AUGP PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
11 managers (11 13F filers) reported a position in AUGP shares at 2026-03-31, 478,716 shares in all. 1 filer opened a position and 2 filers sold out during the quarter.
- Managers
- 11
- 13F filers
- 11
- New
- 1
- Added
- 3
- Reduced
- 1
- Sold out
- 2
- Shares held by filers
- 478,716
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q1 2026
Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 369,141 | $11.3M | 0.01% | +100,332 | 13F-HRTimelineGroup |
| COMMONWEALTH EQUITY SERVICES, LLC | 43,231 | $1.32M | <0.01% | +1,889 | 13F-HRTimeline |
| OLD MISSION CAPITAL LLC | 17,153 | $524K | 0.01% | +10,340 | 13F-HRTimeline |
| Sugar Maple Asset Management, LLC | 13,500 | $413K | 0.25% | 0 | 13F-HRTimeline |
| RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC | 9,077 | $277K | <0.01% | 0 | 13F-HRTimelineGroup |
| Steward Partners Investment Advisory, L… | 9,026 | $276K | <0.01% | 0 | 13F-HRTimeline |
| DHJJ Financial Advisors, Ltd. | 7,408 | $226K | 0.08% | 0 | 13F-HRTimeline |
| PNC Financial Services Group, Inc.in group PNC Financial Services Group,… | 4,410 | $135K | <0.01% | 0 | 13F-HRTimelineGroup |
| ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA | 4,118 | $126K | <0.01% | -1,581 | 13F-HRTimelineGroup |
| HARBOUR INVESTMENTS, INC. | 1,480 | $45.2K | <0.01% | 0 | 13F-HRTimeline |
| UBS Group AGin group UBS Group AG | 172 | $5.26K | <0.01% | new | 13F-HRTimelineGroup |