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Disclosery

CSWC CAPITAL SOUTHWEST CORP

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COM (common), issuer CIK 17313

161 managers (162 13F filers) reported a position in CSWC shares at 2025-12-31, 14,961,670 shares in all. 21 filers opened a position and 25 filers sold out during the quarter.

Managers
161
13F filers
162
New
21
Added
46
Reduced
60
Sold out
25
Shares held by filers
14,961,670

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding2,112,299$46.8M+225,140Timeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP1,380,316$30.6M0.03%-76,83013F-HRTimelineGroup
Union Bancaire Privee, UBP SA7,265$24.8M0.29%-2,08413F-HRTimeline
Sound Income Strategies, LLC885,967$21M0.99%+129,18113F-HRTimeline
UBS Group AGin group UBS Group AG817,148$18.1M<0.01%+38,98713F-HRTimelineGroup
Melia Wealth LLC502,988$11.1M5.15%+12,53713F-HRTimeline
Muzinich & Co., Inc.425,322$9.42M2.96%+152,05713F-HRTimeline
Cetera Investment Advisers424,631$9.41M0.01%+14,66413F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.422,257$9.35M<0.01%-2,13113F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc389,580$8.64M<0.01%+57,67913F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC386,138$8.55M<0.01%+21,23613F-HRTimelineGroup
Columbus Macro, LLC345,520$7.65M0.84%+26,63313F-HRTimeline
EPIQ PARTNERS, LLC310,965$6.89M3.21%+15,53613F-HRTimeline
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …284,778$6.31M<0.01%+64,70613F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC281,013$6.22M<0.01%-21,84013F-HRTimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources262,299$5.81M<0.01%-48,93113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY238,264$5.28M<0.01%+4,52113F-HR/ATimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC229,086$5.07M<0.01%-2,01913F-HR/ATimelineGroup
Womack Financial LLC217,125$4.81M3.55%+10,77113F-HRTimeline
LPL Financial LLC214,780$4.76M<0.01%+20,04513F-HRTimeline
FIRST MANHATTAN CO. LLC.206,002$4.56M0.01%-12,90313F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC197,168$4.37M<0.01%+67,11613F-HRTimelineGroup
Beacon Pointe Advisors, LLC195,018$4.32M0.03%013F-HRTimeline
Connor, Clark & Lunn Investment Managem…188,921$4.18M0.01%new13F-HRTimeline
VOLORIDGE INVESTMENT MANAGEMENT, LLC169,858$3.76M0.01%-50,50913F-HRTimeline
GRACE & WHITE INC /NY164,697$3.65M0.65%-3,20013F-HRTimeline
Foundations Investment Advisors, LLC129,848$2.88M0.04%-53613F-HRTimeline
GraniteShares Advisors LLC122,472$2.71M1.65%new13F-HR/ATimeline
Closed-End Fund Advisors, Inc.113,731$2.52M1.49%13F-HRTimeline
Hodges Capital Management Inc.108,462$2.4M0.21%+6,82113F-HRTimeline
Advisors Asset Management, Inc.103,463$2.29M0.04%-19,17213F-HR/ATimeline
Naviter Wealth, LLC99,245$2.2M0.29%-3,51213F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC97,739$2.16M<0.01%new13F-HRTimelineGroup
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC94,785$2.1M<0.01%-10,90713F-HRTimelineGroup
FJ Capital Management LLC92,685$2.05M0.23%new13F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC92,347$2.05M<0.01%-1,35413F-HRTimeline
First Dallas Securities Inc.89,911$1.99M0.74%+5,88013F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC89,709$1.99M0.02%+27913F-HRTimelineGroup
Verition Fund Management LLC88,378$1.96M0.01%+55,41613F-HRTimeline
CONFLUENCE INVESTMENT MANAGEMENT LLC83,810$1.86M0.03%-2,85513F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA79,556$1.76M<0.01%-44,27013F-HRTimelineGroup
SMH CAPITAL ADVISORS INC78,404$1.74M3.53%+1,89513F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC77,937$1.73M<0.01%+60,89813F-HRTimelineGroup
Sovereign's Capital Management, LLC76,522$1.69M1.03%013F-HRTimeline
DENALI ADVISORS LLC76,284$1.69M0.19%-11,52213F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co71,781$1.59M<0.01%+2,83713F-HRTimelineGroup
B. Riley Wealth Advisors, Inc.69,675$1.54M0.07%-20,83713F-HRTimeline
Legacy Capital Wealth Partners, LLC66,218$1.47M0.31%+7,57913F-HRTimeline
Atom Investors LP65,809$1.46M0.12%new13F-HRTimeline
HRT FINANCIAL LP63,145$1.4M<0.01%-195,82513F-HRTimeline
STATE STREET CORPin group STATE STREET CORP62,507$1.38M<0.01%+11,90913F-HRTimelineGroup
Moerus Capital Management LLC61,698$1.37M0.59%-12,28513F-HRTimeline
Hennion & Walsh Asset Management, Inc.57,913$1.28M0.04%-3,25413F-HRTimeline
COZAD ASSET MANAGEMENT INC52,380$1.16M0.09%+2,70413F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC50,840$1.13M0.03%-46,19313F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/50,458$1.12M<0.01%+25,39613F-HRTimelineGroup
Catalyst Capital Advisors LLC49,000$1.09M0.02%+29,00013F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP47,217$1.05M<0.01%-3,02613F-HRTimelineGroup
Zuckerman Investment Group, LLC44,930$995K0.09%-370,50613F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC44,378$983K<0.01%-2,16113F-HRTimelineGroup
Cornerstone Wealth Management, LLC40,835$904K0.05%-2,24813F-HRTimeline
Symphony Financial, Ltd. Co.39,441$870K0.12%new13F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.38,084$844K0.36%-2,96813F-HRTimeline
Cambridge Investment Research Advisors,…38,079$843K<0.01%+4,31713F-HRTimeline
Aquatic Capital Management LLC35,950$796K0.02%+2,20913F-HRTimeline
Sunbelt Securities, Inc.35,500$786K0.05%-9,60013F-HRTimeline
Invesco Ltd.in group Invesco Ltd.34,576$766K<0.01%-2,21613F-HRTimelineGroup
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…32,682$724K0.2%-7,47913F-HRTimelineGroup
Mraz, Amerine & Associates, Inc.28,910$640K0.1%-10,81413F-HRTimeline
Samalin Investment Counsel, LLC28,343$628K0.22%+2,15713F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.28,190$624K<0.01%-4,06213F-HRTimelineGroup
SIMPLEX TRADING, LLC27,754$615K0.02%+12,17713F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC27,461$608K<0.01%+1,91413F-HRTimelineGroup
CAXTON ASSOCIATES LLP26,267$582K0.01%013F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC24,668$546K0.01%+11713F-HRTimelineGroup
Belpointe Asset Management LLC23,582$522K0.02%new13F-HRTimeline
GSA CAPITAL PARTNERS LLP22,564$500K0.04%-5,74513F-HRTimeline
Trexquant Investment LP22,122$490K<0.01%-199,56713F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…21,314$472K0.01%+8,22213F-HRTimelineGroup
Fund Advisors of America Inc/FL20,620$457K0.42%13F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC20,106$445K<0.01%new13F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC20,056$444K<0.01%-10,77913F-HRTimelineGroup
DEARBORN PARTNERS LLC19,999$443K0.02%+86413F-HRTimeline
Vantage Financial Partners, LLC19,918$441K0.09%013F-HRTimeline
Quantbot Technologies LP19,278$427K0.01%-44,03813F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO18,518$410K<0.01%-6,79113F-HRTimelineGroup
1900 WEALTH MANAGEMENT LLC18,272$405K0.03%013F-HRTimeline
LBMC INVESTMENT ADVISORS, LLC18,250$404K0.02%013F-HRTimeline
WEDBUSH SECURITIES INC16,378$363K0.01%+3,33513F-HRTimeline
Point72 Asset Management, L.P.in group Point72 Asset Management, L.P.13,784$305K<0.01%-56,11613F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\13,700$303K<0.01%-5613F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management13,410$297K<0.01%-14,43313F-HRTimelineGroup
Generali Investments CEE, investicni sp…12,758$283K0.02%013F-HRTimeline
Accel Wealth Management12,495$277K0.08%new13F-HRTimeline
SageGuard Financial Group, LLC12,113$268K0.04%13F-HRTimeline
Catalina Capital Group, LLC11,897$264K0.16%new13F-HRTimeline
CWM, LLCin group CWM, LLC11,767$261K<0.01%+11513F-HRTimelineGroup
Vident Advisory, LLCin group Vident Advisory, LLC11,719$260K<0.01%-4,11813F-HRTimelineGroup
Global Retirement Partners, LLC11,587$257K<0.01%-77313F-HRTimeline
Core Wealth Partners LLC11,520$255K0.11%013F-HRTimeline
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC11,251$249K<0.01%013F-HRTimelineGroup
ProShare Advisors LLC10,944$242K<0.01%-64513F-HRTimeline
HighTower Advisors, LLC9,638$213K<0.01%-93713F-HRTimeline
GRIMES & Co WEALTH MANAGEMENT, LLC9,261$205K<0.01%-3,37213F-HRTimeline
VPR Management LLC8,500$188K0.08%+3,00013F-HRTimeline
HOLLENCREST CAPITAL MANAGEMENT7,436$165K0.01%+19913F-HRTimeline
Leonteq Securities AG6,300$140K0.01%+30013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN5,753$127K<0.01%-1,25313F-HRTimelineGroup
Farther Finance Advisors, LLC5,318$118K<0.01%+4313F-HRTimeline
GROUP ONE TRADING LLC5,073$112K<0.01%-9013F-HRTimeline
Allworth Financial LP4,845$107K<0.01%+21913F-HRTimeline
Rialto Wealth Management, LLC4,809$107K0.03%013F-HRTimeline
Parallel Advisors, LLC4,185$92.7K<0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,000$88.6K<0.01%-8013F-HR/ATimelineGroup
BNP PARIBAS ASSET MANAGEMENT Holding S.…in group BNP PARIBAS ASSET MANAGEMENT …3,677$81K<0.01%new13F-HRTimelineGroup
MAI Capital Management3,051$67.6K<0.01%-47313F-HRTimeline
Capital Analysts, LLCin group Capital Analysts, LLC2,830$63K<0.01%+7613F-HR/ATimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…2,797$62K<0.01%-25813F-HRTimelineGroup
CHILTON CAPITAL MANAGEMENT LLC2,700$59.8K<0.01%-80013F-HRTimeline
SIGNATUREFD, LLC2,663$59K<0.01%+18013F-HRTimeline
Osbon Capital Management LLC2,500$55.4K0.05%13F-HRTimeline
Washington Trust Advisors, Inc.2,500$55.4K<0.01%-1,80013F-HRTimeline
State of Alaska, Department of Revenue2,237$49K<0.01%013F-HRTimeline
TCTC Holdings, LLCin group TCTC Holdings, LLC2,136$47.3K<0.01%013F-HRTimelineGroup
Geneos Wealth Management Inc.1,930$42.8K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,566$34.7K<0.01%013F-HRTimelineGroup
SageView Advisory Group, LLC1,551$34.4K<0.01%new13F-HRTimeline
Triumph Capital Management1,400$31K0.01%new13F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.1,340$29.7K<0.01%-21113F-HRTimelineGroup
Blue Trust, Inc.1,053$23.3K<0.01%-1,59513F-HRTimeline
North Star Investment Management Corp.1,025$22.7K<0.01%013F-HRTimeline
Larson Financial Group LLC1,000$22.1K<0.01%013F-HRTimeline
NFSG Corp1,000$22.1K<0.01%-37,43913F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP804$17.8K<0.01%new13F-HRTimelineGroup
HHM Wealth Advisors, LLC700$15.5K<0.01%013F-HRTimeline
TOTH FINANCIAL ADVISORY CORP600$13.3K<0.01%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management600$13.3K<0.01%013F-HRTimelineGroup
Key Capital Management, INC514$11.4K0.01%13F-HRTimeline
1620 INVESTMENT ADVISORS, INC.500$11.1K0.01%-15013F-HRTimeline
HAGER INVESTMENT MANAGEMENT SERVICES, L…500$11.1K0.01%013F-HRTimeline
Avion Wealth500$11K<0.01%new13F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…474$10.5K<0.01%+15413F-HRTimelineGroup
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD447$9.9K<0.01%-1,68813F-HRTimelineGroup
Dunhill Financial, LLC400$8.86K<0.01%013F-HRTimeline
REDMONT WEALTH ADVISORS LLC335$7.42K0.01%-67,54113F-HRTimeline
NISA INVESTMENT ADVISORS, LLC291$6.45K<0.01%-20913F-HRTimeline
Quarry LP280$6.2K<0.01%new13F-HRTimeline
LRI Investments, LLC250$5.54K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…225$4.98K<0.01%013F-HR/ATimelineGroup
FIRST HORIZON CORP200$4.43K<0.01%013F-HRTimeline
Archer Investment Corp138$3.05K<0.01%new13F-HRTimeline
FLAGSHIP HARBOR ADVISORS, LLC109$2.42K<0.01%new13F-HRTimeline
Caitong International Asset Management …97$2.15K<0.01%-3613F-HR/ATimeline
CX Institutional100$2K<0.01%new13F-HRTimeline
Essential Partners LLC82$1.82K<0.01%new13F-HRTimeline
DELTA ASSET MANAGEMENT LLC/TN70$1.55K<0.01%013F-HRTimeline
Weiss Asset Management LPin group Weiss Asset Management LP44$975<0.01%new13F-HRTimelineGroupThe filing omitted confidential holdings, a later amendment may add them.
NBT BANK, N.A.in group NBT BANK, N.A.22$707<0.01%013F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.5$111<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC3$66<0.01%013F-HRTimelineGroup
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK2$44<0.01%013F-HRTimelineGroup