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Disclosery

CSWC CAPITAL SOUTHWEST CORP

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COM (common), issuer CIK 17313

160 managers (161 13F filers) reported a position in CSWC shares at 2024-12-31, 14,770,505 shares in all. 26 filers opened a position and 19 filers sold out during the quarter.

Managers
160
13F filers
161
New
26
Added
60
Reduced
42
Sold out
19
Shares held by filers
14,770,505

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding1,448,378$31.6M+314,060Timeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP1,190,204$26M0.03%+38,05113F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management1,001,199$21.8M0.05%new13F-HRTimelineGroup
SANDERS MORRIS HARRIS LLC814,584$17.6M2.62%+178,42013F-HRTimeline
Zuckerman Investment Group, LLC672,468$15M1.44%+31,00913F-HRTimeline
PUNCH & ASSOCIATES INVESTMENT MANAGEMEN…672,367$14.7M0.8%-3,21613F-HRTimeline
Sound Income Strategies, LLC578,541$12.6M0.78%+16,46213F-HRTimeline
Beacon Pointe Advisors, LLC490,291$10.7M0.12%+459,29113F-HRTimeline
Melia Wealth LLC401,581$8.76M4.57%+12,83113F-HRTimeline
HARBOR CAPITAL ADVISORS, INC.398,887$8.7M0.38%+11,24013F-HRTimeline
TECTONIC ADVISORS LLCin group TECTONIC ADVISORS LLC398,008$8.68M0.57%+69,17413F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc310,285$6.77M<0.01%-22,13813F-HRTimelineGroup
FIRST MANHATTAN CO. LLC.301,950$6.59M0.02%-4,90013F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC257,378$5.62M<0.01%new13F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.233,520$5.1M<0.01%+34,47113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY213,448$4.66M<0.01%+48,98713F-HR/ATimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources207,330$4.52M<0.01%+53,29213F-HRTimelineGroup
Qube Research & Technologies Ltd197,629$4.31M0.01%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC194,755$4.25M<0.01%13F-HR/ATimelineGroup
Womack Financial LLC187,388$4.09M3.63%13F-HRTimeline
Hennion & Walsh Asset Management, Inc.179,426$3.92M0.18%-30,38213F-HRTimeline
GRACE & WHITE INC /NY176,597$3.85M0.72%013F-HRTimeline
LPL Financial LLC169,054$3.69M<0.01%-22,94213F-HRTimeline
Advisors Asset Management, Inc.149,543$3.26M0.06%-33,06313F-HR/ATimeline
HRT FINANCIAL LP126,700$2.76M0.01%+54,91413F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC120,317$2.63M<0.01%+101,09213F-HRTimelineGroup
MML INVESTORS SERVICES, LLC119,721$2.61M0.01%+16,99113F-HRTimeline
Muzinich & Co., Inc.110,422$2.41M1.7%+4,35013F-HRTimeline
DENALI ADVISORS LLC104,496$2.28M0.24%-20,15713F-HRTimeline
Schonfeld Strategic Advisors LLC103,043$2.25M0.01%new13F-HRTimeline
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …102,879$2.24M<0.01%013F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP102,485$2.24M<0.01%+30,12413F-HRTimelineGroup
UBS Group AGin group UBS Group AG102,406$2.23M<0.01%+45,32713F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.101,638$2.22M<0.01%new13F-HRTimelineGroup
Foundations Investment Advisors, LLC101,234$2.21M0.04%+20,10513F-HRTimeline
CONFLUENCE INVESTMENT MANAGEMENT LLC100,242$2.19M0.03%+1,77913F-HRTimeline
Hodges Capital Management Inc.91,753$2M0.12%+13,44813F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC91,237$1.99M<0.01%+6,78113F-HRTimelineGroup
Naviter Wealth, LLC83,531$1.82M0.22%new13F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC82,375$1.8M0.03%+2,17413F-HRTimelineGroup
Argent Trust Co77,998$1.7M0.07%-6,35813F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC77,436$1.69M<0.01%+1,35313F-HR/ATimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC74,359$1.62M<0.01%+61,54613F-HRTimelineGroup
Moerus Capital Management LLC73,983$1.61M0.59%-8,11413F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC71,112$1.55M<0.01%-3,67413F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC70,310$1.53M<0.01%+57,69513F-HRTimelineGroup
Sovereign's Capital Management, LLC67,575$1.47M0.94%13F-HRTimeline
First Dallas Securities Inc.67,108$1.46M0.6%+10,59613F-HRTimeline
REDMONT WEALTH ADVISORS LLC66,939$1.46M2.52%-1,71913F-HRTimeline
Legacy Capital Wealth Partners, LLC62,302$1.36M0.34%-2,86213F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA60,951$1.33M<0.01%-1,40013F-HRTimelineGroup
Aquatic Capital Management LLC58,864$1.28M0.03%+48,86413F-HRTimeline
Total Clarity Wealth Management, Inc.56,305$1.23M0.4%-25,65013F-HRTimeline
Cetera Investment Advisers53,524$1.17M<0.01%+19,32313F-HRTimeline
B. Riley Wealth Advisors, Inc.50,626$1.1M0.04%+3,94113F-HRTimeline
SMH CAPITAL ADVISORS INC47,043$1.03M2.48%+31,09713F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC44,691$975K0.01%+2,30613F-HRTimelineGroup
Mraz, Amerine & Associates, Inc.43,521$950K0.17%-1,72313F-HR/ATimeline
CALDWELL SUTTER CAPITAL, INC.42,428$926K0.43%-80013F-HRTimeline
COZAD ASSET MANAGEMENT INC41,834$913K0.09%-19,03813F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO39,259$857K<0.01%+35,46513F-HRTimelineGroup
Cornerstone Wealth Management, LLC39,166$855K0.06%+1,55713F-HRTimeline
Sunbelt Securities, Inc.37,215$811K0.07%+12,80213F-HRTimeline
Quantbot Technologies LP36,631$799K0.03%+24,00613F-HRTimeline
VIRTUS ADVISERS, LLCin group Virtus Investment Advisers, L…35,931$784K0.32%+9,57813F-HRTimelineGroup
Campbell & CO Investment Adviser LLC35,100$766K0.06%new13F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co34,994$763K<0.01%-2,61813F-HRTimelineGroup
Cambridge Investment Research Advisors,…33,307$727K<0.01%+2,00713F-HRTimeline
Invesco Ltd.in group Invesco Ltd.31,493$687K<0.01%-367,85613F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP29,382$641K<0.01%+5,05513F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN28,022$611K<0.01%+4813F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.26,415$576K<0.01%+3,34913F-HR/ATimelineGroup
Global Retirement Partners, LLC25,581$558K0.02%-10,94813F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC23,612$515K<0.01%+1,24613F-HRTimelineGroup
Samalin Investment Counsel, LLC22,704$495K0.21%+2,22813F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC21,748$475K<0.01%new13F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC20,681$451K0.01%+12713F-HRTimelineGroup
Catalyst Capital Advisors LLC20,000$436K0.01%new13F-HRTimeline
Autumn Glory Partners, LLC20,000$436K0.21%+7,00013F-HRTimeline
NewEdge Advisors, LLC19,129$417K<0.01%new13F-HRTimeline
DEARBORN PARTNERS LLC18,955$414K0.02%-72613F-HRTimeline
1900 WEALTH MANAGEMENT LLC18,272$399K0.03%013F-HRTimeline
LBMC INVESTMENT ADVISORS, LLC18,250$398K0.03%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/17,710$386K<0.01%+10,18213F-HRTimelineGroup
BARD ASSOCIATES INC17,256$377K0.13%-92413F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…17,223$376K<0.01%new13F-HRTimelineGroup
Corient Private Wealth LPin group Corient Private Wealth LP16,581$362K<0.01%+5,49413F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS16,407$358K<0.01%new13F-HRTimelineGroup
AVANTAX ADVISORY SERVICES, INC.16,120$352K<0.01%-45713F-HRTimeline
U.S. Capital Wealth Advisors, LLC16,000$349K0.01%013F-HRTimeline
PALISADE CAPITAL MANAGEMENT, LP15,647$341K0.01%new13F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …14,955$326K<0.01%new13F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC14,914$325K<0.01%-57313F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…13,842$302K0.01%-1,99013F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC13,785$301K0.01%+65013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\13,700$299K<0.01%-4513F-HRTimelineGroup
Union Bancaire Privee, UBP SA13,655$298K0.01%13F-HR/ATimeline
Y-Intercept (Hong Kong) Ltd13,559$296K0.02%new13F-HRTimeline
Catalina Capital Group, LLC13,240$289K0.1%new13F-HRTimeline
Core Wealth Partners LLC11,520$251K0.14%013F-HRTimeline
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC11,251$245K<0.01%013F-HRTimelineGroup
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…10,882$237K<0.01%-1,79813F-HRTimelineGroup
GSA CAPITAL PARTNERS LLP10,880$237K0.02%new13F-HRTimeline
Vident Advisory, LLCin group Vident Advisory, LLC10,421$227K<0.01%-4,14513F-HRTimelineGroup
TCFG WEALTH MANAGEMENT, LLCin group TCFG Investment Advisors, LLC9,800$214K0.11%013F-HRTimelineGroup
EVERGREEN CAPITAL MANAGEMENT LLC9,750$213K0.01%-11613F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth9,464$207K<0.01%+58513F-HR/ATimelineGroup
HighTower Advisors, LLC9,315$203K<0.01%-2,46113F-HRTimeline
WOLVERINE TRADING, LLC9,265$202K<0.01%new13F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC9,244$202K<0.01%-5,20813F-HRTimelineGroup
HOLLENCREST CAPITAL MANAGEMENT6,701$146K0.01%+17413F-HRTimeline
COMERICA BANK5,556$121K<0.01%013F-HR/ATimeline
Creative Planningin group Creative Planning5,000$109K<0.01%-6,16113F-HRTimelineGroup
Washington Trust Advisors, Inc.5,000$109K0.01%013F-HRTimeline
Rialto Wealth Management, LLC4,809$105K0.03%13F-HRTimeline
Parallel Advisors, LLC4,614$101K<0.01%-23913F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,000$87.3K<0.01%013F-HRTimelineGroup
NISA INVESTMENT ADVISORS, LLC2,700$58.9K<0.01%-1,50013F-HRTimeline
BROWN BROTHERS HARRIMAN & COin group BROWN BROTHERS HARRIMAN & CO2,683$58.5K<0.01%new13F-HRTimelineGroup
MAI Capital Management2,676$58.4K<0.01%new13F-HRTimeline
Blue Trust, Inc.2,674$58.3K<0.01%-4,47313F-HR/ATimeline
CITIGROUP INCin group CITIGROUP INC2,587$56.4K<0.01%+49213F-HRTimelineGroup
Capital Analysts, LLCin group Capital Analysts, LLC2,550$56K<0.01%+66913F-HRTimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…2,365$51.6K<0.01%+2513F-HRTimelineGroup
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD2,217$48.4K<0.01%+1,57113F-HRTimelineGroup
TCTC Holdings, LLCin group TCTC Holdings, LLC2,136$46.6K<0.01%013F-HRTimelineGroup
Quarry LP2,126$46.4K0.01%+73213F-HRTimeline
Geneos Wealth Management Inc.2,090$45.6K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC2,065$45K<0.01%+1,04013F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.1,890$41.5K<0.01%+42713F-HRTimelineGroup
SIGNATUREFD, LLC1,785$38.9K<0.01%-94513F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,566$34.2K<0.01%-8,22813F-HRTimelineGroup
AMERIFLEX GROUP, INC.1,462$32.9K0.02%13F-HRTimeline
Promus Capital, LLC1,384$30.2K0.02%13F-HR/ATimeline
Larson Financial Group LLC1,000$21.8K<0.01%013F-HRTimeline
WR Wealth Planners, LLC1,000$21.8K0.01%new13F-HRTimeline
TOTH FINANCIAL ADVISORY CORP670$14.6K<0.01%+7013F-HRTimeline
IFP Advisors, Inc650$14.2K<0.01%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management600$13.1K<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…500$11.2K<0.01%-1,55013F-HRTimeline
Ridgewood Investments LLC500$10.9K0.01%013F-HRTimeline
HHM Wealth Advisors, LLC500$10.9K<0.01%013F-HRTimeline
Raleigh Capital Management Inc.425$9.27K<0.01%-12513F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP325$7.09K<0.01%new13F-HRTimelineGroup
Spectrum Wealth Counsel, LLC230$5.02K<0.01%013F-HRTimeline
Wingate Wealth Advisors, Inc.210$4.58K<0.01%13F-HRTimeline
Atlantic Edge Private Wealth Management…200$4.36K<0.01%013F-HRTimeline
FMR LLCin group FMR LLC150$3.27K<0.01%new13F-HRTimelineGroup
QUADRANT CAPITAL GROUP LLC105$2.29K<0.01%-21613F-HRTimeline
Caitong International Asset Management …99$2.16K<0.01%13F-HR/ATimeline
DELTA ASSET MANAGEMENT LLC/TN70$1.53K<0.01%013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…64$1.4K<0.01%-1,25213F-HRTimelineGroup
Archer Investment Corp54$1.18K<0.01%+213F-HRTimeline
Mainstream Capital Management LLC35$764<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC19$415<0.01%013F-HRTimeline
Lindbrook Capital, LLC13$284<0.01%013F-HRTimeline
SOA Wealth Advisors, LLC.11$240<0.01%new13F-HR/ATimeline
DHJJ Financial Advisors, Ltd.5$110<0.01%new13F-HRTimeline
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK2$44<0.01%013F-HRTimelineGroup
CoreCap Advisors, LLC0$00%-2913F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.