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Disclosery

AUGP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

10 managers (10 13F filers) reported a position in AUGP shares at 2025-09-30, 275,321 shares in all. 6 filers opened a position and 4 filers sold out during the quarter.

Managers
10
13F filers
10
New
6
Added
3
Reduced
1
Sold out
4
Shares held by filers
275,321

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC183,185$5.58M0.01%+51,71113F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC38,901$1.19M<0.01%+24,80713F-HRTimeline
Sugar Maple Asset Management, LLC13,500$411K0.29%new13F-HRTimeline
Steward Partners Investment Advisory, L…9,026$275K<0.01%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC8,908$271K<0.01%new13F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.7,408$226K0.08%+3,85913F-HRTimeline
Sanctuary Advisors, LLC7,100$216K<0.01%new13F-HR/ATimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…4,410$134K<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.1,980$60.3K<0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA903$27K<0.01%-2,46113F-HRTimelineGroup