SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $843,524,000 across 1,785 holdings for the quarter ended 2020-03-31, in a 13F-HR filed 2020-04-29. Its ten largest share positions make up 23.33% of the portfolio.

Filed 2020-04-29 (acceptance time not in the bulk data set), ingested 2026-10-07 18:53:21 UTC13F-HR 0001415889-20-001089

Period: 2020-03-31
Reported value: $844M
Holdings: 1,785
Top 10 weight: 23.33%
New: 208
Sold out: 165

Largest buys vs the previous quarter

Security	Shares change	Approx. value
MERITAGE HOMES CORPadded	+8,700,000	$8.05M
WMTadded	+34,547	$3.93M
JPMORGAN CHASE & COnew	+96,168	$2.52M
CVSadded	+34,391	$2.04M
BANK AMER CORP DEP SHS REPS…new	+83,495	$2.02M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
NUANCE COMMUNICATIONSexited	-7,019,000	-$6.91M
NUANCE COMMUNICATIONS INCreduced	-5,922,000	-$6.31M
CSXreduced	-88,226	-$5.19M
REPUBLIC SERVICES INCexited	-4,970,000	-$4.99M
PNCreduced	-50,937	-$4.87M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2020

Share positions as resolved from 13F-HR 0001415889-20-001089, largest first. % of portfolio is the value over $843,524,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
DVYISHARES TR	651	$48K	0.01%	0	Timeline
DHSWISDOMTREE TR	850	$48K	0.01%	0	Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	2,790	$48K	0.01%	-200
BANK OF AMERICABANK OF AMERICA	45,000	$48K	0.01%	0
COMCAST CORPCOMCAST CORP	45,000	$48K	0.01%	0
MARATHON PETROLMARATHON PETROL	50,000	$48K	0.01%	0
HP INC.HP INC.	50,000	$48K	0.01%	0
JPMORGAN CHASE & COJPMORGAN CHASE & CO	47,000	$48K	0.01%	0
OKEONEOK INC NEW	2,173	$47K	0.01%	0	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	979	$47K	0.01%	-100	Timeline
ROPROPER TECHNOLOGIES INC	150	$47K	0.01%	0	Timeline
MICROSOFT CORPMICROSOFT CORP	45,000	$47K	0.01%	0
MBBISHARES TR	417	$46K	0.01%	-349	Timeline
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON	6,035	$46K	0.01%	0
QTS RLTY TR INCQTS RLTY TR INC	800	$46K	0.01%	0
SEATTLE GENETICS INCSEATTLE GENETICS INC	400	$46K	0.01%	0
SILVANA MINESSILVANA MINES	45,000	$46K	0.01%	0
LENNOX INTERNTNL INLENNOX INTERNTNL IN	45,000	$46K	0.01%	0
SEMPRA ENERGYSEMPRA ENERGY	45,000	$46K	0.01%	0
HSBC HOLDINGS PLCHSBC HOLDINGS PLC	45,000	$46K	0.01%	+20,000
INTEL CORPINTEL CORP	45,000	$46K	0.01%	0
VIACOM INCVIACOM INC	45,000	$46K	0.01%	0
HIGHARTFORD INSURANCE GROUP INC	1,289	$45K	0.01%	new	Timeline
FAIRFAX FINANCIAL HLDGS LTD…FAIRFAX FINANCIAL HLDGS LTD NOTE	35,000	$45K	0.01%	0
CENTURYLINK INC SR NTCENTURYLINK INC SR NT	45,000	$45K	0.01%	0
PRUDENTIAL FINLPRUDENTIAL FINL	45,000	$45K	0.01%	0
MUMICRON TECHNOLOGY INC	1,057	$44K	0.01%	0	Timeline
VRTXVERTEX PHARMACEUTICALS INC	184	$44K	0.01%	+5	Timeline
LHXL3HARRIS TECHNOLOGIES INC	244	$44K	0.01%	-8	Timeline
IPINTERNATIONAL PAPER CO	1,412	$44K	0.01%	-800	Timeline
SNYSANOFI SA	1,000	$44K	0.01%	0	Timeline
CDPCOPT DEFENSE PROPERTIES	2,000	$44K	0.01%	0	Timeline
ARISTA NETWORKS INCARISTA NETWORKS INC	215	$44K	0.01%	+15
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SER	1,673	$44K	0.01%	+1,558
MONSANTO COMONSANTO CO	50,000	$44K	0.01%	0
TMOTHERMO FISHER SCIENTIFIC INC	153	$43K	0.01%	0	Timeline
UPSUNITED PARCEL SVCS INC	458	$43K	0.01%	+139	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	639	$43K	0.01%	0	Timeline
MORGAN STANLEYMORGAN STANLEY	40,000	$43K	0.01%	0
CAGCONAGRA BRANDS INC	1,425	$42K	<0.01%	0	Timeline
EXELEXELIXIS INC	2,420	$42K	<0.01%	0	Timeline
TECKTECK RESOURCES LTD	5,512	$42K	<0.01%	+100	Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	500	$42K	<0.01%	0	Timeline
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	40,000	$42K	<0.01%	0
BEBLOOM ENERGY CORP	7,892	$41K	<0.01%	-1,049	Timeline
AWRAMER STATES WTR CO	500	$41K	<0.01%	0	Timeline
RMDRESMED INC	275	$41K	<0.01%	-25	Timeline
KEYKEYCORP	3,928	$41K	<0.01%	+1,624	Timeline
MSIMOTOROLA SOLUTIONS INC	310	$41K	<0.01%	0	Timeline
SLVISHARES SILVER TR	3,100	$40K	<0.01%	-1,000	Timeline
GPCGENUINE PARTS CO	601	$40K	<0.01%	+35	Timeline
FXHFIRST TR EXCHANGE-TRADED FD	540	$40K	<0.01%	0	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	4,000	$40K	<0.01%	+2,000
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	317	$40K	<0.01%	0
CONSTELLATION ENCONSTELLATION EN	40,000	$40K	<0.01%	0
BECTON, DICKINSBECTON, DICKINS	40,000	$40K	<0.01%	0
TSLATESLA INC	74	$39K	<0.01%	+9	Timeline
CTVACORTEVA INC	1,676	$39K	<0.01%	+51	Timeline
WMBWILLIAMS COS INC	2,742	$39K	<0.01%	+2,354	Timeline
ORIOLD REP INTL CORP	2,585	$39K	<0.01%	new	Timeline
SCHESCHWAB STRATEGIC TR	1,907	$39K	<0.01%	+1,699	Timeline
CAPLCROSSAMERICA PARTNERS LP	4,900	$39K	<0.01%	-3,500	Timeline
FORD MOTOR COFORD MOTOR CO	40,000	$39K	<0.01%	0
BOARDWALK PIPELBOARDWALK PIPEL	45,000	$39K	<0.01%	0
ITWILLINOIS TOOL WKS INC	266	$38K	<0.01%	-7	Timeline
VNQVANGUARD INDEX FDS	538	$38K	<0.01%	-295	Timeline
ZENDESK INCZENDESK INC	600	$38K	<0.01%	0
SALT VERDE AZ FCSALT VERDE AZ FC	35,000	$38K	<0.01%	0
ABBOTT LABORATORIABBOTT LABORATORI	36,000	$38K	<0.01%	0
BSVVANGUARD BD INDEX FDS	449	$37K	<0.01%	0	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	974	$37K	<0.01%	0
TOTAL S A ADR FTOTAL S A ADR F	1,000	$37K	<0.01%	-95
NICENICE LTD	250	$36K	<0.01%	0	Timeline
CIOCITY OFFICE REIT INC	5,000	$36K	<0.01%	0	Timeline
STPZPIMCO ETF TR	700	$36K	<0.01%	0	Timeline
SUMMER ENERGY HLDG INCSUMMER ENERGY HLDG INC	35,218	$36K	<0.01%	0
EQT CORPEQT CORP	45,000	$36K	<0.01%	0
VFCV F CORP	655	$35K	<0.01%	+16	Timeline
RGLDROYAL GOLD INC	402	$35K	<0.01%	0	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	2,600	$35K	<0.01%	+1,100
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	286	$35K	<0.01%	0
UNION PACIFIC COUNION PACIFIC CO	35,000	$35K	<0.01%	0
PBAPEMBINA PIPELINE CORP	1,797	$34K	<0.01%	0	Timeline
AFLAFLAC INC	1,005	$34K	<0.01%	-72	Timeline
IWPISHARES TR	280	$34K	<0.01%	0	Timeline
PEVERPURE INC	2,750	$34K	<0.01%	0	Timeline
LVSLAS VEGAS SANDS CORP	795	$34K	<0.01%	+495	Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL	400	$34K	<0.01%	new
ADMARCHER DANIELS MIDLAND CO	942	$33K	<0.01%	0	Timeline
FCXFREEPORT MCMORAN INC	4,910	$33K	<0.01%	+2,126	Timeline
SUPNSUPERNUS PHARMACEUTICALS	1,838	$33K	<0.01%	0	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	742	$33K	<0.01%	0
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	4,650	$33K	<0.01%	-950
PENNSBURY PA SDPENNSBURY PA SD	30,000	$33K	<0.01%	0
APDAIR PRODUCTS AND CHEMICALS I	161	$32K	<0.01%	+37	Timeline
CMICUMMINS INC	238	$32K	<0.01%	+111	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	320	$32K	<0.01%	0	Timeline
SAPSAP SE	294	$32K	<0.01%	0	Timeline
CPTCAMDEN PPTY TR	400	$32K	<0.01%	-150	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	684	$32K	<0.01%	0
JPMORGAN CHASE &JPMORGAN CHASE &	30,000	$32K	<0.01%	+20,000
REPUBLIC SERVICESREPUBLIC SERVICES	30,000	$32K	<0.01%	0
VA ST PUB BLDG AUTHVA ST PUB BLDG AUTH	25,000	$32K	<0.01%	0
Illinois Fin Auth RIllinois Fin Auth R	25,000	$32K	<0.01%	0
PSAPUBLIC STORAGE	157	$31K	<0.01%	0	Timeline
FRFHFFAIRFAX FINANCIAL HLDGS LTD	100	$31K	<0.01%	0	Timeline
Invesco Large-Cap GrowthInvesco Large-Cap Growth	715	$31K	<0.01%	0
PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT	30,000	$31K	<0.01%	0
SANTA FE CN NMSANTA FE CN NM	30,000	$31K	<0.01%	0
Fl St B/E Pub EdFl St B/E Pub Ed	30,000	$31K	<0.01%	0
New York St Dorm AuNew York St Dorm Au	25,000	$31K	<0.01%	0
Texas StTexas St	25,000	$31K	<0.01%	0
RSPINVESCO EXCHANGE TRADED FD T	355	$30K	<0.01%	-45	Timeline
NSCNORFOLK SOUTHN CORP	204	$30K	<0.01%	-108	Timeline
CTASCINTAS CORP	175	$30K	<0.01%	0	Timeline
DISTRICT COLUMBIA WTR & SWR…DISTRICT COLUMBIA WTR & SWR AUTH …	25,000	$30K	<0.01%	0
johnson & johnsonjohnson & johnson	25,000	$30K	<0.01%	0
NYC NY MUN FA W/SNYC NY MUN FA W/S	25,000	$30K	<0.01%	0
AMGEN INCAMGEN INC	30,000	$30K	<0.01%	0
VCRVANGUARD WORLD FD	200	$29K	<0.01%	0	Timeline
FFORD MTR CO	5,964	$29K	<0.01%	-2,466	Timeline
ZTSZOETIS INC	250	$29K	<0.01%	0	Timeline
TWLOTWILIO INC	320	$29K	<0.01%	-20	Timeline
AVBAVALONBAY CMNTYS INC	200	$29K	<0.01%	0	Timeline
STAGSTAG INDUSTRIAL INC	1,275	$29K	<0.01%	-725	Timeline
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	589	$29K	<0.01%	0
MA ST TRANS FDMA ST TRANS FD	25,000	$29K	<0.01%	0
MARICOPA AZ HOSPMARICOPA AZ HOSP	25,000	$29K	<0.01%	new
WI ST CLEAN WTRWI ST CLEAN WTR	25,000	$29K	<0.01%	0
XLVSELECT SECTOR SPDR TR	312	$28K	<0.01%	-133	Timeline
SCHXSCHWAB STRATEGIC TR	461	$28K	<0.01%	-866	Timeline
MARMARRIOTT INTL INC NEW	376	$28K	<0.01%	+60	Timeline
WALWESTERN ALLIANCE BANCORP	900	$28K	<0.01%	0	Timeline
TCEHYTENCENT HOLDINGS LTD-UNS ADR	562	$28K	<0.01%	+142	Timeline
VODAFONE GP PLCVODAFONE GP PLC	2,000	$28K	<0.01%	0
KS ST DEV FA REVKS ST DEV FA REV	25,000	$28K	<0.01%	0
NORTHERN ARIZONA UNNORTHERN ARIZONA UN	25,000	$28K	<0.01%	0
HUTCHINSON MN PURHUTCHINSON MN PUR	25,000	$28K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$28K	<0.01%	0
AZ SCH FAC BRD COPAZ SCH FAC BRD COP	25,000	$28K	<0.01%	0
COCA-COLA COCOCA-COLA CO	25,000	$28K	<0.01%	0
AKAMAKAMAI TECHNOLOGIES INC	300	$27K	<0.01%	0	Timeline
TRAVELERS COMPANIES INCTRAVELERS COMPANIES INC	275	$27K	<0.01%	0
BANK AMERICA CORP 4 04/01/2…BANK AMERICA CORP 4 04/01/2024	25,000	$27K	<0.01%	0
KING CNTY WA SDKING CNTY WA SD	25,000	$27K	<0.01%	0
THE CLOROX COTHE CLOROX CO	25,000	$27K	<0.01%	0
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$27K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$27K	<0.01%	0
WISCONSIN STATE AAAWISCONSIN STATE AAA	25,000	$27K	<0.01%	0
BROWN & BROWN INCBROWN & BROWN INC	26,000	$27K	<0.01%	0
LINCOLN NEBLINCOLN NEB	25,000	$27K	<0.01%	0
WA FED WY GRNTWA FED WY GRNT	25,000	$27K	<0.01%	0
The Charles SchwThe Charles Schw	25,000	$27K	<0.01%	0
ESEVERSOURCE ENERGY	332	$26K	<0.01%	new	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	2,129	$26K	<0.01%	+1,200	Timeline
GPMTGRANITE PT MTG TR INC	5,071	$26K	<0.01%	+94	Timeline
Broadcom IncBroadcom Inc	109	$26K	<0.01%	0
MEDTRONIC INC 3.15 03/15/20…MEDTRONIC INC 3.15 03/15/2022	25,000	$26K	<0.01%	0
GENERAL MOLY INC COMGENERAL MOLY INC COM	162,807	$26K	<0.01%	0
BLACKROCK INC NOTE M/W CLBLBLACKROCK INC NOTE M/W CLBL	25,000	$26K	<0.01%	0
LAS VEGAS VY NV WTRLAS VEGAS VY NV WTR	25,000	$26K	<0.01%	0
NEW YORK NYNEW YORK NY	25,000	$26K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	25,000	$26K	<0.01%	0
HOLLAND MICHIGAN ELHOLLAND MICHIGAN EL	25,000	$26K	<0.01%	0
WASHINGTON COUNTY OWASHINGTON COUNTY O	25,000	$26K	<0.01%	0
GILEAD SCIENCESGILEAD SCIENCES	25,000	$26K	<0.01%	0
CARDINAL HEALTH INCCARDINAL HEALTH INC	25,000	$26K	<0.01%	-10,000
MICROSOFT CORPMICROSOFT CORP	25,000	$26K	<0.01%	0
ST CHARLES COUNST CHARLES COUN	25,000	$26K	<0.01%	0
United TechnoloUnited Technolo	25,000	$26K	<0.01%	0
FEFIRSTENERGY CORP	633	$25K	<0.01%	-350	Timeline
TRANE INCTRANE INC	298	$25K	<0.01%	new
ARIZONA ST TRANSN BRD 5 07/…ARIZONA ST TRANSN BRD 5 07/01/2023	25,000	$25K	<0.01%	0
LOWES COS INC 4.625 04/15/2…LOWES COS INC 4.625 04/15/2020	25,000	$25K	<0.01%	0
AMPHENOL CORP 3.2 04/01/2024AMPHENOL CORP 3.2 04/01/2024	25,000	$25K	<0.01%	0
POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTAL	860	$25K	<0.01%	0
INTERNTNL BUSINESS 7-25INTERNTNL BUSINESS 7-25	20,000	$25K	<0.01%	0
NEWELL BRANDS INC NTNEWELL BRANDS INC NT	25,000	$25K	<0.01%	0
PHILIP MORRIS INTL INC NOTE…PHILIP MORRIS INTL INC NOTE M/W C…	25,000	$25K	<0.01%	0
PLANO TEXAS INDEPLANO TEXAS INDE	25,000	$25K	<0.01%	0
RPM INTERNTNL INRPM INTERNTNL IN	25,000	$25K	<0.01%	0
HSBC HOLDINGS PLSHSBC HOLDINGS PLS	25,000	$25K	<0.01%	0
GOLDMAN SACHS GRO VAR 26GOLDMAN SACHS GRO VAR 26	25,000	$25K	<0.01%	0
UNITEDHEALTH GRUNITEDHEALTH GR	25,000	$25K	<0.01%	0
GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE	25,000	$25K	<0.01%	0
ARCONIC INC NOTE M/W CLBLARCONIC INC NOTE M/W CLBL	25,000	$25K	<0.01%	0
SEDWICK CN KS SD259SEDWICK CN KS SD259	25,000	$25K	<0.01%	0
Transcanada CorpTranscanada Corp	25,000	$25K	<0.01%	0
SANTA MONICA-MA 6.434SANTA MONICA-MA 6.434	25,000	$25K	<0.01%	0
Trinity Riv Tx WwTrinity Riv Tx Ww	20,000	$25K	<0.01%	0
WELLS FARGO & COWELLS FARGO & CO	25,000	$25K	<0.01%	0
LINCOLN NTNL CORLINCOLN NTNL COR	25,000	$25K	<0.01%	0
WASTE MANAGEMENTWASTE MANAGEMENT	25,000	$25K	<0.01%	0
SCHDSCHWAB STRATEGIC TR	525	$24K	<0.01%	+200	Timeline
VSSVANGUARD INTL EQUITY INDEX F	302	$24K	<0.01%	+250	Timeline
MELIMERCADOLIBRE INC	50	$24K	<0.01%	0	Timeline
WDWALKER & DUNLOP INC	600	$24K	<0.01%	0	Timeline
PKPARK HOTELS & RESORTS INC	3,025	$24K	<0.01%	+400	Timeline
GVAGRANITE CONSTR INC	1,600	$24K	<0.01%	0	Timeline
FITBFIFTH THIRD BANCORP	1,593	$24K	<0.01%	0	Timeline
INSMINSMED INC	1,500	$24K	<0.01%	0	Timeline
LADRLADDER CAP CORP	4,971	$24K	<0.01%	-3,036	Timeline
PORPORTLAND GEN ELEC CO	500	$24K	<0.01%	0	Timeline
AETNA INC. 7.625 26 DUE 08/…AETNA INC. 7.625 26 DUE 08/15/26	20,000	$24K	<0.01%	0
NEW MEXICO ST HOSP EQUIP LN…NEW MEXICO ST HOSP EQUIP LN COUNC…	20,000	$24K	<0.01%	0
AUTOMATIC DATA 3point375pe…AUTOMATIC DATA 3point375percent2…	23,000	$24K	<0.01%	0
MARKEL CORPMARKEL CORP	25,000	$24K	<0.01%	0
OH ST INFRA PROJOH ST INFRA PROJ	20,000	$24K	<0.01%	0
GENERAL ELECTRIC COGENERAL ELECTRIC CO	25,000	$24K	<0.01%	new
TUCSON AZ WTRTUCSON AZ WTR	20,000	$24K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	500	$23K	<0.01%	0	Timeline
ELVELEVANCE HEALTH INC FORMERLY	100	$23K	<0.01%	0	Timeline
VEEVVEEVA SYS INC	150	$23K	<0.01%	0	Timeline
PLUGPLUG PWR INC	6,400	$23K	<0.01%	new	Timeline
TWITTER INCTWITTER INC	941	$23K	<0.01%	0
DIGITAL RLTY TR - PFD GDIGITAL RLTY TR - PFD G	945	$23K	<0.01%	0
PHOENIX AZ RFDG G/OPHOENIX AZ RFDG G/O	20,000	$23K	<0.01%	0
HYATT HOTELSHYATT HOTELS	25,000	$23K	<0.01%	0
CONNECTICUT ST SPL TAX OBLI…CONNECTICUT ST SPL TAX OBLIG REV,…	20,000	$23K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	25,000	$23K	<0.01%	0
GARDEN GROVE CAGARDEN GROVE CA	20,000	$23K	<0.01%	0
UNIV AZ MED CTRUNIV AZ MED CTR	20,000	$23K	<0.01%	-5,000
ADVANCED FIBRE COMMUNICATIO…ADVANCED FIBRE COMMUNICATIONS INC	985	$23K	<0.01%	0
XLKSELECT SECTOR SPDR TR	274	$22K	<0.01%	+33	Timeline
VCITVANGUARD SCOTTSDALE FDS	258	$22K	<0.01%	0	Timeline
LTCLTC PPTYS INC	710	$22K	<0.01%	-705	Timeline
UNILEVER PLCUNILEVER PLC	440	$22K	<0.01%	0
HEHAWAIIAN ELEC INDS INC MTN B	500	$22K	<0.01%	0	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	1,891	$22K	<0.01%	0
TC PIPELINES LPTC PIPELINES LP	800	$22K	<0.01%	0
WESTROCK COWESTROCK CO	780	$22K	<0.01%	0
CIGNA CORPORATIONCIGNA CORPORATION	123	$22K	<0.01%	0
DASTYDASSAULT SYSTEMES S-SPON ADR	150	$22K	<0.01%	0	Timeline
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	900	$22K	<0.01%	0
CAPITAL ONE FINANCIAL CO PFDCAPITAL ONE FINANCIAL CO PFD	1,000	$22K	<0.01%	0
TEXAS STATE B7TEXAS STATE B7	20,000	$22K	<0.01%	0
MARICOPA AZ SD #83MARICOPA AZ SD #83	20,000	$22K	<0.01%	0
FIRST TR COMBINED SERFIRST TR COMBINED SER	30	$22K	<0.01%	0
WI ST TRANSWI ST TRANS	20,000	$22K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$22K	<0.01%	0
FANNIE MAEFANNIE MAE	22,000	$22K	<0.01%	0
ALLALLSTATE CORP	224	$21K	<0.01%	0	Timeline
CPRTCOPART INC	300	$21K	<0.01%	-100	Timeline
CNCCENTENE CORP DEL	350	$21K	<0.01%	0	Timeline
BERKSHIRE HATHAWAY INC DEL …BERKSHIRE HATHAWAY INC DEL 3.125 …	20,000	$21K	<0.01%	0
AT&T INC 3.4 05/15/2025AT&T INC 3.4 05/15/2025	20,000	$21K	<0.01%	0
US TREASU NTUS TREASU NT	19,000	$21K	<0.01%	new
CHEVRON CORPCHEVRON CORP	20,000	$21K	<0.01%	0
ANHEUSER BUSCH I 3point65pe…ANHEUSER BUSCH I 3point65percent2…	20,000	$21K	<0.01%	new
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	20,000	$21K	<0.01%	0
CALIFORNIA ST, VAR PURP G…CALIFORNIA ST, VAR PURP GO REF …	20,000	$21K	<0.01%	0
AT&T INC.AT&T INC.	20,000	$21K	<0.01%	0
AUSTIN TX CODAUSTIN TX COD	20,000	$21K	<0.01%	0
CHUBB CORPCHUBB CORP	20,000	$21K	<0.01%	0
COMCASE CORPORATICOMCASE CORPORATI	20,000	$21K	<0.01%	0
EVERSOURCE ENERGEVERSOURCE ENERG	20,000	$21K	<0.01%	0
American ExpressAmerican Express	20,000	$21K	<0.01%	0
AXPAMERICAN EXPRESS CO	237	$20K	<0.01%	-97	Timeline
CNKCINEMARK HLDGS INC	2,000	$20K	<0.01%	0	Timeline
NDSNNORDSON CORP	150	$20K	<0.01%	0	Timeline
DJPBARCLAYS BANK PLC	1,182	$20K	<0.01%	0	Timeline
Chubb CorporationChubb Corporation	176	$20K	<0.01%	+106
CHSCLCHS INC PFD CL B SER 4	809	$20K	<0.01%	+109	Timeline
ISHARES TRISHARES TR	1,094	$20K	<0.01%	0
GENERAL ELECTRIC COMPANYGENERAL ELECTRIC COMPANY	25,000	$20K	<0.01%	0
Fifth Third Bancorp Perp Su…Fifth Third Bancorp Perp Sub G	25,000	$20K	<0.01%	0
Texas Capital Bancshares 6.…Texas Capital Bancshares 6.5 perc…	950	$20K	<0.01%	0
QUALCOMM INCQUALCOMM INC	20,000	$20K	<0.01%	new
AMERICAN EXPRESSAMERICAN EXPRESS	20,000	$20K	<0.01%	0
AMERICAN EXPRESS COAMERICAN EXPRESS CO	20,000	$20K	<0.01%	0
AMERICAN TOWER CORPAMERICAN TOWER CORP	20,000	$20K	<0.01%	0
THE VALSPAR CORPTHE VALSPAR CORP	20,000	$20K	<0.01%	0
BNSF, LLCBNSF, LLC	20,000	$20K	<0.01%	0
CSX CORPCSX CORP	20,000	$20K	<0.01%	0
DR PEPPER SNAPPLDR PEPPER SNAPPL	20,000	$20K	<0.01%	0
UNITED PARCEL SUNITED PARCEL S	20,000	$20K	<0.01%	0
SALINE COUNTY NEBSALINE COUNTY NEB	20,000	$20K	<0.01%	0
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	20,000	$20K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	20,000	$20K	<0.01%	0
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	20,000	$20K	<0.01%	0
GREEN BAY WISGREEN BAY WIS	20,000	$20K	<0.01%	0
DAVITA HEALTHCARE PARTNERS …DAVITA HEALTHCARE PARTNERS INC	20,000	$20K	<0.01%	0
General ElectricGeneral Electric	20,000	$20K	<0.01%	0
PHOENIX AZPHOENIX AZ	20,000	$20K	<0.01%	0
PIMA CN AZ USD #1PIMA CN AZ USD #1	20,000	$20K	<0.01%	0
QUALCOMM INCQUALCOMM INC	20,000	$20K	<0.01%	0
NIELSEN FIN LLCNIELSEN FIN LLC	20,000	$20K	<0.01%	0
TULSA OKLAHOMA ARPTTULSA OKLAHOMA ARPT	20,000	$20K	<0.01%	0
FLOTISHARES TR	390	$19K	<0.01%	0	Timeline
VTVVANGUARD INDEX FDS	210	$19K	<0.01%	-1,690	Timeline
LWLAMB WESTON HLDGS INC	333	$19K	<0.01%	0	Timeline
DTEDTE ENERGY CO	200	$19K	<0.01%	new	Timeline
SRESEMPRA	165	$19K	<0.01%	-15	Timeline
HRLHORMEL FOODS CORP	400	$19K	<0.01%	new	Timeline
TOLL BROS FINANCE CORPTOLL BROS FINANCE CORP	20,000	$19K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	20,000	$19K	<0.01%	0
PNC BANK (VARIABLE)PNC BANK (VARIABLE)	20,000	$19K	<0.01%	0
WILLIAMS PARTNERWILLIAMS PARTNER	20,000	$19K	<0.01%	0
TRIBOROUGH BRIDGE &TRIBOROUGH BRIDGE &	15,000	$19K	<0.01%	0
UTAH STUTAH ST	15,000	$19K	<0.01%	0
IJRISHARES TR	327	$18K	<0.01%	-281	Timeline
USMVISHARES TR	341	$18K	<0.01%	0	Timeline
HYGISHARES TR	238	$18K	<0.01%	0	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	380	$18K	<0.01%	0	Timeline
RLIRLI CORP	203	$18K	<0.01%	0	Timeline
AAGILENT TECHNOLOGIES INC	255	$18K	<0.01%	-51	Timeline
AZNASTRAZENECA PLC-SPONS ADR	400	$18K	<0.01%	0	Timeline
NORDSTROM INCNORDSTROM INC	1,200	$18K	<0.01%	0
SPHSUBURBAN PROPANE PARTNERS L	1,268	$18K	<0.01%	0	Timeline
ANHEUSER BUSCH COS INCANHEUSER BUSCH COS INC	400	$18K	<0.01%	+61
CAN APARTMENT PROP REAL ESTACAN APARTMENT PROP REAL ESTA	600	$18K	<0.01%	0
MICHIGAN ST HOSP FIN AUTH R…MICHIGAN ST HOSP FIN AUTH REV REF…	15,000	$18K	<0.01%	0
VALERO ENERGY CORP NOTE M/W…VALERO ENERGY CORP NOTE M/W CLBL	20,000	$18K	<0.01%	0
Innergex Renewable Energy I…Innergex Renewable Energy Inc	1,314	$18K	<0.01%	0
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	20,000	$18K	<0.01%	0
GLADSTONE COML CGLADSTONE COML C	900	$18K	<0.01%	0
SUNTRUST PREFERRE VARSUNTRUST PREFERRE VAR	20,000	$18K	<0.01%	0
GRAND RV DAM AUTH OGRAND RV DAM AUTH O	15,000	$18K	<0.01%	0
WASHINGTON STWASHINGTON ST	15,000	$18K	<0.01%	0
AZ BRD REGENTS UNIVAZ BRD REGENTS UNIV	15,000	$18K	<0.01%	0
WSTN MARICOPA ED #2WSTN MARICOPA ED #2	15,000	$18K	<0.01%	0
ITAISHARES TR	116	$17K	<0.01%	0	Timeline
SCHHSCHWAB STRATEGIC TR	533	$17K	<0.01%	+3	Timeline
MIDDMIDDLEBY CORP	300	$17K	<0.01%	0	Timeline
ARCCARES CAPITAL CORP	1,587	$17K	<0.01%	0	Timeline
DLNWISDOMTREE TR	214	$17K	<0.01%	0	Timeline
TDIVFIRST TR EXCHANGE TRADED FD	470	$17K	<0.01%	0	Timeline
IMCBISHARES TR	110	$17K	<0.01%	0	Timeline
BLACKROCK INCBLACKROCK INC	40	$17K	<0.01%	+11
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	148	$17K	<0.01%	0
MODEL N INCMODEL N INC	750	$17K	<0.01%	0
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	2,000	$17K	<0.01%	0
SLM CORP 6% SR NTMAT 12/15/…SLM CORP 6% SR NTMAT 12/15/43CALL…	1,000	$17K	<0.01%	0
NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT	15,000	$17K	<0.01%	0
CION INVESTMENT CORPORAT IONCION INVESTMENT CORPORAT ION	2,220	$17K	<0.01%	0
NORTH TX TWY AUTH REV, FIRS…NORTH TX TWY AUTH REV, FIRST TIER…	15,000	$17K	<0.01%	0
JPMorgan Chase & VAR 99 Du…JPMorgan Chase & VAR 99 Due 1	20,000	$17K	<0.01%	0
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$17K	<0.01%	0
AMERICAN AIRLINESAMERICAN AIRLINES	20,000	$17K	<0.01%	0
CHICAGO ILLINOIS OCHICAGO ILLINOIS O	15,000	$17K	<0.01%	0
CITY OF SAN ANTONIOCITY OF SAN ANTONIO	15,000	$17K	<0.01%	0
Delaware StDelaware St	15,000	$17K	<0.01%	0
DELAWARE STDELAWARE ST	15,000	$17K	<0.01%	0
LNGCHENIERE ENERGY INC	486	$16K	<0.01%	-55	Timeline
PRKPARK NATL CORP	200	$16K	<0.01%	0	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	850	$16K	<0.01%	+300	Timeline
BHCBAUSCH HEALTH COS INC	1,025	$16K	<0.01%	-60	Timeline
JDJD.COM INC	400	$16K	<0.01%	0	Timeline
UNILEVER N VUNILEVER N V	325	$16K	<0.01%	-125
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	300	$16K	<0.01%	0
TBTPROSHARES TR	1,000	$16K	<0.01%	0	Timeline
Australia & New Zealand Ban…Australia & New Zealand Bankin	1,500	$16K	<0.01%	0
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	15,000	$16K	<0.01%	-10,000
AMERICAN TOWER CO 4.4 26AMERICAN TOWER CO 4.4 26	15,000	$16K	<0.01%	0
DISCOVERY COMMUNICATIONS LL…DISCOVERY COMMUNICATIONS LLC NOTE…	16,000	$16K	<0.01%	0
BANK OF AMERICA CORPORATION…BANK OF AMERICA CORPORATION NOTE	15,000	$16K	<0.01%	-10,000
MARICOPA AZ SD #4MARICOPA AZ SD #4	15,000	$16K	<0.01%	0
MARICOPA COUNTY ARIMARICOPA COUNTY ARI	15,000	$16K	<0.01%	0
SCOTTSDALE ARIZSCOTTSDALE ARIZ	15,000	$16K	<0.01%	0
HARRIS CNTY TXHARRIS CNTY TX	15,000	$16K	<0.01%	0
FT BEND CTY TEXFT BEND CTY TEX	15,000	$16K	<0.01%	0
WACO TXWACO TX	15,000	$16K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	15,000	$16K	<0.01%	0
AUSTIN TX ISDAUSTIN TX ISD	15,000	$16K	<0.01%	0
BEDFORD TXBEDFORD TX	15,000	$16K	<0.01%	0
BENTON CNTY WA SD#1BENTON CNTY WA SD#1	15,000	$16K	<0.01%	0
CORPUS CHRISTI TXCORPUS CHRISTI TX	15,000	$16K	<0.01%	0
MARICOPA AZ UHSD 21MARICOPA AZ UHSD 21	15,000	$16K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	15,000	$16K	<0.01%	0
SCOTTSDALE AZ MPCSCOTTSDALE AZ MPC	15,000	$16K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	15,000	$16K	<0.01%	0
The Toronto-DomiThe Toronto-Domi	16,000	$16K	<0.01%	0
US Treasur NtUS Treasur Nt	16,000	$16K	<0.01%	0
APHAMPHENOL CORP	200	$15K	<0.01%	0	Timeline
AGGISHARES TR	132	$15K	<0.01%	0	Timeline
IBBISHARES TR	135	$15K	<0.01%	0	Timeline
ONON SEMICONDUCTOR CORP	1,188	$15K	<0.01%	0	Timeline
NTRNUTRIEN LTD	456	$15K	<0.01%	0	Timeline
PRLBPROTO LABS INC	200	$15K	<0.01%	-20	Timeline
ICFISHARES TR	160	$15K	<0.01%	0	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	217	$15K	<0.01%	0
FORD MOTOR CO 4 346 26 …FORD MOTOR CO 4 346 26 …	20,000	$15K	<0.01%	0
PENNYMAC MTG INVT TRPENNYMAC MTG INVT TR	900	$15K	<0.01%	0
THE HOME DEPOT, 2.125 26 …THE HOME DEPOT, 2.125 26 …	15,000	$15K	<0.01%	0
ALLY FINL INCALLY FINL INC	718	$15K	<0.01%	+418
Novo Nordisk A/S ADRNovo Nordisk A/S ADR	250	$15K	<0.01%	-257
Streettracks Gold TRUSTStreettracks Gold TRUST	100	$15K	<0.01%	0
TE Connectivity LtdTE Connectivity Ltd	237	$15K	<0.01%	0
ATHERSYS INCATHERSYS INC	5,000	$15K	<0.01%	0
CTY OFC REIT 6 625 CUM RDM …CTY OFC REIT 6 625 CUM RDM SRS A …	885	$15K	<0.01%	0
Truist Financial Corp Pfd S…Truist Financial Corp Pfd Ser R	655	$15K	<0.01%	0
HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL	15,000	$15K	<0.01%	0
GRD FORKS ND SANIGRD FORKS ND SANI	15,000	$15K	<0.01%	0
IHS INCIHS INC	15,000	$15K	<0.01%	0
WAL-MART STORES INCWAL-MART STORES INC	15,000	$15K	<0.01%	-10,000
HILLENBRAND INCHILLENBRAND INC	15,000	$15K	<0.01%	0
NEW MEXICO FIN ANEW MEXICO FIN A	15,000	$15K	<0.01%	0
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	15,000	$15K	<0.01%	0
VMRKVIVMARK RESIDENTIAL	233	$14K	<0.01%	0	Timeline
SYYSYSCO CORP	304	$14K	<0.01%	+100	Timeline
DALDELTA AIR LINES INC	478	$14K	<0.01%	+101	Timeline
MUBISHARES TR	122	$14K	<0.01%	new	Timeline
PAAPLAINS ALL AMERN PIPELINE L	2,584	$14K	<0.01%	0	Timeline
RFPRCREGIONS FINL CORP NEW DEP SHS	600	$14K	<0.01%	0	Timeline
WELLS FARGOWELLS FARGO	598	$14K	<0.01%	0
APPLE INCAPPLE INC	13,000	$14K	<0.01%	0
Digital Rlty Tr Inc 6.625 P…Digital Rlty Tr Inc 6.625 Pfd Ser…	539	$14K	<0.01%	+39
APPLE INC.APPLE INC.	13,000	$14K	<0.01%	+4,000
E M C CORP MASS SRE M C CORP MASS SR	14,000	$14K	<0.01%	-36,000
MRSHMARSH & MCLENNAN COS INC	152	$13K	<0.01%	0	Timeline
MFCMANULIFE FINL CORP	1,000	$13K	<0.01%	0	Timeline
BNYBANK OF NY MELLON CORP	400	$13K	<0.01%	0	Timeline
NTAPNETAPP INC	300	$13K	<0.01%	0	Timeline
MTBM & T BK CORP	125	$13K	<0.01%	0	Timeline
TSNTYSON FOODS INC	225	$13K	<0.01%	0	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	500	$13K	<0.01%	0	Timeline
BEPBROOKFIELD RENEWABLE ENERGY	300	$13K	<0.01%	0	Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORP	923	$13K	<0.01%	-635
CENCORA INCCENCORA INC	142	$13K	<0.01%	0
CHSCPCHS INC CUM REDEMABLE PFD 8%	500	$13K	<0.01%	0	Timeline
CHSCNCHS INC PREFERRED CLASS B SERI	572	$13K	<0.01%	+222	Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	445	$13K	<0.01%	0
US Treasury 1.625 02/15/26 …US Treasury 1.625 02/15/26 02/15/…	12,000	$13K	<0.01%	0
SCE TR V FXD/FLTG RATE TR P…SCE TR V FXD/FLTG RATE TR PFD	661	$13K	<0.01%	+61
Citigroup Inc 6.875 PFDCitigroup Inc 6.875 PFD	515	$13K	<0.01%	+315
FACTORSHARES TRFACTORSHARES TR	362	$13K	<0.01%	+112
BIOGEN INC NOTE M/W CLBLBIOGEN INC NOTE M/W CLBL	13,000	$13K	<0.01%	0
WISCONSIN ST, GO REF BDSWISCONSIN ST, GO REF BDS	10,000	$13K	<0.01%	0
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	500	$13K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	15,000	$13K	<0.01%	0
PORT AUTH NY & NJPORT AUTH NY & NJ	10,000	$13K	<0.01%	0
FORD HLDG LLCFORD HLDG LLC	15,000	$13K	<0.01%	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC	10,000	$13K	<0.01%	0
UNIV UTUNIV UT	10,000	$13K	<0.01%	0
Florida St TurnpikeFlorida St Turnpike	10,000	$13K	<0.01%	0
Illinois Fin Auth RIllinois Fin Auth R	10,000	$13K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	13,000	$13K	<0.01%	0
Viacom Inc.Viacom Inc.	13,000	$13K	<0.01%	0
VBVANGUARD INDEX FDS	101	$12K	<0.01%	new	Timeline
EFAVISHARES TR	189	$12K	<0.01%	0	Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	1,100	$12K	<0.01%	new	Timeline
CCLCARNIVAL CORP	927	$12K	<0.01%	+200	Timeline
BUIBLACKROCK UTILS INFRASTRUCTU	700	$12K	<0.01%	0	Timeline
CBTCABOT CORP	456	$12K	<0.01%	0	Timeline
UAUNDER ARMOUR INC	1,500	$12K	<0.01%	0	Timeline
SPLUNK INCSPLUNK INC	94	$12K	<0.01%	0
BANK AMER CORP DEP SHS RPST…BANK AMER CORP DEP SHS RPSTG 1	481	$12K	<0.01%	new
COMCAST CORP NEW 2.75 03/01…COMCAST CORP NEW 2.75 03/01/2023	12,000	$12K	<0.01%	0
Suncor Energy Inc.Suncor Energy Inc.	779	$12K	<0.01%	0
LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB	17,000	$12K	<0.01%	0
WIRECARD AG SHSWIRECARD AG SHS	100	$12K	<0.01%	0
GRAND RIVER DAM AUTH OK REV…GRAND RIVER DAM AUTH OK REV, REF …	10,000	$12K	<0.01%	0
WALGREENS BOOTS ALLIANCE IN…WALGREENS BOOTS ALLIANCE INC NOTE…	12,000	$12K	<0.01%	0
UNIVERSITY TX UNIV REVS, …UNIVERSITY TX UNIV REVS, REV FI…	10,000	$12K	<0.01%	0
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	12,000	$12K	<0.01%	0
LINCOLN NE ELEC SYSLINCOLN NE ELEC SYS	10,000	$12K	<0.01%	0
LOWER CO RIV AUTH TLOWER CO RIV AUTH T	10,000	$12K	<0.01%	0
MARICOPA AZ SD #38MARICOPA AZ SD #38	10,000	$12K	<0.01%	0
OCCIDENTAL PETRO CORPOCCIDENTAL PETRO CORP	1,032	$12K	<0.01%	+364
NC MUN PWR CA ELECNC MUN PWR CA ELEC	10,000	$12K	<0.01%	0
NY ST DORM AUTH PERNY ST DORM AUTH PER	10,000	$12K	<0.01%	0
PA ST TPK COMMN TPKPA ST TPK COMMN TPK	10,000	$12K	<0.01%	0
PHOENIX AZ WST WTRPHOENIX AZ WST WTR	10,000	$12K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	10,000	$12K	<0.01%	0
PIMA CN AZ USD #16PIMA CN AZ USD #16	10,000	$12K	<0.01%	0
RIO TINTO FINRIO TINTO FIN	10,000	$12K	<0.01%	0
IL FA REVIL FA REV	10,000	$12K	<0.01%	0
APPLE INCAPPLE INC	10,000	$12K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	12,000	$12K	<0.01%	0
WISCONSIN STATEWISCONSIN STATE	10,000	$12K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BRD REGENTS COPAZ BRD REGENTS COP	10,000	$12K	<0.01%	0
TX TRANS ST HWY FDTX TRANS ST HWY FD	10,000	$12K	<0.01%	0
UNIV MA BLDG AUTHUNIV MA BLDG AUTH	10,000	$12K	<0.01%	0
DC INCOME TAXDC INCOME TAX	10,000	$12K	<0.01%	0
EL PASO CNTY TXEL PASO CNTY TX	10,000	$12K	<0.01%	0
ASSOCIATED BANC PFDASSOCIATED BANC PFD	500	$12K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$12K	<0.01%	0
NYC NY TRAN AUTHNYC NY TRAN AUTH	10,000	$12K	<0.01%	0
MARATHON PETROLEUMMARATHON PETROLEUM	12,000	$12K	<0.01%	0
FIRST REPUBLIC BAN ORDFIRST REPUBLIC BAN ORD	500	$12K	<0.01%	0
Nj St Tpk AuthNj St Tpk Auth	10,000	$12K	<0.01%	0
Exelon Generation CExelon Generation C	12,000	$12K	<0.01%	0
KEYSKEYSIGHT TECHNOLOGIES INC	126	$11K	<0.01%	0	Timeline
NUENUCOR CORP	313	$11K	<0.01%	0	Timeline
NTRSNORTHERN TR CORP	150	$11K	<0.01%	0	Timeline
IQVIQVIA HLDGS INC	100	$11K	<0.01%	0	Timeline
KMXCARMAX INC	200	$11K	<0.01%	0	Timeline
AMNAMN HEALTHCARE SVCS INC	187	$11K	<0.01%	0	Timeline
RSRELIANCE INC	122	$11K	<0.01%	0	Timeline
UMHUMH PPTYS INC	1,000	$11K	<0.01%	0	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	650	$11K	<0.01%	0
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	400	$11K	<0.01%	new
RIGSALPS ETF TR	500	$11K	<0.01%	new	Timeline
SKXSKECHERS U S A INC	450	$11K	<0.01%	0	Timeline
JXIISHARES TR	211	$11K	<0.01%	0	Timeline
CHEVRON CORPORATION 3.326 1…CHEVRON CORPORATION 3.326 11/17/2…	10,000	$11K	<0.01%	0
MICROSOFT CORP 3.125 11/03/…MICROSOFT CORP 3.125 11/03/2025	10,000	$11K	<0.01%	0

Sold out in Q1 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 165. All 165

Security	Shares before	Value before	Type
NUANCE COMMUNICATIONSNUANCE COMMUNICATIONS	7,019,000	$6.91M	shares
REPUBLIC SERVICES INCREPUBLIC SERVICES INC	4,970,000	$4.99M	shares
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	2,470,000	$2.47M	shares
CISCO SYSTEMS INCCISCO SYSTEMS INC	1,420,000	$1.42M	shares
MEDTRONIC INC (VARIABLE)MEDTRONIC INC (VARIABLE)	510,000	$511K	shares
DRIDARDEN RESTAURANTS INC	4,050	$441K	shares
K L A TENCOR COK L A TENCOR CO	340,000	$351K	shares
US Treasu NtUS Treasu Nt	350,000	$350K	shares
QUEST DIAGNOSTICQUEST DIAGNOSTIC	120,000	$120K	shares
TIPISHARES TR	716	$83K	shares
BANK OF AMER CORPBANK OF AMER CORP	56	$81K	shares
NBCUNIVERSAL MENBCUNIVERSAL ME	75,000	$77K	shares
GASLOG PARTNERS LPGASLOG PARTNERS LP	4,500	$70K	shares
PFFISHARES TR	1,682	$63K	shares
VWOVANGUARD INTL EQUITY INDEX F	1,203	$54K	shares
APPLE INC 2.4 05/03/2023APPLE INC 2.4 05/03/2023	50,000	$51K	shares
Amgen Inc.Amgen Inc.	50,000	$51K	shares
Belleville MiBelleville Mi	50,000	$51K	shares
GATX CORPGATX CORP	50,000	$50K	shares
AMERIPRISE FINL,AMERIPRISE FINL,	50,000	$50K	shares
MICROSOFT CORPMICROSOFT CORP	50,000	$50K	shares
SALT RIVER PRJ AZSALT RIVER PRJ AZ	50,000	$50K	shares
JOHNSON CONTROLS INJOHNSON CONTROLS IN	50,000	$50K	shares
Jpmorgan Chase &Jpmorgan Chase &	50,000	$50K	shares
DOW CHEMICAL CO NOTE M/W CL…DOW CHEMICAL CO NOTE M/W CLBL	45,000	$46K	shares
KRESPDR SERIES TRUST	749	$44K	shares
CHCTCOMMUNITY HEALTHCARE TR INC	1,000	$43K	shares
AMERICAN TOWER CORP NOTE M/…AMERICAN TOWER CORP NOTE M/W CLBL	40,000	$43K	shares
HOLXHOLOGIC INC	800	$42K	shares
VYMIVANGUARD WHITEHALL FDS	646	$41K	shares
AMGEN INC.AMGEN INC.	40,000	$41K	shares
VWOBVANGUARD WHITEHALL FDS	494	$40K	shares
AZ ST LOTTERYAZ ST LOTTERY	35,000	$35K	shares
PGRPROGRESSIVE CORP	450	$33K	shares
HMLPFHOEGH LNG PARTNERS LP CUM RED	1,275	$33K	shares
B RILEY FINANCIAL 7.50 SNR …B RILEY FINANCIAL 7.50 SNR NTS	1,300	$33K	shares
General ElectricGeneral Electric	30,000	$32K	shares
BLUEROCK RESIDENTIAL GWT RE…BLUEROCK RESIDENTIAL GWT REI RED …	1,143	$30K	shares
ARIZONA PUB SVC CARIZONA PUB SVC C	30,000	$30K	shares
VHTVANGUARD WORLD FD	150	$29K	shares
IRTINDEPENDENCE RLTY TR INC	2,000	$28K	shares
FORT WORTH TXFORT WORTH TX	25,000	$28K	shares
CALIFORNIA ST, GO BDSCALIFORNIA ST, GO BDS	25,000	$27K	shares
Nthrn Ariz UnivNthrn Ariz Univ	25,000	$27K	shares
TLTISHARES TR	192	$26K	shares
Taubman Centers 6.5% Pfd Se…Taubman Centers 6.5% Pfd Series J	1,000	$26K	shares
UNITEDHEALTH GROUP INC NOTE…UNITEDHEALTH GROUP INC NOTE M/W C…	25,000	$26K	shares
Simon PropertySimon Property	25,000	$26K	shares
Harris Cnty Tx MetHarris Cnty Tx Met	25,000	$26K	shares
GOLDMAN SACHS GROUP INC FIX…GOLDMAN SACHS GROUP INC FIXED	25,000	$25K	shares
LEXMARK INTERNATIONAL INC N…LEXMARK INTERNATIONAL INC NOTE M/…	25,000	$25K	shares
CNT PUGET SND WA TRCNT PUGET SND WA TR	25,000	$25K	shares
BOEING COBOEING CO	25,000	$25K	shares
VGTVANGUARD WORLD FD	93	$23K	shares
HSYHERSHEY CO	150	$22K	shares
CLARCLARUS CORP NEW	1,600	$22K	shares
WORK RECOVERY INWORK RECOVERY IN	1,000	$22K	shares
SMPSTANDARD MTR PRODS INC	400	$21K	shares
BANC OF CALIFORNIA INCORPOR…BANC OF CALIFORNIA INCORPORATED D…	800	$21K	shares
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$21K	shares
BNDVANGUARD BD INDEX FDS	233	$20K	shares
TERRAFORM PWR INCTERRAFORM PWR INC	1,300	$20K	shares
GASLOG PARTNERS LP (MARSHAL…GASLOG PARTNERS LP (MARSHALL I	786	$20K	shares
TEXAS ST-TRANSTEXAS ST-TRANS	20,000	$20K	shares
GOLDMAN SACHS GROUP INC NOT…GOLDMAN SACHS GROUP INC NOTE M/W …	20,000	$20K	shares
AMGEN INC.AMGEN INC.	20,000	$20K	shares
NEW YORK NYNEW YORK NY	20,000	$20K	shares
Credit Suisse AgCredit Suisse Ag	20,000	$20K	shares
HOUSTON TXHOUSTON TX	20,000	$20K	shares
EDINA MN ISD NO273EDINA MN ISD NO273	20,000	$20K	shares
Federal Home LoanFederal Home Loan	20,000	$20K	shares
SHYISHARES TR	225	$19K	shares
BNDXVANGUARD CHARLOTTE FDS	336	$19K	shares
VTVANGUARD INTL EQUITY INDEX F	235	$19K	shares
TSCOTRACTOR SUPPLY CO	200	$19K	shares
ELDWISDOMTREE TR	475	$17K	shares
TWO HBRS INVT CORPTWO HBRS INVT CORP	600	$17K	shares
ARES MANAGEMENTARES MANAGEMENT	600	$16K	shares
COLAS SA ORDCOLAS SA ORD	100	$16K	shares
SOTHERLY HOTELS INCSOTHERLY HOTELS INC	600	$15K	shares
Oxford Lane Man 6.75PFD Due…Oxford Lane Man 6.75PFD Due 06/30…	600	$15K	shares
CAI INTL INC RED PERP PFD S…CAI INTL INC RED PERP PFD SER	561	$15K	shares
SOTHERLY HOTELSSOTHERLY HOTELS	577	$15K	shares
SEAPEAK LLC PERP PFD UNIT S…SEAPEAK LLC PERP PFD UNIT SER	534	$14K	shares
LYFTLYFT INC	300	$13K	shares
OCADO GROUP PLCOCADO GROUP PLC	750	$13K	shares
U M H PROPERTIES INC 6.75 C…U M H PROPERTIES INC 6.75 CUM RED…	500	$13K	shares
FORD MOTOR CREDITFORD MOTOR CREDIT	13,000	$13K	shares
DcDc	10,000	$13K	shares
SARSARATOGA INVT CORP	500	$12K	shares
US TREASURY 3 11/44UST…US TREASURY 3 11/44UST BOND …	11,000	$12K	shares
Allstate Corp 5.62Allstate Corp 5.62	470	$12K	shares
United TechnologiUnited Technologi	12,000	$12K	shares
The Toronto-DomThe Toronto-Dom	12,000	$12K	shares
JP MORGAN CHASE & COJP MORGAN CHASE & CO	500	$11K	shares
CHIMERA INVT CORP PFD SER ACHIMERA INVT CORP PFD SER A	416	$11K	shares
CHIMERA INVT CORPCHIMERA INVT CORP	418	$11K	shares
RRCRANGE RES CORP	2,000	$10K	shares
FDSFACTSET RESH SYS INC	39	$10K	shares
VWDRYVESTAS WIND SYSTEMS-UNSP ADR	300	$10K	shares

How Q1 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-001089	base		2020-04-29	acceptance time not in the bulk data set	2026-10-07 18:53:21 UTC