SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $843,524,000 across 1,785 holdings for the quarter ended 2020-03-31, in a 13F-HR filed 2020-04-29. Its ten largest share positions make up 23.33% of the portfolio.

Filed 2020-04-29 (acceptance time not in the bulk data set), ingested 2026-10-07 18:53:21 UTC13F-HR 0001415889-20-001089

Period: 2020-03-31
Reported value: $844M
Holdings: 1,785
Top 10 weight: 23.33%
New: 208
Sold out: 165

Largest buys vs the previous quarter

Security	Shares change	Approx. value
MERITAGE HOMES CORPadded	+8,700,000	$8.05M
WMTadded	+34,547	$3.93M
JPMORGAN CHASE & COnew	+96,168	$2.52M
CVSadded	+34,391	$2.04M
BANK AMER CORP DEP SHS REPS…new	+83,495	$2.02M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
NUANCE COMMUNICATIONSexited	-7,019,000	-$6.91M
NUANCE COMMUNICATIONS INCreduced	-5,922,000	-$6.31M
CSXreduced	-88,226	-$5.19M
REPUBLIC SERVICES INCexited	-4,970,000	-$4.99M
PNCreduced	-50,937	-$4.87M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2020

Share positions as resolved from 13F-HR 0001415889-20-001089, largest first. % of portfolio is the value over $843,524,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
UNITED STATES TREAS NTS 2 0…UNITED STATES TREAS NTS 2 02/28/2…	11,000	$11K	<0.01%	0
Hanover Insurance 6.35% Cl …Hanover Insurance 6.35% Cl 3/1	500	$11K	<0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	10,000	$11K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	10,000	$11K	<0.01%	0
US TREASU NT 2point125 perc…US TREASU NT 2point125 percent 12…	11,000	$11K	<0.01%	0
OHIO ST WTR DEV AUTH WTR PO…OHIO ST WTR DEV AUTH WTR POLLUTN …	10,000	$11K	<0.01%	0
ARIZONA WTR INFRASTRUCTURE …ARIZONA WTR INFRASTRUCTURE FIN AU…	10,000	$11K	<0.01%	0
JEA FL ELEC SYS REVJEA FL ELEC SYS REV	10,000	$11K	<0.01%	0
KLEIN TX ISDKLEIN TX ISD	10,000	$11K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	10,000	$11K	<0.01%	0
MERCK & CO., INCMERCK & CO., INC	10,000	$11K	<0.01%	0
MESA AZMESA AZ	10,000	$11K	<0.01%	0
MONTANA STATE BMONTANA STATE B	10,000	$11K	<0.01%	0
NEW YORK N YNEW YORK N Y	10,000	$11K	<0.01%	0
NM FA ST TRANSNM FA ST TRANS	10,000	$11K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$11K	<0.01%	0
OHIO STOHIO ST	10,000	$11K	<0.01%	0
OLD NTNL BANCORPOLD NTNL BANCORP	10,000	$11K	<0.01%	0
PEORIA AZPEORIA AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PIMA CN AZ IDAPIMA CN AZ IDA	10,000	$11K	<0.01%	0
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$11K	<0.01%	0
PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA	10,000	$11K	<0.01%	0
ROSEMONT ILROSEMONT IL	10,000	$11K	<0.01%	0
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$11K	<0.01%	0
INTERNTNL BUSINESSINTERNTNL BUSINESS	10,000	$11K	<0.01%	0
FLAGSTAFF AZFLAGSTAFF AZ	10,000	$11K	<0.01%	0
FORD MOTOR CREDIT CFORD MOTOR CREDIT C	15,000	$11K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	10,000	$11K	<0.01%	0
AT&T INCAT&T INC	10,000	$11K	<0.01%	0
AUSTIN TX WTR & WSTAUSTIN TX WTR & WST	10,000	$11K	<0.01%	0
ZIONS BANCORPZIONS BANCORP	10,000	$11K	<0.01%	0
AZ TRANS BRD HWYAZ TRANS BRD HWY	10,000	$11K	<0.01%	0
UNIV WAUNIV WA	10,000	$11K	<0.01%	0
UTAH STUTAH ST	10,000	$11K	<0.01%	0
BROWARD CNTY FL ARPBROWARD CNTY FL ARP	10,000	$11K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	10,000	$11K	<0.01%	0
COMCAST CORPORACOMCAST CORPORA	10,000	$11K	<0.01%	0
EL PASO TXEL PASO TX	10,000	$11K	<0.01%	0
MARICOPA AZ SD #11MARICOPA AZ SD #11	10,000	$11K	<0.01%	0
GILA AZ USD #10GILA AZ USD #10	10,000	$11K	<0.01%	0
CONROE TX ISDCONROE TX ISD	10,000	$11K	<0.01%	0
Lewis Cnty Wa PuLewis Cnty Wa Pu	10,000	$11K	<0.01%	0
Alphabet Inc.Alphabet Inc.	10,000	$11K	<0.01%	0
CSXCSX CORP	170	$10K	<0.01%	-88,226	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	233	$10K	<0.01%	-471	Timeline
PAASPAN AMERN SILVER CORP	700	$10K	<0.01%	0	Timeline
FIVNFIVE9 INC	125	$10K	<0.01%	0	Timeline
AALAMERICAN AIRLINES GROUP INC	831	$10K	<0.01%	-25	Timeline
IGSBISHARES TR	199	$10K	<0.01%	new	Timeline
VRSKVERISK ANALYTICS INC	72	$10K	<0.01%	0	Timeline
EXCEXELON CORP	272	$10K	<0.01%	0	Timeline
BIDUBAIDU INC	100	$10K	<0.01%	0	Timeline
FALNISHARES TR	430	$10K	<0.01%	new	Timeline
HDVISHARES TR	137	$10K	<0.01%	0	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	629	$10K	<0.01%	0	Timeline
SCHZSCHWAB STRATEGIC TR	190	$10K	<0.01%	0	Timeline
WDIVSPDR INDEX SHS FDS	210	$10K	<0.01%	new	Timeline
UIUBIQUITI INC	70	$10K	<0.01%	0	Timeline
LINDE PLC/OLDLINDE PLC/OLD	55	$10K	<0.01%	0
ALERIAN MLP ETFALERIAN MLP ETF	2,989	$10K	<0.01%	+989
INVESCOINVESCO	465	$10K	<0.01%	new
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	1,000	$10K	<0.01%	new
MORGAN STANLEY 2.8 06/16/20…MORGAN STANLEY 2.8 06/16/2020	10,000	$10K	<0.01%	0
Waste ConnectionsWaste Connections	125	$10K	<0.01%	0
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	450	$10K	<0.01%	0
DIGITAL RLTY TR INCDIGITAL RLTY TR INC	400	$10K	<0.01%	0
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	257	$10K	<0.01%	0
CAPITAL ONE FINLCAPITAL ONE FINL	10,000	$10K	<0.01%	0
HCA INC.HCA INC.	10,000	$10K	<0.01%	0
PIMA CNTY ARIZ INDL DEV AUT…PIMA CNTY ARIZ INDL DEV AUTH E RE…	10,000	$10K	<0.01%	0
SIMON PROPERTY GRSIMON PROPERTY GR	10,000	$10K	<0.01%	0
THE CHARLES SCHTHE CHARLES SCH	10,000	$10K	<0.01%	0
MARICOPA AZ CCDMARICOPA AZ CCD	10,000	$10K	<0.01%	0
MARICOPA AZ CODMARICOPA AZ COD	10,000	$10K	<0.01%	0
MI ST BLDG AUTHMI ST BLDG AUTH	10,000	$10K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	10,000	$10K	<0.01%	0
SCOTTSDALE AZSCOTTSDALE AZ	10,000	$10K	<0.01%	0
AIR PRODUCTS ANDAIR PRODUCTS AND	10,000	$10K	<0.01%	0
ALBEMARLE CORPALBEMARLE CORP	10,000	$10K	<0.01%	0
AZ HLTH FAC AUTHAZ HLTH FAC AUTH	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
U.S. BANCORPU.S. BANCORP	10,000	$10K	<0.01%	0
UNITED AIRLINES,UNITED AIRLINES,	10,000	$10K	<0.01%	0
CHANDLER AZCHANDLER AZ	10,000	$10K	<0.01%	0
DANAHER CORPDANAHER CORP	10,000	$10K	<0.01%	0
EXELON CORPEXELON CORP	10,000	$10K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	10,000	$10K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	10,000	$10K	<0.01%	0
CROWN CASTLE INTCROWN CASTLE INT	10,000	$10K	<0.01%	0
DRIPPING SPRING TXDRIPPING SPRING TX	10,000	$10K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	10,000	$10K	<0.01%	0
SEWARD COUNTY NESEWARD COUNTY NE	10,000	$10K	<0.01%	0
MO ST HLTH/EDMO ST HLTH/ED	10,000	$10K	<0.01%	0
MP WSTRN ST UNIVMP WSTRN ST UNIV	10,000	$10K	<0.01%	0
STATE OF TEXASSTATE OF TEXAS	10,000	$10K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	10,000	$10K	<0.01%	0
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	10,000	$10K	<0.01%	0
PHOENIX AZ CVC IMPPHOENIX AZ CVC IMP	10,000	$10K	<0.01%	0
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	<0.01%	0
AZ ST TRANSN BRDAZ ST TRANSN BRD	10,000	$10K	<0.01%	0
AZ TRANS EXCISE TAXAZ TRANS EXCISE TAX	10,000	$10K	<0.01%	0
REGL TRAN DST CO COREGL TRAN DST CO CO	10,000	$10K	<0.01%	0
ROYAL BANK CANADROYAL BANK CANAD	10,000	$10K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	10,000	$10K	<0.01%	0
VISA INCVISA INC	10,000	$10K	<0.01%	0
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	10,000	$10K	<0.01%	0
BK NY MELLON CORBK NY MELLON COR	10,000	$10K	<0.01%	0
OMAHA NEBRASKAOMAHA NEBRASKA	10,000	$10K	<0.01%	0
PEPSICO INCORPORPEPSICO INCORPOR	10,000	$10K	<0.01%	0
CMECME GROUP INC	50	$9K	<0.01%	0	Timeline
RACEFERRARI N V	56	$9K	<0.01%	0	Timeline
LULULULULEMON ATHLETICA INC	50	$9K	<0.01%	new	Timeline
SFMSPROUTS FMRS MKT INC	500	$9K	<0.01%	-500	Timeline
AVAAVISTA CORP	211	$9K	<0.01%	0	Timeline
SWKSSKYWORKS SOLUTIONS INC	100	$9K	<0.01%	-70	Timeline
AEEAMEREN CORP	123	$9K	<0.01%	0	Timeline
MCKMCKESSON CORP	70	$9K	<0.01%	new	Timeline
ITBISHARES TR	300	$9K	<0.01%	0	Timeline
NBIXNEUROCRINE BIOSCIENCES INC	100	$9K	<0.01%	0	Timeline
WHWYNDHAM HOTELS & RESORTS INC	275	$9K	<0.01%	0	Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	380	$9K	<0.01%	0
EQXEQUINOX GOLD CORP	1,426	$9K	<0.01%	0	Timeline
TRANSCANADA CORPTRANSCANADA CORP	200	$9K	<0.01%	0
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	266	$9K	<0.01%	0
AON CORPAON CORP	54	$9K	<0.01%	0
IntrcontinentalexchangeIntrcontinentalexchange	113	$9K	<0.01%	-90
UNITED STATES TREAS NTS 2 1…UNITED STATES TREAS NTS 2 11/30/2…	9,000	$9K	<0.01%	new
HALLIBURTON CO 3.8 11/15/20…HALLIBURTON CO 3.8 11/15/2025	10,000	$9K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	925	$9K	<0.01%	new
Telephone & Data 6.875% Cl …Telephone & Data 6.875% Cl 11/	417	$9K	<0.01%	new
MERITAGE HOMES CORPMERITAGE HOMES CORP	10,000	$9K	<0.01%	0
WALMART INCWALMART INC	8,000	$9K	<0.01%	+4,000
CISCO SYSTEMS, ICISCO SYSTEMS, I	9,000	$9K	<0.01%	+4,000
NATL GEN PFDNATL GEN PFD	500	$9K	<0.01%	0
BANCO SANTANDER, PFDBANCO SANTANDER, PFD	431	$9K	<0.01%	+131
PANWPALO ALTO NETWORKS INC	50	$8K	<0.01%	0	Timeline
VIGVANGUARD SPECIALIZED FUNDS	75	$8K	<0.01%	-405	Timeline
VOTVANGUARD INDEX FDS	60	$8K	<0.01%	0	Timeline
FXIISHARES TR	200	$8K	<0.01%	0	Timeline
STMSTMICROELECTRONICS N V	378	$8K	<0.01%	0	Timeline
GWWWW GRAINGER INC	33	$8K	<0.01%	0	Timeline
HOGHARLEY DAVIDSON INC	400	$8K	<0.01%	-300	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	11	$8K	<0.01%	0	Timeline
DSLDOUBLELINE INCOME SOLUTIONS	600	$8K	<0.01%	0	Timeline
SCCOSOUTHERN COPPER CORP	300	$8K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	1,400	$8K	<0.01%	0	Timeline
ATLASSIAN CORPATLASSIAN CORP	60	$8K	<0.01%	0
BGXBLACKSTONE LONG SHORT CR INC	800	$8K	<0.01%	0	Timeline
RABROOKFIELD REAL ASSETS INCOM	557	$8K	<0.01%	0	Timeline
RINGISHARES INC	400	$8K	<0.01%	0	Timeline
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	430	$8K	<0.01%	0
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	500	$8K	<0.01%	-550
ANTHEM, INCpoint 3point1…ANTHEM, INCpoint 3point125perc…	8,000	$8K	<0.01%	0
JP MORGAN CHASE BK VAR 34JP MORGAN CHASE BK VAR 34	10,000	$8K	<0.01%	0
NORDSTROM, INCNORDSTROM, INC	10,000	$8K	<0.01%	0
INTL BK RECON & DEINTL BK RECON & DE	10,000	$8K	<0.01%	0
CIMAREX ENERGYCIMAREX ENERGY	10,000	$8K	<0.01%	0
SPHYSPDR SERIES TRUST	300	$7K	<0.01%	new	Timeline
SYFSYNCHRONY FINANCIAL	462	$7K	<0.01%	0	Timeline
UALUNITED AIRLS HLDGS INC	237	$7K	<0.01%	0	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	213	$7K	<0.01%	0	Timeline
ZZILLOW GROUP INC	200	$7K	<0.01%	0	Timeline
GAPGAP INC	935	$7K	<0.01%	0	Timeline
PPGPPG INDS INC	83	$7K	<0.01%	-65	Timeline
ECLECOLAB INC	45	$7K	<0.01%	-5	Timeline
NTESNETEASE COM INC	21	$7K	<0.01%	0	Timeline
RYNRAYONIER INC	315	$7K	<0.01%	0	Timeline
CECELANESE CORP DEL	100	$7K	<0.01%	0	Timeline
EEMVISHARES INC	146	$7K	<0.01%	0	Timeline
BANFBANCFIRST CORP	202	$7K	<0.01%	0	Timeline
CABOCABLE ONE INC	4	$7K	<0.01%	new	Timeline
SASEABRIDGE GOLD INC	785	$7K	<0.01%	-215	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	200	$7K	<0.01%	0	Timeline
VMWARE, INC.VMWARE, INC.	60	$7K	<0.01%	0
BARRICK GOLD CORPBARRICK GOLD CORP	400	$7K	<0.01%	0
SYNEOS HEALTH INCSYNEOS HEALTH INC	165	$7K	<0.01%	0
CONTINENTAL RES INCCONTINENTAL RES INC	862	$7K	<0.01%	0
WABCO HLDGS INCWABCO HLDGS INC	50	$7K	<0.01%	0
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	1,480	$7K	<0.01%	0
SMLVSPDR SERIES TRUST	102	$7K	<0.01%	0	Timeline
NSRGFNESTLE SA-REG	72	$7K	<0.01%	-57	Timeline
CLPHYC L P HOLDINGS LTD SPONS ADR	800	$7K	<0.01%	0	Timeline
BANK AMER CORP 5.625 07/01/…BANK AMER CORP 5.625 07/01/2020	7,000	$7K	<0.01%	0
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	429	$7K	<0.01%	0
MYOKARDIA INCMYOKARDIA INC	150	$7K	<0.01%	0
CHEMTRADE LOGISTICS INCOMECHEMTRADE LOGISTICS INCOME	2,000	$7K	<0.01%	0
ANTARES PHARMA INCANTARES PHARMA INC	3,000	$7K	<0.01%	0
BNY MELLONBNY MELLON	301	$7K	<0.01%	-1,400
STATE STREET C 5.9 PFDPFD …STATE STREET C 5.9 PFDPFD SER D	281	$7K	<0.01%	+139
ATUSFALTIUS MINERALS CORP	1,400	$7K	<0.01%	0	Timeline
ZIMMER BIOMET HOLDINGS INC …ZIMMER BIOMET HOLDINGS INC NOTE M…	7,000	$7K	<0.01%	0
FIRST TRUST PORTFOLIOS UNIT…FIRST TRUST PORTFOLIOS UNIT 353 T…	10	$7K	<0.01%	0
Wells Fargo & Co NewWells Fargo & Co New	281	$7K	<0.01%	-1,719
MICROSOFT CORPMICROSOFT CORP	5,000	$7K	<0.01%	0
NOMURA AMERICAN FI VAR 34NOMURA AMERICAN FI VAR 34	10,000	$7K	<0.01%	0
PUBLIC STORAGE PFDPUBLIC STORAGE PFD	300	$7K	<0.01%	-350
VIACOM INCVIACOM INC	6,000	$7K	<0.01%	0
TVATVA	7,000	$7K	<0.01%	new
DETROIT MI CITYDETROIT MI CITY	5,000	$7K	<0.01%	0
EXPEDIA INCEXPEDIA INC	7,000	$7K	<0.01%	0
XLESELECT SECTOR SPDR TR	200	$6K	<0.01%	+100	Timeline
IWRISHARES TR	145	$6K	<0.01%	0	Timeline
SDYSPDR SERIES TRUST	77	$6K	<0.01%	0	Timeline
VYMVANGUARD WHITEHALL FDS	91	$6K	<0.01%	-440	Timeline
CNICANADIAN NATL RY CO	75	$6K	<0.01%	0	Timeline
NEMNEWMONT CORP	142	$6K	<0.01%	-175	Timeline
SCZISHARES TR	124	$6K	<0.01%	-800	Timeline
TOLTOLL BROTHERS INC	300	$6K	<0.01%	0	Timeline
LIILENNOX INTL INC	35	$6K	<0.01%	-15	Timeline
YETIYETI HLDGS INC	325	$6K	<0.01%	0	Timeline
ENRENERGIZER HLDGS INC	200	$6K	<0.01%	0	Timeline
NYTNEW YORK TIMES CO MTN BE	200	$6K	<0.01%	0	Timeline
RNRRENAISSANCERE HLDGS LTD	39	$6K	<0.01%	0	Timeline
CRSPCRISPR THERAPEUTICS AG	145	$6K	<0.01%	+45	Timeline
NATNORDIC AMERICAN TANKERS LIMI	1,300	$6K	<0.01%	0	Timeline
IJKISHARES TR	35	$6K	<0.01%	0	Timeline
FNDXSCHWAB STRATEGIC TR	182	$6K	<0.01%	+9	Timeline
WELLS FARGO & COWELLS FARGO & CO	5	$6K	<0.01%	0
MTRNMATERION CORP	171	$6K	<0.01%	0	Timeline
SLRCSLR INVESTMENT CORP	546	$6K	<0.01%	0	Timeline
VEREIT INCVEREIT INC	1,300	$6K	<0.01%	-3,500
CTBICOMMUNITY TR BANCORP INC	200	$6K	<0.01%	0	Timeline
POLYONE CORPPOLYONE CORP	310	$6K	<0.01%	+200
Goldman Sachs Group, Inc. 3…Goldman Sachs Group, Inc. 3.5 11/…	6,000	$6K	<0.01%	0
PNC FINL SVCS GROUP INC 3.5…PNC FINL SVCS GROUP INC 3.5 01/23…	6,000	$6K	<0.01%	new
AT&T INC 4.125 02/17/2026AT&T INC 4.125 02/17/2026	6,000	$6K	<0.01%	0
ABBVIE INC 2.9 11/06/2022ABBVIE INC 2.9 11/06/2022	6,000	$6K	<0.01%	0
MARSH & MCLENNAN COS INC SR…MARSH & MCLENNAN COS INC SR NT 4…	5,000	$6K	<0.01%	new
EXONE COEXONE CO	1,000	$6K	<0.01%	new
TELEPHONE & DATA SYSTEM 7.0…TELEPHONE & DATA SYSTEM 7.000%	300	$6K	<0.01%	0
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS	1,200	$6K	<0.01%	0
TWO HBRS INVT CORP PFD SER …TWO HBRS INVT CORP PFD SER B F	379	$6K	<0.01%	+29
GASLOG LTD PFD SHS SER AGASLOG LTD PFD SHS SER A	400	$6K	<0.01%	0
Integrys Holding, 6PFD Due…Integrys Holding, 6PFD Due 08/01…	267	$6K	<0.01%	0
PIMA CNTY ARIZ REGL TRANSN …PIMA CNTY ARIZ REGL TRANSN AU	5,000	$6K	<0.01%	0
AETNA INC NOTE M/W CLBLAETNA INC NOTE M/W CLBL	6,000	$6K	<0.01%	0
ISTAR FINANCIAL INC 7.65 PF…ISTAR FINANCIAL INC 7.65 PFD SHS …	300	$6K	<0.01%	0
Eaton CorpEaton Corp	6,000	$6K	<0.01%	0
LOCKHEED MARTIN CORP NOTE M…LOCKHEED MARTIN CORP NOTE M/W CLBL	6,000	$6K	<0.01%	0
PARTNERRE LTD.PARTNERRE LTD.	221	$6K	<0.01%	new
TEMPE AZTEMPE AZ	5,000	$6K	<0.01%	0
MARICOPA AZ USD #41MARICOPA AZ USD #41	5,000	$6K	<0.01%	0
MASSACHUSETTS STMASSACHUSETTS ST	5,000	$6K	<0.01%	0
MONTSANTO COMONTSANTO CO	7,000	$6K	<0.01%	0
PINAL CN AZ CCDPINAL CN AZ CCD	5,000	$6K	<0.01%	0
QUEEN CRK AZ EXCQUEEN CRK AZ EXC	5,000	$6K	<0.01%	0
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	262	$6K	<0.01%	-36
FTFT	2,000	$6K	<0.01%	0
WI ST TRANSWI ST TRANS	5,000	$6K	<0.01%	0
GILEAD SCIENCES,GILEAD SCIENCES,	6,000	$6K	<0.01%	0
AUSTIN TX CCLG DISTAUSTIN TX CCLG DIST	5,000	$6K	<0.01%	0
YUMA ARIZONA MUNICIPYUMA ARIZONA MUNICIP	5,000	$6K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	5,000	$6K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$6K	<0.01%	0
BANK OF AMERICA CORBANK OF AMERICA COR	6,000	$6K	<0.01%	0
BEAM INCBEAM INC	5,000	$6K	<0.01%	0
FEDERAL NTNL MORTGAGFEDERAL NTNL MORTGAG	6,000	$6K	<0.01%	new
MARICOPA AZ USD #60MARICOPA AZ USD #60	5,000	$6K	<0.01%	0
UNIV NMUNIV NM	5,000	$6K	<0.01%	0
ICSHISHARES TR	100	$5K	<0.01%	0	Timeline
TMUST-MOBILE US INC	54	$5K	<0.01%	0	Timeline
NTGRNETGEAR INC	240	$5K	<0.01%	0	Timeline
XLPSELECT SECTOR SPDR TR	100	$5K	<0.01%	-274	Timeline
NHINATIONAL HEALTH INVS INC	100	$5K	<0.01%	0	Timeline
PKGPACKAGING CORP AMER	55	$5K	<0.01%	0	Timeline
METMETLIFE INC	168	$5K	<0.01%	-150	Timeline
EOGEOG RES INC	126	$5K	<0.01%	+26	Timeline
TPRTAPESTRY INC	400	$5K	<0.01%	0	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	542	$5K	<0.01%	0	Timeline
PTYPIMCO CORPORATE & INCOME OPP	400	$5K	<0.01%	0	Timeline
SYLDCAMBRIA ETF TR	200	$5K	<0.01%	0	Timeline
SKTTANGER INC	1,000	$5K	<0.01%	0	Timeline
AMBAAMBARELLA INC	100	$5K	<0.01%	0	Timeline
XBOEXBLACKROCK ENHANCED GLOBAL	600	$5K	<0.01%	0	Timeline
STORE CAP CORPSTORE CAP CORP	275	$5K	<0.01%	-125
Concho Resources Inc.Concho Resources Inc.	122	$5K	<0.01%	0
ENLAYENEL SPA - UNSPON ADR	700	$5K	<0.01%	0	Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	1,009	$5K	<0.01%	0
AARON'S INCAARON'S INC	200	$5K	<0.01%	0
LLFLQLUMBER LIQUIDATORS HOLDINGS	1,000	$5K	<0.01%	0	Timeline
KKR & CO LPKKR & CO LP	200	$5K	<0.01%	0
CHSCMCHS INC REDEEMABLE PREFERRED S	228	$5K	<0.01%	new	Timeline
CISCO SYS INC 2.2 02/28/2021CISCO SYS INC 2.2 02/28/2021	5,000	$5K	<0.01%	0
US BANCORP 2.625 01/24/2022US BANCORP 2.625 01/24/2022	5,000	$5K	<0.01%	new
VERIZON COMMUNICATIONS INC …VERIZON COMMUNICATIONS INC 3.5 11…	5,000	$5K	<0.01%	new
MSPRIMORGAN STANLEY DEPO SHS REP 1/	215	$5K	<0.01%	new	Timeline
Prudential PLC 6.75% PrpCl …Prudential PLC 6.75% PrpCl 9/0	200	$5K	<0.01%	0
REGIONS FINANCIAL CORP NEWREGIONS FINANCIAL CORP NEW	210	$5K	<0.01%	+80
EXXON MOBIL COREXXON MOBIL COR	5,000	$5K	<0.01%	0
AT&T PfdAT&T Pfd	195	$5K	<0.01%	new
NEW YORK MTG TR INCNEW YORK MTG TR INC	500	$5K	<0.01%	0
SERVICEMASTER CO LPSERVICEMASTER CO LP	5,000	$5K	<0.01%	0
FEDERAL NATIONAL MTG ASSNFEDERAL NATIONAL MTG ASSN	5,000	$5K	<0.01%	new
DOMINION ENERGY INC NOTE M/…DOMINION ENERGY INC NOTE M/W CLBL	5,000	$5K	<0.01%	new
CVS HEALTH CORPORATION NOTE…CVS HEALTH CORPORATION NOTE M/W C…	5,000	$5K	<0.01%	new
Discovery CommunicationsDiscovery Communications	5,000	$5K	<0.01%	0
Goldman Sachs Group Inc FRNGoldman Sachs Group Inc FRN	5,000	$5K	<0.01%	0
LANDMARK INFRALANDMARK INFRA	300	$5K	<0.01%	0
LOS ANGELES CA W/PLOS ANGELES CA W/P	5,000	$5K	<0.01%	0
MONTANA STATE BOMONTANA STATE BO	5,000	$5K	<0.01%	0
NC EASTERN MUNI PWRNC EASTERN MUNI PWR	5,000	$5K	<0.01%	0
PACTIV LLCPACTIV LLC	5,000	$5K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	5,000	$5K	<0.01%	0
PUBLIC STORAGEPUBLIC STORAGE	5,000	$5K	<0.01%	0
AMERICAN ELECTRICAMERICAN ELECTRIC	5,000	$5K	<0.01%	new
THE KROGER CO.THE KROGER CO.	5,000	$5K	<0.01%	0
TN ENGY ACQUISITTN ENGY ACQUISIT	5,000	$5K	<0.01%	0
TOTAL CAPITALTOTAL CAPITAL	5,000	$5K	<0.01%	0
TUCSON AZTUCSON AZ	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0
BANK OF AMERICA C VAR 28BANK OF AMERICA C VAR 28	5,000	$5K	<0.01%	0
BB&T CORPBB&T CORP	5,000	$5K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	5,000	$5K	<0.01%	0
DUKE ENERGY OHIODUKE ENERGY OHIO	5,000	$5K	<0.01%	0
FREMONT NEBRASKA COFREMONT NEBRASKA CO	5,000	$5K	<0.01%	0
BERKSHIRE HATHAWAY FINBERKSHIRE HATHAWAY FIN	5,000	$5K	<0.01%	0
GENERAL ELECTRICGENERAL ELECTRIC	5,000	$5K	<0.01%	0
ARLINGTON TXARLINGTON TX	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0
MORGAN STANLMORGAN STANL	212	$5K	<0.01%	new
ORACLE CORPORACLE CORP	5,000	$5K	<0.01%	0
BSXBOSTON SCIENTIFIC CORP	129	$4K	<0.01%	0	Timeline
UBERUBER TECHNOLOGIES INC	130	$4K	<0.01%	new	Timeline
VBRVANGUARD INDEX FDS	41	$4K	<0.01%	-300	Timeline
PAYCPAYCOM SOFTWARE INC	20	$4K	<0.01%	new	Timeline
OMCOMNICOM GROUP INC	72	$4K	<0.01%	new	Timeline
ROKROCKWELL AUTOMATION INC	27	$4K	<0.01%	-12	Timeline
GDGENERAL DYNAMICS CORP	30	$4K	<0.01%	0	Timeline
DGXQUEST DIAGNOSTICS INC	51	$4K	<0.01%	0	Timeline
ALCALCON AG	85	$4K	<0.01%	0	Timeline
FSLRFIRST SOLAR INC	100	$4K	<0.01%	0	Timeline
ROSTROSS STORES INC	45	$4K	<0.01%	0	Timeline
WSMWILLIAMS SONOMA INC	100	$4K	<0.01%	0	Timeline
SCISERVICE CORP INTL	99	$4K	<0.01%	0	Timeline
NOBLPROSHARES TR	69	$4K	<0.01%	0	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	420	$4K	<0.01%	0	Timeline
GOODGLADSTONE COMMERCIAL CORP	300	$4K	<0.01%	0	Timeline
NMFCNEW MTN FIN CORP	540	$4K	<0.01%	new	Timeline
BIOBIO RAD LABS INC	11	$4K	<0.01%	0	Timeline
ROBOEXCHANGE TRADED CONCEPTS TRU	113	$4K	<0.01%	new	Timeline
FNCLFIDELITY COVINGTON TRUST	145	$4K	<0.01%	0	Timeline
IHS MARKIT LTDIHS MARKIT LTD	71	$4K	<0.01%	0
VERINT SYS INCVERINT SYS INC	85	$4K	<0.01%	-55
CENTURYLINK INCCENTURYLINK INC	400	$4K	<0.01%	0
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	175	$4K	<0.01%	-100
PROOFPOINT INCPROOFPOINT INC	40	$4K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	1,400	$4K	<0.01%	0
CTBBQWEST CORP NT 6.5% DUE 2058 (C	213	$4K	<0.01%	new	Timeline
RHHBYROCHE HOLDINGS LTD-SPONS ADR	100	$4K	<0.01%	0	Timeline
APERGY CORPAPERGY CORP	654	$4K	<0.01%	0
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	32	$4K	<0.01%	0
DIAMONDS TRUST SERIES IDIAMONDS TRUST SERIES I	19	$4K	<0.01%	-5
EARTHSTONE ENERGY INCEARTHSTONE ENERGY INC	2,000	$4K	<0.01%	new
KEYKEYCORP NEW DS RPT 1/40 OWN IN	161	$4K	<0.01%	new	Timeline
US BANCORP 2.35 01/29/2021US BANCORP 2.35 01/29/2021	4,000	$4K	<0.01%	0
GILEAD SCIENCES INC 4.5 04/…GILEAD SCIENCES INC 4.5 04/01/2021	4,000	$4K	<0.01%	0
BT Group PLCBT Group PLC	2,500	$4K	<0.01%	new
GENERAL MOTORS CO 6.6 36 DU…GENERAL MOTORS CO 6.6 36 DUE 04/0…	5,000	$4K	<0.01%	0
INVESCO S&P 500 EX-RATE SENSINVESCO S&P 500 EX-RATE SENS	116	$4K	<0.01%	0
TOYOTA MTR CORP SR NT 3.66…TOYOTA MTR CORP SR NT 3.669 perc…	4,000	$4K	<0.01%	new
FLGFLAGSTAR BANK, N.A DEP SHS REP	165	$4K	<0.01%	new	Timeline
RZBREINSURANCE GROUP AMER INC SUB	187	$4K	<0.01%	new	Timeline
ALLSTATE CORP SUB DEB FIXED…ALLSTATE CORP SUB DEB FIXED TO	153	$4K	<0.01%	new
REINSURANCE GROUP OF AMERICAREINSURANCE GROUP OF AMERICA	182	$4K	<0.01%	+131
ACTIVISION INCACTIVISION INC	71	$4K	<0.01%	+8
AMER AIRLN 15-1 AAMER AIRLN 15-1 A	5,000	$4K	<0.01%	0
AMERN AIRLINE 16-2 A PTTAMERN AIRLINE 16-2 A PTT	5,000	$4K	<0.01%	0
GOLDMAN SACH 6.375 PFDGOLDMAN SACH 6.375 PFD	158	$4K	<0.01%	new
PEOPLES UNPEOPLES UN	168	$4K	<0.01%	new
MCDONALD'S CORPMCDONALD'S CORP	4,000	$4K	<0.01%	0
COSTCO WHOLESALE 2point75pe…COSTCO WHOLESALE 2point75percent2…	4,000	$4K	<0.01%	new
EXCELSIOR MINING CORPEXCELSIOR MINING CORP	12,300	$4K	<0.01%	-4,500
KBS REIT II MDKBS REIT II MD	1,500	$4K	<0.01%	0
SUNTRUST BANK (A)SUNTRUST BANK (A)	4,000	$4K	<0.01%	new
TD AMERITRADE HOLTD AMERITRADE HOL	4,000	$4K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	3,000	$4K	<0.01%	0
MORGAN STANLEY (VARIABLE)MORGAN STANLEY (VARIABLE)	7,000	$4K	<0.01%	0
QUALCOMM INCQUALCOMM INC	4,000	$4K	<0.01%	0
INTERCONTINENTALINTERCONTINENTAL	4,000	$4K	<0.01%	new
INTL BK RECON &INTL BK RECON &	4,000	$4K	<0.01%	0
US TREASUR NTUS TREASUR NT	4,000	$4K	<0.01%	0
BNSF, LLCBNSF, LLC	4,000	$4K	<0.01%	0
BP CAPITAL MKTBP CAPITAL MKT	4,000	$4K	<0.01%	0
FAIRFAX FINANCE PFDFAIRFAX FINANCE PFD	500	$4K	<0.01%	0
MOODY'S CORPMOODY'S CORP	4,000	$4K	<0.01%	0
WALMART INC.WALMART INC.	4,000	$4K	<0.01%	0
AT&T INC.AT&T INC.	4,000	$4K	<0.01%	0
Qwest CorpQwest Corp	176	$4K	<0.01%	new
IGFISHARES TR	100	$3K	<0.01%	0	Timeline
NOWSERVICENOW INC	10	$3K	<0.01%	new	Timeline
VOVANGUARD INDEX FDS	25	$3K	<0.01%	0	Timeline
PENNPENN ENTERTAINMENT INC	200	$3K	<0.01%	new	Timeline
DKDELEK US HLDGS INC NEW	221	$3K	<0.01%	0	Timeline
RCLROYAL CARIBBEAN GROUP	100	$3K	<0.01%	new	Timeline
TERTERADYNE INC	57	$3K	<0.01%	0	Timeline
WABWABTEC	56	$3K	<0.01%	-109	Timeline
MPCMARATHON PETE CORP	123	$3K	<0.01%	-100	Timeline
BHPBHP BILLITON LIMITED	73	$3K	<0.01%	0	Timeline
LLOEWS CORP	73	$3K	<0.01%	0	Timeline
TROWPRICE T ROWE GROUP INC	35	$3K	<0.01%	0	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	60	$3K	<0.01%	0	Timeline
EBAYEBAY INC.	100	$3K	<0.01%	0	Timeline
ESSESSEX PPTY TR INC	12	$3K	<0.01%	0	Timeline
DLBDOLBY LABORATORIES INC	63	$3K	<0.01%	0	Timeline
BF-BBROWN FORMAN CORP	50	$3K	<0.01%	0	Timeline
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES	76	$3K	<0.01%	0
KKELLANOVA	58	$3K	<0.01%	0	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	500	$3K	<0.01%	0
WGOWINNEBAGO INDS INC	100	$3K	<0.01%	0	Timeline
FNDFSCHWAB STRATEGIC TR	137	$3K	<0.01%	+9	Timeline
EZUISHARES INC	106	$3K	<0.01%	0	Timeline
BCBRUNSWICK CORP	93	$3K	<0.01%	0	Timeline
CRLCHARLES RIV LABS INTL INC	25	$3K	<0.01%	0	Timeline
FSTAFIDELITY COVINGTON TRUST	105	$3K	<0.01%	new	Timeline
FHLCFIDELITY COVINGTON TRUST	81	$3K	<0.01%	0	Timeline
CRANE COCRANE CO	51	$3K	<0.01%	0
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	200	$3K	<0.01%	new
ZGZILLOW GROUP INC	100	$3K	<0.01%	0	Timeline
HESS CORPHESS CORP	100	$3K	<0.01%	0
WW INTL INCWW INTL INC	200	$3K	<0.01%	0
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	26	$3K	<0.01%	0
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	303	$3K	<0.01%	0
CLOUDERA INCCLOUDERA INC	353	$3K	<0.01%	0
FORTINET INCFORTINET INC	25	$3K	<0.01%	0
WTKWYWOLTERS KLUWER NV-SPONS ADR	40	$3K	<0.01%	0	Timeline
AQNBALGONQUIN PWR & UTILITY	113	$3K	<0.01%	new	Timeline
LOGMEIN INCLOGMEIN INC	42	$3K	<0.01%	0
CPRNCITIGROUP CAPITAL XIII	108	$3K	<0.01%	+63	Timeline
VLKAFVOLKSWAGEN AG	20	$3K	<0.01%	new	Timeline
BANK AMER CORP DEP SHS REP …BANK AMER CORP DEP SHS REP 1/1	139	$3K	<0.01%	new
STATE STREET CORPSTATE STREET CORP	140	$3K	<0.01%	new
Keyence CorpKeyence Corp	8	$3K	<0.01%	0
ATGFFALTAGAS LTD	300	$3K	<0.01%	0	Timeline
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	158	$3K	<0.01%	0
SIRIUS XM HOLDINGS INC COMSIRIUS XM HOLDINGS INC COM	614	$3K	<0.01%	0
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	3,410	$3K	<0.01%	+1,985
RIOCFRIOCAN REAL ESTATE TRUST UT	300	$3K	<0.01%	0	Timeline
PRUDENTIAL FINANCIAL INCPRUDENTIAL FINANCIAL INC	118	$3K	<0.01%	0
Aspen Insurance 5.95% Cl 7/…Aspen Insurance 5.95% Cl 7/23	146	$3K	<0.01%	new
Zions Bancorp Ser G 6.300%…Zions Bancorp Ser G 6.300% 12/31…	110	$3K	<0.01%	new
WINTRUST FINANCIAL CORP-CAL…WINTRUST FINANCIAL CORP-CALLABLE	132	$3K	<0.01%	new
CEL SCI CORPCEL SCI CORP	289	$3K	<0.01%	0
ENBRIDGE IENBRIDGE I	169	$3K	<0.01%	new
US CELLULAR COR PFDUS CELLULAR COR PFD	131	$3K	<0.01%	new
Global X SuperdividendGlobal X Superdividend	500	$3K	<0.01%	new
WILLIS TOWERS WWILLIS TOWERS W	3,000	$3K	<0.01%	0
US TREASURYUS TREASURY	3,000	$3K	<0.01%	0
EXANTAS CAPI PFDEXANTAS CAPI PFD	400	$3K	<0.01%	0
MANUF TRADERS 1.35975 …MANUF TRADERS 1.35975 12/28/…	3,000	$3K	<0.01%	0
THE COCA-COLA COTHE COCA-COLA CO	3,000	$3K	<0.01%	0
OCCIDENTAL PETROLOCCIDENTAL PETROL	4,000	$3K	<0.01%	0
US TREASU NTUS TREASU NT	3,000	$3K	<0.01%	0
FHNFIRST HORIZON CORPORATION	245	$2K	<0.01%	0	Timeline
CRWDCROWDSTRIKE HLDGS INC	40	$2K	<0.01%	new	Timeline
DEDEERE & CO	13	$2K	<0.01%	-26	Timeline
ONEQFIDELITY COMWLTH TR	7	$2K	<0.01%	0	Timeline
FNDESCHWAB STRATEGIC TR	96	$2K	<0.01%	+3	Timeline
VOXVANGUARD WORLD FD	28	$2K	<0.01%	0	Timeline
BMIBADGER METER INC	46	$2K	<0.01%	new	Timeline
GWREGUIDEWIRE SOFTWARE INC	25	$2K	<0.01%	new	Timeline
EPREPR PPTYS	86	$2K	<0.01%	0	Timeline
NFGNATIONAL FUEL GAS CO	50	$2K	<0.01%	0	Timeline
FASTFASTENAL CO	58	$2K	<0.01%	0	Timeline
ALGNALIGN TECHNOLOGY INC	10	$2K	<0.01%	-14	Timeline
SWKSTANLEY BLACK & DECKER INC	15	$2K	<0.01%	0	Timeline
ACGLARCH CAP GROUP LTD	60	$2K	<0.01%	new	Timeline
HASHASBRO INC	30	$2K	<0.01%	0	Timeline
ALRMALARM COM HLDGS INC	60	$2K	<0.01%	0	Timeline
WCCWESCO INTL INC	75	$2K	<0.01%	new	Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWAR	20	$2K	<0.01%	0	Timeline
TELFYTELEFONICA SA-SPON ADR	518	$2K	<0.01%	0	Timeline
SKYYFIRST TR EXCHANGE-TRADED FD	33	$2K	<0.01%	0	Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	92	$2K	<0.01%	0	Timeline
SNAPSNAP INC	170	$2K	<0.01%	0	Timeline
BBHVANECK ETF TRUST	15	$2K	<0.01%	new	Timeline
AAPADVANCE AUTO PARTS INC	18	$2K	<0.01%	0	Timeline
GLNGGOLAR LNG LTD	300	$2K	<0.01%	0	Timeline
XIFRXPLR INFRASTRUCTURE LP	40	$2K	<0.01%	0	Timeline
BUNGE LTDBUNGE LTD	52	$2K	<0.01%	0
XRNPXCOHEN & STEERS REIT & PFD &	100	$2K	<0.01%	-145	Timeline
STERICYCLE INCSTERICYCLE INC	34	$2K	<0.01%	0
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)	25	$2K	<0.01%	0
NUSTAR ENERGY LPNUSTAR ENERGY LP	200	$2K	<0.01%	0
OPITQOFFICE PPTYS INCOME TR COM SHS	75	$2K	<0.01%	0	Timeline
WPX ENERGY INCWPX ENERGY INC	600	$2K	<0.01%	0
BIGGQBIG LOTS INC.	150	$2K	<0.01%	0	Timeline
XEVGXEATON VANCE SHORT DURATION D	200	$2K	<0.01%	new	Timeline
IHAKISHARES TR	90	$2K	<0.01%	new	Timeline
AMERICAN INTLAMERICAN INTL	92	$2K	<0.01%	0
MNROMONRO INC	35	$2K	<0.01%	new	Timeline
FANUYFANUC CORP-UNSP ADR	175	$2K	<0.01%	-50	Timeline
CAPITAL ONE FINL CORP DEP S…CAPITAL ONE FINL CORP DEP SHS	124	$2K	<0.01%	new
REPYYREPSOL SA SPONSORED ADR	200	$2K	<0.01%	0	Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	400	$2K	<0.01%	0
VCISYVINCI S.A.-UNSPONS ADR	75	$2K	<0.01%	0	Timeline
ETFMGETFMG	134	$2K	<0.01%	+101
BANK AMER CORPBANK AMER CORP	66	$2K	<0.01%	new

Sold out in Q1 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 165. All 165

Security	Shares before	Value before	Type
NUANCE COMMUNICATIONSNUANCE COMMUNICATIONS	7,019,000	$6.91M	shares
REPUBLIC SERVICES INCREPUBLIC SERVICES INC	4,970,000	$4.99M	shares
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	2,470,000	$2.47M	shares
CISCO SYSTEMS INCCISCO SYSTEMS INC	1,420,000	$1.42M	shares
MEDTRONIC INC (VARIABLE)MEDTRONIC INC (VARIABLE)	510,000	$511K	shares
DRIDARDEN RESTAURANTS INC	4,050	$441K	shares
K L A TENCOR COK L A TENCOR CO	340,000	$351K	shares
US Treasu NtUS Treasu Nt	350,000	$350K	shares
QUEST DIAGNOSTICQUEST DIAGNOSTIC	120,000	$120K	shares
TIPISHARES TR	716	$83K	shares
BANK OF AMER CORPBANK OF AMER CORP	56	$81K	shares
NBCUNIVERSAL MENBCUNIVERSAL ME	75,000	$77K	shares
GASLOG PARTNERS LPGASLOG PARTNERS LP	4,500	$70K	shares
PFFISHARES TR	1,682	$63K	shares
VWOVANGUARD INTL EQUITY INDEX F	1,203	$54K	shares
APPLE INC 2.4 05/03/2023APPLE INC 2.4 05/03/2023	50,000	$51K	shares
Amgen Inc.Amgen Inc.	50,000	$51K	shares
Belleville MiBelleville Mi	50,000	$51K	shares
GATX CORPGATX CORP	50,000	$50K	shares
AMERIPRISE FINL,AMERIPRISE FINL,	50,000	$50K	shares
MICROSOFT CORPMICROSOFT CORP	50,000	$50K	shares
SALT RIVER PRJ AZSALT RIVER PRJ AZ	50,000	$50K	shares
JOHNSON CONTROLS INJOHNSON CONTROLS IN	50,000	$50K	shares
Jpmorgan Chase &Jpmorgan Chase &	50,000	$50K	shares
DOW CHEMICAL CO NOTE M/W CL…DOW CHEMICAL CO NOTE M/W CLBL	45,000	$46K	shares
KRESPDR SERIES TRUST	749	$44K	shares
CHCTCOMMUNITY HEALTHCARE TR INC	1,000	$43K	shares
AMERICAN TOWER CORP NOTE M/…AMERICAN TOWER CORP NOTE M/W CLBL	40,000	$43K	shares
HOLXHOLOGIC INC	800	$42K	shares
VYMIVANGUARD WHITEHALL FDS	646	$41K	shares
AMGEN INC.AMGEN INC.	40,000	$41K	shares
VWOBVANGUARD WHITEHALL FDS	494	$40K	shares
AZ ST LOTTERYAZ ST LOTTERY	35,000	$35K	shares
PGRPROGRESSIVE CORP	450	$33K	shares
HMLPFHOEGH LNG PARTNERS LP CUM RED	1,275	$33K	shares
B RILEY FINANCIAL 7.50 SNR …B RILEY FINANCIAL 7.50 SNR NTS	1,300	$33K	shares
General ElectricGeneral Electric	30,000	$32K	shares
BLUEROCK RESIDENTIAL GWT RE…BLUEROCK RESIDENTIAL GWT REI RED …	1,143	$30K	shares
ARIZONA PUB SVC CARIZONA PUB SVC C	30,000	$30K	shares
VHTVANGUARD WORLD FD	150	$29K	shares
IRTINDEPENDENCE RLTY TR INC	2,000	$28K	shares
FORT WORTH TXFORT WORTH TX	25,000	$28K	shares
CALIFORNIA ST, GO BDSCALIFORNIA ST, GO BDS	25,000	$27K	shares
Nthrn Ariz UnivNthrn Ariz Univ	25,000	$27K	shares
TLTISHARES TR	192	$26K	shares
Taubman Centers 6.5% Pfd Se…Taubman Centers 6.5% Pfd Series J	1,000	$26K	shares
UNITEDHEALTH GROUP INC NOTE…UNITEDHEALTH GROUP INC NOTE M/W C…	25,000	$26K	shares
Simon PropertySimon Property	25,000	$26K	shares
Harris Cnty Tx MetHarris Cnty Tx Met	25,000	$26K	shares
GOLDMAN SACHS GROUP INC FIX…GOLDMAN SACHS GROUP INC FIXED	25,000	$25K	shares
LEXMARK INTERNATIONAL INC N…LEXMARK INTERNATIONAL INC NOTE M/…	25,000	$25K	shares
CNT PUGET SND WA TRCNT PUGET SND WA TR	25,000	$25K	shares
BOEING COBOEING CO	25,000	$25K	shares
VGTVANGUARD WORLD FD	93	$23K	shares
HSYHERSHEY CO	150	$22K	shares
CLARCLARUS CORP NEW	1,600	$22K	shares
WORK RECOVERY INWORK RECOVERY IN	1,000	$22K	shares
SMPSTANDARD MTR PRODS INC	400	$21K	shares
BANC OF CALIFORNIA INCORPOR…BANC OF CALIFORNIA INCORPORATED D…	800	$21K	shares
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$21K	shares
BNDVANGUARD BD INDEX FDS	233	$20K	shares
TERRAFORM PWR INCTERRAFORM PWR INC	1,300	$20K	shares
GASLOG PARTNERS LP (MARSHAL…GASLOG PARTNERS LP (MARSHALL I	786	$20K	shares
TEXAS ST-TRANSTEXAS ST-TRANS	20,000	$20K	shares
GOLDMAN SACHS GROUP INC NOT…GOLDMAN SACHS GROUP INC NOTE M/W …	20,000	$20K	shares
AMGEN INC.AMGEN INC.	20,000	$20K	shares
NEW YORK NYNEW YORK NY	20,000	$20K	shares
Credit Suisse AgCredit Suisse Ag	20,000	$20K	shares
HOUSTON TXHOUSTON TX	20,000	$20K	shares
EDINA MN ISD NO273EDINA MN ISD NO273	20,000	$20K	shares
Federal Home LoanFederal Home Loan	20,000	$20K	shares
SHYISHARES TR	225	$19K	shares
BNDXVANGUARD CHARLOTTE FDS	336	$19K	shares
VTVANGUARD INTL EQUITY INDEX F	235	$19K	shares
TSCOTRACTOR SUPPLY CO	200	$19K	shares
ELDWISDOMTREE TR	475	$17K	shares
TWO HBRS INVT CORPTWO HBRS INVT CORP	600	$17K	shares
ARES MANAGEMENTARES MANAGEMENT	600	$16K	shares
COLAS SA ORDCOLAS SA ORD	100	$16K	shares
SOTHERLY HOTELS INCSOTHERLY HOTELS INC	600	$15K	shares
Oxford Lane Man 6.75PFD Due…Oxford Lane Man 6.75PFD Due 06/30…	600	$15K	shares
CAI INTL INC RED PERP PFD S…CAI INTL INC RED PERP PFD SER	561	$15K	shares
SOTHERLY HOTELSSOTHERLY HOTELS	577	$15K	shares
SEAPEAK LLC PERP PFD UNIT S…SEAPEAK LLC PERP PFD UNIT SER	534	$14K	shares
LYFTLYFT INC	300	$13K	shares
OCADO GROUP PLCOCADO GROUP PLC	750	$13K	shares
U M H PROPERTIES INC 6.75 C…U M H PROPERTIES INC 6.75 CUM RED…	500	$13K	shares
FORD MOTOR CREDITFORD MOTOR CREDIT	13,000	$13K	shares
DcDc	10,000	$13K	shares
SARSARATOGA INVT CORP	500	$12K	shares
US TREASURY 3 11/44UST…US TREASURY 3 11/44UST BOND …	11,000	$12K	shares
Allstate Corp 5.62Allstate Corp 5.62	470	$12K	shares
United TechnologiUnited Technologi	12,000	$12K	shares
The Toronto-DomThe Toronto-Dom	12,000	$12K	shares
JP MORGAN CHASE & COJP MORGAN CHASE & CO	500	$11K	shares
CHIMERA INVT CORP PFD SER ACHIMERA INVT CORP PFD SER A	416	$11K	shares
CHIMERA INVT CORPCHIMERA INVT CORP	418	$11K	shares
RRCRANGE RES CORP	2,000	$10K	shares
FDSFACTSET RESH SYS INC	39	$10K	shares
VWDRYVESTAS WIND SYSTEMS-UNSP ADR	300	$10K	shares

How Q1 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-001089	base		2020-04-29	acceptance time not in the bulk data set	2026-10-07 18:53:21 UTC