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Disclosery

CSWC CAPITAL SOUTHWEST CORP

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COM (common), issuer CIK 17313

163 managers (164 13F filers) reported a position in CSWC shares at 2025-09-30, 16,728,235 shares in all. 22 filers opened a position and 33 filers sold out during the quarter.

Managers
163
13F filers
164
New
22
Added
70
Reduced
42
Sold out
33
Shares held by filers
16,728,235

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding1,887,159$41.3M+142,438Timeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP1,457,146$31.9M0.03%+109,84613F-HRTimelineGroup
Union Bancaire Privee, UBP SA9,349$31.2M0.44%-5,00013F-HRTimeline
SANDERS MORRIS HARRIS LLC1,368,607$29.9M3.95%-21,73213F-HRTimeline
UBS Group AGin group UBS Group AG778,161$17M<0.01%-4,89913F-HRTimelineGroup
Sound Income Strategies, LLC756,786$15.1M0.82%+54,58513F-HRTimeline
Melia Wealth LLC490,451$10.7M4.69%+25,47813F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.424,388$9.28M<0.01%+103,66813F-HRTimelineGroup
Zuckerman Investment Group, LLC415,436$9.08M0.84%-44,93913F-HRTimeline
Cetera Investment Advisers409,967$8.96M0.01%+48,24513F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC364,902$7.98M<0.01%+29,18413F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc331,901$7.25M<0.01%-84513F-HRTimelineGroup
Columbus Macro, LLC318,887$6.97M0.79%+28,18313F-HRTimeline
FRANKLIN RESOURCES INCin group Franklin Resources311,230$6.8M<0.01%+20,46813F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC302,853$6.62M<0.01%+16,25613F-HRTimelineGroup
EPIQ PARTNERS, LLC295,429$6.46M3.05%+28,62913F-HRTimeline
Muzinich & Co., Inc.273,265$5.97M2.32%+47,47513F-HRTimeline
HRT FINANCIAL LP258,970$5.66M0.02%+16,89013F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP252,245$5.51M0.01%+105,08313F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY233,743$5.11M<0.01%+6,34713F-HR/ATimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC231,105$5.05M<0.01%+18,32413F-HRTimelineGroup
Trexquant Investment LP221,689$4.85M0.05%+175,05913F-HRTimeline
VOLORIDGE INVESTMENT MANAGEMENT, LLC220,367$4.82M0.02%+139,72613F-HRTimeline
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …220,072$4.81M<0.01%+47,47513F-HRTimelineGroup
FIRST MANHATTAN CO. LLC.218,905$4.79M0.01%-40,08113F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC207,150$4.53M<0.01%-202,09113F-HRTimelineGroup
Womack Financial LLC206,354$4.51M3.42%+7,03113F-HRTimeline
Beacon Pointe Advisors, LLC195,018$4.26M0.04%-31,19413F-HRTimeline
LPL Financial LLC194,735$4.26M<0.01%-10,90513F-HRTimeline
GRACE & WHITE INC /NY167,897$3.67M0.65%-6,70013F-HRTimeline
Foundations Investment Advisors, LLC130,384$2.85M0.04%+12,18813F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC130,052$2.84M<0.01%-396,68213F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA123,826$2.71M<0.01%-25,22913F-HRTimelineGroup
Advisors Asset Management, Inc.122,635$2.68M0.05%+10,12413F-HR/ATimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC105,692$2.31M<0.01%new13F-HRTimelineGroup
Naviter Wealth, LLC102,757$2.25M0.26%+2,65213F-HRTimeline
Hodges Capital Management Inc.101,641$2.22M0.19%-4,40413F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC97,033$2.12M0.05%-1,84113F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC93,701$2.05M<0.01%+13,91313F-HRTimeline
B. Riley Wealth Advisors, Inc.90,512$1.98M0.1%-1,65113F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC89,430$1.95M0.02%+1,66513F-HRTimelineGroup
Engineers Gate Manager LP88,930$1.94M0.02%+47,55113F-HRTimeline
DENALI ADVISORS LLC87,806$1.92M0.22%-26,04413F-HRTimeline
CONFLUENCE INVESTMENT MANAGEMENT LLC86,665$1.89M0.03%-15,44213F-HRTimeline
First Dallas Securities Inc.84,031$1.84M0.69%+6,92913F-HRTimeline
Sovereign's Capital Management, LLC76,522$1.67M0.91%-52613F-HRTimeline
Moerus Capital Management LLC73,983$1.62M0.66%013F-HRTimeline
SMH CAPITAL ADVISORS INC76,509$1.55M3.17%+31,29413F-HRTimeline
Point72 Asset Management, L.P.in group Point72 Asset Management, L.P.69,900$1.53M<0.01%-8,90813F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co68,944$1.51M<0.01%+17,92613F-HRTimelineGroup
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC68,256$1.49M0.29%+11,86113F-HRTimeline
REDMONT WEALTH ADVISORS LLC67,876$1.48M2.07%+1113F-HRTimeline
Quantbot Technologies LP63,316$1.38M0.04%-12,23013F-HRTimeline
Hennion & Walsh Asset Management, Inc.61,167$1.34M0.05%-18,34413F-HRTimeline
Legacy Capital Wealth Partners, LLC58,639$1.28M0.28%-38513F-HRTimeline
STATE STREET CORPin group STATE STREET CORP50,598$1.11M<0.01%+1,37413F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP50,243$1.1M<0.01%+4,55313F-HRTimelineGroup
COZAD ASSET MANAGEMENT INC49,676$1.09M0.09%+51513F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC46,539$1.02M<0.01%+68313F-HRTimelineGroup
DRW Securities, LLC46,161$1.01M0.05%+21,17613F-HRTimeline
Sunbelt Securities, Inc.45,100$986K0.07%+7,87113F-HRTimeline
Cornerstone Wealth Management, LLC43,083$942K0.05%+7813F-HRTimeline
Qube Research & Technologies Ltd42,372$926K<0.01%-21,10213F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.41,052$897K0.38%013F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…40,161$878K0.25%-90313F-HRTimelineGroup
Mraz, Amerine & Associates, Inc.39,724$868K0.14%-3,23413F-HRTimeline
NFSG Corp38,439$840K0.13%+35,26313F-HRTimeline
Invesco Ltd.in group Invesco Ltd.36,792$804K<0.01%+2,78913F-HRTimelineGroup
Cambridge Investment Research Advisors,…33,762$738K<0.01%+5,23413F-HRTimeline
Aquatic Capital Management LLC33,741$738K0.01%+20,41213F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.32,252$732K<0.01%+6,60713F-HRTimelineGroup
Verition Fund Management LLC32,962$721K<0.01%+1,46213F-HRTimeline
Mariner, LLCin group Mariner, LLC30,835$674K<0.01%+2,52113F-HRTimelineGroup
GSA CAPITAL PARTNERS LLP28,309$619K0.05%+10,43513F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management27,843$609K<0.01%-518,43713F-HRTimelineGroup
CAXTON ASSOCIATES LLP26,267$574K0.02%+12,01013F-HRTimeline
Samalin Investment Counsel, LLC26,186$572K0.2%+32213F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC25,547$558K<0.01%+94113F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO25,309$553K<0.01%+16,88613F-HR/ATimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/25,062$548K<0.01%-2,97413F-HR/ATimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC24,551$537K0.01%+75413F-HRTimelineGroup
Catalyst Capital Advisors LLC20,000$437K0.01%013F-HRTimeline
Vantage Financial Partners, LLC19,918$435K0.09%new13F-HRTimeline
FCG Investment Co19,314$422K0.2%new13F-HRTimeline
DEARBORN PARTNERS LLC19,135$418K0.02%+3,34813F-HRTimeline
1900 WEALTH MANAGEMENT LLC18,272$399K0.03%013F-HRTimeline
LBMC INVESTMENT ADVISORS, LLC18,250$399K0.03%013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC17,039$372K<0.01%-3,45813F-HRTimelineGroup
Vident Advisory, LLCin group Vident Advisory, LLC15,837$346K<0.01%-3,25013F-HRTimelineGroup
SIMPLEX TRADING, LLC15,577$340K0.01%+78413F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\13,756$301K<0.01%013F-HRTimelineGroup
Corient Private Wealth LPin group Corient Private Wealth LP13,352$292K<0.01%new13F-HRTimelineGroup
Sciencast Management LP13,192$288K0.05%new13F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…13,092$286K<0.01%-41,41113F-HRTimelineGroup
WEDBUSH SECURITIES INC13,043$285K0.01%+1,32013F-HRTimeline
Jump Financial, LLCin group Jump Financial, LLC12,890$282K<0.01%-27,68913F-HR/ATimelineGroup
Generali Investments CEE, investicni sp…12,758$279K0.02%+13013F-HRTimeline
GRIMES & Co WEALTH MANAGEMENT, LLC12,633$276K0.01%-67013F-HRTimeline
Campbell & CO Investment Adviser LLC12,513$274K0.02%-8,36013F-HRTimeline
BARD ASSOCIATES INC12,373$270K0.07%-4,88313F-HRTimeline
Global Retirement Partners, LLC12,360$270K0.01%-33513F-HRTimeline
CWM, LLCin group CWM, LLC11,652$255K<0.01%+8,72213F-HRTimelineGroup
ProShare Advisors LLC11,589$253K<0.01%+1,68013F-HRTimeline
Core Wealth Partners LLC11,520$252K0.12%013F-HRTimeline
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC11,251$246K<0.01%013F-HRTimelineGroup
Virtu Financial LLCin group Virtu Financial LLC11,154$244K0.01%new13F-HRTimelineGroup
XTX Topco Ltdin group XTX Topco Ltd10,798$236K0.01%new13F-HRTimelineGroup
Focus Partners Wealthin group Focus Partners Wealth10,772$235K<0.01%+1,50013F-HRTimelineGroup
Quadrature Capital Ltdin group Quadrature Capital Ltd10,605$232K<0.01%new13F-HRTimelineGroup
HighTower Advisors, LLC10,575$231K<0.01%+38513F-HRTimeline
Centiva Capital, LP10,358$226K0.02%new13F-HRTimeline
Kingstone Capital Partners Texas, LLC9,678$212K0.12%new13F-HR/ATimeline
Argent Trust Co9,294$203K0.01%-114,05413F-HRTimeline
HOLLENCREST CAPITAL MANAGEMENT7,237$158K0.01%+18213F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN7,006$153K<0.01%-5,19413F-HRTimelineGroup
Leonteq Securities AG6,000$131K0.01%+50013F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS5,763$126K<0.01%new13F-HRTimelineGroup
VPR Management LLC5,500$120K0.05%+3,00013F-HRTimeline
Farther Finance Advisors, LLC5,275$115K<0.01%+1,57713F-HRTimeline
GROUP ONE TRADING LLC5,163$113K<0.01%new13F-HRTimeline
Rialto Wealth Management, LLC4,809$105K0.03%013F-HRTimeline
Allworth Financial LP4,626$101K<0.01%+2613F-HRTimeline
Washington Trust Advisors, Inc.4,300$94K0.01%-70013F-HRTimeline
Parallel Advisors, LLC4,185$91.5K<0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,080$89.2K<0.01%+8013F-HRTimelineGroup
MAI Capital Management3,524$77K<0.01%013F-HRTimeline
CHILTON CAPITAL MANAGEMENT LLC3,500$76.5K<0.01%new13F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…3,055$66.8K<0.01%+26813F-HRTimelineGroup
Capital Analysts, LLCin group Capital Analysts, LLC2,754$60K<0.01%+6913F-HRTimelineGroup
Blue Trust, Inc.2,648$57.9K<0.01%-50013F-HRTimeline
SIGNATUREFD, LLC2,483$54.3K<0.01%013F-HRTimeline
Cubist Systematic Strategies, LLC2,312$50.5K<0.01%-104,88913F-HRTimeline
State of Alaska, Department of Revenue2,237$48K<0.01%new13F-HRTimeline
TCTC Holdings, LLCin group TCTC Holdings, LLC2,136$46.7K<0.01%013F-HRTimelineGroup
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD2,135$46.7K<0.01%013F-HRTimelineGroup
Geneos Wealth Management Inc.1,930$42.2K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,566$34.2K<0.01%013F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.1,551$33.9K<0.01%013F-HRTimelineGroup
Wealthspire Advisors, LLC1,418$31K<0.01%new13F-HRTimeline
Promus Capital, LLC1,384$30.3K0.02%013F-HRTimeline
North Star Investment Management Corp.1,025$22.4K<0.01%013F-HRTimeline
Larson Financial Group LLC1,000$21.9K<0.01%013F-HRTimeline
HHM Wealth Advisors, LLC700$15.3K<0.01%+20013F-HRTimeline
1620 INVESTMENT ADVISORS, INC.650$14.2K0.01%new13F-HRTimeline
TOTH FINANCIAL ADVISORY CORP600$13.1K<0.01%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management600$13.1K<0.01%013F-HRTimelineGroup
NISA INVESTMENT ADVISORS, LLC500$10.9K<0.01%-3,00013F-HRTimeline
HAGER INVESTMENT MANAGEMENT SERVICES, L…500$10.9K0.01%013F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC462$10.1K<0.01%new13F-HRTimelineGroup
Dunhill Financial, LLC400$8.74K<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…320$7K<0.01%new13F-HRTimelineGroup
AdvisorNet Financial, Inc300$6.56K<0.01%013F-HRTimeline
LRI Investments, LLC250$5.46K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…225$4.92K<0.01%new13F-HRTimelineGroup
FIRST HORIZON CORP200$4.37K<0.01%13F-HRTimeline
JFS WEALTH ADVISORS, LLC200$4.37K<0.01%new13F-HRTimeline
Caitong International Asset Management …133$2.91K<0.01%+11413F-HRTimeline
DELTA ASSET MANAGEMENT LLC/TN70$1.53K<0.01%013F-HRTimeline
NBT BANK, N.A.in group NBT BANK, N.A.22$679<0.01%-813F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.5$110<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC3$66<0.01%new13F-HRTimelineGroup
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK2$44<0.01%013F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC1$22<0.01%new13F-HRTimelineGroup