SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $843,524,000 across 1,785 holdings for the quarter ended 2020-03-31, in a 13F-HR filed 2020-04-29. Its ten largest share positions make up 23.33% of the portfolio.

Filed 2020-04-29 (acceptance time not in the bulk data set), ingested 2026-10-07 18:53:21 UTC13F-HR 0001415889-20-001089

Period: 2020-03-31
Reported value: $844M
Holdings: 1,785
Top 10 weight: 23.33%
New: 208
Sold out: 165

Largest buys vs the previous quarter

Security	Shares change	Approx. value
MERITAGE HOMES CORPadded	+8,700,000	$8.05M
WMTadded	+34,547	$3.93M
JPMORGAN CHASE & COnew	+96,168	$2.52M
CVSadded	+34,391	$2.04M
BANK AMER CORP DEP SHS REPS…new	+83,495	$2.02M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
NUANCE COMMUNICATIONSexited	-7,019,000	-$6.91M
NUANCE COMMUNICATIONS INCreduced	-5,922,000	-$6.31M
CSXreduced	-88,226	-$5.19M
REPUBLIC SERVICES INCexited	-4,970,000	-$4.99M
PNCreduced	-50,937	-$4.87M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2020

Share positions as resolved from 13F-HR 0001415889-20-001089, largest first. % of portfolio is the value over $843,524,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
KGFHYKINGFISHER PLC-SPONS ADR	540	$2K	<0.01%	0		Timeline
DUKE ENERGY CORP NEW DEP SH…DUKE ENERGY CORP NEW DEP SHS E	82	$2K	<0.01%	new
US BANCORP DELUS BANCORP DEL	66	$2K	<0.01%	new
SOSOUTHERN CO SER 2020A JR SUB N	92	$2K	<0.01%	new		Timeline
NLYANNALY CAP MGMT INC PFD SER I	119	$2K	<0.01%	new		Timeline
NISOURCE INC 6 DEP SHS PFD BNISOURCE INC 6 DEP SHS PFD B	82	$2K	<0.01%	new
WELLTOWER INCWELLTOWER INC	38	$2K	<0.01%	0
XEROX CORPXEROX CORP	94	$2K	<0.01%	0
Etfmg Prime MobileEtfmg Prime Mobile	62	$2K	<0.01%	0
FITBFIFTH THIRD BANCORP DEP SHS RE	65	$2K	<0.01%	new		Timeline
WISDOMTREE FLOATING RATETRE…WISDOMTREE FLOATING RATETREASURY …	65	$2K	<0.01%	new
CORECIVIC INCCORECIVIC INC	150	$2K	<0.01%	0
CREE INCCREE INC	50	$2K	<0.01%	0
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	400	$2K	<0.01%	0
ADMINISTRADORA FONDOS PENSIOADMINISTRADORA FONDOS PENSIO	633	$2K	<0.01%	-243
JPMORGAN CHASE 5.5% PFDJPMORGAN CHASE 5.5% PFD	65	$2K	<0.01%	new
ASSURED GUARANTY MUNIASSURED GUARANTY MUNI	84	$2K	<0.01%	new
PREFERREDPLUS TRPREFERREDPLUS TR	300	$2K	<0.01%	0
RENAISSANCERE HOLDINGS 5.37…RENAISSANCERE HOLDINGS 5.375%	93	$2K	<0.01%	0
GENERAL ELECTRI 587538 …GENERAL ELECTRI 587538 …	2,000	$2K	<0.01%	0
MOTOROLA SOLUTIONS INCMOTOROLA SOLUTIONS INC	2,000	$2K	<0.01%	0
FITBIT INCFITBIT INC	300	$2K	<0.01%	-100
Citigroup IncCitigroup Inc	79	$2K	<0.01%	new
CITIZENS FCITIZENS F	83	$2K	<0.01%	new
AMR INV 1000 DS RP SRS A NO…AMR INV 1000 DS RP SRS A NON CUM …	120	$2K	<0.01%	new
ASPEN INSURANCE HOLDINGS LI…ASPEN INSURANCE HOLDINGS LIMIT	117	$2K	<0.01%	new
ENSTAR GROENSTAR GRO	85	$2K	<0.01%	new
F N B CORPF N B CORP	104	$2K	<0.01%	new
Brightsphere I 5125PFD Due …Brightsphere I 5125PFD Due 08/01/…	124	$2K	<0.01%	new
Wells Fargo Co Pfd Non-Cuml…Wells Fargo Co Pfd Non-Cumlative …	68	$2K	<0.01%	new
BLUEGREEN VACATIONS CORPBLUEGREEN VACATIONS CORP	400	$2K	<0.01%	0
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN	7,000	$2K	<0.01%	0
HUNTINGTON BANCSHARES INCOR…HUNTINGTON BANCSHARES INCORPORTED…	85	$2K	<0.01%	new
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	2,000	$2K	<0.01%	0
Ntnl Rural UtiliNtnl Rural Utili	2,000	$2K	<0.01%	0
ALPHABET INC.ALPHABET INC.	2,000	$2K	<0.01%	0
CITIGROUP INC (VARIABLE)CITIGROUP INC (VARIABLE)	2,000	$2K	<0.01%	0
CNA FINL CORPCNA FINL CORP	2,000	$2K	<0.01%	0
CONEJO VY CA USDCONEJO VY CA USD	2,000	$2K	<0.01%	0
EBAY INC NOTEEBAY INC NOTE	84	$2K	<0.01%	new
NOBLE HOLDING INNOBLE HOLDING IN	31,000	$2K	<0.01%	0
GLOBAL INDEMNIGLOBAL INDEMNI	85	$2K	<0.01%	-515
PNC FDG CORP GTD FIXED RT N…PNC FDG CORP GTD FIXED RT NT 4.37…	2,000	$2K	<0.01%	0
QWEST CORP - CALLABLEQWEST CORP - CALLABLE	92	$2K	<0.01%	new
LOS ANGELES CA MUNILOS ANGELES CA MUNI	2,000	$2K	<0.01%	0
Fresno Ca Wtr SysFresno Ca Wtr Sys	2,000	$2K	<0.01%	0
Petaluma Ca JusdPetaluma Ca Jusd	2,000	$2K	<0.01%	0
Trinity Ca Util DisTrinity Ca Util Dis	2,000	$2K	<0.01%	0
ADPAUTOMATIC DATA PROCESSING IN	9	$1K	<0.01%	0		Timeline
IEOISHARES TR	25	$1K	<0.01%	0		Timeline
XLRESELECT SECTOR SPDR TR	40	$1K	<0.01%	new		Timeline
SCHASCHWAB STRATEGIC TR	27	$1K	<0.01%	-28		Timeline
XLUSELECT SECTOR SPDR TR	21	$1K	<0.01%	0		Timeline
ALKALASKA AIR GROUP INC	34	$1K	<0.01%	0		Timeline
BWABORGWARNER INC	61	$1K	<0.01%	0		Timeline
DRDDRDGOLD LIMITED	200	$1K	<0.01%	0		Timeline
CDECOEUR MNG INC	400	$1K	<0.01%	0		Timeline
HBANHUNTINGTON BANCSHARES INC	77	$1K	<0.01%	0		Timeline
PPLPPL CORP	41	$1K	<0.01%	0		Timeline
RFREGIONS FINANCIAL CORP NEW	127	$1K	<0.01%	new		Timeline
TXTTEXTRON INC	50	$1K	<0.01%	0		Timeline
XYZBLOCK INC	17	$1K	<0.01%	0		Timeline
WSOWATSCO INC	9	$1K	<0.01%	new		Timeline
PUKPRUDENTIAL PLC	55	$1K	<0.01%	-39		Timeline
PRGOPERRIGO CO PLC	17	$1K	<0.01%	0		Timeline
IDVISHARES TR	41	$1K	<0.01%	0		Timeline
XFRAXBLACKROCK FLOATING RATE INCO	140	$1K	<0.01%	0		Timeline
ILMNILLUMINA INC	5	$1K	<0.01%	0		Timeline
SCHFSCHWAB STRATEGIC TR	44	$1K	<0.01%	+19		Timeline
SCHVSCHWAB STRATEGIC TR	20	$1K	<0.01%	0		Timeline
MARATHON OIL CORPMARATHON OIL CORP	200	$1K	<0.01%	-100
ALBALBEMARLE CORP	25	$1K	<0.01%	-33		Timeline
OVVOVINTIV INC	400	$1K	<0.01%	new		Timeline
CVECENOVUS ENERGY INC	622	$1K	<0.01%	0		Timeline
KSSKOHLS CORP	40	$1K	<0.01%	0		Timeline
PJTPJT PARTNERS INC	25	$1K	<0.01%	0		Timeline
WWAYFAIR INC	17	$1K	<0.01%	0		Timeline
INVITAE CORPINVITAE CORP	100	$1K	<0.01%	0
ABBNYABB LTD-SPON ADR	50	$1K	<0.01%	-420		Timeline
NOBLE ENERGY INCNOBLE ENERGY INC	200	$1K	<0.01%	0
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	721	$1K	<0.01%	0
FTCHQFARFETCH LTD ORD SH CL A (CYM)	85	$1K	<0.01%	new		Timeline
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	1,000	$1K	<0.01%	0
ARCONIC INCARCONIC INC	90	$1K	<0.01%	+18
ARLOARLO TECHNOLOGIES INC	475	$1K	<0.01%	0		Timeline
KVHIKVH INDS INC	125	$1K	<0.01%	0		Timeline
PDNINVESCO EXCH TRADED FD TR II	51	$1K	<0.01%	0		Timeline
MTRMESA RTY TR	215	$1K	<0.01%	0		Timeline
ANNALY CAP MGMT INC PFD SER…ANNALY CAP MGMT INC PFD SER F	58	$1K	<0.01%	new
AGNCOAGNC INVT CORP DEP SH REP 1/10	30	$1K	<0.01%	new		Timeline
AGNCNAGNC INVT CORP DEP SHS REPSTG	58	$1K	<0.01%	new		Timeline
SFTBYSOFTBANK GROUP CORP-UNSP ADR	52	$1K	<0.01%	-442		Timeline
TPRCAT&T INC	63	$1K	<0.01%	new		Timeline
PRSPRUDENTIAL FINL INC 5.625% JR	28	$1K	<0.01%	new		Timeline
CABGYCARLSBERG AS-B-SPON ADR	65	$1K	<0.01%	0		Timeline
ASPEN INSURANCE HOLD LIM DE…ASPEN INSURANCE HOLD LIM DEP S	31	$1K	<0.01%	new
EBIX INCEBIX INC	87	$1K	<0.01%	0
NEXTERA ENERGY CAP HLDGS IN…NEXTERA ENERGY CAP HLDGS INC G	56	$1K	<0.01%	new
MSPRKMORGAN STANLEY	55	$1K	<0.01%	new		Timeline
BROADMARK RLTY CAP INCBROADMARK RLTY CAP INC	100	$1K	<0.01%	new
CMSDCMS ENERGY CORP JR SUB NT 5.87	56	$1K	<0.01%	new		Timeline
AFGBAMERICAN FINL GROUP INC OHIO S	28	$1K	<0.01%	new		Timeline
DIGITAL RLTY TR INC PFD SER…DIGITAL RLTY TR INC PFD SER L	62	$1K	<0.01%	new
SFBSTIFEL FINL CORP SR NT (DE)	30	$1K	<0.01%	new		Timeline
DIGITAL RLTY TR INC RED PFD…DIGITAL RLTY TR INC RED PFD SE	57	$1K	<0.01%	new
THE HARTFORD INSURANCE GROU…THE HARTFORD INSURANCE GROUP,	55	$1K	<0.01%	new
ACGLOARCH CAP GROUP LTD (BMU)	59	$1K	<0.01%	new		Timeline
NRUCNATIONAL RURAL UTILS COOP FIN	28	$1K	<0.01%	new		Timeline
ATHATHENE HLDG LTD DEP SHS REPSTG	60	$1K	<0.01%	new		Timeline
AGNCAGNC INVT CORP CUM RED PFD SER	29	$1K	<0.01%	new		Timeline
ALGONQUIN POWER & UTILITIES…ALGONQUIN POWER & UTILITIES CORP	34	$1K	<0.01%	new
FIRST REPUBLIC BANKFIRST REPUBLIC BANK	32	$1K	<0.01%	new
DUKBDUKE ENERGY CORP NEW JR SUB DE	28	$1K	<0.01%	new		Timeline
CAPITAL ONE FINL CORP PFD S…CAPITAL ONE FINL CORP PFD SER F	29	$1K	<0.01%	new
WELLS FARGO CO NEW PFD SER …WELLS FARGO CO NEW PFD SER X CL A	60	$1K	<0.01%	new
WELLS FARGO CO NEW DEP PFD …WELLS FARGO CO NEW DEP PFD V 1/10…	26	$1K	<0.01%	new
Indiva LimitedIndiva Limited	3,000	$1K	<0.01%	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	40	$1K	<0.01%	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	20	$1K	<0.01%	0
NATIONAL STORAGE AFFILIATES…NATIONAL STORAGE AFFILIATES TR	29	$1K	<0.01%	new
ATLAS ENERGY LPATLAS ENERGY LP	268	$1K	<0.01%	0
Hartford Financial ServHartford Financial Serv	26	$1K	<0.01%	new
AEGON NV PFDAEGON NV PFD	64	$1K	<0.01%	new
PUBLIC STORAGE 5.20% SERIES…PUBLIC STORAGE 5.20% SERIES X	27	$1K	<0.01%	0
FINOVA GROUP INC COMFINOVA GROUP INC COM	10	$1K	<0.01%	0
CITIGROUP CAPITAL IXCITIGROUP CAPITAL IX	57	$1K	<0.01%	new
NuStar Logistics 7.625%Nts …NuStar Logistics 7.625%Nts Cl	58	$1K	<0.01%	-92
AMG Pfd 6.375%AMG Pfd 6.375%	57	$1K	<0.01%	new
TWO HBRS INVT CORP CUM RED …TWO HBRS INVT CORP CUM RED PFD	88	$1K	<0.01%	new
SPIRE INC 5.9 DEP RPSPIRE INC 5.9 DEP RP	28	$1K	<0.01%	new
SYNOVUS FINL 5.875 PFDSYNOVUS FINL 5.875 PFD	29	$1K	<0.01%	new
SCE TRUST IV 5.375 PFDSCE TRUST IV 5.375 PFD	31	$1K	<0.01%	new
VLYPPVALLEY NATL BANCORP PERP PFD S	54	$1K	<0.01%	new		Timeline
ATHENE HOLDING LTD 6.35 SER…ATHENE HOLDING LTD 6.35 SER A	56	$1K	<0.01%	new
FSD PHARMA INCFSD PHARMA INC	161	$1K	<0.01%	0
Synovus Financial Corp.Synovus Financial Corp.	28	$1K	<0.01%	new
AKCEA THERAPEUTICS INCAKCEA THERAPEUTICS INC	50	$1K	<0.01%	0
PSBZPLINK PARKS INC DEPOSITARY SH R	31	$1K	<0.01%	new		Timeline
VLYVALLEY NATL BANCORP NON CUM PE	29	$1K	<0.01%	new		Timeline
AIR LEASE COR 6.15 PFDPFD…AIR LEASE COR 6.15 PFDPFD SER A	85	$1K	<0.01%	new
Ferguson PLC ADRFerguson PLC ADR	236	$1K	<0.01%	0
CORTS TR JCP 7.625per PFD …CORTS TR JCP 7.625per PFD BACKED…	700	$1K	<0.01%	0
SOUTH JERSSOUTH JERS	30	$1K	<0.01%	new
AMERICAN HOMES 4 RENAMERICAN HOMES 4 REN	28	$1K	<0.01%	new
AGNCPAGNC INVT CORP DEP SHS REPSTG	63	$1K	<0.01%	new		Timeline
FARMLAND PARTNERS INCFARMLAND PARTNERS INC	63	$1K	<0.01%	new
TRUIST FINL CORP DEPSHSTRUIST FINL CORP DEPSHS	51	$1K	<0.01%	0
ARCH CAP GROUP LTD PFDARCH CAP GROUP LTD PFD	61	$1K	<0.01%	new
STIFEL FINANCIAL CORPORATIO…STIFEL FINANCIAL CORPORATION DSHS…	56	$1K	<0.01%	new
WESTERN ALLIANCE BANCORPWESTERN ALLIANCE BANCORP	57	$1K	<0.01%	new
W R Berkley Corp 5.750 Due …W R Berkley Corp 5.750 Due 06/01/…	29	$1K	<0.01%	new
UNITED STATES CELLULAR SR N…UNITED STATES CELLULAR SR NT 1201…	67	$1K	<0.01%	-233
COLONY CAPITAL INCCOLONY CAPITAL INC	87	$1K	<0.01%	new
AMERICAN HOMES 4 RENTAMERICAN HOMES 4 RENT	28	$1K	<0.01%	new
AMERICAN HOMES 4 RENTAMERICAN HOMES 4 RENT	55	$1K	<0.01%	new
URSTADT BIDDL PFDURSTADT BIDDL PFD	40	$1K	<0.01%	new
Globe Life Inc PfdGlobe Life Inc Pfd	55	$1K	<0.01%	new
TCF FINL CORP PFDTCF FINL CORP PFD	29	$1K	<0.01%	new
BERKLEY (WR) CORP SUB DEBEN…BERKLEY (WR) CORP SUB DEBENTURES …	55	$1K	<0.01%	new
EQUITABLE HLD PFDEQUITABLE HLD PFD	63	$1K	<0.01%	new
Saugus California USaugus California U	1,000	$1K	<0.01%	0
American Finl Group Inc Ohi…American Finl Group Inc Ohio 6 Su…	28	$1K	<0.01%	new
ERICSSON TELERICSSON TEL	100	$1K	<0.01%	0
SCHRSCHWAB STRATEGIC TR	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
SCHPSCHWAB STRATEGIC TR	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
EBNDSPDR SERIES TRUST	11	$0	0%	+2	Value filed as zero, left out of ratios.	Timeline
SPEMSPDR INDEX SHS FDS	10	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
VMBSVANGUARD SCOTTSDALE FDS	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
KRKROGER CO	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
REZIRESIDEO TECHNOLOGIES INC	20	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
LYVLIVE NATION ENTERTAINMENT IN	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CTRACOTERRA ENERGY INC	24	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HYLBDBX ETF TR	1	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD	61	$0	0%	0	Value filed as zero, left out of ratios.
THOTHOR INDS INC	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ABRARBOR REALTY TRUST INC	72	$0	0%	-1,161	Value filed as zero, left out of ratios.	Timeline
ARCOARCOS DORADOS HLDGS INC	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HAUZDBX ETF TR	2	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
BHFBRIGHTHOUSE FINL INC	9	$0	0%	-6	Value filed as zero, left out of ratios.	Timeline
GTXGARRETT MOTION INC	12	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
SSLSASOL LTD	50	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FNDASCHWAB STRATEGIC TR	7	$0	0%	-133	Value filed as zero, left out of ratios.	Timeline
SCHCSCHWAB STRATEGIC TR	2	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
FNDCSCHWAB STRATEGIC TR	4	$0	0%	-63	Value filed as zero, left out of ratios.	Timeline
ASIXADVANSIX INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CNDTCONDUENT INC	72	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EOLSEVOLUS INC	100	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
KTBKONTOOR BRANDS INC	15	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HPHELMERICH & PAYNE INC	15	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WLKWESTLAKE CORPORATION	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
Mallinckrodt PlcMallinckrodt Plc	200	$0	0%	new	Value filed as zero, left out of ratios.
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	5	$0	0%	-15	Value filed as zero, left out of ratios.
APACHE CORPAPACHE CORP	43	$0	0%	0	Value filed as zero, left out of ratios.
RMRRMR GROUP INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SNFCASECURITY NATL FINL CORP	23	$0	0%	+1	Value filed as zero, left out of ratios.	Timeline
SLISTANDARD LITHIUM CORP	1,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SOUHYSOUTH32 - ADR	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III	8	$0	0%	0	Value filed as zero, left out of ratios.
E DIGITAL CORPORATNE DIGITAL CORPORATN	300	$0	0%	0	Value filed as zero, left out of ratios.
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC	4	$0	0%	0	Value filed as zero, left out of ratios.
SPRINT CORPSPRINT CORP	39	$0	0%	0	Value filed as zero, left out of ratios.
THORNBURG MORTGAGE INCTHORNBURG MORTGAGE INC	165	$0	0%	0	Value filed as zero, left out of ratios.
BBUBROOKFIELD BUSINESS PARTNERS L	14	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WASHINGTON MUTUAL INC COMMONWASHINGTON MUTUAL INC COMMON	3,550	$0	0%	+450	Value filed as zero, left out of ratios.
AURORA CANNABIS INCAURORA CANNABIS INC	25	$0	0%	0	Value filed as zero, left out of ratios.
NORTEL NETWORKS CORPNORTEL NETWORKS CORP	10	$0	0%	0	Value filed as zero, left out of ratios.
ARKAYARKEMA SPONSORED ADR (FRANCE)	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
Anglogold Ashanti PlcAnglogold Ashanti Plc	10	$0	0%	0	Value filed as zero, left out of ratios.
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	200	$0	0%	0	Value filed as zero, left out of ratios.
AMARIN CORP PLCAMARIN CORP PLC	33	$0	0%	-3,775	Value filed as zero, left out of ratios.
California Grapes Internati…California Grapes International I…	10,000	$0	0%	0	Value filed as zero, left out of ratios.
mPhase Technologies IncmPhase Technologies Inc	1	$0	0%	0	Value filed as zero, left out of ratios.
NATIONAL GRID PLCNATIONAL GRID PLC	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
ALTABA INCALTABA INC	125	$0	0%	0	Value filed as zero, left out of ratios.
VASOVASO CORP	2,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WAVE SYS CORP CL A NEWWAVE SYS CORP CL A NEW	1	$0	0%	new	Value filed as zero, left out of ratios.
INTERNATIONAL PWR GROUP LTDINTERNATIONAL PWR GROUP LTD	2,000	$0	0%	0	Value filed as zero, left out of ratios.
Notis Global IncNotis Global Inc	100	$0	0%	0	Value filed as zero, left out of ratios.
APHRIA INCAPHRIA INC	100	$0	0%	-1,040	Value filed as zero, left out of ratios.
NCR VOYIX CORPORATIONNCR VOYIX CORPORATION	20	$0	0%	0	Value filed as zero, left out of ratios.
YAMANA GOLD INCYAMANA GOLD INC	161	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BROTHELEHMAN BROTHE	92	$0	0%	0	Value filed as zero, left out of ratios.
GOL LINHAS AEREAS INTLG S AGOL LINHAS AEREAS INTLG S A	20	$0	0%	0	Value filed as zero, left out of ratios.
TELECOMUNICACOES DE SAO PAULTELECOMUNICACOES DE SAO PAUL	3	$0	0%	0	Value filed as zero, left out of ratios.
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC	16	$0	0%	0	Value filed as zero, left out of ratios.
DEAN FOODS CO NEWDEAN FOODS CO NEW	300	$0	0%	0	Value filed as zero, left out of ratios.
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM	4	$0	0%	0	Value filed as zero, left out of ratios.
MFS INTERMARKET INCOME TRUSTMFS INTERMARKET INCOME TRUST	5,516	$0	0%	0	Value filed as zero, left out of ratios.
ECOTALITY INCECOTALITY INC	833	$0	0%	0	Value filed as zero, left out of ratios.
CURRENCYSHARES CHINESE RENMICURRENCYSHARES CHINESE RENMI	1,178	$0	0%	0	Value filed as zero, left out of ratios.
HYPERDYNAMICS CORPHYPERDYNAMICS CORP	13	$0	0%	0	Value filed as zero, left out of ratios.
TEL OFFSHORE TRUSTTEL OFFSHORE TRUST	7	$0	0%	0	Value filed as zero, left out of ratios.
ABAKAN INCABAKAN INC	50,000	$0	0%	0	Value filed as zero, left out of ratios.
Conseco IncConseco Inc	7	$0	0%	0	Value filed as zero, left out of ratios.
GLOBAL NET LEASE INCGLOBAL NET LEASE INC	18	$0	0%	-582	Value filed as zero, left out of ratios.
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COM	2	$0	0%	0	Value filed as zero, left out of ratios.
PAIUTE OIL & MNG CORPPAIUTE OIL & MNG CORP	1,000	$0	0%	new	Value filed as zero, left out of ratios.
Cv Sciences Inc ComCv Sciences Inc Com	333	$0	0%	0	Value filed as zero, left out of ratios.
AMR Corp EscrowAMR Corp Escrow	1,400	$0	0%	0	Value filed as zero, left out of ratios.
INVSC 7.75 FX FL SRS B CUM …INVSC 7.75 FX FL SRS B CUM RDM PRF	28	$0	0%	-122	Value filed as zero, left out of ratios.
Linnco LLC XXX Escrow Pendi…Linnco LLC XXX Escrow Pending Pos…	780	$0	0%	0	Value filed as zero, left out of ratios.
Seventy Seven Energy-EscrowSeventy Seven Energy-Escrow	60	$0	0%	0	Value filed as zero, left out of ratios.
CPI CARD GROUP INCCPI CARD GROUP INC	40	$0	0%	0	Value filed as zero, left out of ratios.
VITRO TECHVITRO TECH	500	$0	0%	0	Value filed as zero, left out of ratios.
ACTUA CORPORATIONACTUA CORPORATION	1	$0	0%	0	Value filed as zero, left out of ratios.
AKAOQACHAOGEN INC	1,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SIGMA LABS INCSIGMA LABS INC	2	$0	0%	new	Value filed as zero, left out of ratios.
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	100	$0	0%	-1,000	Value filed as zero, left out of ratios.
VEREIT INCORPORATION PFD SE…VEREIT INCORPORATION PFD SER F	17	$0	0%	-199	Value filed as zero, left out of ratios.
CANNONAU CORP COMCANNONAU CORP COM	100	$0	0%	new	Value filed as zero, left out of ratios.
ALCOA INCALCOA INC	23	$0	0%	0	Value filed as zero, left out of ratios.
UNITY ONE CAPITALUNITY ONE CAPITAL	1	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BROS HLDGSLEHMAN BROS HLDGS	20,000	$0	0%	0	Value filed as zero, left out of ratios.
ESECURESOFT COESECURESOFT CO	148	$0	0%	0	Value filed as zero, left out of ratios.
SPECTRA7 MICROSYSTEMS INCSPECTRA7 MICROSYSTEMS INC	1,000	$0	0%	0	Value filed as zero, left out of ratios.
NEUROGENESIS INCNEUROGENESIS INC	200	$0	0%	new	Value filed as zero, left out of ratios.
NEXPRISE INCNEXPRISE INC	1	$0	0%	0	Value filed as zero, left out of ratios.
CUIDAO HLDG CORPCUIDAO HLDG CORP	150	$0	0%	0	Value filed as zero, left out of ratios.
RENTECH NITROGEN LP XXXRENTECH NITROGEN LP XXX	500	$0	0%	+200	Value filed as zero, left out of ratios.
YELLOW MEDIA INC 22 WTSYELLOW MEDIA INC 22 WTS	827	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BRO HLDG PFDLEHMAN BRO HLDG PFD	600	$0	0%	0	Value filed as zero, left out of ratios.
Africo Resources Ltd XxxAfrico Resources Ltd Xxx	249	$0	0%	0	Value filed as zero, left out of ratios.
GOLDEN ARCH RESOURCESGOLDEN ARCH RESOURCES	4,000	$0	0%	0	Value filed as zero, left out of ratios.
AVANT DIAGNOSTICS INCAVANT DIAGNOSTICS INC	91,000	$0	0%	0	Value filed as zero, left out of ratios.
CARDAX INCCARDAX INC	67,843	$0	0%	new	Value filed as zero, left out of ratios.
COUGAR OIL & GAS CANADA INCCOUGAR OIL & GAS CANADA INC	2,000	$0	0%	0	Value filed as zero, left out of ratios.
GENERAL MOTORS 8.25XXXESCRO…GENERAL MOTORS 8.25XXXESCROW P	15,000	$0	0%	0	Value filed as zero, left out of ratios.
GENERAL MOTORS CORP 9.25GENERAL MOTORS CORP 9.25	15,000	$0	0%	0	Value filed as zero, left out of ratios.
MA ST SCH BLDG AUTHMA ST SCH BLDG AUTH	10,000	$0	0%	0	Value filed as zero, left out of ratios.
ALPINE 4 TECHNOLOGIESALPINE 4 TECHNOLOGIES	2,220	$0	0%	0	Value filed as zero, left out of ratios.
GREEN ENERGY GROUP INCGREEN ENERGY GROUP INC	165	$0	0%	0	Value filed as zero, left out of ratios.
MYZIPSOFT INCMYZIPSOFT INC	311	$0	0%	0	Value filed as zero, left out of ratios.
ORBIT BRANDS CORPORBIT BRANDS CORP	100,000	$0	0%	0	Value filed as zero, left out of ratios.
AAB NATIONAL COAAB NATIONAL CO	181	$0	0%	0	Value filed as zero, left out of ratios.
PGOLPATRIOT GOLD CORP	500	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CORE MED GROUP INCCORE MED GROUP INC	146	$0	0%	0	Value filed as zero, left out of ratios.
HERITAGE GLOBAL INCHERITAGE GLOBAL INC	50	$0	0%	0	Value filed as zero, left out of ratios.
SUPER DEAL COM INCSUPER DEAL COM INC	153	$0	0%	0	Value filed as zero, left out of ratios.
USA PERFORMANCE PRODUCTS INCUSA PERFORMANCE PRODUCTS INC	40	$0	0%	0	Value filed as zero, left out of ratios.
USAS DIGITAL INCUSAS DIGITAL INC	162	$0	0%	0	Value filed as zero, left out of ratios.
CLASSIFIED AD INCCLASSIFIED AD INC	156	$0	0%	0	Value filed as zero, left out of ratios.
AMERICAN CAPITAL HOLDINGSAMERICAN CAPITAL HOLDINGS	200	$0	0%	0	Value filed as zero, left out of ratios.
MS STRUCTURED ASSE PFDMS STRUCTURED ASSE PFD	300	$0	0%	new	Value filed as zero, left out of ratios.
SOLARIS RESOURCES INCSOLARIS RESOURCES INC	711	$0	0%	0	Value filed as zero, left out of ratios.
Lehman Brothers 2xxxLehman Brothers 2xxx	19	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q1 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 165. All 165

Security	Shares before	Value before	Type
NUANCE COMMUNICATIONSNUANCE COMMUNICATIONS	7,019,000	$6.91M	shares
REPUBLIC SERVICES INCREPUBLIC SERVICES INC	4,970,000	$4.99M	shares
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	2,470,000	$2.47M	shares
CISCO SYSTEMS INCCISCO SYSTEMS INC	1,420,000	$1.42M	shares
MEDTRONIC INC (VARIABLE)MEDTRONIC INC (VARIABLE)	510,000	$511K	shares
DRIDARDEN RESTAURANTS INC	4,050	$441K	shares
K L A TENCOR COK L A TENCOR CO	340,000	$351K	shares
US Treasu NtUS Treasu Nt	350,000	$350K	shares
QUEST DIAGNOSTICQUEST DIAGNOSTIC	120,000	$120K	shares
TIPISHARES TR	716	$83K	shares
BANK OF AMER CORPBANK OF AMER CORP	56	$81K	shares
NBCUNIVERSAL MENBCUNIVERSAL ME	75,000	$77K	shares
GASLOG PARTNERS LPGASLOG PARTNERS LP	4,500	$70K	shares
PFFISHARES TR	1,682	$63K	shares
VWOVANGUARD INTL EQUITY INDEX F	1,203	$54K	shares
APPLE INC 2.4 05/03/2023APPLE INC 2.4 05/03/2023	50,000	$51K	shares
Amgen Inc.Amgen Inc.	50,000	$51K	shares
Belleville MiBelleville Mi	50,000	$51K	shares
GATX CORPGATX CORP	50,000	$50K	shares
AMERIPRISE FINL,AMERIPRISE FINL,	50,000	$50K	shares
MICROSOFT CORPMICROSOFT CORP	50,000	$50K	shares
SALT RIVER PRJ AZSALT RIVER PRJ AZ	50,000	$50K	shares
JOHNSON CONTROLS INJOHNSON CONTROLS IN	50,000	$50K	shares
Jpmorgan Chase &Jpmorgan Chase &	50,000	$50K	shares
DOW CHEMICAL CO NOTE M/W CL…DOW CHEMICAL CO NOTE M/W CLBL	45,000	$46K	shares
KRESPDR SERIES TRUST	749	$44K	shares
CHCTCOMMUNITY HEALTHCARE TR INC	1,000	$43K	shares
AMERICAN TOWER CORP NOTE M/…AMERICAN TOWER CORP NOTE M/W CLBL	40,000	$43K	shares
HOLXHOLOGIC INC	800	$42K	shares
VYMIVANGUARD WHITEHALL FDS	646	$41K	shares
AMGEN INC.AMGEN INC.	40,000	$41K	shares
VWOBVANGUARD WHITEHALL FDS	494	$40K	shares
AZ ST LOTTERYAZ ST LOTTERY	35,000	$35K	shares
PGRPROGRESSIVE CORP	450	$33K	shares
HMLPFHOEGH LNG PARTNERS LP CUM RED	1,275	$33K	shares
B RILEY FINANCIAL 7.50 SNR …B RILEY FINANCIAL 7.50 SNR NTS	1,300	$33K	shares
General ElectricGeneral Electric	30,000	$32K	shares
BLUEROCK RESIDENTIAL GWT RE…BLUEROCK RESIDENTIAL GWT REI RED …	1,143	$30K	shares
ARIZONA PUB SVC CARIZONA PUB SVC C	30,000	$30K	shares
VHTVANGUARD WORLD FD	150	$29K	shares
IRTINDEPENDENCE RLTY TR INC	2,000	$28K	shares
FORT WORTH TXFORT WORTH TX	25,000	$28K	shares
CALIFORNIA ST, GO BDSCALIFORNIA ST, GO BDS	25,000	$27K	shares
Nthrn Ariz UnivNthrn Ariz Univ	25,000	$27K	shares
TLTISHARES TR	192	$26K	shares
Taubman Centers 6.5% Pfd Se…Taubman Centers 6.5% Pfd Series J	1,000	$26K	shares
UNITEDHEALTH GROUP INC NOTE…UNITEDHEALTH GROUP INC NOTE M/W C…	25,000	$26K	shares
Simon PropertySimon Property	25,000	$26K	shares
Harris Cnty Tx MetHarris Cnty Tx Met	25,000	$26K	shares
GOLDMAN SACHS GROUP INC FIX…GOLDMAN SACHS GROUP INC FIXED	25,000	$25K	shares
LEXMARK INTERNATIONAL INC N…LEXMARK INTERNATIONAL INC NOTE M/…	25,000	$25K	shares
CNT PUGET SND WA TRCNT PUGET SND WA TR	25,000	$25K	shares
BOEING COBOEING CO	25,000	$25K	shares
VGTVANGUARD WORLD FD	93	$23K	shares
HSYHERSHEY CO	150	$22K	shares
CLARCLARUS CORP NEW	1,600	$22K	shares
WORK RECOVERY INWORK RECOVERY IN	1,000	$22K	shares
SMPSTANDARD MTR PRODS INC	400	$21K	shares
BANC OF CALIFORNIA INCORPOR…BANC OF CALIFORNIA INCORPORATED D…	800	$21K	shares
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$21K	shares
BNDVANGUARD BD INDEX FDS	233	$20K	shares
TERRAFORM PWR INCTERRAFORM PWR INC	1,300	$20K	shares
GASLOG PARTNERS LP (MARSHAL…GASLOG PARTNERS LP (MARSHALL I	786	$20K	shares
TEXAS ST-TRANSTEXAS ST-TRANS	20,000	$20K	shares
GOLDMAN SACHS GROUP INC NOT…GOLDMAN SACHS GROUP INC NOTE M/W …	20,000	$20K	shares
AMGEN INC.AMGEN INC.	20,000	$20K	shares
NEW YORK NYNEW YORK NY	20,000	$20K	shares
Credit Suisse AgCredit Suisse Ag	20,000	$20K	shares
HOUSTON TXHOUSTON TX	20,000	$20K	shares
EDINA MN ISD NO273EDINA MN ISD NO273	20,000	$20K	shares
Federal Home LoanFederal Home Loan	20,000	$20K	shares
SHYISHARES TR	225	$19K	shares
BNDXVANGUARD CHARLOTTE FDS	336	$19K	shares
VTVANGUARD INTL EQUITY INDEX F	235	$19K	shares
TSCOTRACTOR SUPPLY CO	200	$19K	shares
ELDWISDOMTREE TR	475	$17K	shares
TWO HBRS INVT CORPTWO HBRS INVT CORP	600	$17K	shares
ARES MANAGEMENTARES MANAGEMENT	600	$16K	shares
COLAS SA ORDCOLAS SA ORD	100	$16K	shares
SOTHERLY HOTELS INCSOTHERLY HOTELS INC	600	$15K	shares
Oxford Lane Man 6.75PFD Due…Oxford Lane Man 6.75PFD Due 06/30…	600	$15K	shares
CAI INTL INC RED PERP PFD S…CAI INTL INC RED PERP PFD SER	561	$15K	shares
SOTHERLY HOTELSSOTHERLY HOTELS	577	$15K	shares
SEAPEAK LLC PERP PFD UNIT S…SEAPEAK LLC PERP PFD UNIT SER	534	$14K	shares
LYFTLYFT INC	300	$13K	shares
OCADO GROUP PLCOCADO GROUP PLC	750	$13K	shares
U M H PROPERTIES INC 6.75 C…U M H PROPERTIES INC 6.75 CUM RED…	500	$13K	shares
FORD MOTOR CREDITFORD MOTOR CREDIT	13,000	$13K	shares
DcDc	10,000	$13K	shares
SARSARATOGA INVT CORP	500	$12K	shares
US TREASURY 3 11/44UST…US TREASURY 3 11/44UST BOND …	11,000	$12K	shares
Allstate Corp 5.62Allstate Corp 5.62	470	$12K	shares
United TechnologiUnited Technologi	12,000	$12K	shares
The Toronto-DomThe Toronto-Dom	12,000	$12K	shares
JP MORGAN CHASE & COJP MORGAN CHASE & CO	500	$11K	shares
CHIMERA INVT CORP PFD SER ACHIMERA INVT CORP PFD SER A	416	$11K	shares
CHIMERA INVT CORPCHIMERA INVT CORP	418	$11K	shares
RRCRANGE RES CORP	2,000	$10K	shares
FDSFACTSET RESH SYS INC	39	$10K	shares
VWDRYVESTAS WIND SYSTEMS-UNSP ADR	300	$10K	shares

How Q1 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-001089	base		2020-04-29	acceptance time not in the bulk data set	2026-10-07 18:53:21 UTC