VERTEX ONE ASSET MANAGEMENT INC.

13F filer, CIK 1389610, VANCOUVER, British Columbia, Canada

VERTEX ONE ASSET MANAGEMENT INC. reported $645,908,000 across 139 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-13. Its ten largest share positions make up 37.77% of the portfolio.

Filed 2018-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001062993-18-004559

Period: 2018-09-30
Reported value: $646M
Holdings: 139
Top 10 weight: 37.77%
New: 33
Sold out: 31

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AXnew	+1,060,264	$36.5M
AMDnew	+619,200	$19.1M
BHCnew	+473,709	$12.2M
PINNACLE FOODS INC DELadded	+175,399	$11.4M
FOREST CITY RLTY TR INCnew	+343,311	$8.61M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BOFI HOLDING INCexited	-1,070,264	-$43.8M
VALEANT PHARMACEUTICALS INTLexited	-518,709	-$12.1M
NXPIexited	-108,300	-$11.8M
RSP PERMIAN INCexited	-266,662	-$11.7M
ANDEAVORreduced	-63,872	-$9.57M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001062993-18-004559, largest first. % of portfolio is the value over $645,912,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AXAXOS FINANCIAL INC	1,060,264	$36.5M	5.65%	new	Timeline
LILIS ENERGY INCLILIS ENERGY INC	6,762,492	$33.1M	5.13%	+85,000
ENSCO PLCENSCO PLC	3,587,347	$30.3M	4.69%	-97,092
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	2,822,586	$28.8M	4.46%	+53,200
BBUBROOKFIELD BUSINESS PARTNERS L	537,480	$24.6M	3.81%	-10,000	Timeline
AMDADVANCED MICRO DEVICES INC	619,200	$19.1M	2.96%	new	Timeline
AETNA INC NEWAETNA INC NEW	89,900	$18.2M	2.82%	+37,900
PINNACLE FOODS INC DELPINNACLE FOODS INC DEL	275,399	$17.8M	2.76%	+175,399
NOBLE CORP PLCNOBLE CORP PLC	2,529,727	$17.8M	2.75%	0
MUMICRON TECHNOLOGY INC	390,200	$17.6M	2.73%	+20,000	Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	305,000	$14.1M	2.19%	+95,000
UISUNISYS CORP	679,813	$13.9M	2.15%	-22,460	Timeline
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18	181,379	$13.2M	2.04%	0
ROCKWELL COLLINS INCROCKWELL COLLINS INC	91,622	$12.9M	1.99%	-9,162
BHCBAUSCH HEALTH COS INC	473,709	$12.2M	1.88%	new	Timeline
RIGTRANSOCEAN LTD	867,308	$12.1M	1.87%	-298,368	Timeline
SCHNITZER STEEL INDUSTRIES …SCHNITZER STEEL INDUSTRIES INC	420,070	$11.4M	1.76%	0
Spectra Energy PartnersSpectra Energy Partners	269,563	$9.63M	1.49%	+204,601
FNVFRANCO NEV CORP	149,254	$9.34M	1.45%	-73,904	Timeline
TGBTASEKO MINES LTD	11,025,874	$8.71M	1.35%	0	Timeline
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	343,311	$8.61M	1.33%	new
CA INC COMCA INC COM	193,982	$8.56M	1.33%	new
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	735,291	$7.5M	1.16%	new
SPARTAN ENERGY ACQUISITION CSPARTAN ENERGY ACQUISITION C	721,500	$7.33M	1.13%	new
ENERGEN CORPENERGEN CORP	78,240	$6.74M	1.04%	new
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES	193,708	$6.7M	1.04%	+140,510
OCEAN RIG UDW INCOCEAN RIG UDW INC	187,000	$6.47M	1%	new
SHIRE PLCSHIRE PLC	35,467	$6.43M	1%	-3,000
ROWAN COMPANIES PLCROWAN COMPANIES PLC	336,000	$6.33M	0.98%	0
VECTREN CORPVECTREN CORP	84,576	$6.05M	0.94%	new
MITEL NETWORKS CORPMITEL NETWORKS CORP	498,918	$5.5M	0.85%	+161,918
GRAMERCY PPTY TRGRAMERCY PPTY TR	199,668	$5.48M	0.85%	-65,256
ANDEAVORANDEAVOR	34,628	$5.19M	0.8%	-63,872
PTENPATTERSON-UTI ENERGY INC	301,039	$5.15M	0.8%	0	Timeline
ORBOTECH LTDORBOTECH LTD	85,399	$5.08M	0.79%	-26,910
MAG SILVER CORPMAG SILVER CORP	626,100	$5.06M	0.78%	0
NAKNORTHERN DYNASTY MINERALS LT	9,025,965	$5.05M	0.78%	+287,369	Timeline
SWKSSKYWORKS SOLUTIONS INC	55,607	$5.04M	0.78%	0	Timeline
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	197,794	$4.98M	0.77%	-41,000
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	248,900	$4.98M	0.77%	-50,000
REVGREV GROUP INC	312,852	$4.91M	0.76%	0	Timeline
CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL A	412,690	$4.72M	0.73%	0
CALAMP CORPCALAMP CORP	183,556	$4.4M	0.68%	0
KLX INCKLX INC	67,199	$4.22M	0.65%	new
PURE ACQUISITION CORPPURE ACQUISITION CORP	400,000	$4.15M	0.64%	0
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	398,700	$4.04M	0.62%	new
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INC	84,200	$3.96M	0.61%	new
CCSCENTURY COMMUNITIES INC	148,224	$3.89M	0.6%	0	Timeline
FLEXFLEX LTD	288,700	$3.79M	0.59%	0	Timeline
BZHBEAZER HOMES USA INC	354,470	$3.72M	0.58%	0	Timeline
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	24,308	$3.48M	0.54%	new
MCEWEN MNG INCMCEWEN MNG INC	1,714,800	$3.35M	0.52%	0
QRVOQORVO INC	40,199	$3.09M	0.48%	0	Timeline
FEDERAL STR ACQUISITION CORPFEDERAL STR ACQUISITION CORP	409,150	$3.04M	0.47%	new
TRINITY MERGER CORPTRINITY MERGER CORP	285,000	$2.93M	0.45%	0
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	30,000	$2.85M	0.44%	new
ADVANTAGE OIL & GAS LTDADVANTAGE OIL & GAS LTD	992,800	$2.77M	0.43%	new
MTECH ACQUISITION CORPMTECH ACQUISITION CORP	225,000	$2.69M	0.42%	-100,000
CHURCHILL CAP CORPCHURCHILL CAP CORP	250,000	$2.54M	0.39%	new
NOBLE CORP PLCNOBLE CORP PLC	10,300	$2.48M	0.38%	0
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	70,546	$2.38M	0.37%	-50,042
HAYMAKER ACQUISITION CORPHAYMAKER ACQUISITION CORP	228,900	$2.37M	0.37%	0
TIBERIUS ACQUISITION CORPTIBERIUS ACQUISITION CORP	230,000	$2.34M	0.36%	0
LF CAP ACQUISITION CORPLF CAP ACQUISITION CORP	225,000	$2.28M	0.35%	0
K2M GROUP HLDGS INCK2M GROUP HLDGS INC	83,187	$2.28M	0.35%	new
LEGACY ACQUISITION CORPLEGACY ACQUISITION CORP	220,000	$2.23M	0.35%	0
CONVERGYS CORPCONVERGYS CORP	91,212	$2.17M	0.34%	new
SENTINEL ENERGY SVCS INCSENTINEL ENERGY SVCS INC	210,000	$2.16M	0.33%	0
PLATINUM EAGLE ACQUISITIN COPLATINUM EAGLE ACQUISITIN CO	200,000	$2.08M	0.32%	0
DFB HEALTHCARE ACQUISTION CODFB HEALTHCARE ACQUISTION CO	200,000	$2.07M	0.32%	0
TWELVE SEAS INVESTMENT COMPATWELVE SEAS INVESTMENT COMPA	200,000	$2.07M	0.32%	-50,000
REGALWOOD GLOBAL ENERGY LTDREGALWOOD GLOBAL ENERGY LTD	200,000	$2.06M	0.32%	0
LEO HOLDINGS CORPLEO HOLDINGS CORP	200,000	$2.06M	0.32%	0
VECTOIQ ACQUISITION CORPVECTOIQ ACQUISITION CORP	200,000	$2.04M	0.32%	0
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	330,000	$2.03M	0.31%	0
THUNDER BRIDGE ACQUISITION LTHUNDER BRIDGE ACQUISITION L	200,000	$2.02M	0.31%	0
VANTAGE ENERGY ACQUISITIONVANTAGE ENERGY ACQUISITION	190,000	$1.99M	0.31%	0
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	66,560	$1.97M	0.3%	0
PROFIRE ENERGY INCPROFIRE ENERGY INC	575,000	$1.83M	0.28%	new
ONE MADISON CORPONE MADISON CORP	175,000	$1.81M	0.28%	0
GENERAL ELEC COGENERAL ELEC CO	153,650	$1.74M	0.27%	+60,000
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N	289,200	$1.7M	0.26%	0
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	1,577,892	$1.69M	0.26%	0
BIG ROCK PARTNERS ACQUISITIOBIG ROCK PARTNERS ACQUISITIO	150,000	$1.58M	0.25%	0
ARWARROW ELECTRS INC	21,354	$1.57M	0.24%	0	Timeline
FAR PT ACQUISITION CORPFAR PT ACQUISITION CORP	150,000	$1.54M	0.24%	0
MODEL PERFORMANCE ACQUISIT-AMODEL PERFORMANCE ACQUISIT-A	152,000	$1.53M	0.24%	new
NEBULA ACQUISITION CORPNEBULA ACQUISITION CORP	150,000	$1.52M	0.24%	0
MEGALITH FINL ACQUISITION COMEGALITH FINL ACQUISITION CO	150,000	$1.51M	0.23%	new
GORDON POINTE ACQUISITION COGORDON POINTE ACQUISITION CO	140,000	$1.47M	0.23%	0
OBSIDIAN ENERGY LTDOBSIDIAN ENERGY LTD	1,536,700	$1.44M	0.22%	0
GIGCAPITAL INCGIGCAPITAL INC	125,000	$1.34M	0.21%	0
CM SEVEN STAR ACQUISITION COCM SEVEN STAR ACQUISITION CO	125,000	$1.34M	0.21%	-50,000
RIORIO TINTO PLC	26,100	$1.33M	0.21%	+4,000	Timeline
DIAMOND OFFSHORE DRILLING C…DIAMOND OFFSHORE DRILLING COMMON	3,720	$1.31M	0.2%	0
ALLEGRO MERGER CORPALLEGRO MERGER CORP	125,000	$1.28M	0.2%	new
MOSAIC ACQUISITION CORPMOSAIC ACQUISITION CORP	125,000	$1.27M	0.2%	0
GILDGILEAD SCIENCES INC	16,123	$1.25M	0.19%	0	Timeline
PENSARE ACQUISITION CORPPENSARE ACQUISITION CORP	112,500	$1.2M	0.19%	0
BTEBAYTEX ENERGY CORP	413,203	$1.2M	0.19%	new	Timeline
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP	24,500	$1.12M	0.17%	new
TRANSOCEAN LTDTRANSOCEAN LTD	4,200	$1.05M	0.16%	0
GS ACQUISITION HLDGS CORPGS ACQUISITION HLDGS CORP	100,300	$1.04M	0.16%	0
MUDRICK CAP ACQUISITION CORPMUDRICK CAP ACQUISITION CORP	100,000	$1.03M	0.16%	0
LEISURE ACQUISITION CORPLEISURE ACQUISITION CORP	100,000	$1.02M	0.16%	0
GORES HOLDINGS III INCGORES HOLDINGS III INC	100,000	$1.02M	0.16%	new
NEW FRONTIER CORPNEW FRONTIER CORP	100,000	$1.02M	0.16%	0
OPES ACQUISITION CORPOPES ACQUISITION CORP	100,000	$1.02M	0.16%	0
TRIDENT ACQUISITIONS CORPTRIDENT ACQUISITIONS CORP	90,000	$910K	0.14%	0
PRECISION DRILLING CORPPRECISION DRILLING CORP	245,800	$849K	0.13%	0
LPTHLIGHTPATH TECHNOLOGIES INC	374,938	$756K	0.12%	0	Timeline
FORUM MERGER II CORPFORUM MERGER II CORP	74,000	$749K	0.12%	new
HUNTER MARITIME ACQUISITIONHUNTER MARITIME ACQUISITION	70,000	$697K	0.11%	0
ENSCO PLC-CL AENSCO PLC-CL A	3,300	$617K	0.1%	0
BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTD	576,200	$602K	0.09%	+26,200
WELLS FARGO & COWELLS FARGO & CO	400	$516K	0.08%	0
HL ACQUISITIONS CORPHL ACQUISITIONS CORP	50,000	$516K	0.08%	0
THERAVANCE INCTHERAVANCE INC	500,000	$508K	0.08%	0
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC	500,000	$501K	0.08%	-500,000
CHESAPEAKE ENERGY CORPCHESAPEAKE ENERGY CORP	500,000	$495K	0.08%	0
SEACOR HOLDINGS INCSEACOR HOLDINGS INC	500,000	$487K	0.08%	0
FPIFARMLAND PARTNERS INC	70,203	$470K	0.07%	new	Timeline
CENTURYLINK INCCENTURYLINK INC	20,000	$424K	0.07%	0
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	400,000	$407K	0.06%	0
ACTIVISION BLIZZARD INCACTIVISION BLIZZARD INC	500	$385K	0.06%	new
SUNCOKE ENERGY PARTNERS LPSUNCOKE ENERGY PARTNERS LP	24,663	$376K	0.06%	0
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC	340,000	$326K	0.05%	0
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	277,200	$274K	0.04%	+172,200
MATLIN & PARTNERS ACQUISITIOMATLIN & PARTNERS ACQUISITIO	327,000	$245K	0.04%	+152,000
DNOWDNOW INC	14,000	$232K	0.04%	0	Timeline
SEADRILL ORDSEADRILL ORD	8,307	$206K	0.03%	new
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	14,000	$136K	0.02%	0
GORES HLDGS II INCGORES HLDGS II INC	48,666	$105K	0.02%	0
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	50,666	$70K	0.01%	new
CITIGROUP INCCITIGROUP INC	29,667,809	$50K	0.01%	-3,500,000
FALCON MINERALS CORPFALCON MINERALS CORP	25,000	$43K	0.01%	new
PURPLE INNOVATION INCPURPLE INNOVATION INC	131,350	$25K	<0.01%	0
ALTA MESA RES INC …ALTA MESA RES INC 3	23,333	$12K	<0.01%	0
WTS/HUNTER MARITIME ACQUISI…WTS/HUNTER MARITIME ACQUISITIEXP1…	35,000	$11K	<0.01%	0

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
BOFI HOLDING INCBOFI HOLDING INC	1,070,264	$43.8M	shares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	518,709	$12.1M	shares
NXPINXP SEMICONDUCTORS N V	108,300	$11.8M	shares
RSP PERMIAN INCRSP PERMIAN INC	266,662	$11.7M	shares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	121,000	$8.07M	shares
XL GROUP LTDXL GROUP LTD	143,000	$8M	shares
MTGE INVT CORP COMMTGE INVT CORP COM	352,018	$6.9M	shares
Whiting Petroleum CorporaWhiting Petroleum Corpora	87,300	$4.6M	shares
GGP INCGGP INC	192,174	$3.93M	shares
CAVIUM INCCAVIUM INC	40,857	$3.53M	shares
AV HOMES INCAV HOMES INC	125,000	$2.67M	shares
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	227,000	$2.35M	shares
VALIDUS HOLDINGS LTDVALIDUS HOLDINGS LTD	34,619	$2.34M	shares
TPG PACE HLDGS CORPTPG PACE HLDGS CORP	199,800	$2.1M	shares
CAPITOL INVT CORP IVCAPITOL INVT CORP IV	184,000	$1.9M	shares
ALBALBEMARLE CORP	20,000	$1.89M	shares
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	175,000	$1.82M	shares
OSPREY ENERGY ACQUISITION COOSPREY ENERGY ACQUISITION CO	170,000	$1.73M	shares
KLONDEX MNS LTDKLONDEX MNS LTD	716,200	$1.65M	shares
FEDERAL STR ACQUISITION CORPFEDERAL STR ACQUISITION CORP	159,300	$1.63M	shares
MATLIN & PARTNEMATLIN & PARTNE	152,000	$1.6M	shares
GORES HLDGS II INCGORES HLDGS II INC	119,000	$1.27M	shares
VERTEX ENERGY INCVERTEX ENERGY INC	572,431	$607K	shares
NXP SEMICONDUCTORS N VNXP SEMICONDUCTORS N V	388	$564K	shares
GSV CAP CORPGSV CAP CORP	415,000	$400K	shares
TAT&T INC	11,062	$355K	shares
BG STAFFING INCBG STAFFING INC	15,000	$349K	shares
TPG PACE ENERGY HLDGS CORPTPG PACE ENERGY HLDGS CORP	96,366	$265K	shares
SANBANCO SANTANDER SA	47,035	$251K	shares
FEDERAL STR ACQUISITION CORPFEDERAL STR ACQUISITION CORP	70,200	$91K	shares
OSPREY ENERGY ACQUISITION COOSPREY ENERGY ACQUISITION CO	25,000	$40K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001062993-18-004559	base		2018-11-13	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC