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Disclosery

CSWC CAPITAL SOUTHWEST CORP

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COM (common), issuer CIK 17313

175 managers (176 13F filers) reported a position in CSWC shares at 2025-03-31, 17,255,672 shares in all. 35 filers opened a position and 19 filers sold out during the quarter.

Managers
175
13F filers
176
New
35
Added
64
Reduced
45
Sold out
19
Shares held by filers
17,255,672

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding1,813,400$40.5M+365,022Timeline
SANDERS MORRIS HARRIS LLC1,433,064$32M4.94%+618,48013F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP1,166,932$26M0.03%-23,27213F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management803,136$17.9M0.04%-198,06313F-HRTimelineGroup
PUNCH & ASSOCIATES INVESTMENT MANAGEMEN…686,513$15.3M1%+14,14613F-HRTimeline
Sound Income Strategies, LLC616,016$13.7M0.81%+37,47513F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC488,992$10.9M0.01%+231,61413F-HRTimelineGroup
TECTONIC ADVISORS LLCin group TECTONIC ADVISORS LLC440,473$9.83M0.61%+42,46513F-HRTimelineGroup
Zuckerman Investment Group, LLC427,020$9.53M1.02%-245,44813F-HRTimeline
Melia Wealth LLC422,308$9.43M4.86%+20,72713F-HRTimeline
Beacon Pointe Advisors, LLC414,489$9.25M0.1%-75,80213F-HRTimeline
HARBOR CAPITAL ADVISORS, INC.403,826$9.01M0.41%+4,93913F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC333,417$7.44M0.01%+213,10013F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc318,173$7.1M<0.01%+7,88813F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC300,600$6.71M<0.01%+105,84513F-HRTimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources298,623$6.67M<0.01%+91,29313F-HRTimelineGroup
UBS Group AGin group UBS Group AG296,877$6.63M<0.01%+194,47113F-HRTimelineGroup
FIRST MANHATTAN CO. LLC.287,136$6.41M0.02%-14,81413F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.261,831$5.84M<0.01%+28,31113F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC257,672$5.75M<0.01%+183,31313F-HR/ATimelineGroup
EPIQ PARTNERS, LLC255,400$5.7M3.01%new13F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP248,748$5.55M0.01%+146,26313F-HRTimelineGroup
Qube Research & Technologies Ltd236,766$5.28M0.01%+39,13713F-HRTimeline
LPL Financial LLC197,678$4.41M<0.01%+28,62413F-HRTimeline
Womack Financial LLC189,213$4.22M3.87%+1,82513F-HR/ATimeline
GRACE & WHITE INC /NY176,597$3.94M0.75%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY159,798$3.57M<0.01%-53,65013F-HRTimelineGroup
BARCLAYS PLCin group BARCLAYS PLC153,470$3.43M<0.01%+76,03413F-HR/ATimelineGroup
Advisors Asset Management, Inc.148,565$3.32M0.06%-97813F-HR/ATimeline
Muzinich & Co., Inc.137,371$3.07M1.87%+26,94913F-HRTimeline
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …134,178$2.99M<0.01%+31,29913F-HRTimelineGroup
Hennion & Walsh Asset Management, Inc.129,273$2.89M0.13%-50,15313F-HRTimeline
Schonfeld Strategic Advisors LLC117,543$2.62M0.02%+14,50013F-HRTimeline
DENALI ADVISORS LLC116,404$2.6M0.3%+11,90813F-HRTimeline
Foundations Investment Advisors, LLC106,671$2.38M0.04%+5,43713F-HRTimeline
CONFLUENCE INVESTMENT MANAGEMENT LLC101,522$2.27M0.03%+1,28013F-HRTimeline
B. Riley Wealth Advisors, Inc.92,384$2.06M0.06%+41,75813F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC92,019$2.05M0.06%new13F-HRTimelineGroup
Hodges Capital Management Inc.91,760$2.05M0.2%+713F-HR/ATimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC90,651$2.02M<0.01%-58613F-HRTimelineGroup
HRT FINANCIAL LP87,696$1.96M0.01%-39,00413F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC84,780$1.89M0.03%+2,40513F-HRTimelineGroup
Naviter Wealth, LLC81,753$1.88M0.23%-1,77813F-HRTimeline
Argent Trust Co80,816$1.8M0.07%+2,81813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC77,540$1.73M<0.01%+6,42813F-HRTimeline
Moerus Capital Management LLC73,983$1.65M0.74%013F-HRTimeline
Cetera Investment Advisers71,944$1.61M<0.01%+18,42013F-HRTimeline
First Dallas Securities Inc.71,925$1.6M0.67%+4,81713F-HRTimeline
Sovereign's Capital Management, LLC70,370$1.57M0.93%+2,79513F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA69,139$1.54M<0.01%+8,18813F-HR/ATimelineGroup
VOLORIDGE INVESTMENT MANAGEMENT, LLC65,724$1.47M0.01%new13F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/61,627$1.38M<0.01%+43,91713F-HRTimelineGroup
Quantbot Technologies LP61,553$1.37M0.04%+24,92213F-HRTimeline
Legacy Capital Wealth Partners, LLC60,238$1.34M0.33%-2,06413F-HRTimeline
Total Clarity Wealth Management, Inc.56,305$1.23M0.4%013F-HRTimeline
Cubist Systematic Strategies, LLC54,015$1.21M0.02%new13F-HRTimeline
REDMONT WEALTH ADVISORS LLC53,623$1.2M2.33%-13,31613F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co48,247$1.08M<0.01%+13,25313F-HRTimelineGroup
COZAD ASSET MANAGEMENT INC47,151$1.05M0.11%+5,31713F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC46,888$1.05M0.01%+2,19713F-HRTimelineGroup
SMH CAPITAL ADVISORS INC45,981$1.03M2.38%-1,06213F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC45,383$1.01M<0.01%-24,92713F-HRTimelineGroup
Virtus Investment Advisers, LLCgroup of 2 filers holding44,164$986K+8,233Timeline
Mraz, Amerine & Associates, Inc.43,732$978K0.17%+21113F-HR/ATimeline
Cornerstone Wealth Management, LLC42,319$945K0.06%+3,15313F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.41,728$931K0.44%-70013F-HRTimeline
FJ Capital Management LLC40,081$895K0.09%new13F-HRTimeline
Sunbelt Securities, Inc.39,229$876K0.08%+2,01413F-HRTimeline
ExodusPoint Capital Management, LP39,100$873K0.01%new13F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS38,238$853K<0.01%+21,83113F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…37,587$839K<0.01%+20,36413F-HRTimelineGroup
Verition Fund Management LLC33,774$754K<0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO32,951$735K<0.01%-6,30813F-HRTimelineGroup
Cambridge Investment Research Advisors,…32,481$725K<0.01%-82613F-HRTimeline
Invesco Ltd.in group Invesco Ltd.27,909$623K<0.01%-3,58413F-HRTimelineGroup
AlphaCore Capital LLC27,810$621K0.05%new13F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.26,255$586K<0.01%-16013F-HRTimelineGroup
Autumn Glory Partners, LLC26,000$580K0.29%+6,00013F-HRTimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.25,574$571K<0.01%-76,06413F-HRTimelineGroup
Samalin Investment Counsel, LLC23,955$535K0.22%+1,25113F-HRTimeline
Aquatic Capital Management LLC23,177$517K0.01%-35,68713F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC23,104$516K<0.01%-50813F-HRTimelineGroup
Northeast Financial Consultants Inc21,867$488K0.02%new13F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC21,498$480K0.01%+81713F-HRTimelineGroup
Campbell & CO Investment Adviser LLC21,362$477K0.04%-13,73813F-HRTimeline
Catalyst Capital Advisors LLC20,000$446K0.01%013F-HRTimeline
Mariner, LLCin group Mariner, LLC19,697$440K<0.01%+4,78313F-HRTimelineGroup
Engineers Gate Manager LP19,587$437K0.01%new13F-HRTimeline
GRIMES & Co WEALTH MANAGEMENT, LLC18,599$415K0.01%new13F-HRTimeline
DEARBORN PARTNERS LLC18,424$411K0.02%-53113F-HRTimeline
1900 WEALTH MANAGEMENT LLC18,272$408K0.03%013F-HRTimeline
LBMC INVESTMENT ADVISORS, LLC18,250$407K0.03%013F-HRTimeline
NewEdge Advisors, LLC18,158$405K<0.01%-97113F-HRTimeline
Vident Advisory, LLCin group Vident Advisory, LLC17,997$402K0.01%+7,57613F-HRTimelineGroup
BARD ASSOCIATES INC17,256$385K0.14%013F-HRTimeline
Lansforsakringar Fondforvaltning AB (pu…16,133$360K<0.01%new13F-HRTimeline
U.S. Capital Wealth Advisors, LLC16,015$357K0.01%+1513F-HRTimeline
Mutual Advisors, LLC17,379$352K0.01%new13F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …14,943$334K0.01%-1213F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC14,735$329K0.01%+95013F-HRTimeline
STATE STREET CORPin group STATE STREET CORP14,335$320K<0.01%new13F-HRTimelineGroup
CAXTON ASSOCIATES LLP14,257$318K0.01%13F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…14,000$313K<0.01%+3,11813F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\13,756$307K<0.01%+5613F-HRTimelineGroup
Union Bancaire Privee, UBP SA13,655$305K0.01%013F-HRTimeline
Catalina Capital Group, LLC13,240$296K0.2%013F-HRTimeline
Generali Investments CEE, investicni sp…12,628$282K0.03%new13F-HRTimeline
SIMPLEX TRADING, LLC11,898$265K0.01%new13F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP11,832$264K<0.01%-17,55013F-HRTimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC11,821$264K<0.01%new13F-HR/ATimelineGroup
Sciencast Management LP11,696$261K0.06%new13F-HRTimeline
Janney Montgomery Scott LLC11,603$259K<0.01%new13F-HRTimeline
Core Wealth Partners LLC11,520$257K0.15%013F-HRTimeline
OXFORD ASSET MANAGEMENT LLP11,392$254K0.12%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC11,251$251K<0.01%013F-HRTimelineGroup
AVANTAX ADVISORY SERVICES, INC.11,157$249K<0.01%-4,96313F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP10,957$245K<0.01%-5,62413F-HRTimelineGroup
PALISADE CAPITAL MANAGEMENT, LP10,747$240K0.01%-4,90013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC10,133$226K<0.01%-11,61513F-HR/ATimelineGroup
DRW Securities, LLC10,070$225K0.02%new13F-HRTimeline
TOWNSQUARE CAPITAL LLC9,912$221K<0.01%new13F-HRTimeline
ProShare Advisors LLC9,859$220K<0.01%new13F-HRTimeline
TCFG WEALTH MANAGEMENT, LLCin group TCFG Investment Advisors, LLC9,800$219K0.11%013F-HRTimelineGroup
EVERGREEN CAPITAL MANAGEMENT LLC9,750$218K0.01%013F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth9,442$211K<0.01%-2213F-HR/ATimelineGroup
HighTower Advisors, LLC9,388$210K<0.01%+7313F-HRTimeline
WOLVERINE TRADING, LLC9,339$209K0.01%+7413F-HRTimeline
PFG Investments, LLC9,264$207K0.01%new13F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN7,880$176K<0.01%-20,14213F-HRTimelineGroup
HOLLENCREST CAPITAL MANAGEMENT6,875$153K0.01%+17413F-HRTimeline
Washington Trust Advisors, Inc.5,000$112K0.01%013F-HRTimeline
Rialto Wealth Management, LLC4,809$107K0.03%013F-HRTimeline
Parallel Advisors, LLC4,402$98.3K<0.01%-21213F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,000$89.3K<0.01%013F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC2,994$66.8K<0.01%+40713F-HRTimelineGroup
Blue Trust, Inc.2,963$66.1K<0.01%+28913F-HRTimeline
MAI Capital Management2,659$59.3K<0.01%-1713F-HRTimeline
Capital Analysts, LLCin group Capital Analysts, LLC2,616$58K<0.01%+6613F-HRTimelineGroup
Garde Capital, Inc.2,401$53.6K<0.01%new13F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…2,359$52.7K<0.01%-613F-HRTimelineGroup
CWM, LLCin group CWM, LLC2,315$52K<0.01%+25013F-HRTimelineGroup
TCTC Holdings, LLCin group TCTC Holdings, LLC2,136$47.7K<0.01%013F-HRTimelineGroup
Geneos Wealth Management Inc.1,930$43.1K<0.01%-16013F-HRTimeline
SIGNATUREFD, LLC1,634$36.5K<0.01%-15113F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,566$35K<0.01%013F-HRTimelineGroup
GROUP ONE TRADING LLC1,496$33.4K<0.01%new13F-HRTimeline
AMERIFLEX GROUP, INC.1,462$32.6K0.01%013F-HRTimeline
Promus Capital, LLC1,384$30.9K0.02%013F-HR/ATimeline
Quarry LP1,351$30.2K0.01%-77513F-HRTimeline
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD1,347$30.1K<0.01%-87013F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.1,552$27.9K<0.01%-33813F-HRTimelineGroup
Larson Financial Group LLC1,000$22.3K<0.01%013F-HRTimeline
TOTH FINANCIAL ADVISORY CORP670$15K<0.01%013F-HRTimeline
AdvisorNet Financial, Inc608$13.6K<0.01%new13F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management600$13.4K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.528$11.8K<0.01%new13F-HRTimeline
NISA INVESTMENT ADVISORS, LLC500$11.2K<0.01%-2,20013F-HRTimeline
Ridgewood Investments LLC500$11.2K0.01%013F-HRTimeline
HHM Wealth Advisors, LLC500$11.2K<0.01%013F-HRTimeline
HAGER INVESTMENT MANAGEMENT SERVICES, L…500$11.2K0.01%new13F-HRTimeline
Farther Finance Advisors, LLC417$9.36K<0.01%+39813F-HRTimeline
LRI Investments, LLC250$5.58K<0.01%new13F-HRTimeline
Spectrum Wealth Counsel, LLC230$5.13K<0.01%013F-HRTimeline
Runnymede Capital Advisors, Inc.216$4.82K<0.01%new13F-HRTimeline
Hexagon Capital Partners LLC202$4.51K<0.01%new13F-HRTimeline
First Horizon Advisors, Inc.200$4.46K<0.01%new13F-HRTimeline
Atlantic Edge Private Wealth Management…200$4.46K<0.01%013F-HRTimeline
DELTA ASSET MANAGEMENT LLC/TN70$1.56K<0.01%013F-HRTimeline
Archer Investment Corp56$1.24K<0.01%+213F-HRTimeline
NBT BANK, N.A.in group NBT BANK, N.A.30$659<0.01%new13F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…14$312<0.01%-5013F-HRTimelineGroup
SOA Wealth Advisors, LLC.11$246<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.5$112<0.01%013F-HRTimeline
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK2$45<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0-50013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.