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AUGP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

7 managers (7 13F filers) reported a position in AUGP shares at 2025-03-31, 153,510 shares in all. 2 filers opened a position and 0 filers sold out during the quarter.

Managers
7
13F filers
7
New
2
Added
3
Reduced
0
Sold out
0
Shares held by filers
153,510

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC114,391$3.04M<0.01%+35,94813F-HRTimelineGroup
OLD MISSION CAPITAL LLC17,524$465K0.01%+7,08813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC13,335$354K<0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA4,471$119K<0.01%+3,57013F-HR/ATimelineGroup
DHJJ Financial Advisors, Ltd.3,589$95.3K0.04%013F-HRTimeline
UBS Group AGin group UBS Group AG200$5.31K<0.01%new13F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.