SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,269,934,000 across 1,797 holdings for the quarter ended 2021-03-31, in a 13F-HR filed 2021-04-28. Its ten largest share positions make up 18.53% of the portfolio.

Filed 2021-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC13F-HR 0001415889-21-002180

Period: 2021-03-31
Reported value: $1.27B
Holdings: 1,797
Top 10 weight: 18.53%
New: 249
Sold out: 210

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ALTERYX INCadded	+22,870,000	$20.8M
SUMMIT HOTEL PROPERTIESnew	+16,795,000	$18.4M
CHEFS WHSE INCnew	+14,155,000	$14.4M
GREENBRIER COS INCadded	+10,405,000	$11.3M
RTX CORPORATIONnew	+113,942	$8.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
JUNIPER NETWORKSexited	-18,123,000	-$20.4M
VERINT SYS INCexited	-18,002,000	-$19.4M
ZILLOW GROUP INCreduced	-4,865,000	-$8.09M
RAYTHEON TECH COexited	-105,282	-$7.53M
TWITTER INCreduced	-6,855,000	-$7.12M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2021

Share positions as resolved from 13F-HR 0001415889-21-002180, largest first. % of portfolio is the value over $1,269,934,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
YUMCYUM CHINA HLDGS INC	1,137	$67K	0.01%	-400	Timeline
MORGAN STANLEYMORGAN STANLEY	63,000	$67K	0.01%	0
VFCV F CORP	831	$66K	0.01%	+85	Timeline
NOCNORTHROP GRUMMAN CORP	203	$66K	0.01%	0	Timeline
N TX TWY AUTHN TX TWY AUTH	55,000	$66K	0.01%	0
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON	6,035	$65K	0.01%	0
ARISTA NETWORKS INCARISTA NETWORKS INC	216	$65K	0.01%	-1,549
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	1,000	$65K	0.01%	0
MCDONALD'S CORP 3point25pe…MCDONALD'S CORP 3point25percent2…	60,000	$65K	0.01%	0
ADSKAUTODESK INC	230	$64K	0.01%	0	Timeline
BIIBBIOGEN INC	227	$64K	0.01%	0	Timeline
WMBWILLIAMS COS INC	2,689	$64K	0.01%	0	Timeline
RAYTHEON CORAYTHEON CO	50,000	$64K	0.01%	0
ROCKWELL COLLINSROCKWELL COLLINS	60,000	$64K	0.01%	0
AMERICAN EXPRESSAMERICAN EXPRESS	60,000	$64K	0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	60,000	$64K	0.01%	0
BB&T CORPBB&T CORP	60,000	$64K	0.01%	0
STORE CAP CORPSTORE CAP CORP	1,875	$63K	<0.01%	+300
TPRCAT&T INC	2,500	$63K	<0.01%	-63	Timeline
SALT VERDE AZ FCSALT VERDE AZ FC	50,000	$63K	<0.01%	0
GENERAL ELECTRICGENERAL ELECTRIC	60,000	$63K	<0.01%	new
CITIGROUP INCCITIGROUP INC	60,000	$63K	<0.01%	0
WDWALKER & DUNLOP INC	600	$62K	<0.01%	0	Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	236	$62K	<0.01%	0
NSRGYNESTLE SA-SPONS ADR	560	$62K	<0.01%	0	Timeline
HP INC 6 41 …HP INC 6 41 …	50,000	$62K	<0.01%	new
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	278	$61K	<0.01%	new
COLORADO HEALTH FACS AUTH R…COLORADO HEALTH FACS AUTH REV BDS…	50,000	$61K	<0.01%	0
HWMHOWMET AEROSPACE INC	1,872	$60K	<0.01%	0	Timeline
CTASCINTAS CORP	175	$60K	<0.01%	0	Timeline
BAXBAXTER INTL INC	716	$60K	<0.01%	-1,000	Timeline
STAGSTAG INDUSTRIAL INC	1,775	$60K	<0.01%	0	Timeline
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR	60,000	$60K	<0.01%	-2,445,000
MIAMI-DADE COUNTY FL REVMIAMI-DADE COUNTY FL REV	50,000	$60K	<0.01%	0
SPEMSPDR INDEX SHS FDS	1,350	$59K	<0.01%	new	Timeline
SNYSANOFI SA	1,200	$59K	<0.01%	0	Timeline
FXHFIRST TR EXCHANGE-TRADED FD	540	$59K	<0.01%	0	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	3,700	$59K	<0.01%	0	Timeline
JOHNSON CONTROJOHNSON CONTRO	55,000	$59K	<0.01%	0
FIRSTMERIT CORPFIRSTMERIT CORP	55,000	$59K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	50,000	$59K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	734	$58K	<0.01%	+133	Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	2,100	$58K	<0.01%	+2,000	Timeline
ZTSZOETIS INC	371	$58K	<0.01%	+77	Timeline
IWOISHARES TR	194	$58K	<0.01%	0	Timeline
BANK NEW YORK MELLON CORP M…BANK NEW YORK MELLON CORP MEDIUM …	55,000	$58K	<0.01%	0
ORACLE CORP NOTE M/W CLBLORACLE CORP NOTE M/W CLBL	55,000	$58K	<0.01%	0
METLIFE INC DEBENTURE - UNS…METLIFE INC DEBENTURE - UNSECURED…	53,000	$58K	<0.01%	0
SALT VERDE AZ FCSALT VERDE AZ FC	50,000	$58K	<0.01%	0
HARRIS CNTY TX METHARRIS CNTY TX MET	50,000	$58K	<0.01%	0
HEWLETT PACKARD STEP 22HEWLETT PACKARD STEP 22	55,000	$58K	<0.01%	0
APPLE INC.APPLE INC.	53,000	$58K	<0.01%	0
SCHASCHWAB STRATEGIC TR	573	$57K	<0.01%	+360	Timeline
IWPISHARES TR	560	$57K	<0.01%	0	Timeline
WALWESTERN ALLIANCE BANCORP	600	$57K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	5,975	$57K	<0.01%	+1,375	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	360	$57K	<0.01%	+142
LAM RESEARCH CORPLAM RESEARCH CORP	96	$57K	<0.01%	0
NJ ST TPK AUTHNJ ST TPK AUTH	50,000	$57K	<0.01%	0
PENNSYLVANIAPENNSYLVANIA	50,000	$57K	<0.01%	0
PORT SEATTLE WA REVPORT SEATTLE WA REV	50,000	$57K	<0.01%	0
HARRIS CN TX CULT EDHARRIS CN TX CULT ED	50,000	$57K	<0.01%	0
SCHESCHWAB STRATEGIC TR	1,775	$56K	<0.01%	-367	Timeline
BANK NEW YORK MEL VAR 23BANK NEW YORK MEL VAR 23	55,000	$56K	<0.01%	0
BED BATH & BEYOND INCBED BATH & BEYOND INC	1,900	$55K	<0.01%	0
KKR & CO LPKKR & CO LP	1,132	$55K	<0.01%	0
TRITON INTL LTDTRITON INTL LTD	1,000	$55K	<0.01%	new
MORGAN STANLEY 3.7 10/23/20…MORGAN STANLEY 3.7 10/23/2024	50,000	$55K	<0.01%	0
NORFOLK SOUTHERN CORPNORFOLK SOUTHERN CORP	50,000	$55K	<0.01%	0
Pima Cn Az Regl TraPima Cn Az Regl Tra	55,000	$55K	<0.01%	0
ACTIVISION BLIZZAACTIVISION BLIZZA	50,000	$55K	<0.01%	0
Az St Transn BrdAz St Transn Brd	50,000	$55K	<0.01%	0
UNION PACIFIC CORPUNION PACIFIC CORP	50,000	$55K	<0.01%	0
ATROASTRONICS CORP	3,000	$54K	<0.01%	new	Timeline
INGERSOLL-RAND GL HLD COINGERSOLL-RAND GL HLD CO	50,000	$54K	<0.01%	0
SOUTHWEST GAS HSOUTHWEST GAS H	53,000	$54K	<0.01%	0
PACKAGING CORP OPACKAGING CORP O	50,000	$54K	<0.01%	0
PSEG POWER LLCPSEG POWER LLC	50,000	$54K	<0.01%	0
OHIO STOHIO ST	50,000	$54K	<0.01%	new
ASPEN INSURANCEASPEN INSURANCE	50,000	$54K	<0.01%	0
CORNING INCCORNING INC	50,000	$54K	<0.01%	0
CFGCITIZENS FINL GROUP INC	1,200	$53K	<0.01%	new	Timeline
PEVERPURE INC	2,450	$53K	<0.01%	0	Timeline
VMOINVESCO MUN OPPORTUNIT TR	4,000	$53K	<0.01%	0	Timeline
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	50,000	$53K	<0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	50,000	$53K	<0.01%	0
Marana Az Excise TaMarana Az Excise Ta	50,000	$53K	<0.01%	0
MARKEL CORPMARKEL CORP	50,000	$53K	<0.01%	0
EATON VANCE COREATON VANCE COR	50,000	$53K	<0.01%	0
PBAPEMBINA PIPELINE CORP	1,797	$52K	<0.01%	0	Timeline
Streettracks Gold TRUSTStreettracks Gold TRUST	327	$52K	<0.01%	+7
WESTLAKE CORPORATION NOTE M…WESTLAKE CORPORATION NOTE M/W CLBL	50,000	$52K	<0.01%	0
HSBC HOLDINGS 4point875perc…HSBC HOLDINGS 4point875percent 22…	50,000	$52K	<0.01%	0
WOODMOOR CO W/SWOODMOOR CO W/S	50,000	$52K	<0.01%	0
EVERGY, INC.EVERGY, INC.	50,000	$52K	<0.01%	0
NOWSERVICENOW INC	101	$51K	<0.01%	+1	Timeline
INSMINSMED INC	1,500	$51K	<0.01%	0	Timeline
KEYKEYCORP	2,566	$51K	<0.01%	0	Timeline
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES	533	$51K	<0.01%	0
O'Reilly Automotive Inc.O'Reilly Automotive Inc.	50,000	$51K	<0.01%	0
JOHNSON CONTROLSJOHNSON CONTROLS	50,000	$51K	<0.01%	0
MONSANTO COMONSANTO CO	50,000	$51K	<0.01%	0
AMPHENOL CORPAMPHENOL CORP	50,000	$51K	<0.01%	0
EXPRESS SCRIPTS HOLDINGS COEXPRESS SCRIPTS HOLDINGS CO	50,000	$51K	<0.01%	0
RSPINVESCO EXCHANGE TRADED FD T	355	$50K	<0.01%	-116	Timeline
MIDDMIDDLEBY CORP	300	$50K	<0.01%	0	Timeline
AFLAFLAC INC	980	$50K	<0.01%	0	Timeline
ROPROPER TECHNOLOGIES INC	125	$50K	<0.01%	0	Timeline
ONON SEMICONDUCTOR CORP	1,198	$50K	<0.01%	0	Timeline
PHYSSPROTT ASSET MANAGEMENT LP	3,700	$50K	<0.01%	new	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	1,113	$50K	<0.01%	0
SOUTHWESTERN PUB SV 6 36 DU…SOUTHWESTERN PUB SV 6 36 DUE 10/0…	40,000	$50K	<0.01%	new
WELLS FARGOWELLS FARGO	50,000	$50K	<0.01%	0
SOUTHERN NATURALSOUTHERN NATURAL	50,000	$50K	<0.01%	0
WHIRLPOOL CORPWHIRLPOOL CORP	50,000	$50K	<0.01%	0
AT&T INC.AT&T INC.	40,000	$50K	<0.01%	new
DOVER CORPDOVER CORP	40,000	$50K	<0.01%	0
ADMARCHER DANIELS MIDLAND CO	852	$49K	<0.01%	+110	Timeline
RMDRESMED INC	250	$49K	<0.01%	0	Timeline
GPMTGRANITE PT MTG TR INC	4,124	$49K	<0.01%	0	Timeline
GAINGLADSTONE INVT CORP	4,000	$49K	<0.01%	new	Timeline
TRANE INCTRANE INC	298	$49K	<0.01%	0
Invesco Large-Cap GrowthInvesco Large-Cap Growth	715	$49K	<0.01%	0
BANK OF AMERICABANK OF AMERICA	45,000	$49K	<0.01%	0
COMCAST CORPCOMCAST CORP	45,000	$49K	<0.01%	0
VDEVANGUARD WORLD FD	700	$48K	<0.01%	new	Timeline
METMETLIFE INC	796	$48K	<0.01%	0	Timeline
ESEVERSOURCE ENERGY	551	$48K	<0.01%	+36	Timeline
MGVVANGUARD WORLD FD	500	$48K	<0.01%	new	Timeline
HTGCHERCULES CAPITAL INC	3,000	$48K	<0.01%	new	Timeline
CHEVRON CORPCHEVRON CORP	45,000	$48K	<0.01%	0
LENNOX INTERNTNL INLENNOX INTERNTNL IN	45,000	$48K	<0.01%	0
SEMPRA ENERGYSEMPRA ENERGY	45,000	$48K	<0.01%	0
ARIAPOLLO COML REAL ESTATE FIN	3,400	$47K	<0.01%	0	Timeline
TOTAL S A ADR FTOTAL S A ADR F	1,000	$47K	<0.01%	new
CHURCHILL CAPITAL CORP IVCHURCHILL CAPITAL CORP IV	2,012	$47K	<0.01%	new
SARA LEE CORPORATIONSARA LEE CORPORATION	40,000	$47K	<0.01%	+25,000
HSBC HOLDINGS PLCHSBC HOLDINGS PLC	45,000	$47K	<0.01%	0
CTVACORTEVA INC	993	$46K	<0.01%	-8	Timeline
IWDISHARES TR	303	$46K	<0.01%	-188	Timeline
SPGSIMON PPTY GROUP INC NEW	400	$46K	<0.01%	new	Timeline
BLACKROCK INCBLACKROCK INC	61	$46K	<0.01%	+12
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	2,100	$46K	<0.01%	0
VODAFONE GP PLCVODAFONE GP PLC	2,500	$46K	<0.01%	-63
BOARDWALK PIPELBOARDWALK PIPEL	45,000	$46K	<0.01%	0
IIPRINNOVATIVE INDL PPTYS INC	250	$45K	<0.01%	+230	Timeline
OMCOMNICOM GROUP INC	601	$45K	<0.01%	+430	Timeline
ELSEQUITY LIFESTYLE PROPERTIES	700	$45K	<0.01%	0	Timeline
OMEROMEROS CORP	2,540	$45K	<0.01%	-4,000	Timeline
FNDASCHWAB STRATEGIC TR	897	$45K	<0.01%	+535	Timeline
NORDSTROM INCNORDSTROM INC	1,200	$45K	<0.01%	0
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	1,100	$45K	<0.01%	0
POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTAL	860	$45K	<0.01%	0
SILVANA MINESSILVANA MINES	45,000	$45K	<0.01%	0
MDRNAMDRNA	340	$45K	<0.01%	-31
NY ST TWY AUTH GENNY ST TWY AUTH GEN	40,000	$45K	<0.01%	0
VCRVANGUARD WORLD FD	150	$44K	<0.01%	0	Timeline
OKTAOKTA INC	200	$44K	<0.01%	0	Timeline
GDGENERAL DYNAMICS CORP	244	$44K	<0.01%	+11	Timeline
CPTCAMDEN PPTY TR	400	$44K	<0.01%	0	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	312	$44K	<0.01%	0
AKBAAKEBIA THREAPEUTICS INC	13,100	$44K	<0.01%	+12,100	Timeline
AMER AIRLN 15-1 AAMER AIRLN 15-1 A	45,000	$44K	<0.01%	0
CHARTER COMMUNICATIONS OPERCHARTER COMMUNICATIONS OPER	40,000	$44K	<0.01%	0
FAIRFAX FINANCIAL HLDGS LTD…FAIRFAX FINANCIAL HLDGS LTD NOTE	35,000	$44K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	40,000	$44K	<0.01%	0
CONSOLIDATED EDISONCONSOLIDATED EDISON	40,000	$44K	<0.01%	0
RGLDROYAL GOLD INC	402	$43K	<0.01%	0	Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	880	$43K	<0.01%	+500
MET TRAN AUTH NYMET TRAN AUTH NY	35,000	$43K	<0.01%	0
SHVISHARES TR	380	$42K	<0.01%	0	Timeline
XLKSELECT SECTOR SPDR TR	313	$42K	<0.01%	0	Timeline
PFIZER INC.PFIZER INC.	40,000	$42K	<0.01%	0
Pima Cn Az Usd #1Pima Cn Az Usd #1	40,000	$42K	<0.01%	new
HALLIBURTON COHALLIBURTON CO	30,000	$42K	<0.01%	new
FL ST B/E PUB EDFL ST B/E PUB ED	40,000	$42K	<0.01%	0
WI ST AAAAWI ST AAAA	40,000	$42K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	40,000	$42K	<0.01%	0
Yuma Arizona MuniciYuma Arizona Munici	40,000	$42K	<0.01%	0
AXPAMERICAN EXPRESS CO	288	$41K	<0.01%	+40	Timeline
CNKCINEMARK HLDGS INC	2,000	$41K	<0.01%	0	Timeline
DCIDONALDSON INC	700	$41K	<0.01%	0	Timeline
ORANGE CN FL S/T REVORANGE CN FL S/T REV	40,000	$41K	<0.01%	0
FORD MOTOR COFORD MOTOR CO	40,000	$41K	<0.01%	0
AAGILENT TECHNOLOGIES INC	317	$40K	<0.01%	+1	Timeline
SBIWESTERN ASSET INTER MUNI	4,280	$40K	<0.01%	new	Timeline
PINAL CN AZ ELECPINAL CN AZ ELEC	40,000	$40K	<0.01%	0
VERIZON PENNSYLVANIVERIZON PENNSYLVANI	35,000	$40K	<0.01%	new
PHPARKER-HANNIFIN CORP	124	$39K	<0.01%	-282	Timeline
POWERSHARES ACTIVE MNG ETF …POWERSHARES ACTIVE MNG ETF TUS	417	$39K	<0.01%	0
ISHARES TRISHARES TR	1,094	$39K	<0.01%	0
AUTOMATIC DATA 3point375pe…AUTOMATIC DATA 3point375percent2…	35,000	$39K	<0.01%	0
SALT VERDE AZ FCSALT VERDE AZ FC	35,000	$39K	<0.01%	0
VEAVANGUARD TAX-MANAGED FDS	769	$38K	<0.01%	-2,348	Timeline
AWRAMER STATES WTR CO	500	$38K	<0.01%	0	Timeline
UMHUMH PPTYS INC	2,000	$38K	<0.01%	0	Timeline
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SER	1,316	$38K	<0.01%	-357
ABBOTT LABORATORIABBOTT LABORATORI	36,000	$38K	<0.01%	0
COMCAST CORPORACOMCAST CORPORA	35,000	$38K	<0.01%	+25,000
XPEVXPENG INC	1,000	$37K	<0.01%	0	Timeline
AVBAVALONBAY CMNTYS INC	200	$37K	<0.01%	0	Timeline
CCLCARNIVAL CORP	1,402	$37K	<0.01%	+1,000	Timeline
PTYPIMCO CORPORATE & INCOME OPP	2,000	$37K	<0.01%	0	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	1,500	$37K	<0.01%	0	Timeline
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	900	$37K	<0.01%	0
ELVELEVANCE HEALTH INC FORMERLY	100	$36K	<0.01%	0	Timeline
XLVSELECT SECTOR SPDR TR	312	$36K	<0.01%	0	Timeline
PFFISHARES TR	950	$36K	<0.01%	-1,100	Timeline
PAASPAN AMERN SILVER CORP	1,200	$36K	<0.01%	0	Timeline
NHINATIONAL HEALTH INVS INC	500	$36K	<0.01%	+400	Timeline
SAPSAP SE	294	$36K	<0.01%	-73	Timeline
ENVIVA PARTNERS LPENVIVA PARTNERS LP	754	$36K	<0.01%	new
SOUTHERN COPPERSOUTHERN COPPER	30,000	$36K	<0.01%	new
MICROSOFT CORPMICROSOFT CORP	35,000	$36K	<0.01%	-10,000
VIACOM INCVIACOM INC	30,000	$36K	<0.01%	new
ISRGINTUITIVE SURGICAL INC	47	$35K	<0.01%	-464	Timeline
LNGCHENIERE ENERGY INC	486	$35K	<0.01%	0	Timeline
MUBISHARES TR	301	$35K	<0.01%	new	Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	460	$35K	<0.01%	0	Timeline
MDUMDU RES GROUP INC	1,100	$35K	<0.01%	-300	Timeline
SEATTLE GENETICS INCSEATTLE GENETICS INC	250	$35K	<0.01%	0
TRANSCANADA CORPTRANSCANADA CORP	760	$35K	<0.01%	+560
SHELL INTERNATIONAL FIN BV …SHELL INTERNATIONAL FIN BV 3.25 0…	32,000	$35K	<0.01%	new
SAFEWAY INC NTSAFEWAY INC NT	30,000	$35K	<0.01%	new
NEXTERA ENNEXTERA EN	1,375	$35K	<0.01%	+475
NEWMONT GOLDCORPNEWMONT GOLDCORP	25,000	$35K	<0.01%	new
LVSLAS VEGAS SANDS CORP	555	$34K	<0.01%	0	Timeline
BARCLAYS PLCBARCLAYS PLC	3,310	$34K	<0.01%	new
ARCONIC INC NOTE M/W CLBLARCONIC INC NOTE M/W CLBL	30,000	$34K	<0.01%	new
ARIZONA BRD REGENTS UNIV AR…ARIZONA BRD REGENTS UNIV ARIZ REV…	30,000	$34K	<0.01%	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC	27,000	$34K	<0.01%	+17,000
THE KROEGER CO.THE KROEGER CO.	30,000	$34K	<0.01%	new
GWWWW GRAINGER INC	83	$33K	<0.01%	+50	Timeline
CPRTCOPART INC	300	$33K	<0.01%	0	Timeline
BHCBAUSCH HEALTH COS INC	1,025	$33K	<0.01%	0	Timeline
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C	1,200	$33K	<0.01%	0
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	560	$33K	<0.01%	0
PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT	30,000	$33K	<0.01%	0
JPMORGAN CHASE &JPMORGAN CHASE &	30,000	$33K	<0.01%	0
VSSVANGUARD INTL EQUITY INDEX F	250	$32K	<0.01%	0	Timeline
SPHSUBURBAN PROPANE PARTNERS L	2,168	$32K	<0.01%	0	Timeline
DASTYDASSAULT SYSTEMES S-SPON ADR	150	$32K	<0.01%	0	Timeline
MSPRLMORGAN STANLEY DEPOSITARY SHS	1,200	$32K	<0.01%	0	Timeline
Nthrn Ariz UnivNthrn Ariz Univ	30,000	$32K	<0.01%	0
PENNSBURY PA SDPENNSBURY PA SD	30,000	$32K	<0.01%	0
REPUBLIC SERVICESREPUBLIC SERVICES	30,000	$32K	<0.01%	0
H. J. HEINZ FINH. J. HEINZ FIN	25,000	$32K	<0.01%	new
VA ST PUB BLDG AUTHVA ST PUB BLDG AUTH	25,000	$32K	<0.01%	0
CELGENE CORPCELGENE CORP	25,000	$32K	<0.01%	new
FEDERAL NTNL MORTGAGFEDERAL NTNL MORTGAG	31,000	$32K	<0.01%	+25,000
SUMMER ENERGY HLDG INCSUMMER ENERGY HLDG INC	35,218	$32K	<0.01%	0
LSTRLANDSTAR SYS INC	190	$31K	<0.01%	0	Timeline
AKAMAKAMAI TECHNOLOGIES INC	300	$31K	<0.01%	0	Timeline
UNILEVER PLCUNILEVER PLC	562	$31K	<0.01%	-79
LITGLOBAL X FDS	535	$31K	<0.01%	+135	Timeline
CAPITAL ONE FINANCIAL CO PFDCAPITAL ONE FINANCIAL CO PFD	1,200	$31K	<0.01%	+200
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$31K	<0.01%	new
AMGEN INCAMGEN INC	30,000	$31K	<0.01%	0
UNION PACIFIC COUNION PACIFIC CO	30,000	$31K	<0.01%	-5,000
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	380	$30K	<0.01%	0	Timeline
PPGPPG INDS INC	199	$30K	<0.01%	+46	Timeline
CECELANESE CORP DEL	200	$30K	<0.01%	0	Timeline
NDSNNORDSON CORP	150	$30K	<0.01%	0	Timeline
VEREIT INCVEREIT INC	780	$30K	<0.01%	-280
VALERO ENERGY CORP NOTE M/W…VALERO ENERGY CORP NOTE M/W CLBL	28,000	$30K	<0.01%	0
DISTRICT COLUMBIA WTR & SWR…DISTRICT COLUMBIA WTR & SWR AUTH …	25,000	$30K	<0.01%	0
THE GOLDMAN SACHSTHE GOLDMAN SACHS	25,000	$30K	<0.01%	new
NYC NY MUN FA W/SNYC NY MUN FA W/S	25,000	$30K	<0.01%	0
FISVFISERV INC	246	$29K	<0.01%	+123	Timeline
VBVANGUARD INDEX FDS	133	$29K	<0.01%	-75	Timeline
BROOKFIELD RENEWABLE COR-ABROOKFIELD RENEWABLE COR-A	611	$29K	<0.01%	0
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	378	$29K	<0.01%	-10
BERKSHIRE HATHAWAY INC DEL …BERKSHIRE HATHAWAY INC DEL 3.125 …	27,000	$29K	<0.01%	0
CONOCOPHILLIPS COMPANY 4.95…CONOCOPHILLIPS COMPANY 4.95 03/15…	25,000	$29K	<0.01%	new
HOWMET AEROSPACE INCHOWMET AEROSPACE INC	25,000	$29K	<0.01%	new
johnson & johnsonjohnson & johnson	25,000	$29K	<0.01%	0
WEYERHAEUSER COMPANY DEBENT…WEYERHAEUSER COMPANY DEBENTURE - …	25,000	$29K	<0.01%	new
JOHNSON CONTROLJOHNSON CONTROL	25,000	$29K	<0.01%	new
SOUTHERN POWER CSOUTHERN POWER C	25,000	$29K	<0.01%	new
Pinal Cn Az CcdPinal Cn Az Ccd	25,000	$29K	<0.01%	0
VERIZON NEW YORKVERIZON NEW YORK	25,000	$29K	<0.01%	new
VIACOM INCVIACOM INC	21,000	$29K	<0.01%	+15,000
WI ST CLEAN WTRWI ST CLEAN WTR	25,000	$29K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$29K	<0.01%	0
BROWN & BROWN INCBROWN & BROWN INC	26,000	$29K	<0.01%	0
COMCASE CORPORATICOMCASE CORPORATI	27,000	$29K	<0.01%	+7,000
VTVVANGUARD INDEX FDS	210	$28K	<0.01%	-100	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	175	$28K	<0.01%	-320	Timeline
MTZMASTEC INC	300	$28K	<0.01%	0	Timeline
WIXWIX COM LTD	100	$28K	<0.01%	0	Timeline
GAPGAP INC	935	$28K	<0.01%	0	Timeline
DJPBARCLAYS BANK PLC	1,182	$28K	<0.01%	0	Timeline
PSLVSPROTT ASSET MANAGEMENT LP	3,200	$28K	<0.01%	new	Timeline
IMCBISHARES TR	110	$28K	<0.01%	0	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	1,410	$28K	<0.01%	+740
RHHBYROCHE HOLDINGS LTD-SPONS ADR	696	$28K	<0.01%	+51	Timeline
Chubb CorporationChubb Corporation	176	$28K	<0.01%	-7
KOHL S CORP 6 33 …KOHL S CORP 6 33 …	25,000	$28K	<0.01%	new
UNITED STATES TREAS NTS 3.1…UNITED STATES TREAS NTS 3.125 11/…	25,000	$28K	<0.01%	new
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	15,000	$28K	<0.01%	-700,000
MLFNFMAPLE LEAF FOODS INC-NEW-(F)	1,240	$28K	<0.01%	0	Timeline
CROWN CASTLE INC NOTE M/W C…CROWN CASTLE INC NOTE M/W CLBL	25,000	$28K	<0.01%	0
MA ST TRANS FDMA ST TRANS FD	25,000	$28K	<0.01%	0
THE CLOROX COTHE CLOROX CO	25,000	$28K	<0.01%	0
MARICOPA AZ HOSPMARICOPA AZ HOSP	25,000	$28K	<0.01%	0
NORTHERN ARIZONA UNNORTHERN ARIZONA UN	25,000	$28K	<0.01%	0
PETROBLAS GLOBAPETROBLAS GLOBA	25,000	$28K	<0.01%	new
Phoenix Az Cvc ImpPhoenix Az Cvc Imp	25,000	$28K	<0.01%	0
HUTCHINSON MN PURHUTCHINSON MN PUR	25,000	$28K	<0.01%	0
FHLBFHLB	25,000	$28K	<0.01%	new
THE WESTERN UNIONTHE WESTERN UNION	23,000	$28K	<0.01%	+13,000
Az Bd Regents UnivAz Bd Regents Univ	25,000	$28K	<0.01%	0
AZ SCH FAC BRD COPAZ SCH FAC BRD COP	25,000	$28K	<0.01%	0
UNIV AZ MED CTRUNIV AZ MED CTR	25,000	$28K	<0.01%	0
PANWPALO ALTO NETWORKS INC	85	$27K	<0.01%	0	Timeline
TTDTHE TRADE DESK INC	41	$27K	<0.01%	+1	Timeline
KMXCARMAX INC	200	$27K	<0.01%	0	Timeline
KRESPDR SERIES TRUST	400	$27K	<0.01%	0	Timeline
INVITAE CORPINVITAE CORP	700	$27K	<0.01%	0
FSLYFASTLY INC	400	$27K	<0.01%	0	Timeline
BANK AMERICA CORP 4 04/01/2…BANK AMERICA CORP 4 04/01/2024	25,000	$27K	<0.01%	0
ORACLE CORP 3.4 07/08/2024ORACLE CORP 3.4 07/08/2024	25,000	$27K	<0.01%	new
WELLS FARGO CO NEW PFD SER …WELLS FARGO CO NEW PFD SER X CL A	1,060	$27K	<0.01%	0
AMPHENOL CORP 3.2 04/01/2024AMPHENOL CORP 3.2 04/01/2024	25,000	$27K	<0.01%	0
UNIVERSAL HEALTH/REALTY SBIUNIVERSAL HEALTH/REALTY SBI	395	$27K	<0.01%	new
APPLE INCAPPLE INC	25,000	$27K	<0.01%	0
FREEPORT MCMORAN INCFREEPORT MCMORAN INC	25,000	$27K	<0.01%	new
KS ST DEV FA REVKS ST DEV FA REV	25,000	$27K	<0.01%	0
Maricopa Az Usd #80Maricopa Az Usd #80	25,000	$27K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	25,000	$27K	<0.01%	0
RPM INTERNTNL INRPM INTERNTNL IN	25,000	$27K	<0.01%	0
GENERAL ELECTRIC COGENERAL ELECTRIC CO	25,000	$27K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$27K	<0.01%	0
CARDINAL HEALTH INCCARDINAL HEALTH INC	25,000	$27K	<0.01%	0
COCA-COLA COCOCA-COLA CO	25,000	$27K	<0.01%	0
APHAMPHENOL CORP	400	$26K	<0.01%	+200	Timeline
ALLALLSTATE CORP	224	$26K	<0.01%	0	Timeline
ZZILLOW GROUP INC	200	$26K	<0.01%	0	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	2,000	$26K	<0.01%	0
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	1,891	$26K	<0.01%	0
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	148	$26K	<0.01%	0
TRAVELERS COMPANIES INCTRAVELERS COMPANIES INC	175	$26K	<0.01%	new
MODEL N INCMODEL N INC	750	$26K	<0.01%	0
CITIGROUP INC 2.75 04/25/20…CITIGROUP INC 2.75 04/25/2022	25,000	$26K	<0.01%	new
AETNA INC. 7.625 26 DUE 08/…AETNA INC. 7.625 26 DUE 08/15/26	20,000	$26K	<0.01%	0
PRUDENTIAL PLC PERPETUALPRUDENTIAL PLC PERPETUAL	945	$26K	<0.01%	0
CAN APARTMENT PROP REAL ESTACAN APARTMENT PROP REAL ESTA	600	$26K	<0.01%	0
HYATT HOTELSHYATT HOTELS	25,000	$26K	<0.01%	0
BLOCK FINL LLC 5point5pe…BLOCK FINL LLC 5point5percent2…	25,000	$26K	<0.01%	new
NEWELL BRANDS INC NTNEWELL BRANDS INC NT	25,000	$26K	<0.01%	0
KING CNTY WA SDKING CNTY WA SD	25,000	$26K	<0.01%	0
MARKEL CORPMARKEL CORP	25,000	$26K	<0.01%	0
Phoenix Az WtrPhoenix Az Wtr	25,000	$26K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	25,000	$26K	<0.01%	0
VERIZON MARYLANVERIZON MARYLAN	25,000	$26K	<0.01%	new
GILEAD SCIENCESGILEAD SCIENCES	25,000	$26K	<0.01%	0
Glaxosmithkline CGlaxosmithkline C	25,000	$26K	<0.01%	new
GOLDMAN SACHS GRO VAR 26GOLDMAN SACHS GRO VAR 26	25,000	$26K	<0.01%	0
WISCONSIN STATE AAAWISCONSIN STATE AAA	25,000	$26K	<0.01%	0
CONSTELLATION BRANDSCONSTELLATION BRANDS	25,000	$26K	<0.01%	0
FEDERAL NTNL MOFEDERAL NTNL MO	25,000	$26K	<0.01%	new
KRKROGER CO	706	$25K	<0.01%	0	Timeline
NTRNUTRIEN LTD	456	$25K	<0.01%	0	Timeline
SLFSUN LIFE FINANCIAL INC.	500	$25K	<0.01%	new	Timeline
AZNASTRAZENECA PLC-SPONS ADR	508	$25K	<0.01%	0	Timeline
TDIVFIRST TR EXCHANGE TRADED FD	470	$25K	<0.01%	0	Timeline
GOLDMAN SACHS GROUP INC 3 0…GOLDMAN SACHS GROUP INC 3 04/26/2…	25,000	$25K	<0.01%	new
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	2,000	$25K	<0.01%	0
ACTIVISION INCACTIVISION INC	271	$25K	<0.01%	0
INTERNTNL BUSINESS 7-25INTERNTNL BUSINESS 7-25	20,000	$25K	<0.01%	0
Fifth Third Bancorp Perp Su…Fifth Third Bancorp Perp Sub G	25,000	$25K	<0.01%	0
PHILIP MORRIS INTL INC NOTE…PHILIP MORRIS INTL INC NOTE M/W C…	25,000	$25K	<0.01%	0
WALGREENS BOOTS ALLIANCE IN…WALGREENS BOOTS ALLIANCE INC NOTE…	25,000	$25K	<0.01%	0
LAS VEGAS VY NV WTRLAS VEGAS VY NV WTR	25,000	$25K	<0.01%	0
NEW YORK NYNEW YORK NY	25,000	$25K	<0.01%	0
OH ST TPK COMMOH ST TPK COMM	20,000	$25K	<0.01%	new
PHOENIX AZ WTRPHOENIX AZ WTR	25,000	$25K	<0.01%	0
PLANO TEXAS INDEPLANO TEXAS INDE	25,000	$25K	<0.01%	0
HOLLAND MICHIGAN ELHOLLAND MICHIGAN EL	25,000	$25K	<0.01%	0
HSBC HOLDINGS PLSHSBC HOLDINGS PLS	25,000	$25K	<0.01%	0
WASHINGTON COUNTY OWASHINGTON COUNTY O	25,000	$25K	<0.01%	0
AVERY DENNISON CORPAVERY DENNISON CORP	20,000	$25K	<0.01%	new
U.S. BANCORPU.S. BANCORP	25,000	$25K	<0.01%	new
UNITEDHEALTH GRUNITEDHEALTH GR	25,000	$25K	<0.01%	0
USMVISHARES TR	341	$24K	<0.01%	0	Timeline
SCHDSCHWAB STRATEGIC TR	325	$24K	<0.01%	-2,696	Timeline
NOKNOKIA CORP	6,000	$24K	<0.01%	new	Timeline
VEEVVEEVA SYS INC	90	$24K	<0.01%	0	Timeline
ARCCARES CAPITAL CORP	1,295	$24K	<0.01%	-292	Timeline
PAAPLAINS ALL AMERN PIPELINE L	2,584	$24K	<0.01%	0	Timeline
CBTCABOT CORP	456	$24K	<0.01%	0	Timeline
GWXSPDR INDEX SHS FDS	635	$24K	<0.01%	new	Timeline
PRLBPROTO LABS INC	200	$24K	<0.01%	0	Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	348	$24K	<0.01%	0	Timeline
STPZPIMCO ETF TR	445	$24K	<0.01%	-125	Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	2,000	$24K	<0.01%	0
G1 THERAPEUTICS INCG1 THERAPEUTICS INC	1,000	$24K	<0.01%	new
GENERAL ELECTRIC COMPANYGENERAL ELECTRIC COMPANY	25,000	$24K	<0.01%	0
CONNECTICUT ST SPL TAX OBLI…CONNECTICUT ST SPL TAX OBLIG REV,…	20,000	$24K	<0.01%	0
NEW MEXICO ST HOSP EQUIP LN…NEW MEXICO ST HOSP EQUIP LN COUNC…	20,000	$24K	<0.01%	0
Texas Capital Bancshares 6.…Texas Capital Bancshares 6.5 perc…	950	$24K	<0.01%	0
NY ST URB DEV CORPNY ST URB DEV CORP	20,000	$24K	<0.01%	new
OH ST INFRA PROJOH ST INFRA PROJ	20,000	$24K	<0.01%	0
FLORIDA ST BOARD EDFLORIDA ST BOARD ED	20,000	$24K	<0.01%	new
TUCSON AZ WTRTUCSON AZ WTR	20,000	$24K	<0.01%	0
DUKE ENERGY OHIO,DUKE ENERGY OHIO,	20,000	$24K	<0.01%	new
LHXL3HARRIS TECHNOLOGIES INC	115	$23K	<0.01%	0	Timeline
RLIRLI CORP	203	$23K	<0.01%	0	Timeline
YETIYETI HLDGS INC	325	$23K	<0.01%	0	Timeline
CTRECARETRUST REIT INC	1,000	$23K	<0.01%	new	Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORP	723	$23K	<0.01%	0
PENNYMAC MTG INVT TRPENNYMAC MTG INVT TR	900	$23K	<0.01%	0
BLXBLADEX INC	1,500	$23K	<0.01%	-500	Timeline
CTY OFC REIT 6 625 CUM RDM …CTY OFC REIT 6 625 CUM RDM SRS A …	885	$23K	<0.01%	0
PHOENIX AZ RFDG G/OPHOENIX AZ RFDG G/O	20,000	$23K	<0.01%	0
TOLL BROS FINANCE CORPTOLL BROS FINANCE CORP	20,000	$23K	<0.01%	0
Innergex Renewable Energy I…Innergex Renewable Energy Inc	1,314	$23K	<0.01%	0
FORD MTR CO DELFORD MTR CO DEL	20,000	$23K	<0.01%	0
DTE ENERGY CO PFD JDTE ENERGY CO PFD J	900	$23K	<0.01%	0
GLADSTONE COML CGLADSTONE COML C	900	$23K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	20,000	$23K	<0.01%	new
PROSPECT CAPITALPROSPECT CAPITAL	25,000	$23K	<0.01%	new
ALAMEDA CORRIDORALAMEDA CORRIDOR	19,000	$23K	<0.01%	0
HOUSTON TX UTIL SYSHOUSTON TX UTIL SYS	20,000	$23K	<0.01%	new
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$23K	<0.01%	0
EVERSOURCE ENERGEVERSOURCE ENERG	20,000	$23K	<0.01%	0
SCHHSCHWAB STRATEGIC TR	530	$22K	<0.01%	-26	Timeline
ANGLVANECK ETF TRUST	700	$22K	<0.01%	0	Timeline
MFCMANULIFE FINL CORP	1,000	$22K	<0.01%	0	Timeline
VVVANGUARD INDEX FDS	120	$22K	<0.01%	0	Timeline
TEXTEREX CORP NEW	487	$22K	<0.01%	0	Timeline
CNCCENTENE CORP DEL	350	$22K	<0.01%	0	Timeline
BIDUBAIDU INC	100	$22K	<0.01%	0	Timeline
SRESEMPRA	165	$22K	<0.01%	0	Timeline
NTAPNETAPP INC	300	$22K	<0.01%	0	Timeline
IPINTERNATIONAL PAPER CO	412	$22K	<0.01%	-1,000	Timeline
ALLYALLY FINL INC	478	$22K	<0.01%	+40	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	500	$22K	<0.01%	0	Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	862	$22K	<0.01%	0
CIGNA CORPORATIONCIGNA CORPORATION	89	$22K	<0.01%	-14
ALERIAN MLP ETFALERIAN MLP ETF	733	$22K	<0.01%	0
NSRGFNESTLE SA-REG	197	$22K	<0.01%	+23	Timeline
LKNCYLUCKIN COFFEE INC ADR (CYM)	2,550	$22K	<0.01%	-50	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	384	$22K	<0.01%	0
ANHEUSER BUSCH I 3point65pe…ANHEUSER BUSCH I 3point65percent2…	20,000	$22K	<0.01%	0
Archer-Daniels-Midland CoArcher-Daniels-Midland Co	17,000	$22K	<0.01%	new
MARICOPA AZ SD #83MARICOPA AZ SD #83	20,000	$22K	<0.01%	0
Pinal Cn AzPinal Cn Az	20,000	$22K	<0.01%	0
HALIBURTON COHALIBURTON CO	20,000	$22K	<0.01%	new
AMERICAN EXPRESS COAMERICAN EXPRESS CO	20,000	$22K	<0.01%	0
GARDEN GROVE CAGARDEN GROVE CA	20,000	$22K	<0.01%	0
WI ST TRANSWI ST TRANS	20,000	$22K	<0.01%	0
Glendale Az Uhsd 20Glendale Az Uhsd 20	20,000	$22K	<0.01%	0
AT&T INC.AT&T INC.	20,000	$22K	<0.01%	0
THE PROCTER & GATHE PROCTER & GA	18,000	$22K	<0.01%	new
DR PEPPER SNAPPLDR PEPPER SNAPPL	20,000	$22K	<0.01%	0
DHRDANAHER CORP DEL	92	$21K	<0.01%	+42	Timeline
VRTXVERTEX PHARMACEUTICALS INC	98	$21K	<0.01%	-5	Timeline
BNYBANK OF NY MELLON CORP	440	$21K	<0.01%	+40	Timeline
PENNPENN ENTERTAINMENT INC	200	$21K	<0.01%	-10	Timeline
HMCHONDA MOTOR CO LTD	700	$21K	<0.01%	0	Timeline
UHSUNIVERSAL HLTH SVCS INC	160	$21K	<0.01%	0	Timeline
NXPNUVEEN SELECT TAX-FREE INCOM	1,200	$21K	<0.01%	0	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	500	$21K	<0.01%	0	Timeline
FVDFIRST TR EXCHANGE-TRADED FD	546	$21K	<0.01%	new	Timeline
UIUBIQUITI INC	70	$21K	<0.01%	0	Timeline
SPPPSPROTT ASSET MANAGEMENT LP	1,130	$21K	<0.01%	new	Timeline
PCNPIMCO CORPORATE & INCM STRG	1,200	$21K	<0.01%	0	Timeline
FORD MOTOR CO 4 346 26 …FORD MOTOR CO 4 346 26 …	20,000	$21K	<0.01%	0
BANK AMER CORP DEP SHS REP …BANK AMER CORP DEP SHS REP 1/1	779	$21K	<0.01%	0
TEXAS STATE B7TEXAS STATE B7	20,000	$21K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	20,000	$21K	<0.01%	0
QUALCOMM INCQUALCOMM INC	20,000	$21K	<0.01%	0
AMERICAN TOWER CORPAMERICAN TOWER CORP	20,000	$21K	<0.01%	0
IA ST SPL OBLIGIA ST SPL OBLIG	20,000	$21K	<0.01%	new
INTEL CORPINTEL CORP	20,000	$21K	<0.01%	0
WILLIAMS PARTNERWILLIAMS PARTNER	20,000	$21K	<0.01%	0
BAKER HUGHES HOLBAKER HUGHES HOL	20,000	$21K	<0.01%	new
UNIV TXUNIV TX	20,000	$21K	<0.01%	new
CHUBB CORPCHUBB CORP	20,000	$21K	<0.01%	0
AALAMERICAN AIRLINES GROUP INC	831	$20K	<0.01%	0	Timeline
PINSPINTEREST INC	275	$20K	<0.01%	+170	Timeline
VRSKVERISK ANALYTICS INC	116	$20K	<0.01%	+44	Timeline
FPXFIRST TR EXCHANGE-TRADED FD	171	$20K	<0.01%	new	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	629	$20K	<0.01%	0	Timeline
SCCOSOUTHERN COPPER CORP	300	$20K	<0.01%	0	Timeline
ITBISHARES TR	300	$20K	<0.01%	0	Timeline
CSIQCANADIAN SOLAR INC	400	$20K	<0.01%	0	Timeline
PITNEY BOWES INC 6.70% NTS …PITNEY BOWES INC 6.70% NTS DUE	800	$20K	<0.01%	new
CHSCLCHS INC PFD CL B SER 4	700	$20K	<0.01%	0	Timeline
RIVERNORTH / DOUBLELINERIVERNORTH / DOUBLELINE	800	$20K	<0.01%	new
PITNEY BOWES INC GLOBAL MED…PITNEY BOWES INC GLOBAL MEDIUM TE…	22,000	$20K	<0.01%	new
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	900	$20K	<0.01%	+400
JPMorgan Chase & VAR 99 Du…JPMorgan Chase & VAR 99 Due 1	20,000	$20K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	20,000	$20K	<0.01%	0
VERIZON NEW YORK INC DEBENT…VERIZON NEW YORK INC DEBENTURE - …	16,000	$20K	<0.01%	0
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	20,000	$20K	<0.01%	0
SUNTRUST PREFERRE VARSUNTRUST PREFERRE VAR	20,000	$20K	<0.01%	0
PNC BANK (VARIABLE)PNC BANK (VARIABLE)	20,000	$20K	<0.01%	0
PUBLIC SERVICE EPUBLIC SERVICE E	16,000	$20K	<0.01%	new

Sold out in Q1 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 210. All 210

Security	Shares before	Value before	Type
JUNIPER NETWORKSJUNIPER NETWORKS	18,123,000	$20.4M	shares
VERINT SYS INCVERINT SYS INC	18,002,000	$19.4M	shares
RAYTHEON TECH CORAYTHEON TECH CO	105,282	$7.53M	shares
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	1,345,000	$2.87M	shares
Bunge LimitedBunge Limited	20,737	$2.26M	shares
NORTHROP GRUMMANNORTHROP GRUMMAN	2,065,000	$2.08M	shares
TARGET CORPTARGET CORP	10,211	$1.8M	shares
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	825,000	$826K	shares
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	535,000	$536K	shares
BK OF AMERICA CORP PFD CUM …BK OF AMERICA CORP PFD CUM SER C	17,480	$437K	shares
FLG-PUFLAGSTAR BANK NATIONAL ASSOC	7,770	$356K	shares
BROADCOM INCBROADCOM INC	345,000	$355K	shares
SCHGSCHWAB STRATEGIC TR	2,741	$352K	shares
Glendale Az Uhsd 20Glendale Az Uhsd 20	200,000	$214K	shares
CACICACI INTL INC	800	$199K	shares
INVESCO ADV MUNI INC TRUST …INVESCO ADV MUNI INC TRUST II	13,603	$154K	shares
US Treasu NtUS Treasu Nt	150,000	$153K	shares
XILINX, INC.XILINX, INC.	150,000	$151K	shares
BLACKROCK MUNIYIELD INSDBLACKROCK MUNIYIELD INSD	10,000	$145K	shares
INVESCO S&P SMALLCAPINVESCO S&P SMALLCAP	781	$133K	shares
CA INCCA INC	110,000	$118K	shares
TOLL BROTHERS INCTOLL BROTHERS INC	100,000	$111K	shares
THE JOHN HOPKITHE JOHN HOPKI	100,000	$104K	shares
THE HOME DEPOT, ITHE HOME DEPOT, I	100,000	$100K	shares
Az St Trans Brd HwyAz St Trans Brd Hwy	95,000	$97K	shares
MICROCHIP TECH INCMICROCHIP TECH INC	649	$90K	shares
EDWARDS LIFESCIENCES CPEDWARDS LIFESCIENCES CP	980	$89K	shares
Tc Pipelines, LpTc Pipelines, Lp	80,000	$80K	shares
INTERPUBLIC GRP COSINTERPUBLIC GRP COS	75,000	$78K	shares
SCHZSCHWAB STRATEGIC TR	1,225	$69K	shares
CELGENE CORPCELGENE CORP	55,000	$60K	shares
FIRST TRUST DJ INTERNET ETFFIRST TRUST DJ INTERNET ETF	278	$59K	shares
THERMO FISHER SCTHERMO FISHER SC	50,000	$55K	shares
OHIO STOHIO ST	50,000	$54K	shares
MARATHON PETROLMARATHON PETROL	50,000	$50K	shares
JOHN DEERE CAPITAJOHN DEERE CAPITA	50,000	$50K	shares
Cooperatieve RabCooperatieve Rab	50,000	$50K	shares
VIACOM INCVIACOM INC	45,000	$49K	shares
FLRNSPDR SERIES TRUST	1,553	$48K	shares
The Progressive CorThe Progressive Cor	40,000	$48K	shares
PIMA CN AZ USD #30PIMA CN AZ USD #30	45,000	$48K	shares
General DynamicsGeneral Dynamics	40,000	$47K	shares
COMMONWEALTH EDISCOMMONWEALTH EDIS	40,000	$46K	shares
EQT CORPEQT CORP	45,000	$46K	shares
Pima Cn Az Usd #1Pima Cn Az Usd #1	40,000	$43K	shares
TOTAL SATOTAL SA	1,000	$42K	shares
DIST ENGY CORPDIST ENGY CORP	40,000	$40K	shares
AIRAAR CORP	1,000	$36K	shares
ROKUROKU INC	100	$33K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$30K	shares
Steel Dynamics,Steel Dynamics,	25,000	$28K	shares
NTLAINTELLIA THERAPEUTICS INC	500	$27K	shares
LINCOLN NEBLINCOLN NEB	25,000	$27K	shares
MDYVSPDR SERIES TRUST	470	$26K	shares
Australia & New Zealand Ban…Australia & New Zealand Bankin	1,500	$26K	shares
Maricopa Az Usd #48Maricopa Az Usd #48	25,000	$26K	shares
BARCLAYS PLCBARCLAYS PLC	3,310	$26K	shares
ADVANCED FIBRE COMMUNICATIO…ADVANCED FIBRE COMMUNICATIONS INC	985	$26K	shares
GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE	25,000	$25K	shares
MICROSOFT CORPMICROSOFT CORP	25,000	$25K	shares
UNVL HEALTH RLTY INC TRUNVL HEALTH RLTY INC TR	395	$25K	shares
TRAVELERS COMPANIESTRAVELERS COMPANIES	175	$25K	shares
TC PIPELINES LPTC PIPELINES LP	800	$24K	shares
UAUNDER ARMOUR INC	1,500	$22K	shares
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	1,500	$22K	shares
RAYMOND JAMES FINANCIALRAYMOND JAMES FINANCIAL	230	$22K	shares
PORPORTLAND GEN ELEC CO	500	$21K	shares
CALIFORNIA ST, VAR PURP G…CALIFORNIA ST, VAR PURP GO REF …	20,000	$21K	shares
UNITED PARCEL SUNITED PARCEL S	20,000	$20K	shares
SALINE COUNTY NEBSALINE COUNTY NEB	20,000	$20K	shares
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	20,000	$20K	shares
FNDESCHWAB STRATEGIC TR	689	$19K	shares
HOWMET AEROSPACE INCHOWMET AEROSPACE INC	19,000	$19K	shares
WSTN MARICOPA ED #2WSTN MARICOPA ED #2	15,000	$19K	shares
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	shares
VERISIGN INCVERISIGN INC	77	$17K	shares
Truist Financial Corp Pfd S…Truist Financial Corp Pfd Ser R	655	$17K	shares
XTISHARES TR	273	$16K	shares
WELLS FARGOWELLS FARGO	598	$16K	shares
LONGVIEW ACQUISITION CORPLONGVIEW ACQUISITION CORP	825	$16K	shares
MARICOPA AZ UHSD 21MARICOPA AZ UHSD 21	15,000	$16K	shares
LINCOLN NEBRASKALINCOLN NEBRASKA	15,000	$16K	shares
VONGVANGUARD SCOTTSDALE FDS	59	$15K	shares
VONVVANGUARD SCOTTSDALE FDS	125	$15K	shares
PIMA CN AZ SWRPIMA CN AZ SWR	15,000	$15K	shares
SCOTTSDALE AZ MPCSCOTTSDALE AZ MPC	15,000	$15K	shares
RKTROCKET COS INC	700	$14K	shares
RVTYREVVITY INC	100	$14K	shares
AMERISOURCEBERGEN CORPAMERISOURCEBERGEN CORP	142	$14K	shares
PRKPARK NATL CORP	125	$13K	shares
EBAY INC NOTEEBAY INC NOTE	500	$13K	shares
ASSOCIATED BANC PFDASSOCIATED BANC PFD	500	$13K	shares
NATL GEN PFDNATL GEN PFD	500	$13K	shares
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$13K	shares
GLOBAL X FDSGLOBAL X FDS	925	$12K	shares
Ferguson PLC ADRFerguson PLC ADR	980	$12K	shares
INVESCO S&P MIDCAP LOWINVESCO S&P MIDCAP LOW	257	$12K	shares
NYC NY TRAN AUTHNYC NY TRAN AUTH	10,000	$12K	shares
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	shares
EXCEXELON CORP	272	$11K	shares

How Q1 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-21-002180	base		2021-04-28	acceptance time not in the bulk data set	2026-10-07 18:39:37 UTC