | dollars as filed | |
| INNOVATOR TR EQUITY ETF DEFINED PROTECTION - 1 Y SEPTEMBER | 45784N106 | ETF | 92,703 | $2,455,758 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 135,000 | $2,429,998 | dollars as filed | |
| VTI | 922908769 | COM | 7,048 | $2,312,833 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,868 | $2,222,212 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322798 | TRUE ST SEPT ETF | 51,641 | $2,186,223 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322608 | TRUE SE BUFF ETF | 78,765 | $2,088,060 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 14,357 | $2,044,635 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 25,450 | $2,040,327 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 71,453 | $1,951,381 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 9,182 | $1,713,209 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,493 | $1,668,419 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H448 | ALLIANZIM US EQT | 60,889 | $1,552,700 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 6,988 | $1,534,324 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N335 | BARRIER INCOME | 58,116 | $1,526,113 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 72,442 | $1,500,271 | dollars as filed | |
| INNOVATOR TR ETF EQUITY DEFINED PROTN 1 YR DECEMBER | 45784N858 | ETF | 51,629 | $1,304,149 | dollars as filed | |
| INNOVATOR EQUITY ETF DEFINED PROTECTION 1 YR JULY | 45783Y251 | ETF | 45,153 | $1,297,246 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,223 | $1,100,333 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322764 | TRUESHARES DEC | 25,477 | $1,037,933 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,403 | $828,703 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H570 | ALLIANZIM EQ BUF | 28,295 | $827,912 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 28,526 | $824,401 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 20,336 | $803,468 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 4,246 | $791,896 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,607 | $781,734 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 26,548 | $777,459 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N459 | N GAMMA EMERGING | 28,978 | $763,908 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 12,185 | $717,091 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R402 | MORTGAGE ETF | 14,392 | $714,995 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 8,406 | $704,591 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U661 | FT VEST US EQT | 17,351 | $703,757 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 51,474 | $700,556 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,285 | $625,422 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 811 | $595,592 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 939 | $575,179 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 1,986 | $558,543 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 12,517 | $536,452 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,590 | $524,585 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 680 | $515,542 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 9,707 | $514,762 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,435 | $509,966 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 795 | $507,918 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,142 | $507,792 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 14,245 | $505,840 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,863 | $472,851 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,840 | $447,325 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,663 | $445,177 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,954 | $442,721 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,160 | $435,349 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322400 | TRUSHARES BULL | 15,398 | $401,356 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 790 | $397,165 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,369 | $396,405 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,707 | $395,239 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 9,837 | $378,725 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,196 | $377,254 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 7,238 | $367,546 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,613 | $362,203 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,714 | $357,083 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 18,205 | $353,723 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,139 | $339,319 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 837 | $339,168 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,984 | $338,358 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 2,809 | $336,799 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 559 | $335,312 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 8,859 | $332,213 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 951 | $328,373 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,825 | $321,568 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 735 | $320,172 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,581 | $314,736 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 11,614 | $311,720 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 10,560 | $309,619 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,167 | $304,333 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,013 | $299,152 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 428 | $292,285 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 11,820 | $285,459 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 11,131 | $283,952 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,091 | $275,161 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,641 | $273,003 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 568 | $272,418 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,464 | $272,247 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 547 | $268,714 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,592 | $267,132 | dollars as filed | |
| Deere & Company | 244199105 | COM | 578 | $264,296 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,324 | $262,031 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 283 | $260,439 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 9,550 | $257,373 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,187 | $256,119 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 722 | $252,361 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 3,731 | $251,059 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 996 | $244,717 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 492 | $242,748 | dollars as filed | |
| ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF | 02072L433 | UIE | 7,006 | $242,224 | dollars as filed | |
| INSPIRE 500 ETF | 66537J796 | ETF | 953 | $237,536 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 472 | $235,424 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 2,158 | $232,460 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 239 | $231,374 | dollars as filed | |
| FERGUSON ENTERPRISES INC COMMON STOCK NEW | 31488V107 | Stock | 1,016 | $228,173 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 929 | $223,638 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 1,761 | $221,956 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 754 | $221,299 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,523 | $220,283 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 6,837 | $214,819 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 369 | $209,374 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 1,556 | $207,368 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 4,555 | $204,838 | dollars as filed | |
| Linde plc | G54950103 | COM | 428 | $203,300 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 889 | $202,452 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002043986-25-000007 | superseded | 2025-11-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0002043986-26-000004 | this filing | 2026-02-27 | acceptance time not in the bulk data set |