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Disclosery

HRZN HORIZON TECHNOLOGY FIN CORP

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COM (common), issuer CIK 1487428

109 managers (109 13F filers) reported a position in HRZN shares at 2026-06-30, 7,962,055 shares in all. 64 filers opened a position and 12 filers sold out during the quarter.

Managers
109
13F filers
109
New
64
Added
27
Reduced
8
Sold out
12
Shares held by filers
7,962,055

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,055,591$4.99M<0.01%+1,008,15413F-HRTimelineGroup
Bulldog Investors, LLP658,617$3.12M0.69%new13F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP592,247$2.8M<0.01%+420,46913F-HRTimelineGroup
Caprock Group, LLC454,442$2.16M0.04%new13F-HRTimeline
Green Alpha Advisors, LLC429,913$2.03M1.36%-160,22813F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc386,211$1.82M<0.01%+57,55613F-HRTimelineGroup
Eagle Point Credit Management LLCin group Eagle Point Credit Management…366,194$1.73M2.62%013F-HRTimelineGroup
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…252,455$1.19M0.28%+108,48713F-HRTimelineGroup
BLAIR WILLIAM & CO/IL239,073$1.13M<0.01%new13F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/225,732$1.07M<0.01%+164,77913F-HRTimelineGroup
Connecticut Wealth Management, LLC214,509$1.01M0.04%+69813F-HRTimeline
UBS Group AGin group UBS Group AG195,466$925K<0.01%+51,33013F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.180,902$856K<0.01%+1,41513F-HRTimelineGroup
Arax Advisory Partners126,305$597K<0.01%new13F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC126,196$597K0.01%new13F-HRTimelineGroup
LaFleur & Godfrey LLC114,526$542K0.06%new13F-HRTimeline
CAZ INVESTMENTS LP108,630$514K0.24%new13F-HR/ATimeline
UMB Bank, n.a.107,470$508K0.01%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Focus Partners Wealthin group Focus Partners Wealth100,593$483K<0.01%new13F-HRTimelineGroup
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC91,368$432K<0.01%+58,35013F-HRTimelineGroup
JACKSON THORNTON WEALTH MANAGEMENT, LLC90,609$429K0.03%+57,59113F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP89,300$422K<0.01%new13F-HR/ATimelineGroup
LPL Financial LLC81,942$388K<0.01%+55,75513F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC81,264$384K<0.01%new13F-HRTimeline
Fiera Capital Corpin group Fiera Capital Corp78,980$374K<0.01%new13F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP67,489$319K<0.01%-82,69013F-HRTimelineGroup
FIRST FINANCIAL BANK - TRUST DIVISION65,573$310K0.02%013F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC60,674$287K<0.01%-15,29413F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co59,941$282K<0.01%+3,45613F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC54,705$263K<0.01%+2,90813F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.50,626$239K<0.01%+19,91313F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…49,241$233K0.01%+4,95713F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA47,242$223K<0.01%+26,83113F-HRTimelineGroup
Regal Investment Advisors LLC43,553$206K0.01%013F-HRTimeline
Permanent Capital Management, LP42,165$203K0.03%new13F-HRTimeline
IMC-Chicago, LLC40,074$190K<0.01%-21,72113F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC38,247$181K<0.01%+24,51413F-HRTimelineGroup
Quantbot Technologies LP36,325$172K0.01%+17,55213F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC33,736$160K<0.01%new13F-HRTimelineGroup
Ethos Financial Group, LLC33,100$157K0.01%new13F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.31,280$148K<0.01%new13F-HRTimelineGroup
Freestone Capital Holdings, LLCin group Freestone Capital Holdings, L…29,817$141K<0.01%new13F-HRTimelineGroup
MAGNOLIA CAPITAL ADVISORS LLC28,849$136K0.02%new13F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN27,684$131K<0.01%013F-HRTimelineGroup
Koshinski Asset Management, Inc.27,279$129K0.01%new13F-HRTimeline
CAPTRUST FINANCIAL ADVISORS26,396$125K<0.01%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…25,074$119K<0.01%new13F-HRTimelineGroup
Forum Financial Management, LPin group Forum Financial Management, LP24,760$117K<0.01%new13F-HRTimelineGroup
Stonebridge Financial Group, LLC/CA23,560$111K0.02%13F-HRTimeline
Private Advisor Group, LLC23,207$110K<0.01%new13F-HRTimeline
NewEdge Advisors, LLC21,413$101K<0.01%new13F-HRTimeline
ROTHSCHILD INVESTMENT LLC20,987$99.3K<0.01%new13F-HRTimeline
Fiduciary Group, LLC20,684$97.8K0.01%new13F-HRTimeline
Squarepoint Ops LLCin group Squarepoint Ops LLC19,743$93.4K<0.01%new13F-HRTimelineGroup
HRT FINANCIAL LP19,770$93K<0.01%new13F-HRTimeline
D.A. DAVIDSON & CO.19,123$90.5K<0.01%new13F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.18,956$89.7K<0.01%new13F-HRTimelineGroup
Cetera Investment Advisers18,585$87.9K<0.01%-1,28513F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…18,375$86.9K<0.01%new13F-HRTimelineGroup
LifeWealth Investments, LLC16,908$80K0.02%new13F-HRTimeline
Leading Edge Financial Planning LLC16,732$79.1K0.01%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC16,141$76.3K<0.01%new13F-HRTimelineGroup
Southeast Asset Advisors, LLC15,043$71.2K0.01%new13F-HRTimeline
Centennial Bank/AR/in group Centennial Bank/AR/15,000$71K0.02%new13F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC14,760$69.8K<0.01%new13F-HRTimelineGroup
Cresset Asset Management, LLC14,285$68.9K<0.01%new13F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd14,286$67.6K<0.01%new13F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV13,378$63.3K<0.01%+3,37813F-HRTimeline
HighTower Advisors, LLC12,905$61K<0.01%new13F-HRTimeline
CHAPIN DAVIS, INC.12,691$60K0.01%new13F-HRTimeline
OXFORD ASSET MANAGEMENT LLP12,455$58.9K0.03%-15,01013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Trek Financial, LLC12,455$58.9K<0.01%new13F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …12,213$57.8K<0.01%new13F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV12,150$57.5K<0.01%+70013F-HRTimeline
ADELL HARRIMAN & CARPENTER INC12,000$56.8K<0.01%013F-HRTimeline
Ausdal Financial Partners, Inc.11,513$54.5K<0.01%new13F-HRTimeline
Wealthspire Advisors, LLC11,190$52.9K<0.01%new13F-HRTimeline
Garden State Investment Advisory Servic…11,143$52.7K0.01%new13F-HRTimeline
SIMPLEX TRADING, LLC11,084$52.4K<0.01%+4,15313F-HRTimeline
DAVENPORT & Co LLC10,624$50.3K<0.01%new13F-HRTimeline
Cambridge Investment Research Advisors,…10,661$50K<0.01%new13F-HR/ATimeline
Closed-End Fund Advisors, Inc.10,432$49.3K0.05%new13F-HRTimeline
STEPHENS INC /AR/in group Stephens Investment Managemen…10,202$48.3K<0.01%new13F-HRTimelineGroup
BI Asset Management Fondsmaeglerselskab…in group BI Asset Management Fondsmaeg…10,059$48K<0.01%new13F-HRTimelineGroup
Nova Wealth Management, Inc.3,722$17.6K0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC2,732$12.9K<0.01%new13F-HRTimeline
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…2,702$12.8K<0.01%+313F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,636$12.3K<0.01%new13F-HRTimelineGroup
N.E.W. Advisory Services LLC2,065$9.77K<0.01%+1313F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,830$8.07K<0.01%new13F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…1,561$7.38K<0.01%new13F-HRTimelineGroup
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD1,432$6.77K<0.01%new13F-HRTimelineGroup
Allworth Financial LP1,134$5.36K<0.01%-513F-HRTimeline
Chung Wu Investment Group, LLC1,100$5.2K<0.01%013F-HRTimeline
PIN OAK INVESTMENT ADVISORS INC800$4K<0.01%013F-HR/ATimeline
GROUP ONE TRADING LLC833$3.94K<0.01%new13F-HRTimeline
Caitong International Asset Management …721$3.41K<0.01%+53313F-HRTimeline
North Star Investment Management Corp.658$3.11K<0.01%new13F-HRTimeline
KERR FINANCIAL PLANNING Corp209$985<0.01%+613F-HRTimeline
SHP Wealth Management200$946<0.01%new13F-HRTimeline
Aspect Partners, LLC172$812<0.01%+513F-HRTimeline
JFS WEALTH ADVISORS, LLC171$809<0.01%new13F-HRTimeline
TD Waterhouse Canada Inc.125$591<0.01%new13F-HRTimeline
FIRST HORIZON CORP100$473<0.01%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.72$339<0.01%+4313F-HRTimeline
Global Retirement Partners, LLC1$6<0.01%13F-HRTimeline
DANSKE BANK A/S1$5<0.01%-713F-HRTimeline
Farther Finance Advisors, LLC0$1<0.01%new13F-HRTimelineAmount filed as zero, left out of ratios.
Aventura Private Wealth, LLC0$1<0.01%new13F-HRTimelineAmount filed as zero, left out of ratios.