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AUGP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

12 managers (12 13F filers) reported a position in AUGP shares at 2025-12-31, 375,414 shares in all. 2 filers opened a position and 0 filers sold out during the quarter.

Managers
12
13F filers
12
New
2
Added
4
Reduced
1
Sold out
0
Shares held by filers
375,414

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC268,809$8.36M0.01%+85,62413F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC41,342$1.29M<0.01%+2,44113F-HRTimeline
Sugar Maple Asset Management, LLC13,500$420K0.28%013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC9,077$282K<0.01%+16913F-HRTimelineGroup
Steward Partners Investment Advisory, L…9,026$281K<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.7,408$230K0.08%013F-HRTimeline
Sanctuary Advisors, LLC7,100$221K<0.01%013F-HRTimeline
OLD MISSION CAPITAL LLC6,813$212K0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA5,699$177K<0.01%+4,79613F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…4,410$137K<0.01%013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.1,480$46K<0.01%-50013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC750$23.3K<0.01%new13F-HRTimelineGroup