SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,269,934,000 across 1,797 holdings for the quarter ended 2021-03-31, in a 13F-HR filed 2021-04-28. Its ten largest share positions make up 18.53% of the portfolio.

Filed 2021-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC13F-HR 0001415889-21-002180

Period: 2021-03-31
Reported value: $1.27B
Holdings: 1,797
Top 10 weight: 18.53%
New: 249
Sold out: 210

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ALTERYX INCadded	+22,870,000	$20.8M
SUMMIT HOTEL PROPERTIESnew	+16,795,000	$18.4M
CHEFS WHSE INCnew	+14,155,000	$14.4M
GREENBRIER COS INCadded	+10,405,000	$11.3M
RTX CORPORATIONnew	+113,942	$8.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
JUNIPER NETWORKSexited	-18,123,000	-$20.4M
VERINT SYS INCexited	-18,002,000	-$19.4M
ZILLOW GROUP INCreduced	-4,865,000	-$8.09M
RAYTHEON TECH COexited	-105,282	-$7.53M
TWITTER INCreduced	-6,855,000	-$7.12M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2021

Share positions as resolved from 13F-HR 0001415889-21-002180, largest first. % of portfolio is the value over $1,269,934,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
TOTAL CAPITALTOTAL CAPITAL	5,000	$6K	<0.01%	0
TOYOTA MOTOR CRETOYOTA MOTOR CRE	6,000	$6K	<0.01%	new
TUCSON AZ WTRTUCSON AZ WTR	5,000	$6K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$6K	<0.01%	0
BEAM INCBEAM INC	5,000	$6K	<0.01%	0
UNITED PARCEL SERUNITED PARCEL SER	6,000	$6K	<0.01%	new
Discover Finl SEDiscover Finl SE	6,000	$6K	<0.01%	new
ICSHISHARES TR	100	$5K	<0.01%	0		Timeline
BSXBOSTON SCIENTIFIC CORP	119	$5K	<0.01%	+58		Timeline
DEDEERE & CO	13	$5K	<0.01%	0		Timeline
XLESELECT SECTOR SPDR TR	100	$5K	<0.01%	0		Timeline
SYFSYNCHRONY FINANCIAL	134	$5K	<0.01%	0		Timeline
DKDELEK US HLDGS INC NEW	221	$5K	<0.01%	0		Timeline
ROSTROSS STORES INC	45	$5K	<0.01%	0		Timeline
ECLECOLAB INC	25	$5K	<0.01%	0		Timeline
SCISERVICE CORP INTL	99	$5K	<0.01%	0		Timeline
IYRISHARES TR	50	$5K	<0.01%	new		Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	420	$5K	<0.01%	0		Timeline
GOODGLADSTONE COMMERCIAL CORP	270	$5K	<0.01%	0		Timeline
SCHFSCHWAB STRATEGIC TR	125	$5K	<0.01%	-176		Timeline
ILFISHARES TR	180	$5K	<0.01%	new		Timeline
TRLVTRULIEVE CANNABIS CORP	100	$5K	<0.01%	new		Timeline
TDOCTELADOC HEALTH INC	29	$5K	<0.01%	0		Timeline
SENEASENECA FOODS CORP NEW	100	$5K	<0.01%	new		Timeline
WWAYFAIR INC	17	$5K	<0.01%	0		Timeline
FTCHQFARFETCH LTD ORD SH CL A (CYM)	85	$5K	<0.01%	0		Timeline
TILRAY INCTILRAY INC	200	$5K	<0.01%	0
FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III	229	$5K	<0.01%	new
BANCROFT FD LTD PFD CUM SER…BANCROFT FD LTD PFD CUM SER A	200	$5K	<0.01%	new
NTRSONORTHERN TR CORP DEP SHS REPST	200	$5K	<0.01%	new		Timeline
SENEBSENECA FOODS CORP NEW	100	$5K	<0.01%	new		Timeline
WELLS FARGO & CO DEPOSITARY…WELLS FARGO & CO DEPOSITARY 1/	200	$5K	<0.01%	new
KGFHYKINGFISHER PLC-SPONS ADR	540	$5K	<0.01%	0		Timeline
DTWDTE ENERGY CO JUR SUB DEB 2017	200	$5K	<0.01%	new		Timeline
NATIONAL GRID PLCNATIONAL GRID PLC	78	$5K	<0.01%	-23
ATGFFALTAGAS LTD	300	$5K	<0.01%	0		Timeline
US BANCORP 2.625 01/24/2022US BANCORP 2.625 01/24/2022	5,000	$5K	<0.01%	0
VERIZON COMMUNICATIONS INC …VERIZON COMMUNICATIONS INC 3.5 11…	5,000	$5K	<0.01%	0
BT Group PLCBT Group PLC	2,500	$5K	<0.01%	0
CREE INCCREE INC	50	$5K	<0.01%	0
RIOCFRIOCAN REAL ESTATE TRUST UT	300	$5K	<0.01%	0		Timeline
AMERN AIRLINE 16-2 A PTTAMERN AIRLINE 16-2 A PTT	5,000	$5K	<0.01%	0
EAIENTERGY ARK LLC 1ST MTG BD 4.8	200	$5K	<0.01%	new		Timeline
EXXON MOBIL COREXXON MOBIL COR	5,000	$5K	<0.01%	0
BRAEMAR HOTELS & RESORTS INCBRAEMAR HOTELS & RESORTS INC	200	$5K	<0.01%	new
GOLDMAN SACH 6.375 PFDGOLDMAN SACH 6.375 PFD	158	$5K	<0.01%	0
SYNCHRONY FINL DEP SHS REPS…SYNCHRONY FINL DEP SHS REPSG P	200	$5K	<0.01%	new
FEDERAL NATIONAL MTG ASSNFEDERAL NATIONAL MTG ASSN	5,000	$5K	<0.01%	0
DOMINION ENERGY INC NOTE M/…DOMINION ENERGY INC NOTE M/W CLBL	5,000	$5K	<0.01%	0
CVS HEALTH CORPORATION NOTE…CVS HEALTH CORPORATION NOTE M/W C…	5,000	$5K	<0.01%	0
american express coamerican express co	5,000	$5K	<0.01%	0
LANDMARK INFRASTRUCTURELANDMARK INFRASTRUCTURE	200	$5K	<0.01%	new
Goldman Sachs Group Inc FRNGoldman Sachs Group Inc FRN	5,000	$5K	<0.01%	0
BANC OF CALIFORNIA INCORPOR…BANC OF CALIFORNIA INCORPORATED D…	200	$5K	<0.01%	new
ASHFORD HOSPITALITY TR INC …ASHFORD HOSPITALITY TR INC PFD	200	$5K	<0.01%	new
Kkr & Co. Inc. PfdKkr & Co. Inc. Pfd	200	$5K	<0.01%	new
LOS ANGELES CA W/PLOS ANGELES CA W/P	5,000	$5K	<0.01%	0
MONTANA STATE BOMONTANA STATE BO	5,000	$5K	<0.01%	0
NC EASTERN MUNI PWRNC EASTERN MUNI PWR	5,000	$5K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	5,000	$5K	<0.01%	0
PUBLIC STORAGEPUBLIC STORAGE	5,000	$5K	<0.01%	0
PUBLIC STORAGE PFDPUBLIC STORAGE PFD	200	$5K	<0.01%	-100
Global X SuperdividendGlobal X Superdividend	500	$5K	<0.01%	new
Globe Life Inc PfdGlobe Life Inc Pfd	200	$5K	<0.01%	new
AMERICAN ELECTRICAMERICAN ELECTRIC	5,000	$5K	<0.01%	0
FTFT	2,000	$5K	<0.01%	0
FT BEND CTY TEXFT BEND CTY TEX	5,000	$5K	<0.01%	-10,000
ATLAS CORP PFD GATLAS CORP PFD G	200	$5K	<0.01%	new
THE KROGER CO.THE KROGER CO.	5,000	$5K	<0.01%	0
TN ENGY ACQUISITTN ENGY ACQUISIT	5,000	$5K	<0.01%	0
TUCSON AZTUCSON AZ	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0
BANK OF AMERICA C VAR 28BANK OF AMERICA C VAR 28	5,000	$5K	<0.01%	0
BB&T CORPBB&T CORP	5,000	$5K	<0.01%	0
BROADCOM INC.BROADCOM INC.	5,000	$5K	<0.01%	new
CALIFORNIA STCALIFORNIA ST	5,000	$5K	<0.01%	0
DUKE ENERGY OHIODUKE ENERGY OHIO	5,000	$5K	<0.01%	0
FHNFIRST HORIZON CORPORATION	245	$4K	<0.01%	0		Timeline
ABNBAIRBNB INC	20	$4K	<0.01%	new		Timeline
ONEQFIDELITY COMWLTH TR	7	$4K	<0.01%	0		Timeline
IGFISHARES TR	80	$4K	<0.01%	-20		Timeline
VWOVANGUARD INTL EQUITY INDEX F	82	$4K	<0.01%	-108		Timeline
EPREPR PPTYS	86	$4K	<0.01%	0		Timeline
CDECOEUR MNG INC	400	$4K	<0.01%	0		Timeline
WABWABTEC	46	$4K	<0.01%	0		Timeline
LLOEWS CORP	73	$4K	<0.01%	0		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	60	$4K	<0.01%	0		Timeline
XYZBLOCK INC	17	$4K	<0.01%	0		Timeline
NATNORDIC AMERICAN TANKERS LIMI	1,300	$4K	<0.01%	0		Timeline
ALBALBEMARLE CORP	25	$4K	<0.01%	-50		Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	17	$4K	<0.01%	-300
VERINT SYS INCVERINT SYS INC	85	$4K	<0.01%	0
AMERICAN INTLAMERICAN INTL	92	$4K	<0.01%	0
SIEGYSIEMENS AG-SPONS ADR	48	$4K	<0.01%	new		Timeline
AFFSAMTRUST FINL SVCS INC 7.25% SU	200	$4K	<0.01%	new		Timeline
CLOUDERA INCCLOUDERA INC	353	$4K	<0.01%	0
Keyence CorpKeyence Corp	8	$4K	<0.01%	0
SIRIUS XM HOLDINGS INC COMSIRIUS XM HOLDINGS INC COM	714	$4K	<0.01%	+100
Etfmg Prime MobileEtfmg Prime Mobile	62	$4K	<0.01%	0
TOYOTA MTR CORP SR NT 3.66…TOYOTA MTR CORP SR NT 3.669 perc…	4,000	$4K	<0.01%	0
ALLSTATE CORP SUB DEB FIXED…ALLSTATE CORP SUB DEB FIXED TO	153	$4K	<0.01%	-100
STATE STREET C 5.9 PFDPFD …STATE STREET C 5.9 PFDPFD SER D	142	$4K	<0.01%	0
WINTRUST FINANCIAL CORP-CAL…WINTRUST FINANCIAL CORP-CALLABLE	132	$4K	<0.01%	0
REGIONS FINANCIAL CORP NEWREGIONS FINANCIAL CORP NEW	130	$4K	<0.01%	0
CEL SCI CORPCEL SCI CORP	289	$4K	<0.01%	0
Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q	149	$4K	<0.01%	-114
MCDONALD'S CORPMCDONALD'S CORP	4,000	$4K	<0.01%	0
COSTCO WHOLESALE 2point75pe…COSTCO WHOLESALE 2point75percent2…	4,000	$4K	<0.01%	0
LOCKHEED MARTIN CORP NOTE M…LOCKHEED MARTIN CORP NOTE M/W CLBL	4,000	$4K	<0.01%	0
SUNTRUST BANK (A)SUNTRUST BANK (A)	4,000	$4K	<0.01%	0
TD AMERITRADE HOLTD AMERITRADE HOL	4,000	$4K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	3,000	$4K	<0.01%	0
QUALCOMM INCQUALCOMM INC	4,000	$4K	<0.01%	0
INTERCONTINENTALINTERCONTINENTAL	4,000	$4K	<0.01%	0
INTL BK RECON &INTL BK RECON &	4,000	$4K	<0.01%	0
VAN KAMPEN INSD INCMVAN KAMPEN INSD INCM	9	$4K	<0.01%	0
US TREASUR NTUS TREASUR NT	4,000	$4K	<0.01%	0
BNSF, LLCBNSF, LLC	4,000	$4K	<0.01%	0
COMMONWEALTH EDCOMMONWEALTH ED	3,000	$4K	<0.01%	new
DVYISHARES TR	30	$3K	<0.01%	-371		Timeline
ITAISHARES TR	32	$3K	<0.01%	0		Timeline
BWABORGWARNER INC	61	$3K	<0.01%	0		Timeline
FASTFASTENAL CO	58	$3K	<0.01%	0		Timeline
CMSCMS ENERGY CORP	56	$3K	<0.01%	new		Timeline
UALUNITED AIRLS HLDGS INC	46	$3K	<0.01%	0		Timeline
HASHASBRO INC	30	$3K	<0.01%	0		Timeline
RFREGIONS FINANCIAL CORP NEW	127	$3K	<0.01%	-59		Timeline
CDNSCADENCE DESIGN SYSTEM INC	20	$3K	<0.01%	0		Timeline
DTEDTE ENERGY CO	25	$3K	<0.01%	0		Timeline
TXTTEXTRON INC	50	$3K	<0.01%	0		Timeline
ESSESSEX PPTY TR INC	12	$3K	<0.01%	0		Timeline
JDJD.COM INC	40	$3K	<0.01%	new		Timeline
BF-BBROWN FORMAN CORP	50	$3K	<0.01%	0		Timeline
AAPADVANCE AUTO PARTS INC	18	$3K	<0.01%	0		Timeline
GLNGGOLAR LNG LTD	300	$3K	<0.01%	0		Timeline
XIFRXPLR INFRASTRUCTURE LP	40	$3K	<0.01%	0		Timeline
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A	56	$3K	<0.01%	0
NIKOLA CORPNIKOLA CORP	250	$3K	<0.01%	-100
NUSTAR ENERGY LPNUSTAR ENERGY LP	200	$3K	<0.01%	0
ARLOARLO TECHNOLOGIES INC	475	$3K	<0.01%	0		Timeline
SLISTANDARD LITHIUM CORP	1,000	$3K	<0.01%	0		Timeline
WTKWYWOLTERS KLUWER NV-SPONS ADR	40	$3K	<0.01%	-55		Timeline
BNPQYBNP PARIBAS-ADR	91	$3K	<0.01%	new		Timeline
ISNPYINTESA SANPAOLO-SPON ADR	185	$3K	<0.01%	new		Timeline
UBS AGUBS AG	180	$3K	<0.01%	new
EBIX INCEBIX INC	87	$3K	<0.01%	0
CHTHCNL HEALTHCARE PROPERTIES IN	456	$3K	<0.01%	0		Timeline
WELLTOWER INCWELLTOWER INC	38	$3K	<0.01%	-17
GENERAL ELECTRI 587538 …GENERAL ELECTRI 587538 …	2,000	$3K	<0.01%	0
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN	466	$3K	<0.01%	0
FIRST TRUST PORTFOLIOS UNIT…FIRST TRUST PORTFOLIOS UNIT 353 T…	10	$3K	<0.01%	0
COMMONWEALTH EDICOMMONWEALTH EDI	2,000	$3K	<0.01%	new
NANRSPDR INDEX SHS FDS	44	$2K	<0.01%	0		Timeline
DRDDRDGOLD LIMITED	200	$2K	<0.01%	0		Timeline
SANBANCO SANTANDER SA	546	$2K	<0.01%	new		Timeline
LYFTLYFT INC	30	$2K	<0.01%	+28		Timeline
KSSKOHLS CORP	40	$2K	<0.01%	0		Timeline
PJTPJT PARTNERS INC	25	$2K	<0.01%	0		Timeline
BUNGE LTDBUNGE LTD	27	$2K	<0.01%	-25
ABBNYABB LTD-SPON ADR	50	$2K	<0.01%	0		Timeline
OPITQOFFICE PPTYS INCOME TR COM SHS	75	$2K	<0.01%	0		Timeline
QQQEDIREXION SHARES ETF TRUST	20	$2K	<0.01%	0		Timeline
CGNTCOGNYTE SOFTWARE LTD	85	$2K	<0.01%	new		Timeline
MNROMONRO INC	35	$2K	<0.01%	0		Timeline
IZEA WORLDWIDE INC COM NEWIZEA WORLDWIDE INC COM NEW	500	$2K	<0.01%	new
PDNINVESCO EXCH TRADED FD TR II	51	$2K	<0.01%	-107		Timeline
SLSRSOLARIS RES INC	354	$2K	<0.01%	0		Timeline
REPYYREPSOL SA SPONSORED ADR	200	$2K	<0.01%	0		Timeline
SFTBYSOFTBANK GROUP CORP-UNSP ADR	52	$2K	<0.01%	0		Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	335	$2K	<0.01%	0
CABGYCARLSBERG AS-B-SPON ADR	65	$2K	<0.01%	0		Timeline
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	264	$2K	<0.01%	0
PING IDENTITY HOLDING CORPPING IDENTITY HOLDING CORP	100	$2K	<0.01%	0
DIAMONDS TRUST SERIES IDIAMONDS TRUST SERIES I	5	$2K	<0.01%	0
XEROX CORPXEROX CORP	94	$2K	<0.01%	0
FITBFIFTH THIRD BANCORP DEP SHS RE	65	$2K	<0.01%	0		Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	40	$2K	<0.01%	0
APHRIA INCAPHRIA INC	100	$2K	<0.01%	0
CHARTER COMMUNICATION - ACHARTER COMMUNICATION - A	3	$2K	<0.01%	new
JPMORGAN CHASE 5.5% PFDJPMORGAN CHASE 5.5% PFD	65	$2K	<0.01%	0
MOTOROLA SOLUTIONS INCMOTOROLA SOLUTIONS INC	2,000	$2K	<0.01%	0
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	2,000	$2K	<0.01%	0
Ntnl Rural UtiliNtnl Rural Utili	2,000	$2K	<0.01%	0
ALPHABET INC.ALPHABET INC.	2,000	$2K	<0.01%	0
CITIGROUP INC (VARIABLE)CITIGROUP INC (VARIABLE)	2,000	$2K	<0.01%	0
CNA FINL CORPCNA FINL CORP	2,000	$2K	<0.01%	0
CONEJO VY CA USDCONEJO VY CA USD	2,000	$2K	<0.01%	0
IEOISHARES TR	25	$1K	<0.01%	0		Timeline
EEMISHARES TR	20	$1K	<0.01%	0		Timeline
REZIRESIDEO TECHNOLOGIES INC	20	$1K	<0.01%	0		Timeline
HBANHUNTINGTON BANCSHARES INC	77	$1K	<0.01%	-90		Timeline
VTRSVIATRIS INC	69	$1K	<0.01%	-31,652		Timeline
PRGOPERRIGO CO PLC	17	$1K	<0.01%	0		Timeline
IDVISHARES TR	41	$1K	<0.01%	0		Timeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD	61	$1K	<0.01%	0
SCHVSCHWAB STRATEGIC TR	20	$1K	<0.01%	-4,490		Timeline
ARCOARCOS DORADOS HLDGS INC	101	$1K	<0.01%	0		Timeline
SSLSASOL LTD	50	$1K	<0.01%	0		Timeline
CENTACENTRAL GARDEN & PET CO	25	$1K	<0.01%	new		Timeline
CHEFCHEFS WHSE INC	30	$1K	<0.01%	new		Timeline
KTBKONTOOR BRANDS INC	15	$1K	<0.01%	0		Timeline
POSTPOST HLDGS INC	11	$1K	<0.01%	0		Timeline
INNSUMMIT HOTEL PPTYS	100	$1K	<0.01%	new		Timeline
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	5	$1K	<0.01%	0
APACHE CORPAPACHE CORP	43	$1K	<0.01%	0
DRAFTKINGS HOLDINGS INCDRAFTKINGS HOLDINGS INC	10	$1K	<0.01%	0
CRNTCERAGON NETWORKS LTD	200	$1K	<0.01%	new		Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	60	$1K	<0.01%	new
BBUBROOKFIELD BUSINESS PARTNERS L	14	$1K	<0.01%	0		Timeline
BANK AMER CORPBANK AMER CORP	38	$1K	<0.01%	0
ALTABA INCALTABA INC	100	$1K	<0.01%	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	20	$1K	<0.01%	0
NCR VOYIX CORPORATIONNCR VOYIX CORPORATION	20	$1K	<0.01%	new
YAMANA GOLD INCYAMANA GOLD INC	161	$1K	<0.01%	0
REINSURANCE GROUP OF AMERICAREINSURANCE GROUP OF AMERICA	51	$1K	<0.01%	-131
CPI CARD GROUP INCCPI CARD GROUP INC	40	$1K	<0.01%	0
CANNONAU CORP COMCANNONAU CORP COM	100	$1K	<0.01%	0
ALCOA INCALCOA INC	23	$1K	<0.01%	0
URSTADT BIDDL PFDURSTADT BIDDL PFD	23	$1K	<0.01%	0
Noble Corp New WtsNoble Corp New Wts	96	$1K	<0.01%	new
VENEZELA XxxVENEZELA Xxx	13,000	$1K	<0.01%	new
CONNECTOR 2000 SCCONNECTOR 2000 SC	1,427	$1K	<0.01%	0
QRVOQORVO INC	1	$0	0%	-1,499	Value filed as zero, left out of ratios.	Timeline
RGAREINSURANCE GROUP AMER INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ETRENTERGY CORP NEW	2	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CTRACOTERRA ENERGY INC	24	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TELFYTELEFONICA SA-SPON ADR	29	$0	0%	-510	Value filed as zero, left out of ratios.	Timeline
GTXGARRETT MOTION INC	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ASIXADVANSIX INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CNDTCONDUENT INC	72	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HPHELMERICH & PAYNE INC	15	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WLKWESTLAKE CORPORATION	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
Mallinckrodt PlcMallinckrodt Plc	200	$0	0%	0	Value filed as zero, left out of ratios.
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC	20	$0	0%	new	Value filed as zero, left out of ratios.
NOBLE CORP NEWNOBLE CORP NEW	23	$0	0%	new	Value filed as zero, left out of ratios.
RMRRMR GROUP INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ARCONIC INCARCONIC INC	18	$0	0%	0	Value filed as zero, left out of ratios.
SNFCASECURITY NATL FINL CORP	24	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
OXY/WSOCCIDENTAL PETE CORP	31	$0	0%	-28	Value filed as zero, left out of ratios.	Timeline
SOUHYSOUTH32 - ADR	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GREEN TECHNOLOGY XXX SO…GREEN TECHNOLOGY XXX SOLUTION…	2,000	$0	0%	new	Value filed as zero, left out of ratios.
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	5	$0	0%	new	Value filed as zero, left out of ratios.
E DIGITAL CORPORATNE DIGITAL CORPORATN	300	$0	0%	0	Value filed as zero, left out of ratios.
AMLIFAMERICAN LITHIUM CORP COM NEW	200	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CRYSTALLEX INTL CORP COM NPVCRYSTALLEX INTL CORP COM NPV	50	$0	0%	0	Value filed as zero, left out of ratios.
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC	4	$0	0%	0	Value filed as zero, left out of ratios.
THORNBURG MORTGAGE INCTHORNBURG MORTGAGE INC	105	$0	0%	0	Value filed as zero, left out of ratios.
WASHINGTON MUTUAL INC COMMONWASHINGTON MUTUAL INC COMMON	3,550	$0	0%	0	Value filed as zero, left out of ratios.
AURORA CANNABIS INCAURORA CANNABIS INC	2	$0	0%	0	Value filed as zero, left out of ratios.
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	200	$0	0%	0	Value filed as zero, left out of ratios.
AMARIN CORP PLCAMARIN CORP PLC	33	$0	0%	0	Value filed as zero, left out of ratios.
mPhase Technologies IncmPhase Technologies Inc	1	$0	0%	0	Value filed as zero, left out of ratios.
VASOVASO CORP	2,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WAVE SYS CORP CL A NEWWAVE SYS CORP CL A NEW	1	$0	0%	0	Value filed as zero, left out of ratios.
INTERNATIONAL PWR GROUP LTDINTERNATIONAL PWR GROUP LTD	2,000	$0	0%	0	Value filed as zero, left out of ratios.
Notis Global IncNotis Global Inc	100	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BROTHELEHMAN BROTHE	92	$0	0%	0	Value filed as zero, left out of ratios.
ENERGOUS CORPENERGOUS CORP	100	$0	0%	0	Value filed as zero, left out of ratios.
GOL LINHAS AEREAS INTLG S AGOL LINHAS AEREAS INTLG S A	20	$0	0%	0	Value filed as zero, left out of ratios.
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC	16	$0	0%	0	Value filed as zero, left out of ratios.
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM	4	$0	0%	0	Value filed as zero, left out of ratios.
ASCENT SOLAR TECHNOLOGIESASCENT SOLAR TECHNOLOGIES	10,000	$0	0%	new	Value filed as zero, left out of ratios.
ECOTALITY INCECOTALITY INC	833	$0	0%	0	Value filed as zero, left out of ratios.
HYPERDYNAMICS CORPHYPERDYNAMICS CORP	13	$0	0%	0	Value filed as zero, left out of ratios.
TEL OFFSHORE TRUSTTEL OFFSHORE TRUST	7	$0	0%	0	Value filed as zero, left out of ratios.
ABAKAN INCABAKAN INC	50,000	$0	0%	0	Value filed as zero, left out of ratios.
Conseco IncConseco Inc	7	$0	0%	0	Value filed as zero, left out of ratios.
AMERICAN POWER ORDAMERICAN POWER ORD	4,000	$0	0%	0	Value filed as zero, left out of ratios.
LIGHTINGSCIENCEGROUPLIGHTINGSCIENCEGROUP	5,000	$0	0%	0	Value filed as zero, left out of ratios.
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	372	$0	0%	new	Value filed as zero, left out of ratios.
PAIUTE OIL & MNG CORPPAIUTE OIL & MNG CORP	1,000	$0	0%	0	Value filed as zero, left out of ratios.
Cv Sciences Inc ComCv Sciences Inc Com	333	$0	0%	0	Value filed as zero, left out of ratios.
AMR Corp EscrowAMR Corp Escrow	800	$0	0%	0	Value filed as zero, left out of ratios.
Linnco LLC XXX Escrow Pendi…Linnco LLC XXX Escrow Pending Pos…	980	$0	0%	0	Value filed as zero, left out of ratios.
CORTS TR JCP 7.625per PFD …CORTS TR JCP 7.625per PFD BACKED…	700	$0	0%	0	Value filed as zero, left out of ratios.
VITRO TECHVITRO TECH	500	$0	0%	0	Value filed as zero, left out of ratios.
ACTUA CORPORATIONACTUA CORPORATION	1	$0	0%	0	Value filed as zero, left out of ratios.
AKAOQACHAOGEN INC	1,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SIGMA LABS INCSIGMA LABS INC	2	$0	0%	0	Value filed as zero, left out of ratios.
UNITY ONE CAPITALUNITY ONE CAPITAL	1	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BROS HLDGSLEHMAN BROS HLDGS	20,000	$0	0%	0	Value filed as zero, left out of ratios.
ESECURESOFT COESECURESOFT CO	148	$0	0%	0	Value filed as zero, left out of ratios.
SPECTRA7 MICROSYSTEMS INCSPECTRA7 MICROSYSTEMS INC	1,000	$0	0%	0	Value filed as zero, left out of ratios.
NEUROGENESIS INCNEUROGENESIS INC	200	$0	0%	0	Value filed as zero, left out of ratios.
NEXPRISE INCNEXPRISE INC	1	$0	0%	0	Value filed as zero, left out of ratios.
Noble Corp New WtsNoble Corp New Wts	96	$0	0%	new	Value filed as zero, left out of ratios.
Madison Group Assoc NxxxMadison Group Assoc Nxxx	400	$0	0%	new	Value filed as zero, left out of ratios.
Petroplus Holdings OrxxxPetroplus Holdings Orxxx	129	$0	0%	new	Value filed as zero, left out of ratios.
CUIDAO HLDG CORPCUIDAO HLDG CORP	150	$0	0%	0	Value filed as zero, left out of ratios.
RENTECH NITROGEN LP XXXRENTECH NITROGEN LP XXX	500	$0	0%	0	Value filed as zero, left out of ratios.
YELLOW MEDIA INC 22 WTSYELLOW MEDIA INC 22 WTS	827	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BRO HLDG PFDLEHMAN BRO HLDG PFD	600	$0	0%	new	Value filed as zero, left out of ratios.
Africo Resources Ltd XxxAfrico Resources Ltd Xxx	249	$0	0%	0	Value filed as zero, left out of ratios.
GOLDEN ARCH RESOURCESGOLDEN ARCH RESOURCES	4,000	$0	0%	0	Value filed as zero, left out of ratios.
AVANT DIAGNOSTICS INCAVANT DIAGNOSTICS INC	46	$0	0%	0	Value filed as zero, left out of ratios.
CARDAX INCCARDAX INC	67,843	$0	0%	0	Value filed as zero, left out of ratios.
COUGAR OIL & GAS CANADA INCCOUGAR OIL & GAS CANADA INC	2,000	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q1 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 210. All 210

Security	Shares before	Value before	Type
JUNIPER NETWORKSJUNIPER NETWORKS	18,123,000	$20.4M	shares
VERINT SYS INCVERINT SYS INC	18,002,000	$19.4M	shares
RAYTHEON TECH CORAYTHEON TECH CO	105,282	$7.53M	shares
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	1,345,000	$2.87M	shares
Bunge LimitedBunge Limited	20,737	$2.26M	shares
NORTHROP GRUMMANNORTHROP GRUMMAN	2,065,000	$2.08M	shares
TARGET CORPTARGET CORP	10,211	$1.8M	shares
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	825,000	$826K	shares
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	535,000	$536K	shares
BK OF AMERICA CORP PFD CUM …BK OF AMERICA CORP PFD CUM SER C	17,480	$437K	shares
FLG-PUFLAGSTAR BANK NATIONAL ASSOC	7,770	$356K	shares
BROADCOM INCBROADCOM INC	345,000	$355K	shares
SCHGSCHWAB STRATEGIC TR	2,741	$352K	shares
Glendale Az Uhsd 20Glendale Az Uhsd 20	200,000	$214K	shares
CACICACI INTL INC	800	$199K	shares
INVESCO ADV MUNI INC TRUST …INVESCO ADV MUNI INC TRUST II	13,603	$154K	shares
US Treasu NtUS Treasu Nt	150,000	$153K	shares
XILINX, INC.XILINX, INC.	150,000	$151K	shares
BLACKROCK MUNIYIELD INSDBLACKROCK MUNIYIELD INSD	10,000	$145K	shares
INVESCO S&P SMALLCAPINVESCO S&P SMALLCAP	781	$133K	shares
CA INCCA INC	110,000	$118K	shares
TOLL BROTHERS INCTOLL BROTHERS INC	100,000	$111K	shares
THE JOHN HOPKITHE JOHN HOPKI	100,000	$104K	shares
THE HOME DEPOT, ITHE HOME DEPOT, I	100,000	$100K	shares
Az St Trans Brd HwyAz St Trans Brd Hwy	95,000	$97K	shares
MICROCHIP TECH INCMICROCHIP TECH INC	649	$90K	shares
EDWARDS LIFESCIENCES CPEDWARDS LIFESCIENCES CP	980	$89K	shares
Tc Pipelines, LpTc Pipelines, Lp	80,000	$80K	shares
INTERPUBLIC GRP COSINTERPUBLIC GRP COS	75,000	$78K	shares
SCHZSCHWAB STRATEGIC TR	1,225	$69K	shares
CELGENE CORPCELGENE CORP	55,000	$60K	shares
FIRST TRUST DJ INTERNET ETFFIRST TRUST DJ INTERNET ETF	278	$59K	shares
THERMO FISHER SCTHERMO FISHER SC	50,000	$55K	shares
OHIO STOHIO ST	50,000	$54K	shares
MARATHON PETROLMARATHON PETROL	50,000	$50K	shares
JOHN DEERE CAPITAJOHN DEERE CAPITA	50,000	$50K	shares
Cooperatieve RabCooperatieve Rab	50,000	$50K	shares
VIACOM INCVIACOM INC	45,000	$49K	shares
FLRNSPDR SERIES TRUST	1,553	$48K	shares
The Progressive CorThe Progressive Cor	40,000	$48K	shares
PIMA CN AZ USD #30PIMA CN AZ USD #30	45,000	$48K	shares
General DynamicsGeneral Dynamics	40,000	$47K	shares
COMMONWEALTH EDISCOMMONWEALTH EDIS	40,000	$46K	shares
EQT CORPEQT CORP	45,000	$46K	shares
Pima Cn Az Usd #1Pima Cn Az Usd #1	40,000	$43K	shares
TOTAL SATOTAL SA	1,000	$42K	shares
DIST ENGY CORPDIST ENGY CORP	40,000	$40K	shares
AIRAAR CORP	1,000	$36K	shares
ROKUROKU INC	100	$33K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$30K	shares
Steel Dynamics,Steel Dynamics,	25,000	$28K	shares
NTLAINTELLIA THERAPEUTICS INC	500	$27K	shares
LINCOLN NEBLINCOLN NEB	25,000	$27K	shares
MDYVSPDR SERIES TRUST	470	$26K	shares
Australia & New Zealand Ban…Australia & New Zealand Bankin	1,500	$26K	shares
Maricopa Az Usd #48Maricopa Az Usd #48	25,000	$26K	shares
BARCLAYS PLCBARCLAYS PLC	3,310	$26K	shares
ADVANCED FIBRE COMMUNICATIO…ADVANCED FIBRE COMMUNICATIONS INC	985	$26K	shares
GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE	25,000	$25K	shares
MICROSOFT CORPMICROSOFT CORP	25,000	$25K	shares
UNVL HEALTH RLTY INC TRUNVL HEALTH RLTY INC TR	395	$25K	shares
TRAVELERS COMPANIESTRAVELERS COMPANIES	175	$25K	shares
TC PIPELINES LPTC PIPELINES LP	800	$24K	shares
UAUNDER ARMOUR INC	1,500	$22K	shares
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	1,500	$22K	shares
RAYMOND JAMES FINANCIALRAYMOND JAMES FINANCIAL	230	$22K	shares
PORPORTLAND GEN ELEC CO	500	$21K	shares
CALIFORNIA ST, VAR PURP G…CALIFORNIA ST, VAR PURP GO REF …	20,000	$21K	shares
UNITED PARCEL SUNITED PARCEL S	20,000	$20K	shares
SALINE COUNTY NEBSALINE COUNTY NEB	20,000	$20K	shares
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	20,000	$20K	shares
FNDESCHWAB STRATEGIC TR	689	$19K	shares
HOWMET AEROSPACE INCHOWMET AEROSPACE INC	19,000	$19K	shares
WSTN MARICOPA ED #2WSTN MARICOPA ED #2	15,000	$19K	shares
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	shares
VERISIGN INCVERISIGN INC	77	$17K	shares
Truist Financial Corp Pfd S…Truist Financial Corp Pfd Ser R	655	$17K	shares
XTISHARES TR	273	$16K	shares
WELLS FARGOWELLS FARGO	598	$16K	shares
LONGVIEW ACQUISITION CORPLONGVIEW ACQUISITION CORP	825	$16K	shares
MARICOPA AZ UHSD 21MARICOPA AZ UHSD 21	15,000	$16K	shares
LINCOLN NEBRASKALINCOLN NEBRASKA	15,000	$16K	shares
VONGVANGUARD SCOTTSDALE FDS	59	$15K	shares
VONVVANGUARD SCOTTSDALE FDS	125	$15K	shares
PIMA CN AZ SWRPIMA CN AZ SWR	15,000	$15K	shares
SCOTTSDALE AZ MPCSCOTTSDALE AZ MPC	15,000	$15K	shares
RKTROCKET COS INC	700	$14K	shares
RVTYREVVITY INC	100	$14K	shares
AMERISOURCEBERGEN CORPAMERISOURCEBERGEN CORP	142	$14K	shares
PRKPARK NATL CORP	125	$13K	shares
EBAY INC NOTEEBAY INC NOTE	500	$13K	shares
ASSOCIATED BANC PFDASSOCIATED BANC PFD	500	$13K	shares
NATL GEN PFDNATL GEN PFD	500	$13K	shares
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$13K	shares
GLOBAL X FDSGLOBAL X FDS	925	$12K	shares
Ferguson PLC ADRFerguson PLC ADR	980	$12K	shares
INVESCO S&P MIDCAP LOWINVESCO S&P MIDCAP LOW	257	$12K	shares
NYC NY TRAN AUTHNYC NY TRAN AUTH	10,000	$12K	shares
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	shares
EXCEXELON CORP	272	$11K	shares

How Q1 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-21-002180	base		2021-04-28	acceptance time not in the bulk data set	2026-10-07 18:39:37 UTC