SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,269,934,000 across 1,797 holdings for the quarter ended 2021-03-31, in a 13F-HR filed 2021-04-28. Its ten largest share positions make up 18.53% of the portfolio.

Filed 2021-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC13F-HR 0001415889-21-002180

Period: 2021-03-31
Reported value: $1.27B
Holdings: 1,797
Top 10 weight: 18.53%
New: 249
Sold out: 210

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ALTERYX INCadded	+22,870,000	$20.8M
SUMMIT HOTEL PROPERTIESnew	+16,795,000	$18.4M
CHEFS WHSE INCnew	+14,155,000	$14.4M
GREENBRIER COS INCadded	+10,405,000	$11.3M
RTX CORPORATIONnew	+113,942	$8.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
JUNIPER NETWORKSexited	-18,123,000	-$20.4M
VERINT SYS INCexited	-18,002,000	-$19.4M
ZILLOW GROUP INCreduced	-4,865,000	-$8.09M
RAYTHEON TECH COexited	-105,282	-$7.53M
TWITTER INCreduced	-6,855,000	-$7.12M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2021

Share positions as resolved from 13F-HR 0001415889-21-002180, largest first. % of portfolio is the value over $1,269,934,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SANTA FE CN NMSANTA FE CN NM	20,000	$20K	<0.01%	0
FORD HLDG LLCFORD HLDG LLC	15,000	$20K	<0.01%	0
AUSTIN TX CODAUSTIN TX COD	20,000	$20K	<0.01%	0
THE VALSPAR CORPTHE VALSPAR CORP	20,000	$20K	<0.01%	0
BNSF, LLCBNSF, LLC	20,000	$20K	<0.01%	0
VCITVANGUARD SCOTTSDALE FDS	200	$19K	<0.01%	-67	Timeline
APDAIR PRODUCTS AND CHEMICALS I	66	$19K	<0.01%	+10	Timeline
PKPARK HOTELS & RESORTS INC	875	$19K	<0.01%	-250	Timeline
DALDELTA AIR LINES INC	387	$19K	<0.01%	-76	Timeline
LTCLTC PPTYS INC	465	$19K	<0.01%	-125	Timeline
IQVIQVIA HLDGS INC	100	$19K	<0.01%	0	Timeline
BEPBROOKFIELD RENEWABLE ENERGY	450	$19K	<0.01%	0	Timeline
RSRELIANCE INC	122	$19K	<0.01%	0	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	522	$19K	<0.01%	-5,040
US TREASU NTUS TREASU NT	19,000	$19K	<0.01%	0
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	445	$19K	<0.01%	0
LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB	17,000	$19K	<0.01%	0
BAT CAPITAL CORPORATION NOT…BAT CAPITAL CORPORATION NOTE M/W …	18,000	$19K	<0.01%	+10,000
GRAND RV DAM AUTH OGRAND RV DAM AUTH O	15,000	$19K	<0.01%	0
TRIBOROUGH BRIDGE &TRIBOROUGH BRIDGE &	15,000	$19K	<0.01%	0
UTAH STUTAH ST	15,000	$19K	<0.01%	0
EDISON INTERNTNLEDISON INTERNTNL	15,000	$19K	<0.01%	0
MRSHMARSH & MCLENNAN COS INC	152	$18K	<0.01%	-11	Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	127	$18K	<0.01%	0	Timeline
WSMWILLIAMS SONOMA INC	100	$18K	<0.01%	0	Timeline
CABOCABLE ONE INC	10	$18K	<0.01%	0	Timeline
SLM CORP 6% SR NTMAT 12/15/…SLM CORP 6% SR NTMAT 12/15/43CALL…	750	$18K	<0.01%	0
HORIZON PHARMA PLCHORIZON PHARMA PLC	200	$18K	<0.01%	0
NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT	15,000	$18K	<0.01%	0
MICHIGAN ST HOSP FIN AUTH R…MICHIGAN ST HOSP FIN AUTH REV REF…	15,000	$18K	<0.01%	0
KKR & CO INC PRF STK SER A …KKR & CO INC PRF STK SER A USD25	700	$18K	<0.01%	new
THE ALLSTAR CORTHE ALLSTAR COR	14,000	$18K	<0.01%	new
NORTHROP GRUMMANNORTHROP GRUMMAN	15,000	$18K	<0.01%	new
AMERICAN AIRLINESAMERICAN AIRLINES	20,000	$18K	<0.01%	0
VERIZON COMMUNIVERIZON COMMUNI	15,000	$18K	<0.01%	new
WASHINGTON STWASHINGTON ST	15,000	$18K	<0.01%	0
CHICAGO ILLINOIS OCHICAGO ILLINOIS O	15,000	$18K	<0.01%	0
EXCELON GENERATIONEXCELON GENERATION	16,000	$18K	<0.01%	0
TIPISHARES TR	135	$17K	<0.01%	new	Timeline
VMRKVIVMARK RESIDENTIAL	233	$17K	<0.01%	0	Timeline
TOLTOLL BROTHERS INC	300	$17K	<0.01%	0	Timeline
AOSSMITH A O CORP	257	$17K	<0.01%	+11	Timeline
DVNDEVON ENERGY CORP NEW	758	$17K	<0.01%	new	Timeline
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	700	$17K	<0.01%	new
CENCORA INCCENCORA INC	142	$17K	<0.01%	new
RFPRCREGIONS FINL CORP NEW DEP SHS	600	$17K	<0.01%	0	Timeline
ORACLE CORP 2.4 09/15/2023ORACLE CORP 2.4 09/15/2023	16,000	$17K	<0.01%	+8,000
THE GOLDMAN SACH 5.35 32 DU…THE GOLDMAN SACH 5.35 32 DUE 02/1…	15,000	$17K	<0.01%	0
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	15,000	$17K	<0.01%	0
ATUSFALTIUS MINERALS CORP	1,400	$17K	<0.01%	+200	Timeline
AMERICAN TOWER CO 4.4 26AMERICAN TOWER CO 4.4 26	15,000	$17K	<0.01%	0
CION INVESTMENT CORPORAT IONCION INVESTMENT CORPORAT ION	2,220	$17K	<0.01%	0
DISCOVERY COMMUNICATIONS LL…DISCOVERY COMMUNICATIONS LLC NOTE…	16,000	$17K	<0.01%	0
NORTH TX TWY AUTH REV, FIRS…NORTH TX TWY AUTH REV, FIRST TIER…	15,000	$17K	<0.01%	0
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$17K	<0.01%	new
VIACOMCBS INC.VIACOMCBS INC.	15,000	$17K	<0.01%	new
BEDFORD TXBEDFORD TX	15,000	$17K	<0.01%	0
CONSOLIDATED EDISCONSOLIDATED EDIS	15,000	$17K	<0.01%	new
Delaware StDelaware St	15,000	$17K	<0.01%	0
FEDEX CORPFEDEX CORP	16,000	$17K	<0.01%	+8,000
CRWDCROWDSTRIKE HLDGS INC	90	$16K	<0.01%	-2	Timeline
CAGCONAGRA BRANDS INC	425	$16K	<0.01%	0	Timeline
SYYSYSCO CORP	204	$16K	<0.01%	0	Timeline
ZIONZIONS BANCORPORATION NATL AS	300	$16K	<0.01%	0	Timeline
LULULULULEMON ATHLETICA INC	52	$16K	<0.01%	0	Timeline
NTRSNORTHERN TR CORP	150	$16K	<0.01%	0	Timeline
HOGHARLEY DAVIDSON INC	400	$16K	<0.01%	0	Timeline
TPRTAPESTRY INC	400	$16K	<0.01%	0	Timeline
LADRLADDER CAP CORP	1,388	$16K	<0.01%	-260	Timeline
FNXFIRST TR EXCHANGE-TRADED ALP	167	$16K	<0.01%	new	Timeline
BGSB & G FOODS INC	500	$16K	<0.01%	new	Timeline
TWITTER INCTWITTER INC	245	$16K	<0.01%	0
AON CORPAON CORP	68	$16K	<0.01%	+14
THE HOME DEPOT, 2.125 26 …THE HOME DEPOT, 2.125 26 …	15,000	$16K	<0.01%	0
ATLAS ENERGY LPATLAS ENERGY LP	1,349	$16K	<0.01%	0
Suncor Energy Inc.Suncor Energy Inc.	779	$16K	<0.01%	0
INNOVATIVE INDL PPTYS INCINNOVATIVE INDL PPTYS INC	500	$16K	<0.01%	0
BOSTON PROPERTIE 2.75.26BOSTON PROPERTIE 2.75.26	15,000	$16K	<0.01%	+7,000
CINCINNATI BELL TEL CO DEBCINCINNATI BELL TEL CO DEB	15,000	$16K	<0.01%	0
BANK OF AMERICA CORPORATION…BANK OF AMERICA CORPORATION NOTE	15,000	$16K	<0.01%	0
MARICOPA COUNTY ARIMARICOPA COUNTY ARI	15,000	$16K	<0.01%	0
SCOTTSDALE ARIZSCOTTSDALE ARIZ	15,000	$16K	<0.01%	0
HARRIS CNTY TXHARRIS CNTY TX	15,000	$16K	<0.01%	0
AMERICAN HONDA FAMERICAN HONDA F	15,000	$16K	<0.01%	+8,000
IHS INCIHS INC	15,000	$16K	<0.01%	0
WACO TXWACO TX	15,000	$16K	<0.01%	0
AUSTIN TX ISDAUSTIN TX ISD	15,000	$16K	<0.01%	0
CITY OF SAN ANTONIOCITY OF SAN ANTONIO	15,000	$16K	<0.01%	0
CORPUS CHRISTI TXCORPUS CHRISTI TX	15,000	$16K	<0.01%	0
DELAWARE STDELAWARE ST	15,000	$16K	<0.01%	0
GTMZOOMINFO TECHNOLOGIES INC	300	$15K	<0.01%	new	Timeline
TSNTYSON FOODS INC	200	$15K	<0.01%	0	Timeline
AVNTAVIENT CORPORATION	310	$15K	<0.01%	0	Timeline
ZYNGA INC.ZYNGA INC.	1,500	$15K	<0.01%	0
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	384	$15K	<0.01%	0
LINDE PLC/OLDLINDE PLC/OLD	55	$15K	<0.01%	-6
DUPONT DE NEMOURS INC 4.493…DUPONT DE NEMOURS INC 4.493 11/15…	13,000	$15K	<0.01%	+6,000
CHSCPCHS INC CUM REDEMABLE PFD 8%	500	$15K	<0.01%	0	Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	450	$15K	<0.01%	0
TELEPHONE & DATA SYSTEM 7.0…TELEPHONE & DATA SYSTEM 7.000%	600	$15K	<0.01%	+300
SCE TR V FXD/FLTG RATE TR P…SCE TR V FXD/FLTG RATE TR PFD	600	$15K	<0.01%	-61
SANTANDER HOLDINGS USASANTANDER HOLDINGS USA	14,000	$15K	<0.01%	+6,000
ZIMMER BIOMET HOLDINGS INC …ZIMMER BIOMET HOLDINGS INC NOTE M…	15,000	$15K	<0.01%	0
ANTHEM, INCpoint 3point1…ANTHEM, INCpoint 3point125perc…	15,000	$15K	<0.01%	0
HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL	15,000	$15K	<0.01%	0
Hancock Whitney PfdHancock Whitney Pfd	600	$15K	<0.01%	new
MARICOPA AZ SD #4MARICOPA AZ SD #4	15,000	$15K	<0.01%	0
MONTSANTO COMONTSANTO CO	15,000	$15K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	15,000	$15K	<0.01%	0
GRD FORKS ND SANIGRD FORKS ND SANI	15,000	$15K	<0.01%	0
FORD MOTOR CREDIT CFORD MOTOR CREDIT C	15,000	$15K	<0.01%	0
WAL-MART STORES INCWAL-MART STORES INC	15,000	$15K	<0.01%	0
BENTON CNTY WA SD#1BENTON CNTY WA SD#1	15,000	$15K	<0.01%	0
UBERUBER TECHNOLOGIES INC	255	$14K	<0.01%	+28	Timeline
FEFIRSTENERGY CORP	406	$14K	<0.01%	+223	Timeline
EFAVISHARES TR	189	$14K	<0.01%	0	Timeline
STMSTMICROELECTRONICS N V	378	$14K	<0.01%	0	Timeline
AEEAMEREN CORP	177	$14K	<0.01%	+51	Timeline
EFAISHARES TR	191	$14K	<0.01%	0	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	929	$14K	<0.01%	0	Timeline
BANFBANCFIRST CORP	202	$14K	<0.01%	0	Timeline
AMNAMN HEALTHCARE SVCS INC	187	$14K	<0.01%	0	Timeline
UTFCOHEN & STEERS INFRASTRUCTUR	500	$14K	<0.01%	new	Timeline
JRSNUVEEN REAL ESTATE INCOME FD	1,500	$14K	<0.01%	0	Timeline
CORECIVIC INCCORECIVIC INC	1,500	$14K	<0.01%	0
INTEL CORP 3 7 25 …INTEL CORP 3 7 25 …	13,000	$14K	<0.01%	+6,000
TWO HBRS INVT CORP PFD SER …TWO HBRS INVT CORP PFD SER B F	550	$14K	<0.01%	+171
FACTORSHARES TRFACTORSHARES TR	250	$14K	<0.01%	0
BIOGEN INC NOTE M/W CLBLBIOGEN INC NOTE M/W CLBL	13,000	$14K	<0.01%	0
DUKE ENERGY CORP 3point75pe…DUKE ENERGY CORP 3point75percent2…	13,000	$14K	<0.01%	+6,000
THE BOEING COTHE BOEING CO	15,000	$14K	<0.01%	new
AT&T INC.AT&T INC.	15,000	$14K	<0.01%	new
VOTVANGUARD INDEX FDS	60	$13K	<0.01%	0	Timeline
VGTVANGUARD WORLD FD	36	$13K	<0.01%	0	Timeline
SFMSPROUTS FMRS MKT INC	500	$13K	<0.01%	0	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	213	$13K	<0.01%	0	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	11	$13K	<0.01%	0	Timeline
BTGB2GOLD CORP	3,000	$13K	<0.01%	new	Timeline
MTNVAIL RESORTS INC	45	$13K	<0.01%	0	Timeline
ILMNILLUMINA INC	35	$13K	<0.01%	0	Timeline
MARATHON OIL CORPMARATHON OIL CORP	1,250	$13K	<0.01%	new
FNDXSCHWAB STRATEGIC TR	261	$13K	<0.01%	-83	Timeline
SASEABRIDGE GOLD INC	785	$13K	<0.01%	0	Timeline
ZGZILLOW GROUP INC	100	$13K	<0.01%	0	Timeline
ATLASSIAN CORPATLASSIAN CORP	60	$13K	<0.01%	0
SYNEOS HEALTH INCSYNEOS HEALTH INC	165	$13K	<0.01%	0
RABROOKFIELD REAL ASSETS INCOM	624	$13K	<0.01%	new	Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	575	$13K	<0.01%	0	Timeline
LVMUYLVMH MOET HENNESSY-UNSP ADR	96	$13K	<0.01%	new	Timeline
JXIISHARES TR	211	$13K	<0.01%	0	Timeline
Waste ConnectionsWaste Connections	125	$13K	<0.01%	0
RENAISSANCERE HOLDINGS 5.37…RENAISSANCERE HOLDINGS 5.375%	493	$13K	<0.01%	+400
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	257	$13K	<0.01%	new
WISCONSIN ST, GO REF BDSWISCONSIN ST, GO REF BDS	10,000	$13K	<0.01%	0
Digital Rlty Tr Inc 6.625 P…Digital Rlty Tr Inc 6.625 Pfd Ser…	500	$13K	<0.01%	0
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	500	$13K	<0.01%	0
PORT AUTH NY & NJPORT AUTH NY & NJ	10,000	$13K	<0.01%	0
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	262	$13K	<0.01%	0
TOYOTA MOTOR CORTOYOTA MOTOR COR	12,000	$13K	<0.01%	0
UNIV UTUNIV UT	10,000	$13K	<0.01%	0
RACEFERRARI N V	56	$12K	<0.01%	0	Timeline
HSYHERSHEY CO	75	$12K	<0.01%	0	Timeline
BHPBHP BILLITON LIMITED	169	$12K	<0.01%	+96	Timeline
CRSPCRISPR THERAPEUTICS AG	100	$12K	<0.01%	-45	Timeline
CBRLCRACKER BARREL OLD CTRY STOR	70	$12K	<0.01%	0	Timeline
RWRSPDR SERIES TRUST	126	$12K	<0.01%	0	Timeline
FERGUSON PLCFERGUSON PLC	97	$12K	<0.01%	new
QTS RLTY TR INCQTS RLTY TR INC	200	$12K	<0.01%	0
IntrcontinentalexchangeIntrcontinentalexchange	103	$12K	<0.01%	-4
ANTARES PHARMA INCANTARES PHARMA INC	3,000	$12K	<0.01%	0
US Treasury 1.625 02/15/26 …US Treasury 1.625 02/15/26 02/15/…	12,000	$12K	<0.01%	0
UNIVERSITY TX UNIV REVS, …UNIVERSITY TX UNIV REVS, REV FI…	10,000	$12K	<0.01%	0
LAREDO TXLAREDO TX	10,000	$12K	<0.01%	0
LAREDO TXLAREDO TX	10,000	$12K	<0.01%	0
LAREDO TX WWKS SWRLAREDO TX WWKS SWR	10,000	$12K	<0.01%	0
LINCOLN NE ELEC SYSLINCOLN NE ELEC SYS	10,000	$12K	<0.01%	0
LOWER CO RIV AUTH TLOWER CO RIV AUTH T	10,000	$12K	<0.01%	0
SHERMAN TXSHERMAN TX	10,000	$12K	<0.01%	0
THE GOLDMAN SACHTHE GOLDMAN SACH	10,000	$12K	<0.01%	0
NC MUN PWR CA ELECNC MUN PWR CA ELEC	10,000	$12K	<0.01%	0
NY ST DORM AUTH PERNY ST DORM AUTH PER	10,000	$12K	<0.01%	0
PA ST TPK COMMN TPKPA ST TPK COMMN TPK	10,000	$12K	<0.01%	0
PIMA CN AZ USD #16PIMA CN AZ USD #16	10,000	$12K	<0.01%	0
US CELLULAR COR PFDUS CELLULAR COR PFD	475	$12K	<0.01%	+344
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	<0.01%	new
SACRAMENTO CN CSACRAMENTO CN C	10,000	$12K	<0.01%	0
HUSKY ENERGY INCHUSKY ENERGY INC	10,000	$12K	<0.01%	new
IL FA REVIL FA REV	10,000	$12K	<0.01%	0
FIRST TR COMBINED SERFIRST TR COMBINED SER	30	$12K	<0.01%	0
WISCONSIN STATEWISCONSIN STATE	10,000	$12K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BRD REGENTS COPAZ BRD REGENTS COP	10,000	$12K	<0.01%	0
AZ BRD REGENTS UNIVAZ BRD REGENTS UNIV	10,000	$12K	<0.01%	0
TX TRANS ST HWY FDTX TRANS ST HWY FD	10,000	$12K	<0.01%	0
UNIV MA BLDG AUTHUNIV MA BLDG AUTH	10,000	$12K	<0.01%	0
UNIV WAUNIV WA	10,000	$12K	<0.01%	0
DC INCOME TAXDC INCOME TAX	10,000	$12K	<0.01%	0
EL PASO CNTY TXEL PASO CNTY TX	10,000	$12K	<0.01%	0
IBBISHARES TR	75	$11K	<0.01%	0	Timeline
LIILENNOX INTL INC	35	$11K	<0.01%	0	Timeline
WSOWATSCO INC	41	$11K	<0.01%	+7	Timeline
CHKPCHECK POINT SOFTWARE TECH LT	100	$11K	<0.01%	-9	Timeline
NTESNETEASE COM INC	105	$11K	<0.01%	0	Timeline
CIOCITY OFFICE REIT INC	1,000	$11K	<0.01%	0	Timeline
XEVTXEATON VANCE TAX ADVT DIV INC	400	$11K	<0.01%	new	Timeline
VIAVVIAVI SOLUTIONS INC	700	$11K	<0.01%	0	Timeline
MTRNMATERION CORP	171	$11K	<0.01%	0	Timeline
EQXEQUINOX GOLD CORP	1,426	$11K	<0.01%	0	Timeline
RINGISHARES INC	400	$11K	<0.01%	0	Timeline
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	1,480	$11K	<0.01%	0
SMLVSPDR SERIES TRUST	102	$11K	<0.01%	0	Timeline
PUBLIC STORAGE DEP SHS REPS…PUBLIC STORAGE DEP SHS REPSTG	400	$11K	<0.01%	new
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	430	$11K	<0.01%	0
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORP	264	$11K	<0.01%	0
SOJCSOUTHERN CO SER 2017B JR SUB N	400	$11K	<0.01%	new	Timeline
CHEVRON CORPORATION 3.326 1…CHEVRON CORPORATION 3.326 11/17/2…	10,000	$11K	<0.01%	0
MICROSOFT CORP 3.125 11/03/…MICROSOFT CORP 3.125 11/03/2025	10,000	$11K	<0.01%	0
TOTAL CAP INTL 3.7 01/15/20…TOTAL CAP INTL 3.7 01/15/2024	10,000	$11K	<0.01%	new
HALLIBURTON CO 3.8 11/15/20…HALLIBURTON CO 3.8 11/15/2025	10,000	$11K	<0.01%	0
CHEMTRADE LOGISTICS INCOMECHEMTRADE LOGISTICS INCOME	2,000	$11K	<0.01%	0
MERITAGE HOMES CORPMERITAGE HOMES CORP	10,000	$11K	<0.01%	0
Brunswick Corp 6.625 PfdBrunswick Corp 6.625 Pfd	400	$11K	<0.01%	new
CAPITAL ONE FINLCAPITAL ONE FINL	10,000	$11K	<0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	10,000	$11K	<0.01%	0
HCA INC.HCA INC.	10,000	$11K	<0.01%	0
US TREASU NT 2point125 perc…US TREASU NT 2point125 percent 12…	11,000	$11K	<0.01%	0
DARDEN RESTAURANTS INC NOTE…DARDEN RESTAURANTS INC NOTE M/W C…	10,000	$11K	<0.01%	new
JEA FL ELEC SYS REVJEA FL ELEC SYS REV	10,000	$11K	<0.01%	0
KLEIN TX ISDKLEIN TX ISD	10,000	$11K	<0.01%	0
SIMON PROPERTY GRSIMON PROPERTY GR	10,000	$11K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	10,000	$11K	<0.01%	0
THE EMPIRE DIST ETHE EMPIRE DIST E	10,000	$11K	<0.01%	0
MARICOPA AZ SD #38MARICOPA AZ SD #38	10,000	$11K	<0.01%	0
MERCK & CO., INCMERCK & CO., INC	10,000	$11K	<0.01%	0
MESA AZMESA AZ	10,000	$11K	<0.01%	0
MONTANA STATE BMONTANA STATE B	10,000	$11K	<0.01%	0
NEW YORK N YNEW YORK N Y	10,000	$11K	<0.01%	0
NM FA ST TRANSNM FA ST TRANS	10,000	$11K	<0.01%	0
OHIO STOHIO ST	10,000	$11K	<0.01%	0
OLD NTNL BANCORPOLD NTNL BANCORP	10,000	$11K	<0.01%	0
PEORIA AZPEORIA AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PHOENIX AZ WST WTRPHOENIX AZ WST WTR	10,000	$11K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	10,000	$11K	<0.01%	0
PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA	10,000	$11K	<0.01%	new
RIO TINTO FINRIO TINTO FIN	10,000	$11K	<0.01%	0
AIR PRODUCTS ANDAIR PRODUCTS AND	10,000	$11K	<0.01%	0
ALBEMARLE CORPALBEMARLE CORP	10,000	$11K	<0.01%	0
AMERICAN TOWER COAMERICAN TOWER CO	10,000	$11K	<0.01%	0
INTERNTNL BUSINESSINTERNTNL BUSINESS	10,000	$11K	<0.01%	0
APPLE INCAPPLE INC	10,000	$11K	<0.01%	0
FLAGSTAFF AZFLAGSTAFF AZ	10,000	$11K	<0.01%	0
GENERAL MOTORS COGENERAL MOTORS CO	10,000	$11K	<0.01%	new
ARIZONA BOARD REGENARIZONA BOARD REGEN	10,000	$11K	<0.01%	0
AT&T INCAT&T INC	10,000	$11K	<0.01%	0
AUSTIN TX WTR & WSTAUSTIN TX WTR & WST	10,000	$11K	<0.01%	0
ZIONS BANCORPZIONS BANCORP	10,000	$11K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$11K	<0.01%	0
AZ TRANS BRD HWYAZ TRANS BRD HWY	10,000	$11K	<0.01%	0
U.S. BANCORPU.S. BANCORP	10,000	$11K	<0.01%	0
UTAH STUTAH ST	10,000	$11K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	10,000	$11K	<0.01%	0
CIMAREX ENERGYCIMAREX ENERGY	10,000	$11K	<0.01%	0
DANAHER CORPDANAHER CORP	10,000	$11K	<0.01%	0
EL PASO TXEL PASO TX	10,000	$11K	<0.01%	0
EXELON CORPEXELON CORP	10,000	$11K	<0.01%	0
SPMBSPDR SERIES TRUST	384	$10K	<0.01%	0	Timeline
NTGRNETGEAR INC	240	$10K	<0.01%	0	Timeline
AVAAVISTA CORP	211	$10K	<0.01%	0	Timeline
EAELECTRONIC ARTS INC	74	$10K	<0.01%	+14	Timeline
NYTNEW YORK TIMES CO MTN BE	200	$10K	<0.01%	0	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	607	$10K	<0.01%	0	Timeline
RYNRAYONIER INC	315	$10K	<0.01%	0	Timeline
XLISELECT SECTOR SPDR TR	100	$10K	<0.01%	new	Timeline
NBIXNEUROCRINE BIOSCIENCES INC	100	$10K	<0.01%	0	Timeline
OVVOVINTIV INC	400	$10K	<0.01%	0	Timeline
BWXTBWX TECHNOLOGIES INC	150	$10K	<0.01%	0	Timeline
AMBAAMBARELLA INC	100	$10K	<0.01%	0	Timeline
SLRCSLR INVESTMENT CORP	546	$10K	<0.01%	0	Timeline
TACTRANSALTA CORP	1,100	$10K	<0.01%	0	Timeline
CENTURYLINK INCCENTURYLINK INC	748	$10K	<0.01%	0
WESTROCK COWESTROCK CO	200	$10K	<0.01%	new
SKXSKECHERS U S A INC	250	$10K	<0.01%	-200	Timeline
BIGGQBIG LOTS INC.	150	$10K	<0.01%	0	Timeline
BANK AMER CORP DEP SHS RPST…BANK AMER CORP DEP SHS RPSTG 1	350	$10K	<0.01%	0
FANFIRST TR EXCHANGE-TRADED FD	461	$10K	<0.01%	0	Timeline
HIGHLAND OPPORTUNITIES AND …HIGHLAND OPPORTUNITIES AND INC	400	$10K	<0.01%	new
US BANCORP DEL DEP SHS REPS…US BANCORP DEL DEP SHS REPSTG	400	$10K	<0.01%	new
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	132	$10K	<0.01%	0
CHSCNCHS INC PREFERRED CLASS B SERI	350	$10K	<0.01%	0	Timeline
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	400	$10K	<0.01%	0
ACRES COML RLTY CORP PFD SE…ACRES COML RLTY CORP PFD SER C	400	$10K	<0.01%	new
DUKE ENERGY CORP $1.281 PFDDUKE ENERGY CORP $1.281 PFD	400	$10K	<0.01%	new
TEXAS CAPITAL BK 6.50% 9/1/…TEXAS CAPITAL BK 6.50% 9/1/42 SER	400	$10K	<0.01%	new
BOSTON PROPERTIESBOSTON PROPERTIES	400	$10K	<0.01%	new
GABELLI MULTIMEDIA TR INC P…GABELLI MULTIMEDIA TR INC PFD	400	$10K	<0.01%	new
SCE TRUST IV 5.375 PFDSCE TRUST IV 5.375 PFD	400	$10K	<0.01%	+369
DHCNLDIVERSIFIED HEALTHCARE TRUST 6	400	$10K	<0.01%	new	Timeline
ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS MED	10,000	$10K	<0.01%	new
GASLOG LTD PFD SHS SER AGASLOG LTD PFD SHS SER A	400	$10K	<0.01%	0
SCE TR VI TR PREF SECSSCE TR VI TR PREF SECS	400	$10K	<0.01%	new
PIMA CNTY ARIZ INDL DEV AUT…PIMA CNTY ARIZ INDL DEV AUTH E RE…	10,000	$10K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	10,000	$10K	<0.01%	0
KLKL	290	$10K	<0.01%	new
OHIO ST WTR DEV AUTH WTR PO…OHIO ST WTR DEV AUTH WTR POLLUTN …	10,000	$10K	<0.01%	0
ARIZONA WTR INFRASTRUCTURE …ARIZONA WTR INFRASTRUCTURE FIN AU…	10,000	$10K	<0.01%	0
LEGG MASON INCORPORATED JR …LEGG MASON INCORPORATED JR SUB NT…	400	$10K	<0.01%	new
W R Berkley Corp 5.750 Due …W R Berkley Corp 5.750 Due 06/01/…	400	$10K	<0.01%	new
OFFICE PROPERTIES INCOME SN…OFFICE PROPERTIES INCOME SNR NTS	399	$10K	<0.01%	new
ELLSWORTH GROWTH & INCOME F…ELLSWORTH GROWTH & INCOME FD L	400	$10K	<0.01%	new
GATX CORP PFDGATX CORP PFD	400	$10K	<0.01%	0
THE CHARLES SCHTHE CHARLES SCH	10,000	$10K	<0.01%	0
MARICOPA AZ CCDMARICOPA AZ CCD	10,000	$10K	<0.01%	0
MARICOPA AZ CODMARICOPA AZ COD	10,000	$10K	<0.01%	0
MI ST BLDG AUTHMI ST BLDG AUTH	10,000	$10K	<0.01%	0
Morgan Stanley Var 26Morgan Stanley Var 26	10,000	$10K	<0.01%	new
NORDSTROM, INCNORDSTROM, INC	10,000	$10K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$10K	<0.01%	0
PIMA CN AZ IDAPIMA CN AZ IDA	10,000	$10K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	10,000	$10K	<0.01%	0
Pr Elec Pwr AuthPr Elec Pwr Auth	10,000	$10K	<0.01%	new
ROSEMONT ILROSEMONT IL	10,000	$10K	<0.01%	0
SCOTTSDALE AZSCOTTSDALE AZ	10,000	$10K	<0.01%	-125,000
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	<0.01%	0
Global Partne PfdGlobal Partne Pfd	400	$10K	<0.01%	new
ARIZONA BOARD REGENARIZONA BOARD REGEN	10,000	$10K	<0.01%	-5,000
AZ HLTH FAC AUTHAZ HLTH FAC AUTH	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
UNITED AIRLINES,UNITED AIRLINES,	10,000	$10K	<0.01%	0
BROWARD CNTY FL ARPBROWARD CNTY FL ARP	10,000	$10K	<0.01%	0
CHANDLER AZCHANDLER AZ	10,000	$10K	<0.01%	0
CISCO SYSTEMS, ICISCO SYSTEMS, I	9,000	$10K	<0.01%	0
SDYSPDR SERIES TRUST	77	$9K	<0.01%	0	Timeline
ASMLASML HLDG NV	15	$9K	<0.01%	new	Timeline
CNICANADIAN NATL RY CO	75	$9K	<0.01%	0	Timeline
SCZISHARES TR	124	$9K	<0.01%	-87	Timeline
EOGEOG RES INC	126	$9K	<0.01%	-35	Timeline
TMHCTAYLOR MORRISON HOME CORP	295	$9K	<0.01%	0	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	300	$9K	<0.01%	0	Timeline
RCLROYAL CARIBBEAN GROUP	100	$9K	<0.01%	0	Timeline
FSLRFIRST SOLAR INC	100	$9K	<0.01%	0	Timeline
HUMHUMANA INC	22	$9K	<0.01%	-550	Timeline
EEMVISHARES INC	146	$9K	<0.01%	0	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	200	$9K	<0.01%	0	Timeline
PRGPROG HOLDINGS INC	200	$9K	<0.01%	0	Timeline
VMWARE, INC.VMWARE, INC.	60	$9K	<0.01%	0
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	400	$9K	<0.01%	0
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	95	$9K	<0.01%	0
GENERAL MOTORS CORPGENERAL MOTORS CORP	153	$9K	<0.01%	0
MERITOR INCMERITOR INC	320	$9K	<0.01%	0
COMCAST CORP NEW 3.95 10/15…COMCAST CORP NEW 3.95 10/15/2025	8,000	$9K	<0.01%	0
UNITED STATES TREAS NTS 2 1…UNITED STATES TREAS NTS 2 11/30/2…	9,000	$9K	<0.01%	0
ATHERSYS INCATHERSYS INC	5,000	$9K	<0.01%	0
CAPITAL ONE FINLCAPITAL ONE FINL	8,000	$9K	<0.01%	new
WALMART INCWALMART INC	8,000	$9K	<0.01%	0
JP MORGAN CHASE BK VAR 34JP MORGAN CHASE BK VAR 34	10,000	$9K	<0.01%	0
LYB INTERNTNL FINLYB INTERNTNL FIN	8,000	$9K	<0.01%	0
Simon PropertySimon Property	8,000	$9K	<0.01%	new
SIMON PROPERTY GROUPSIMON PROPERTY GROUP	8,000	$9K	<0.01%	0
NOMURA AMERICAN FI VAR 34NOMURA AMERICAN FI VAR 34	10,000	$9K	<0.01%	0
Fifth Third BancFifth Third Banc	8,000	$9K	<0.01%	new
GENERAL MOTORS FINLGENERAL MOTORS FINL	8,000	$9K	<0.01%	0
Autozone, Inc.Autozone, Inc.	8,000	$9K	<0.01%	new
ADPAUTOMATIC DATA PROCESSING IN	43	$8K	<0.01%	+12	Timeline
VXUSVANGUARD STAR FDS	120	$8K	<0.01%	-80	Timeline
NEMNEWMONT CORP	132	$8K	<0.01%	0	Timeline
RBLXROBLOX CORP	125	$8K	<0.01%	new	Timeline
WGOWINNEBAGO INDS INC	100	$8K	<0.01%	0	Timeline
GLOBAL X FDSGLOBAL X FDS	233	$8K	<0.01%	0
TCEHYTENCENT HOLDINGS LTD-UNS ADR	104	$8K	<0.01%	+72	Timeline
BAYRYBAYER AG-SPONSORED ADR	500	$8K	<0.01%	0	Timeline
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	32	$8K	<0.01%	0
ANHEUSER BUSCH COS INCANHEUSER BUSCH COS INC	134	$8K	<0.01%	+34
ETFMGETFMG	334	$8K	<0.01%	0
CLPHYC L P HOLDINGS LTD SPONS ADR	800	$8K	<0.01%	0	Timeline
ALLY FINL INCALLY FINL INC	300	$8K	<0.01%	-418
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	158	$8K	<0.01%	0
PANAMA REP GLOBAL BD ISIN U…PANAMA REP GLOBAL BD ISIN US69829…	6,000	$8K	<0.01%	new
REPUBLIC SVCS INC FXD RT NT…REPUBLIC SVCS INC FXD RT NT 3.37…	7,000	$8K	<0.01%	0
UNITED STATES CELLULARUNITED STATES CELLULAR	300	$8K	<0.01%	new
MCDONALD'S CORPMCDONALD'S CORP	7,000	$8K	<0.01%	new
CAPITAL ONE FINLCAPITAL ONE FINL	7,000	$8K	<0.01%	0
AT&T PfdAT&T Pfd	312	$8K	<0.01%	+117
MARSH & MCLENNAN COMPANIES …MARSH & MCLENNAN COMPANIES INC NO…	7,000	$8K	<0.01%	0
HOME DEPOT INC NOTE M/W CLBLHOME DEPOT INC NOTE M/W CLBL	7,000	$8K	<0.01%	0
BECTON DICKINSON & CO NOTE …BECTON DICKINSON & CO NOTE M/W CL…	7,000	$8K	<0.01%	0
WALT DISNEY COMPANY (THE) N…WALT DISNEY COMPANY (THE) NOTE M/…	7,000	$8K	<0.01%	new
METLIFE INCMETLIFE INC	7,000	$8K	<0.01%	0
ISTAR FINANCIAL INC 7.65 PF…ISTAR FINANCIAL INC 7.65 PFD SHS …	300	$8K	<0.01%	0
KBS REIT II MDKBS REIT II MD	3,750	$8K	<0.01%	0
JOHN DEERE CAPITALJOHN DEERE CAPITAL	7,000	$8K	<0.01%	0
LANDMARK INFRALANDMARK INFRA	300	$8K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	8,000	$8K	<0.01%	0
SYSCO CORPSYSCO CORP	7,000	$8K	<0.01%	0
TARGET CORPTARGET CORP	7,000	$8K	<0.01%	0
NORTHROP GRUMMANNORTHROP GRUMMAN	8,000	$8K	<0.01%	0
PEPSICO, INCPEPSICO, INC	7,000	$8K	<0.01%	0
RIO TINTO FINRIO TINTO FIN	7,000	$8K	<0.01%	0
A O N PLCA O N PLC	7,000	$8K	<0.01%	0
AIR LEASE CORPAIR LEASE CORP	8,000	$8K	<0.01%	0
INTL BK RECON & DEINTL BK RECON & DE	10,000	$8K	<0.01%	0
Amgen Inc.Amgen Inc.	7,000	$8K	<0.01%	new
FISERV, INCFISERV, INC	7,000	$8K	<0.01%	0
VERIZON COMMUNIVERIZON COMMUNI	8,000	$8K	<0.01%	new
Apple Inc.Apple Inc.	7,000	$8K	<0.01%	new
AT&T INCAT&T INC	7,000	$8K	<0.01%	0
THE PROCTER & GATHE PROCTER & GA	7,000	$8K	<0.01%	new
THE SOUTHERN COTHE SOUTHERN CO	8,000	$8K	<0.01%	0
THE WALT DISNEY COTHE WALT DISNEY CO	7,000	$8K	<0.01%	0
BALTIMORE GAS ANDBALTIMORE GAS AND	7,000	$8K	<0.01%	new
CVS HEALTH CORPCVS HEALTH CORP	8,000	$8K	<0.01%	0
PLTRPALANTIR TECHNOLOGIES INC	300	$7K	<0.01%	0	Timeline
TMUST-MOBILE US INC	57	$7K	<0.01%	-3	Timeline
XLPSELECT SECTOR SPDR TR	100	$7K	<0.01%	0	Timeline
PKGPACKAGING CORP AMER	55	$7K	<0.01%	-10	Timeline
ROKROCKWELL AUTOMATION INC	27	$7K	<0.01%	0	Timeline
DGXQUEST DIAGNOSTICS INC	51	$7K	<0.01%	0	Timeline
TERTERADYNE INC	57	$7K	<0.01%	0	Timeline
DXCMDEXCOM INC	20	$7K	<0.01%	0	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	542	$7K	<0.01%	0	Timeline
ROBOEXCHANGE TRADED CONCEPTS TRU	114	$7K	<0.01%	+1	Timeline
IHS MARKIT LTDIHS MARKIT LTD	71	$7K	<0.01%	0
HESS CORPHESS CORP	100	$7K	<0.01%	0
SPLUNK INCSPLUNK INC	54	$7K	<0.01%	0
XBOEXBLACKROCK ENHANCED GLOBAL	600	$7K	<0.01%	0	Timeline
ENLAYENEL SPA - UNSPON ADR	700	$7K	<0.01%	0	Timeline
REDFIN CORPREDFIN CORP	100	$7K	<0.01%	0
Goldman Sachs Group, Inc. 3…Goldman Sachs Group, Inc. 3.5 11/…	6,000	$7K	<0.01%	0
DHLGYDHL AG - ADR	130	$7K	<0.01%	0	Timeline
CDEVYCITY DEVELOPMENTS LTD SP ADR	1,121	$7K	<0.01%	0	Timeline
Grayscale Bitcoin Trust (BT…Grayscale Bitcoin Trust (BTC)	140	$7K	<0.01%	+50
AT&T INC 4.125 02/17/2026AT&T INC 4.125 02/17/2026	6,000	$7K	<0.01%	0
GENERAL MOTORS CO 6.6 36 DU…GENERAL MOTORS CO 6.6 36 DUE 04/0…	5,000	$7K	<0.01%	0
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INC	800	$7K	<0.01%	0
Integrys Holding, 6PFD Due…Integrys Holding, 6PFD Due 08/01…	267	$7K	<0.01%	0
EXCELSIOR MINING CORPEXCELSIOR MINING CORP	12,300	$7K	<0.01%	0
PRUDENTIAL FINLPRUDENTIAL FINL	6,000	$7K	<0.01%	new
John Deere CapitJohn Deere Capit	6,000	$7K	<0.01%	new
KINDER MORGAN ENKINDER MORGAN EN	7,000	$7K	<0.01%	0
Lockheed MartinLockheed Martin	6,000	$7K	<0.01%	new
OCCIDENTAL PETRO CORPOCCIDENTAL PETRO CORP	247	$7K	<0.01%	-228
MICROSOFT CORPMICROSOFT CORP	5,000	$7K	<0.01%	0
Nextera Energy CNextera Energy C	7,000	$7K	<0.01%	new
Pepsico, Inc.Pepsico, Inc.	6,000	$7K	<0.01%	new
Abbott LaboratorAbbott Laborator	6,000	$7K	<0.01%	new
At&T Inc.At&T Inc.	6,000	$7K	<0.01%	new
BANK OF AMERICA CORBANK OF AMERICA COR	6,000	$7K	<0.01%	0
UNITED PARCEL SERUNITED PARCEL SER	7,000	$7K	<0.01%	0
Equinor AsaEquinor Asa	7,000	$7K	<0.01%	new
Exelon CorpExelon Corp	6,000	$7K	<0.01%	new
VOVANGUARD INDEX FDS	25	$6K	<0.01%	0	Timeline
NUENUCOR CORP	70	$6K	<0.01%	0	Timeline
ALCALCON AG	85	$6K	<0.01%	0	Timeline
ZMZOOM COMMUNICATIONS INC	20	$6K	<0.01%	0	Timeline
MPCMARATHON PETE CORP	119	$6K	<0.01%	-358	Timeline
EBAYEBAY INC.	100	$6K	<0.01%	0	Timeline
RNRRENAISSANCERE HLDGS LTD	39	$6K	<0.01%	0	Timeline
DLBDOLBY LABORATORIES INC	63	$6K	<0.01%	0	Timeline
NOBLPROSHARES TR	69	$6K	<0.01%	0	Timeline
KKELLANOVA	96	$6K	<0.01%	0	Timeline
FNDCSCHWAB STRATEGIC TR	155	$6K	<0.01%	-137	Timeline
BIOBIO RAD LABS INC	11	$6K	<0.01%	0	Timeline
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	200	$6K	<0.01%	0
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	732	$6K	<0.01%	0
MATCH GROUP INCMATCH GROUP INC	45	$6K	<0.01%	0
WW INTL INCWW INTL INC	200	$6K	<0.01%	0
GTBIFGREEN THUMB INDS INC SUB VTG S	200	$6K	<0.01%	new	Timeline
INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH	240	$6K	<0.01%	0
PNC FINL SVCS GROUP INC 3.5…PNC FINL SVCS GROUP INC 3.5 01/23…	6,000	$6K	<0.01%	0
ABBVIE INC 2.9 11/06/2022ABBVIE INC 2.9 11/06/2022	6,000	$6K	<0.01%	0
MARSH & MCLENNAN COS INC SR…MARSH & MCLENNAN COS INC SR NT 4…	5,000	$6K	<0.01%	0
THE HOME DEPOT, INC 3XXXTHE HOME DEPOT, INC 3XXX	6,000	$6K	<0.01%	new
Prudential PLC 6.75% PrpCl …Prudential PLC 6.75% PrpCl 9/0	200	$6K	<0.01%	0
Telephone & Data 6.875% Cl …Telephone & Data 6.875% Cl 11/	241	$6K	<0.01%	0
ACE INA HOLDINGS NOTE M/W C…ACE INA HOLDINGS NOTE M/W CLBL	6,000	$6K	<0.01%	new
SERVICEMASTER CO LPSERVICEMASTER CO LP	5,000	$6K	<0.01%	0
PIMA CNTY ARIZ REGL TRANSN …PIMA CNTY ARIZ REGL TRANSN AU	5,000	$6K	<0.01%	0
AETNA INC NOTE M/W CLBLAETNA INC NOTE M/W CLBL	6,000	$6K	<0.01%	0
Eaton CorpEaton Corp	6,000	$6K	<0.01%	0
Lincoln Ntnl CorLincoln Ntnl Cor	6,000	$6K	<0.01%	new
TEMPE AZTEMPE AZ	5,000	$6K	<0.01%	0
MARICOPA AZ USD #41MARICOPA AZ USD #41	5,000	$6K	<0.01%	0
MASSACHUSETTS STMASSACHUSETTS ST	5,000	$6K	<0.01%	0
MORGAN STANLEY (VARIABLE)MORGAN STANLEY (VARIABLE)	7,000	$6K	<0.01%	0
PACTIV LLCPACTIV LLC	5,000	$6K	<0.01%	0
PINAL CN AZ CCDPINAL CN AZ CCD	5,000	$6K	<0.01%	0
QUEEN CRK AZ EXCQUEEN CRK AZ EXC	5,000	$6K	<0.01%	0
3m Co3m Co	6,000	$6K	<0.01%	new
FRASER COMPANIESFRASER COMPANIES	5,000	$6K	<0.01%	0
Frontier CommuniFrontier Communi	8,913	$6K	<0.01%	0
General Motors FGeneral Motors F	6,000	$6K	<0.01%	new
WI ST TRANSWI ST TRANS	5,000	$6K	<0.01%	0
GILEAD SCIENCES,GILEAD SCIENCES,	6,000	$6K	<0.01%	0
Astrazeneca PlcAstrazeneca Plc	6,000	$6K	<0.01%	new
AUSTIN TX CCLG DISTAUSTIN TX CCLG DIST	5,000	$6K	<0.01%	0
YUMA ARIZONA MUNICIPYUMA ARIZONA MUNICIP	5,000	$6K	<0.01%	0
THERMO FISHER SCTHERMO FISHER SC	6,000	$6K	<0.01%	new

Sold out in Q1 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 210. All 210

Security	Shares before	Value before	Type
JUNIPER NETWORKSJUNIPER NETWORKS	18,123,000	$20.4M	shares
VERINT SYS INCVERINT SYS INC	18,002,000	$19.4M	shares
RAYTHEON TECH CORAYTHEON TECH CO	105,282	$7.53M	shares
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	1,345,000	$2.87M	shares
Bunge LimitedBunge Limited	20,737	$2.26M	shares
NORTHROP GRUMMANNORTHROP GRUMMAN	2,065,000	$2.08M	shares
TARGET CORPTARGET CORP	10,211	$1.8M	shares
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	825,000	$826K	shares
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	535,000	$536K	shares
BK OF AMERICA CORP PFD CUM …BK OF AMERICA CORP PFD CUM SER C	17,480	$437K	shares
FLG-PUFLAGSTAR BANK NATIONAL ASSOC	7,770	$356K	shares
BROADCOM INCBROADCOM INC	345,000	$355K	shares
SCHGSCHWAB STRATEGIC TR	2,741	$352K	shares
Glendale Az Uhsd 20Glendale Az Uhsd 20	200,000	$214K	shares
CACICACI INTL INC	800	$199K	shares
INVESCO ADV MUNI INC TRUST …INVESCO ADV MUNI INC TRUST II	13,603	$154K	shares
US Treasu NtUS Treasu Nt	150,000	$153K	shares
XILINX, INC.XILINX, INC.	150,000	$151K	shares
BLACKROCK MUNIYIELD INSDBLACKROCK MUNIYIELD INSD	10,000	$145K	shares
INVESCO S&P SMALLCAPINVESCO S&P SMALLCAP	781	$133K	shares
CA INCCA INC	110,000	$118K	shares
TOLL BROTHERS INCTOLL BROTHERS INC	100,000	$111K	shares
THE JOHN HOPKITHE JOHN HOPKI	100,000	$104K	shares
THE HOME DEPOT, ITHE HOME DEPOT, I	100,000	$100K	shares
Az St Trans Brd HwyAz St Trans Brd Hwy	95,000	$97K	shares
MICROCHIP TECH INCMICROCHIP TECH INC	649	$90K	shares
EDWARDS LIFESCIENCES CPEDWARDS LIFESCIENCES CP	980	$89K	shares
Tc Pipelines, LpTc Pipelines, Lp	80,000	$80K	shares
INTERPUBLIC GRP COSINTERPUBLIC GRP COS	75,000	$78K	shares
SCHZSCHWAB STRATEGIC TR	1,225	$69K	shares
CELGENE CORPCELGENE CORP	55,000	$60K	shares
FIRST TRUST DJ INTERNET ETFFIRST TRUST DJ INTERNET ETF	278	$59K	shares
THERMO FISHER SCTHERMO FISHER SC	50,000	$55K	shares
OHIO STOHIO ST	50,000	$54K	shares
MARATHON PETROLMARATHON PETROL	50,000	$50K	shares
JOHN DEERE CAPITAJOHN DEERE CAPITA	50,000	$50K	shares
Cooperatieve RabCooperatieve Rab	50,000	$50K	shares
VIACOM INCVIACOM INC	45,000	$49K	shares
FLRNSPDR SERIES TRUST	1,553	$48K	shares
The Progressive CorThe Progressive Cor	40,000	$48K	shares
PIMA CN AZ USD #30PIMA CN AZ USD #30	45,000	$48K	shares
General DynamicsGeneral Dynamics	40,000	$47K	shares
COMMONWEALTH EDISCOMMONWEALTH EDIS	40,000	$46K	shares
EQT CORPEQT CORP	45,000	$46K	shares
Pima Cn Az Usd #1Pima Cn Az Usd #1	40,000	$43K	shares
TOTAL SATOTAL SA	1,000	$42K	shares
DIST ENGY CORPDIST ENGY CORP	40,000	$40K	shares
AIRAAR CORP	1,000	$36K	shares
ROKUROKU INC	100	$33K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$30K	shares
Steel Dynamics,Steel Dynamics,	25,000	$28K	shares
NTLAINTELLIA THERAPEUTICS INC	500	$27K	shares
LINCOLN NEBLINCOLN NEB	25,000	$27K	shares
MDYVSPDR SERIES TRUST	470	$26K	shares
Australia & New Zealand Ban…Australia & New Zealand Bankin	1,500	$26K	shares
Maricopa Az Usd #48Maricopa Az Usd #48	25,000	$26K	shares
BARCLAYS PLCBARCLAYS PLC	3,310	$26K	shares
ADVANCED FIBRE COMMUNICATIO…ADVANCED FIBRE COMMUNICATIONS INC	985	$26K	shares
GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE	25,000	$25K	shares
MICROSOFT CORPMICROSOFT CORP	25,000	$25K	shares
UNVL HEALTH RLTY INC TRUNVL HEALTH RLTY INC TR	395	$25K	shares
TRAVELERS COMPANIESTRAVELERS COMPANIES	175	$25K	shares
TC PIPELINES LPTC PIPELINES LP	800	$24K	shares
UAUNDER ARMOUR INC	1,500	$22K	shares
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	1,500	$22K	shares
RAYMOND JAMES FINANCIALRAYMOND JAMES FINANCIAL	230	$22K	shares
PORPORTLAND GEN ELEC CO	500	$21K	shares
CALIFORNIA ST, VAR PURP G…CALIFORNIA ST, VAR PURP GO REF …	20,000	$21K	shares
UNITED PARCEL SUNITED PARCEL S	20,000	$20K	shares
SALINE COUNTY NEBSALINE COUNTY NEB	20,000	$20K	shares
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	20,000	$20K	shares
FNDESCHWAB STRATEGIC TR	689	$19K	shares
HOWMET AEROSPACE INCHOWMET AEROSPACE INC	19,000	$19K	shares
WSTN MARICOPA ED #2WSTN MARICOPA ED #2	15,000	$19K	shares
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	shares
VERISIGN INCVERISIGN INC	77	$17K	shares
Truist Financial Corp Pfd S…Truist Financial Corp Pfd Ser R	655	$17K	shares
XTISHARES TR	273	$16K	shares
WELLS FARGOWELLS FARGO	598	$16K	shares
LONGVIEW ACQUISITION CORPLONGVIEW ACQUISITION CORP	825	$16K	shares
MARICOPA AZ UHSD 21MARICOPA AZ UHSD 21	15,000	$16K	shares
LINCOLN NEBRASKALINCOLN NEBRASKA	15,000	$16K	shares
VONGVANGUARD SCOTTSDALE FDS	59	$15K	shares
VONVVANGUARD SCOTTSDALE FDS	125	$15K	shares
PIMA CN AZ SWRPIMA CN AZ SWR	15,000	$15K	shares
SCOTTSDALE AZ MPCSCOTTSDALE AZ MPC	15,000	$15K	shares
RKTROCKET COS INC	700	$14K	shares
RVTYREVVITY INC	100	$14K	shares
AMERISOURCEBERGEN CORPAMERISOURCEBERGEN CORP	142	$14K	shares
PRKPARK NATL CORP	125	$13K	shares
EBAY INC NOTEEBAY INC NOTE	500	$13K	shares
ASSOCIATED BANC PFDASSOCIATED BANC PFD	500	$13K	shares
NATL GEN PFDNATL GEN PFD	500	$13K	shares
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$13K	shares
GLOBAL X FDSGLOBAL X FDS	925	$12K	shares
Ferguson PLC ADRFerguson PLC ADR	980	$12K	shares
INVESCO S&P MIDCAP LOWINVESCO S&P MIDCAP LOW	257	$12K	shares
NYC NY TRAN AUTHNYC NY TRAN AUTH	10,000	$12K	shares
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	shares
EXCEXELON CORP	272	$11K	shares

How Q1 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-21-002180	base		2021-04-28	acceptance time not in the bulk data set	2026-10-07 18:39:37 UTC