VERTEX ONE ASSET MANAGEMENT INC.

13F filer, CIK 1389610, VANCOUVER, British Columbia, Canada

VERTEX ONE ASSET MANAGEMENT INC. reported $556,374,000 across 135 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-04. Its ten largest share positions make up 41.43% of the portfolio.

Filed 2018-05-04 (acceptance time not in the bulk data set), ingested 2026-10-07 19:05:42 UTC13F-HR 0001062993-18-001932

Period: 2018-03-31
Reported value: $556M
Holdings: 135
Top 10 weight: 41.43%
New: 40
Sold out: 28

Largest buys vs the previous quarter

Security	Shares change	Approx. value
MICROSEMI CORPnew	+218,705	$14.2M
MYLAN NVnew	+339,960	$14M
SOCIAL CAP HEDOSOPHIA HLDGSadded	+1,203,984	$12.7M
XL GROUP LTDnew	+170,000	$9.39M
MUadded	+174,700	$9.11M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BENexited	-405,999	-$17.6M
QSRexited	-235,288	-$14.5M
AMERICAN INTL GROUP INCexited	-773,473	-$14M
NXPIreduced	-108,500	-$12.7M
CALATLANTIC GROUP INCexited	-189,000	-$10.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2018

Share positions as resolved from 13F-HR 0001062993-18-001932, largest first. % of portfolio is the value over $556,377,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
BOFI HOLDING INCBOFI HOLDING INC	1,165,764	$47.2M	8.49%	-252,462
MUMICRON TECHNOLOGY INC	600,200	$31.3M	5.62%	+174,700	Timeline
LILIS ENERGY INCLILIS ENERGY INC	7,342,758	$29.2M	5.24%	+153,278
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	2,529,984	$26.7M	4.81%	+1,203,984
BBUBROOKFIELD BUSINESS PARTNERS L	572,480	$20.6M	3.71%	-118,700	Timeline
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18	265,679	$18.5M	3.32%	-134,400
FNVFRANCO NEV CORP	223,158	$15.2M	2.74%	-33,000	Timeline
MICROSEMI CORPMICROSEMI CORP	218,705	$14.2M	2.54%	new
MYLAN NVMYLAN NV	339,960	$14M	2.52%	new
SCHNITZER STEEL INDUSTRIES …SCHNITZER STEEL INDUSTRIES INC	420,070	$13.6M	2.44%	-11,500
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	833,794	$13.3M	2.4%	+162,600
ROCKWELL COLLINS INCROCKWELL COLLINS INC	96,800	$13.1M	2.35%	+30,000
TGBTASEKO MINES LTD	10,925,874	$12.9M	2.32%	+948,500	Timeline
RIGTRANSOCEAN LTD	1,165,676	$11.5M	2.07%	+307,000	Timeline
CAVIUM INCCAVIUM INC	135,752	$10.8M	1.94%	+70,752
NOBLE CORP PLCNOBLE CORP PLC	2,666,444	$9.89M	1.78%	+100,000
XL GROUP LTDXL GROUP LTD	170,000	$9.39M	1.69%	new
AETNA INC NEWAETNA INC NEW	50,000	$8.45M	1.52%	new
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	501,409	$7.98M	1.43%	-137,609
MONSANTO CO NEWMONSANTO CO NEW	63,000	$7.35M	1.32%	+21,600
UISUNISYS CORP	660,073	$7.1M	1.28%	+253,594	Timeline
NAKNORTHERN DYNASTY MINERALS LT	7,725,643	$7.05M	1.27%	+2,041,043	Timeline
MAG SILVER CORPMAG SILVER CORP	633,700	$6.21M	1.12%	0
TECKTECK RESOURCES LTD	230,000	$5.92M	1.06%	new	Timeline
HGVHILTON GRAND VACATIONS INC	137,000	$5.89M	1.06%	-43,000	Timeline
CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL A	469,690	$5.86M	1.05%	-13,000
VALIDUS HOLDINGS LTDVALIDUS HOLDINGS LTD	84,800	$5.72M	1.03%	new
BZHBEAZER HOMES USA INC	354,470	$5.65M	1.02%	-14,085	Timeline
SWKSSKYWORKS SOLUTIONS INC	55,607	$5.58M	1%	-4,500	Timeline
ENSCO PLCENSCO PLC	1,234,239	$5.42M	0.97%	+100,000
PTENPATTERSON-UTI ENERGY INC	301,039	$5.27M	0.95%	-6,300	Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	349,292	$5.12M	0.92%	+25,500
ORBITAL ATK INCORBITAL ATK INC	37,700	$5M	0.9%	+8,744
TIME WARNER INCTIME WARNER INC	52,460	$4.96M	0.89%	-34,600
FLEXFLEX LTD	288,700	$4.71M	0.85%	0	Timeline
NXPINXP SEMICONDUCTORS N V	36,800	$4.31M	0.77%	-108,500	Timeline
CALAMP CORPCALAMP CORP	183,556	$4.2M	0.75%	-39,800
DYNEGY INC NEW DELDYNEGY INC NEW DEL	310,000	$4.19M	0.75%	+200,000
ROWAN COMPANIES PLCROWAN COMPANIES PLC	336,000	$3.88M	0.7%	0
CCSCENTURY COMMUNITIES INC	128,224	$3.84M	0.69%	0	Timeline
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INC	495,400	$3.71M	0.67%	new
MCEWEN MNG INCMCEWEN MNG INC	1,751,800	$3.64M	0.65%	0
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	115,928	$3.5M	0.63%	new
MTECH ACQUISITION CORPMTECH ACQUISITION CORP	325,000	$3.31M	0.59%	new
LEO HOLDINGS CORPLEO HOLDINGS CORP	300,000	$3M	0.54%	new
FCXFREEPORT MCMORAN INC	163,050	$2.87M	0.51%	-23,500	Timeline
QRVOQORVO INC	40,199	$2.83M	0.51%	-20,321	Timeline
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	1,577,892	$2.62M	0.47%	+1,147,892
TIBERIUS ACQUISITION CORPTIBERIUS ACQUISITION CORP	250,000	$2.51M	0.45%	new
DST SYS INC DELDST SYS INC DEL	27,556	$2.31M	0.41%	new
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	225,000	$2.29M	0.41%	-105,000
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	227,000	$2.28M	0.41%	0
SENTINEL ENERGY SVCS INCSENTINEL ENERGY SVCS INC	225,000	$2.23M	0.4%	0
TRIBUNE COMPANYTRIBUNE COMPANY	54,391	$2.2M	0.4%	+15,670
LEGACY ACQUISITION CORPLEGACY ACQUISITION CORP	220,000	$2.19M	0.39%	+20,000
CITIGROUP INCCITIGROUP INC	46,084,909	$2.12M	0.38%	-11,150,000
TPG PACE HLDGS CORPTPG PACE HLDGS CORP	199,800	$2.09M	0.38%	0
PLATINUM EAGLE ACQUISITIN COPLATINUM EAGLE ACQUISITIN CO	200,000	$2.03M	0.36%	new
REGALWOOD GLOBAL ENERGY LTDREGALWOOD GLOBAL ENERGY LTD	200,000	$2.02M	0.36%	0
DFB HEALTHCARE ACQUISTION CODFB HEALTHCARE ACQUISTION CO	200,000	$2.01M	0.36%	new
HAYMAKER ACQUISITION CORPHAYMAKER ACQUISITION CORP	200,000	$1.99M	0.36%	0
VANTAGE ENERGY ACQUISITIONVANTAGE ENERGY ACQUISITION	190,000	$1.94M	0.35%	0
TPG PACE ENERGY HLDGS CORPTPG PACE ENERGY HLDGS CORP	189,100	$1.91M	0.34%	new
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	66,920	$1.87M	0.34%	-26,200
CAPITOL INVT CORP IVCAPITOL INVT CORP IV	184,000	$1.86M	0.33%	0
CM SEVEN STAR ACQUISITION COCM SEVEN STAR ACQUISITION CO	175,000	$1.79M	0.32%	0
ONE MADISON CORPONE MADISON CORP	175,000	$1.75M	0.31%	new
NESRNATIONAL ENERGY SERVICES REU	166,650	$1.66M	0.3%	0	Timeline
ARWARROW ELECTRS INC	21,354	$1.65M	0.3%	0	Timeline
FEDERAL STR ACQUISITION CORPFEDERAL STR ACQUISITION CORP	159,300	$1.64M	0.29%	0
REVGREV GROUP INC	76,500	$1.59M	0.29%	new	Timeline
OBSIDIAN ENERGY LTDOBSIDIAN ENERGY LTD	1,586,300	$1.59M	0.29%	+326,000
MATLIN & PARTNEMATLIN & PARTNE	152,000	$1.56M	0.28%	0
BIG ROCK PARTNERS ACQUISITIOBIG ROCK PARTNERS ACQUISITIO	150,000	$1.55M	0.28%	0
NEBULA ACQUISITION CORPNEBULA ACQUISITION CORP	150,000	$1.52M	0.27%	new
OSPREY ENERGY ACQUISITION COOSPREY ENERGY ACQUISITION CO	150,000	$1.51M	0.27%	0
GORDON POINTE ACQUISITION COGORDON POINTE ACQUISITION CO	140,000	$1.45M	0.26%	new
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INC	40,000	$1.44M	0.26%	new
KLONDEX MNS LTDKLONDEX MNS LTD	600,000	$1.41M	0.25%	new
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	200,000	$1.4M	0.25%	0
GIGCAPITAL INCGIGCAPITAL INC	125,000	$1.3M	0.23%	-25,000
GORES HLDGS II INCGORES HLDGS II INC	119,000	$1.27M	0.23%	0
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING C	36,494	$1.25M	0.23%	new
PENSARE ACQUISITION CORPPENSARE ACQUISITION CORP	112,500	$1.17M	0.21%	0
GGP INCGGP INC	50,000	$1.02M	0.18%	new
MUDRICK CAP ACQUISITION CORPMUDRICK CAP ACQUISITION CORP	100,000	$1.02M	0.18%	new
VERTEX ENERGY INCVERTEX ENERGY INC	899,205	$1.01M	0.18%	-207,059
MOSAIC ACQUISITION CORPMOSAIC ACQUISITION CORP	100,000	$1.01M	0.18%	0
OPES ACQUISITION CORPOPES ACQUISITION CORP	100,000	$1M	0.18%	new
HENNESSY CAP ACQUSTON CORP IHENNESSY CAP ACQUSTON CORP I	95,000	$999K	0.18%	0
SABAN CAP ACQUISITION CORPSABAN CAP ACQUISITION CORP	94,300	$993K	0.18%	0
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC	1,000,000	$991K	0.18%	0
LEISURE ACQUISITION CORPLEISURE ACQUISITION CORP	100,000	$987K	0.18%	0
LPTHLIGHTPATH TECHNOLOGIES INC	374,938	$825K	0.15%	-82,328	Timeline
SANBANCO SANTANDER SA	125,712	$823K	0.15%	-10,000	Timeline
BLUE BUFFALO PET PRODS INCBLUE BUFFALO PET PRODS INC	20,000	$796K	0.14%	new
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	500,000	$699K	0.13%	0
HUNTER MARITIME ACQUISITIONHUNTER MARITIME ACQUISITION	70,000	$687K	0.12%	0
PRECISION DRILLING CORPPRECISION DRILLING CORP	245,800	$683K	0.12%	0
VECTOR GROUP LTDVECTOR GROUP LTD	30,000	$612K	0.11%	new
GILDGILEAD SCIENCES INC	8,000	$603K	0.11%	0	Timeline
BHPBHP BILLITON LIMITED	13,500	$600K	0.11%	-11,000	Timeline
THERAVANCE INCTHERAVANCE INC	500,000	$538K	0.1%	0
DIAMOND OFFSHORE DRILLING C…DIAMOND OFFSHORE DRILLING COMMON	3,720	$535K	0.1%	-600
WELLS FARGO & COWELLS FARGO & CO	400	$516K	0.09%	new
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N	175,200	$510K	0.09%	0
GSV CAP CORPGSV CAP CORP	500,000	$501K	0.09%	new
BTEBAYTEX ENERGY CORP	182,000	$499K	0.09%	new	Timeline
KEYW HLDG CORPKEYW HLDG CORP	500,000	$489K	0.09%	new
SEACOR HOLDINGS INCSEACOR HOLDINGS INC	500,000	$486K	0.09%	0
KNOWLES CORPKNOWLES CORP	450,000	$470K	0.08%	-50,000
SUNCOKE ENERGY PARTNERS LPSUNCOKE ENERGY PARTNERS LP	24,663	$439K	0.08%	-10,000
CHESAPEAKE ENERGY CORPCHESAPEAKE ENERGY CORP	500,000	$433K	0.08%	new
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC	450,000	$426K	0.08%	-50,000
GENERAL ELEC COGENERAL ELEC CO	31,000	$418K	0.08%	new
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	400,000	$410K	0.07%	-100,000
NOBLE CORP PLCNOBLE CORP PLC	10,300	$407K	0.07%	-2,900
LITELUMENTUM HLDGS INC	6,360	$406K	0.07%	new	Timeline
BANCBANC OF CALIFORNIA INC	18,500	$357K	0.06%	-19,000	Timeline
TRANSOCEAN LTDTRANSOCEAN LTD	4,200	$357K	0.06%	-3,000
CENTURYLINK INCCENTURYLINK INC	20,000	$329K	0.06%	new
TPG PACE ENERGY HLDGS CORPTPG PACE ENERGY HLDGS CORP	146,366	$271K	0.05%	+79,700
NATIONAL ENERGY SERVICES REUNATIONAL ENERGY SERVICES REU	275,000	$259K	0.05%	0
ENERGY XXI GULF COAST INCENERGY XXI GULF COAST INC	40,705	$156K	0.03%	-5,000
DNOWDNOW INC	14,000	$143K	0.03%	new	Timeline
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	14,000	$118K	0.02%	new
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION COR	320,000	$110K	0.02%	0
PURPLE INNOVATION INCPURPLE INNOVATION INC	131,350	$99K	0.02%	new
MATLIN & PARTNERS ACQUISITIOMATLIN & PARTNERS ACQUISITIO	175,000	$93K	0.02%	0
FEDERAL STR ACQUISITION CORPFEDERAL STR ACQUISITION CORP	70,200	$88K	0.02%	0
S&W SEED COMPANY COMS&W SEED COMPANY COM	24,065	$87K	0.02%	-10,000
GORES HLDGS II INCGORES HLDGS II INC	48,666	$83K	0.01%	0
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	105,000	$58K	0.01%	new
ALTA MESA RES INC …ALTA MESA RES INC 3	23,333	$36K	0.01%	new
WTS/HUNTER MARITIME ACQUISI…WTS/HUNTER MARITIME ACQUISITIEXP1…	35,000	$19K	<0.01%	0

Sold out in Q1 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
BENFRANKLIN TEMPLETON INC	405,999	$17.6M	shares
QSRRESTAURANT BRANDS INTL INC	235,288	$14.5M	shares
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	773,473	$14M	shares
CALATLANTIC GROUP INCCALATLANTIC GROUP INC	189,000	$10.7M	shares
TACTRANSALTA CORP	1,551,500	$9.2M	shares
NXHNEIGHBORHOOD INTELLIGENCE IN	94,331	$6.03M	shares
CALPINE CORPCALPINE CORP	260,300	$3.94M	shares
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER	273,314	$3.66M	shares
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	40,600	$3.3M	shares
ADVANCED ACCELERATOR APPLIC…ADVANCED ACCELERATOR APPLIC SPONS…	33,950	$2.77M	shares
TPG PACE ENERGY HLDGS CORPTPG PACE ENERGY HLDGS CORP	239,100	$2.44M	shares
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION COR	235,000	$2.42M	shares
IGNYTA INCIGNYTA INC	75,000	$2M	shares
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	20,004	$1.71M	shares
VALEANT PHARMACEUTICALS INTEVALEANT PHARMACEUTICALS INTE	5,650	$1.65M	shares
NEURODERM LTDNEURODERM LTD	29,200	$1.13M	shares
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC	95,000	$957K	shares
MSFTMICROSOFT CORP	9,000	$770K	shares
SLFSUN LIFE FINANCIAL INC.	15,024	$620K	shares
ORCLORACLE CORP	13,000	$615K	shares
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC	400,000	$579K	shares
GLOBAL PARTNER ACQUISITION CGLOBAL PARTNER ACQUISITION C	56,100	$561K	shares
MFCMANULIFE FINL CORP	25,673	$536K	shares
SILVER RUN ACQUISITIONSILVER RUN ACQUISITION	50,000	$496K	shares
ENSCO PLC-CL AENSCO PLC-CL A	6,050	$350K	shares
NORBORD INCNORBORD INC	10,000	$339K	shares
Global Partner Acquisition …Global Partner Acquisition Corp	131,350	$142K	shares
SILVER RUN ACQUISITIONSILVER RUN ACQUISITION	23,333	$35K	shares

How Q1 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001062993-18-001932	base		2018-05-04	acceptance time not in the bulk data set	2026-10-07 19:05:42 UTC