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AUGP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

10 managers (10 13F filers) reported a position in AUGP shares at 2026-06-30, 634,616 shares in all. 0 filers opened a position and 1 filer sold out during the quarter.

Managers
10
13F filers
10
New
0
Added
2
Reduced
3
Sold out
1
Shares held by filers
634,616

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC532,442$17.6M0.02%+163,30113F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC38,498$1.27M<0.01%-4,73313F-HRTimeline
Sugar Maple Asset Management, LLC13,500$446K0.29%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA11,825$391K<0.01%+7,70713F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC9,077$300K<0.01%013F-HRTimelineGroup
Steward Partners Investment Advisory, L…9,026$298K<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.7,248$240K0.07%-16013F-HRTimeline
OLD MISSION CAPITAL LLC7,110$235K0.01%-10,04313F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…4,410$146K<0.01%013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.1,480$48.9K<0.01%013F-HRTimeline