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Disclosery

MSI Financial Services Inc

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13F filer, CIK 1422771, Springfield, MA

MSI Financial Services Inc reported $2,917,133,000 across 4,101 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-13. Its ten largest share positions make up 14.41% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-16-020690

Period
2016-09-30
Reported value
$2.92B
Holdings
4,101
Top 10 weight
14.41%
New
245
Sold out
266

Largest buys vs the previous quarter

SecurityShares changeApprox. value
Guggenheim S&P 500 Equal We…added+329,403$27.5M
POWERSHARES ETF TR II S&P50…added+294,184$12.2M
TOTLadded+197,206$9.9M
POWERSHARES ETF TRUST DWA T…added+186,650$7.92M
EFAVadded+105,925$7.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IEFreduced-245,730-$27.5M
VYMreduced-113,815-$8.21M
AAPLreduced-63,005-$7.12M
IEIreduced-50,080-$6.34M
VBreduced-51,436-$6.28M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0000950123-16-020690, largest first. % of portfolio is the value over $2,917,133,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FLEETCOR TECHNOLOGIES INCFLEETCOR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 779 shares; 2015Q2: 749 shares; 2015Q3: 601 shares; 2015Q4: 582 shares; 2016Q1: 544 shares; 2016Q2: 533 shares; 2016Q3: 498 shares 498$87K<0.01%-35
FRIFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,750 shares; 2015Q2: 8,286 shares; 2015Q3: 8,492 shares; 2015Q4: 4,813 shares; 2016Q1: 10,467 shares; 2016Q2: 6,298 shares; 2016Q3: 3,597 shares 3,597$87K<0.01%-2,701Timeline
PIEDMONT NATURAL GAS COPIEDMONT NATURAL GAS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,200 shares; 2015Q2: 1,508 shares; 2015Q3: 1,508 shares; 2015Q4: 1,594 shares; 2016Q1: 2,737 shares; 2016Q2: 1,471 shares; 2016Q3: 1,446 shares 1,446$87K<0.01%-25
NBTBNBT BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 209 shares; 2015Q2: 209 shares; 2015Q3: 209 shares; 2015Q4: 1,383 shares; 2016Q1: 1,383 shares; 2016Q2: 2,828 shares; 2016Q3: 2,619 shares 2,619$86K<0.01%-209Timeline
MSIMOTOROLA SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,411 shares; 2015Q2: 109 shares; 2015Q3: 121 shares; 2015Q4: 2,491 shares; 2016Q1: 1,238 shares; 2016Q2: 1,171 shares; 2016Q3: 1,136 shares 1,136$86K<0.01%-35Timeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 77 shares; 2015Q3: not reported; 2015Q4: 3,247 shares; 2016Q1: 3,084 shares; 2016Q2: 2,529 shares; 2016Q3: 2,529 shares 2,529$86K<0.01%0Timeline
TPVGTRIPLEPOINT VENTURE GROWTH BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 40 shares; 2015Q4: 40 shares; 2016Q1: 90 shares; 2016Q2: 90 shares; 2016Q3: 8,084 shares 8,084$86K<0.01%+7,994Timeline
PACWEST BANCORP DELPACWEST BANCORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 135 shares; 2016Q1: 136 shares; 2016Q2: 137 shares; 2016Q3: 2,011 shares 2,011$86K<0.01%+1,874
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,358 shares; 2016Q1: 3,358 shares; 2016Q2: 3,358 shares; 2016Q3: 4,583 shares 4,583$86K<0.01%+1,225
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,908 shares; 2015Q3: 2,015 shares; 2015Q4: 3,051 shares; 2016Q1: 2,601 shares; 2016Q2: 1,563 shares; 2016Q3: 2,025 shares 2,025$86K<0.01%+462
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 6,313 shares; 2016Q1: 6,313 shares; 2016Q2: 6,233 shares; 2016Q3: 6,233 shares 6,233$86K<0.01%0
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,064 shares; 2016Q1: 3,174 shares; 2016Q2: 3,261 shares; 2016Q3: 3,343 shares 3,343$85K<0.01%+82
UHALU HAUL HOLDING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 52 shares; 2015Q2: 52 shares; 2015Q3: 52 shares; 2015Q4: 58 shares; 2016Q1: 58 shares; 2016Q2: 92 shares; 2016Q3: 258 shares 258$84K<0.01%+166Timeline
MATVMATIV HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,201 shares; 2015Q2: 1,689 shares; 2015Q3: 1,902 shares; 2015Q4: 3,957 shares; 2016Q1: 2,848 shares; 2016Q2: 2,162 shares; 2016Q3: 2,172 shares 2,172$84K<0.01%+10Timeline
AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,019 shares; 2015Q2: 5,019 shares; 2015Q3: 4,737 shares; 2015Q4: 6,457 shares; 2016Q1: 6,107 shares; 2016Q2: 6,107 shares; 2016Q3: 7,318 shares 7,318$84K<0.01%+1,211
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 404 shares; 2015Q2: 400 shares; 2015Q3: 498 shares; 2015Q4: 840 shares; 2016Q1: 1,666 shares; 2016Q2: 1,790 shares; 2016Q3: 2,373 shares 2,373$84K<0.01%+583
IBNDSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,230 shares; 2015Q2: 584 shares; 2015Q3: 584 shares; 2015Q4: 2,167 shares; 2016Q1: 2,167 shares; 2016Q2: 914 shares; 2016Q3: 2,510 shares 2,510$84K<0.01%+1,596Timeline
GUGGENHEIMGUGGENHEIMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,435 shares; 2015Q2: 2,135 shares; 2015Q3: 2,700 shares; 2015Q4: 3,755 shares; 2016Q1: 2,613 shares; 2016Q2: 2,595 shares; 2016Q3: 2,709 shares 2,709$84K<0.01%+114
DREW INDS INCDREW INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 27 shares; 2016Q1: 27 shares; 2016Q2: 1,088 shares; 2016Q3: 859 shares 859$84K<0.01%-229
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 3,700 shares; 2016Q3: 5,700 shares 5,700$84K<0.01%+2,000
ERIEERIE INDTY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,115 shares; 2015Q2: 1,098 shares; 2015Q3: 1,098 shares; 2015Q4: 1,309 shares; 2016Q1: 812 shares; 2016Q2: 812 shares; 2016Q3: 812 shares 812$83K<0.01%0Timeline
CDNSCADENCE DESIGN SYSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 12 shares; 2015Q3: not reported; 2015Q4: 2,131 shares; 2016Q1: 52,303 shares; 2016Q2: 22,301 shares; 2016Q3: 3,240 shares 3,240$83K<0.01%-19,061Timeline
UHSUNIVERSAL HLTH SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 345 shares; 2015Q2: 237 shares; 2015Q3: 243 shares; 2015Q4: 290 shares; 2016Q1: 299 shares; 2016Q2: 263 shares; 2016Q3: 674 shares 674$83K<0.01%+411Timeline
ABALLIANCEBERNSTEIN HLDG L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,752 shares; 2015Q2: 2,507 shares; 2015Q3: 2,840 shares; 2015Q4: 3,138 shares; 2016Q1: 1,997 shares; 2016Q2: 3,835 shares; 2016Q3: 3,637 shares 3,637$83K<0.01%-198Timeline
ONEVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 405 shares; 2016Q3: 1,275 shares 1,275$83K<0.01%+870Timeline
EWYISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,024 shares; 2015Q2: 3,359 shares; 2015Q3: 1,759 shares; 2015Q4: 2,007 shares; 2016Q1: 1,584 shares; 2016Q2: 1,438 shares; 2016Q3: 1,433 shares 1,433$83K<0.01%-5Timeline
CBUCOMMUNITY FINANCIAL SYSTEM IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,040 shares; 2015Q2: 1,040 shares; 2015Q3: 1,000 shares; 2015Q4: 2,918 shares; 2016Q1: 1,000 shares; 2016Q2: 1,735 shares; 2016Q3: 1,743 shares 1,743$83K<0.01%+8Timeline
XMVTXBLACKROCK MUNIVEST FUND IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 150 shares; 2015Q3: 160 shares; 2015Q4: 2,114 shares; 2016Q1: 2,139 shares; 2016Q2: 4,404 shares; 2016Q3: 4,839 shares 4,839$83K<0.01%+435Timeline
U S SILICA HLDGS INCU S SILICA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,601 shares; 2015Q2: 1,453 shares; 2015Q3: 1,300 shares; 2015Q4: 2,300 shares; 2016Q1: 1,529 shares; 2016Q2: 1,879 shares; 2016Q3: 1,793 shares 1,793$83K<0.01%-86
RAVIFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 107 shares; 2016Q1: 1,085 shares; 2016Q2: 951 shares; 2016Q3: 1,099 shares 1,099$83K<0.01%+148Timeline
EZAISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,074 shares; 2015Q2: 699 shares; 2015Q3: 49 shares; 2015Q4: 1,031 shares; 2016Q1: 975 shares; 2016Q2: 1,491 shares; 2016Q3: 1,480 shares 1,480$83K<0.01%-11Timeline
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,626 shares; 2015Q4: 8,376 shares; 2016Q1: 8,426 shares; 2016Q2: 8,427 shares; 2016Q3: 8,427 shares 8,427$83K<0.01%0
VONEVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,452 shares; 2015Q2: 1,428 shares; 2015Q3: 828 shares; 2015Q4: 802 shares; 2016Q1: 826 shares; 2016Q2: 826 shares; 2016Q3: 827 shares 827$82K<0.01%+1Timeline
MKLMARKEL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10 shares; 2015Q4: 32 shares; 2016Q1: 38 shares; 2016Q2: 88 shares; 2016Q3: 88 shares 88$82K<0.01%0Timeline
RMDRESMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 96 shares; 2015Q2: 317 shares; 2015Q3: 324 shares; 2015Q4: 562 shares; 2016Q1: 560 shares; 2016Q2: 1,129 shares; 2016Q3: 1,258 shares 1,258$82K<0.01%+129Timeline
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,411 shares; 2015Q2: 690 shares; 2015Q3: 690 shares; 2015Q4: 2,281 shares; 2016Q1: 1,767 shares; 2016Q2: 1,752 shares; 2016Q3: 1,620 shares 1,620$82K<0.01%-132Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 758 shares; 2015Q2: 1,417 shares; 2015Q3: 3,460 shares; 2015Q4: 5,052 shares; 2016Q1: 4,398 shares; 2016Q2: 3,588 shares; 2016Q3: 4,347 shares 4,347$82K<0.01%+759
SCHZSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 273 shares; 2015Q2: 273 shares; 2015Q3: 273 shares; 2015Q4: 273 shares; 2016Q1: 2,609 shares; 2016Q2: 2,479 shares; 2016Q3: 1,525 shares 1,525$82K<0.01%-954Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50 shares; 2015Q2: 65 shares; 2015Q3: 411 shares; 2015Q4: 237 shares; 2016Q1: 267 shares; 2016Q2: 1,058 shares; 2016Q3: 619 shares 619$82K<0.01%-439
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 666 shares; 2015Q2: 641 shares; 2015Q3: 781 shares; 2015Q4: 1,025 shares; 2016Q1: 1,320 shares; 2016Q2: 1,309 shares; 2016Q3: 1,288 shares 1,288$82K<0.01%-21
AMERICAN CAPITAL LTDAMERICAN CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,054 shares; 2015Q2: 15,322 shares; 2015Q3: 6,576 shares; 2015Q4: 8,033 shares; 2016Q1: 7,526 shares; 2016Q2: 6,476 shares; 2016Q3: 4,862 shares 4,862$82K<0.01%-1,614
Ishares Ibonds DecIshares Ibonds DecQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 524 shares; 2016Q1: 926 shares; 2016Q2: 3,179 shares; 2016Q3: 3,182 shares 3,182$82K<0.01%+3
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,925 shares; 2015Q4: 5,750 shares; 2016Q1: 3,700 shares; 2016Q2: 2,003 shares; 2016Q3: 1,325 shares 1,325$82K<0.01%-678
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 222 shares; 2015Q2: 975 shares; 2015Q3: 1,005 shares; 2015Q4: 5,483 shares; 2016Q1: 2,224 shares; 2016Q2: 963 shares; 2016Q3: 3,308 shares 3,308$81K<0.01%+2,345Timeline
DBLDOUBLELINE OPPORTUNISTIC CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,590 shares; 2015Q2: 6,490 shares; 2015Q3: 6,115 shares; 2015Q4: 6,886 shares; 2016Q1: 6,780 shares; 2016Q2: 5,849 shares; 2016Q3: 3,138 shares 3,138$81K<0.01%-2,711Timeline
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 137 shares; 2016Q1: 165 shares; 2016Q2: 158 shares; 2016Q3: 154 shares 154$81K<0.01%-4
LARKLANDMARK BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 160 shares; 2016Q1: 160 shares; 2016Q2: 3,073 shares; 2016Q3: 3,058 shares 3,058$81K<0.01%-15Timeline
PRUDENTIAL GLB SHT DUR HG YLPRUDENTIAL GLB SHT DUR HG YLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,396 shares; 2016Q1: 3,010 shares; 2016Q2: 2,429 shares; 2016Q3: 5,358 shares 5,358$81K<0.01%+2,929
SPEMSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 327 shares; 2015Q2: 83 shares; 2015Q3: 83 shares; 2015Q4: 793 shares; 2016Q1: 1,960 shares; 2016Q2: 2,887 shares; 2016Q3: 1,323 shares 1,323$80K<0.01%-1,564Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 92 shares; 2015Q2: 283 shares; 2015Q3: 358 shares; 2015Q4: 807 shares; 2016Q1: 854 shares; 2016Q2: 772 shares; 2016Q3: 936 shares 936$80K<0.01%+164
SEESEALED AIR CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 997 shares; 2015Q2: 1,012 shares; 2015Q3: 846 shares; 2015Q4: 2,565 shares; 2016Q1: 2,022 shares; 2016Q2: 1,779 shares; 2016Q3: 1,748 shares 1,748$80K<0.01%-31Timeline
MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,568 shares; 2015Q2: 2,963 shares; 2015Q3: 635 shares; 2015Q4: 2,124 shares; 2016Q1: 1,970 shares; 2016Q2: 1,815 shares; 2016Q3: 1,714 shares 1,714$80K<0.01%-101
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30 shares; 2015Q2: 30 shares; 2015Q3: 130 shares; 2015Q4: 452 shares; 2016Q1: 1,302 shares; 2016Q2: 1,281 shares; 2016Q3: 1,151 shares 1,151$80K<0.01%-130
Taser Intl IncTaser Intl IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 131 shares; 2015Q2: 524 shares; 2015Q3: 400 shares; 2015Q4: 3,000 shares; 2016Q1: 1,795 shares; 2016Q2: 2,420 shares; 2016Q3: 2,793 shares 2,793$80K<0.01%+373
FNDESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 200 shares; 2015Q3: 200 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,340 shares 3,340$79K<0.01%newTimeline
QRVOQORVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 494 shares; 2015Q2: 2,560 shares; 2015Q3: 1,545 shares; 2015Q4: 1,016 shares; 2016Q1: 1,083 shares; 2016Q2: 1,073 shares; 2016Q3: 1,423 shares 1,423$79K<0.01%+350Timeline
CCEPCOCA-COLA EUROPACIFIC PARTNEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,247 shares; 2016Q3: 1,974 shares 1,974$79K<0.01%-273Timeline
OLLIOLLIES BARGAIN OUTLET HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,665 shares; 2016Q3: 3,026 shares 3,026$79K<0.01%+361Timeline
MCNXAI MADISON EQUITY PREMIUM IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,700 shares; 2016Q1: 10,700 shares; 2016Q2: 10,200 shares; 2016Q3: 10,200 shares 10,200$79K<0.01%0Timeline
NXDTNEXPOINT DIVERSIFIED REL ETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,473 shares; 2016Q1: 5,388 shares; 2016Q2: 3,553 shares; 2016Q3: 3,553 shares 3,553$79K<0.01%0Timeline
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 341 shares; 2015Q2: 3,322 shares; 2015Q3: 3,030 shares; 2015Q4: 8,914 shares; 2016Q1: 9,523 shares; 2016Q2: 8,266 shares; 2016Q3: 5,105 shares 5,105$79K<0.01%-3,161
ISHARES IBONDS DEC 2025 TERMISHARES IBONDS DEC 2025 TERMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 703 shares; 2016Q1: 1,118 shares; 2016Q2: 1,883 shares; 2016Q3: 3,073 shares 3,073$79K<0.01%+1,190
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,155 shares; 2015Q2: 1,055 shares; 2015Q3: 1,055 shares; 2015Q4: 4,675 shares; 2016Q1: 15,725 shares; 2016Q2: 18,865 shares; 2016Q3: 5,660 shares 5,660$78K<0.01%-13,205Timeline
QQEWFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,091 shares; 2015Q2: 11,522 shares; 2015Q3: 5,025 shares; 2015Q4: 8,536 shares; 2016Q1: 4,850 shares; 2016Q2: 1,924 shares; 2016Q3: 1,710 shares 1,710$78K<0.01%-214Timeline
CHECHEMED CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 67 shares; 2016Q1: 667 shares; 2016Q2: 352 shares; 2016Q3: 555 shares 555$78K<0.01%+203Timeline
CMPCOMPASS MINERALS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 343 shares; 2015Q2: 587 shares; 2015Q3: 1,359 shares; 2015Q4: 1,827 shares; 2016Q1: 1,817 shares; 2016Q2: 1,662 shares; 2016Q3: 1,053 shares 1,053$78K<0.01%-609Timeline
VMWARE, INC.VMWARE, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,789 shares; 2015Q2: 1,791 shares; 2015Q3: 1,574 shares; 2015Q4: 1,701 shares; 2016Q1: 1,722 shares; 2016Q2: 1,202 shares; 2016Q3: 1,062 shares 1,062$78K<0.01%-140
CVGICOMMERCIAL VEH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 9,000 shares; 2016Q3: 13,500 shares 13,500$78K<0.01%+4,500Timeline
DEUSDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,933 shares 2,933$78K<0.01%newTimeline
ABERDEEN INDONESIA FUND INC…ABERDEEN INDONESIA FUND INC(IF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 28,566 shares; 2015Q2: 27,663 shares; 2015Q3: 18,440 shares; 2015Q4: 16,211 shares; 2016Q1: 11,696 shares; 2016Q2: 11,696 shares; 2016Q3: 11,749 shares 11,749$78K<0.01%+53
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 647 shares; 2016Q3: 606 shares 606$77K<0.01%-41Timeline
MIDDMIDDLEBY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 62 shares; 2015Q2: 62 shares; 2015Q3: 62 shares; 2015Q4: 62 shares; 2016Q1: 96 shares; 2016Q2: 621 shares; 2016Q3: 625 shares 625$77K<0.01%+4Timeline
AIRRFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 425 shares; 2015Q2: 425 shares; 2015Q3: 425 shares; 2015Q4: 425 shares; 2016Q1: 425 shares; 2016Q2: not reported; 2016Q3: 3,750 shares 3,750$77K<0.01%newTimeline
SARSARATOGA INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,037 shares; 2015Q2: 3,037 shares; 2015Q3: 5,984 shares; 2015Q4: 5,984 shares; 2016Q1: 5,984 shares; 2016Q2: 4,746 shares; 2016Q3: 4,325 shares 4,325$77K<0.01%-421Timeline
VBNDETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,412 shares; 2016Q2: 1,562 shares; 2016Q3: 1,492 shares 1,492$77K<0.01%-70Timeline
IGIWESTERN ASSET INVT GRADE OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,355 shares; 2015Q2: 1,355 shares; 2015Q3: 1,135 shares; 2015Q4: 2,770 shares; 2016Q1: 3,485 shares; 2016Q2: 2,869 shares; 2016Q3: 3,411 shares 3,411$77K<0.01%+542Timeline
HEIHEICO CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 13 shares; 2015Q4: 205 shares; 2016Q1: 505 shares; 2016Q2: 505 shares; 2016Q3: 1,102 shares 1,102$76K<0.01%+597Timeline
ODCOIL DRI CORP AMERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,011 shares 2,011$76K<0.01%+11Timeline
IYZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 880 shares; 2015Q2: 739 shares; 2015Q3: 799 shares; 2015Q4: 2,208 shares; 2016Q1: 2,305 shares; 2016Q2: 2,059 shares; 2016Q3: 2,346 shares 2,346$76K<0.01%+287Timeline
BCVBANCROFT FD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60,219 shares; 2015Q2: 51,554 shares; 2015Q3: 56,239 shares; 2015Q4: 59,817 shares; 2016Q1: 61,646 shares; 2016Q2: 63,726 shares; 2016Q3: 3,618 shares 3,618$76K<0.01%-60,108Timeline
MKC-VMCCORMICK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 755 shares 755$76K<0.01%newTimeline
ODFLOLD DOMINION FREIGHT LINE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 527 shares; 2015Q2: 740 shares; 2015Q3: 618 shares; 2015Q4: 1,350 shares; 2016Q1: 1,296 shares; 2016Q2: 1,094 shares; 2016Q3: 1,092 shares 1,092$75K<0.01%-2Timeline
AEEAMEREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,081 shares; 2015Q2: 3,051 shares; 2015Q3: 3,068 shares; 2015Q4: 4,961 shares; 2016Q1: 4,653 shares; 2016Q2: 1,846 shares; 2016Q3: 1,529 shares 1,529$75K<0.01%-317Timeline
ILCVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,914 shares; 2015Q2: 1,889 shares; 2015Q3: 1,896 shares; 2015Q4: 2,636 shares; 2016Q1: 2,730 shares; 2016Q2: 2,565 shares; 2016Q3: 849 shares 849$75K<0.01%-1,716Timeline
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 27,274 shares; 2015Q2: 29,808 shares; 2015Q3: 27,062 shares; 2015Q4: 11,426 shares; 2016Q1: 15,008 shares; 2016Q2: 8,172 shares; 2016Q3: 6,795 shares 6,795$75K<0.01%-1,377
SPRSPIRIT AEROSYSTEMS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 97 shares; 2015Q2: 832 shares; 2015Q3: 1,360 shares; 2015Q4: 1,732 shares; 2016Q1: 1,456 shares; 2016Q2: 1,541 shares; 2016Q3: 1,692 shares 1,692$75K<0.01%+151Timeline
BUFFALO WILD WINGS INCBUFFALO WILD WINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,150 shares; 2015Q3: 53 shares; 2015Q4: 144 shares; 2016Q1: 144 shares; 2016Q2: 1,296 shares; 2016Q3: 531 shares 531$75K<0.01%-765
Misonix IncMisonix IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,000 shares; 2016Q2: 12,000 shares; 2016Q3: 14,000 shares 14,000$75K<0.01%+2,000
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,115 shares; 2015Q2: 2,065 shares; 2015Q3: 1,360 shares; 2015Q4: 1,650 shares; 2016Q1: 3,425 shares; 2016Q2: 3,245 shares; 2016Q3: 3,045 shares 3,045$75K<0.01%-200
iShares S&P AMT-Free Munici…iShares S&P AMT-Free MunicipalQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 239 shares; 2015Q2: 741 shares; 2015Q3: 718 shares; 2015Q4: 2,687 shares; 2016Q1: 4,726 shares; 2016Q2: 5,548 shares; 2016Q3: 2,951 shares 2,951$75K<0.01%-2,597
MANITOWOC FOODSERVICE INCMANITOWOC FOODSERVICE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,092 shares; 2016Q2: 5,492 shares; 2016Q3: 4,629 shares 4,629$75K<0.01%-863
NVRNVR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7 shares; 2015Q2: 27 shares; 2015Q3: 27 shares; 2015Q4: 69 shares; 2016Q1: 69 shares; 2016Q2: 45 shares; 2016Q3: 45 shares 45$74K<0.01%0Timeline
ALGNALIGN TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 600 shares; 2015Q2: 200 shares; 2015Q3: 200 shares; 2015Q4: 486 shares; 2016Q1: 595 shares; 2016Q2: 589 shares; 2016Q3: 789 shares 789$74K<0.01%+200Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,983 shares; 2015Q2: 3,983 shares; 2015Q3: 3,983 shares; 2015Q4: 4,580 shares; 2016Q1: 4,580 shares; 2016Q2: 4,580 shares; 2016Q3: 6,745 shares 6,745$74K<0.01%+2,165Timeline
CPKCHESAPEAKE UTILS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 150 shares; 2015Q2: 228 shares; 2015Q3: 180 shares; 2015Q4: 1,180 shares; 2016Q1: 1,240 shares; 2016Q2: 1,210 shares; 2016Q3: 1,210 shares 1,210$74K<0.01%0Timeline
JRSNUVEEN REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 38,627 shares; 2015Q2: 35,159 shares; 2015Q3: 40,634 shares; 2015Q4: 40,380 shares; 2016Q1: 33,336 shares; 2016Q2: 29,804 shares; 2016Q3: 6,247 shares 6,247$74K<0.01%-23,557Timeline
TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,205 shares; 2015Q2: 1,485 shares; 2015Q3: 1,485 shares; 2015Q4: 1,580 shares; 2016Q1: 1,580 shares; 2016Q2: 765 shares; 2016Q3: 3,315 shares 3,315$74K<0.01%+2,550
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,377 shares; 2015Q2: 1,130 shares; 2015Q3: 980 shares; 2015Q4: 4,005 shares; 2016Q1: 4,100 shares; 2016Q2: 3,845 shares; 2016Q3: 1,497 shares 1,497$74K<0.01%-2,348
ISHGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70 shares; 2015Q2: 70 shares; 2015Q3: 45 shares; 2015Q4: 1,137 shares; 2016Q1: 970 shares; 2016Q2: 950 shares; 2016Q3: 895 shares 895$74K<0.01%-55Timeline
NTTYYNTT, INC. AMERICAN DEPOSITARYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 279 shares; 2015Q2: 179 shares; 2015Q3: 1,228 shares; 2015Q4: 2,153 shares; 2016Q1: 1,929 shares; 2016Q2: 1,489 shares; 2016Q3: 1,613 shares 1,613$74K<0.01%+124Timeline
EATON VANCE N J MUN BD FDEATON VANCE N J MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,258 shares; 2015Q2: 3,305 shares; 2015Q3: 3,352 shares; 2015Q4: 5,043 shares; 2016Q1: 4,944 shares; 2016Q2: 4,986 shares; 2016Q3: 5,023 shares 5,023$74K<0.01%+37
ECCEAGLE POINT CR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,800 shares; 2015Q4: 2,850 shares; 2016Q1: 2,850 shares; 2016Q2: 4,450 shares; 2016Q3: 4,250 shares 4,250$73K<0.01%-200Timeline
THE COOPER COMPANIESTHE COOPER COMPANIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1 shares; 2015Q3: 5 shares; 2015Q4: 932 shares; 2016Q1: 973 shares; 2016Q2: 667 shares; 2016Q3: 408 shares 408$73K<0.01%-259
OLPONE LIBERTY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,970 shares; 2015Q2: 2,970 shares; 2015Q3: 2,880 shares; 2015Q4: 2,880 shares; 2016Q1: 2,980 shares; 2016Q2: 3,060 shares; 2016Q3: 3,010 shares 3,010$73K<0.01%-50Timeline
CACCAMDEN NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,523 shares; 2016Q1: 1,523 shares; 2016Q2: 1,523 shares; 2016Q3: 1,523 shares 1,523$73K<0.01%0Timeline
FEMSFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,799 shares; 2016Q2: 818 shares; 2016Q3: 2,221 shares 2,221$73K<0.01%+1,403Timeline
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,580 shares; 2015Q2: 5,906 shares; 2015Q3: 7,230 shares; 2015Q4: 5,537 shares; 2016Q1: 6,316 shares; 2016Q2: 5,805 shares; 2016Q3: 4,492 shares 4,492$73K<0.01%-1,313
RLYSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,417 shares; 2016Q2: 2,943 shares; 2016Q3: 2,946 shares 2,946$72K<0.01%+3Timeline
OGSONE GAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 660 shares; 2015Q2: 635 shares; 2015Q3: 697 shares; 2015Q4: 1,441 shares; 2016Q1: 889 shares; 2016Q2: 977 shares; 2016Q3: 1,169 shares 1,169$72K<0.01%+192Timeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,164 shares; 2015Q2: 10,293 shares; 2015Q3: 11,984 shares; 2015Q4: 13,495 shares; 2016Q1: 11,713 shares; 2016Q2: 13,212 shares; 2016Q3: 8,452 shares 8,452$72K<0.01%-4,760Timeline
HISFFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,372 shares; 2015Q2: 2,283 shares; 2015Q3: 2,575 shares; 2015Q4: 3,323 shares; 2016Q1: 4,302 shares; 2016Q2: 4,805 shares; 2016Q3: 1,430 shares 1,430$72K<0.01%-3,375Timeline
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 628 shares 628$72K<0.01%new
FOX CORP CLASS BFOX CORP CLASS BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 250 shares; 2015Q2: 250 shares; 2015Q3: 250 shares; 2015Q4: 1,427 shares; 2016Q1: 1,427 shares; 2016Q2: 2,927 shares; 2016Q3: 2,927 shares 2,927$72K<0.01%0
CORE LABORATORIES N VCORE LABORATORIES N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 65 shares; 2015Q2: 390 shares; 2015Q3: 396 shares; 2015Q4: 567 shares; 2016Q1: 563 shares; 2016Q2: 510 shares; 2016Q3: 638 shares 638$72K<0.01%+128
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,276 shares; 2015Q2: 5,276 shares; 2015Q3: 4,776 shares; 2015Q4: 7,336 shares; 2016Q1: 7,314 shares; 2016Q2: 6,855 shares; 2016Q3: 4,998 shares 4,998$72K<0.01%-1,857
RYDEX ETF TRUST GUGRYDEX ETF TRUST GUGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,929 shares; 2015Q2: 80 shares; 2015Q3: 527 shares; 2015Q4: 3,129 shares; 2016Q1: 1,673 shares; 2016Q2: 1,296 shares; 2016Q3: 1,297 shares 1,297$72K<0.01%+1
INDEXIQ ETF TRINDEXIQ ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 44 shares; 2015Q2: 44 shares; 2015Q3: 44 shares; 2015Q4: 44 shares; 2016Q1: 44 shares; 2016Q2: 44 shares; 2016Q3: 2,672 shares 2,672$72K<0.01%+2,628
IBKRINTERACTIVE BROKERS GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 140 shares; 2015Q2: 955 shares; 2015Q3: 957 shares; 2015Q4: 957 shares; 2016Q1: 2,807 shares; 2016Q2: 2,055 shares; 2016Q3: 2,000 shares 2,000$71K<0.01%-55Timeline
EOIEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,064 shares; 2015Q2: 3,064 shares; 2015Q3: 3,064 shares; 2015Q4: 19,871 shares; 2016Q1: 11,824 shares; 2016Q2: 5,995 shares; 2016Q3: 5,604 shares 5,604$71K<0.01%-391Timeline
SUNSUNOCO LP/SUNOCO FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,900 shares; 2015Q3: 700 shares; 2015Q4: 200 shares; 2016Q1: 255 shares; 2016Q2: 1,055 shares; 2016Q3: 2,460 shares 2,460$71K<0.01%+1,405Timeline
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,211 shares; 2015Q2: 1,811 shares; 2015Q3: 1,611 shares; 2015Q4: 3,049 shares; 2016Q1: 2,259 shares; 2016Q2: 3,362 shares; 2016Q3: 3,482 shares 3,482$71K<0.01%+120Timeline
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,661 shares; 2015Q2: 1,664 shares; 2015Q3: 2,754 shares; 2015Q4: 2,758 shares; 2016Q1: 2,685 shares; 2016Q2: 3,037 shares; 2016Q3: 3,117 shares 3,117$71K<0.01%+80
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,784 shares; 2015Q2: 3,784 shares; 2015Q3: 3,784 shares; 2015Q4: 6,122 shares; 2016Q1: 6,664 shares; 2016Q2: 8,206 shares; 2016Q3: 8,048 shares 8,048$70K<0.01%-158Timeline
MMSIMERIT MED SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,262 shares; 2015Q2: 1,262 shares; 2015Q3: 1,262 shares; 2015Q4: 1,262 shares; 2016Q1: 1,262 shares; 2016Q2: 2,462 shares; 2016Q3: 2,862 shares 2,862$70K<0.01%+400Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,185 shares; 2015Q2: 5,448 shares; 2015Q3: 3,723 shares; 2015Q4: 6,261 shares; 2016Q1: 8,682 shares; 2016Q2: 8,682 shares; 2016Q3: 6,982 shares 6,982$70K<0.01%-1,700Timeline
HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,238 shares; 2015Q2: 2,710 shares; 2015Q3: 4,124 shares; 2015Q4: 4,112 shares; 2016Q1: 3,561 shares; 2016Q2: 3,611 shares; 2016Q3: 3,151 shares 3,151$70K<0.01%-460
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 700 shares; 2015Q3: 600 shares; 2015Q4: 2,188 shares; 2016Q1: 2,438 shares; 2016Q2: 2,438 shares; 2016Q3: 2,368 shares 2,368$70K<0.01%-70
LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,294 shares; 2015Q2: 4,770 shares; 2015Q3: 6,460 shares; 2015Q4: 8,484 shares; 2016Q1: 7,007 shares; 2016Q2: 3,726 shares; 2016Q3: 2,625 shares 2,625$70K<0.01%-1,101
ENSCO PLCENSCO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,968 shares; 2015Q2: 3,507 shares; 2015Q3: 3,435 shares; 2015Q4: 4,305 shares; 2016Q1: 3,093 shares; 2016Q2: 7,501 shares; 2016Q3: 8,218 shares 8,218$70K<0.01%+717
THE BANK OF NOVA4 5 25F …THE BANK OF NOVA4 5 25F …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 25,000 shares; 2016Q2: 65,000 shares; 2016Q3: 65,000 shares 65,000$70K<0.01%0
WALWESTERN ALLIANCE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 200 shares; 2015Q3: 450 shares; 2015Q4: 2,210 shares; 2016Q1: 2,033 shares; 2016Q2: 1,833 shares; 2016Q3: 1,833 shares 1,833$69K<0.01%0Timeline
HUMHUMANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 106 shares; 2015Q2: 284 shares; 2015Q3: 514 shares; 2015Q4: 810 shares; 2016Q1: 579 shares; 2016Q2: 437 shares; 2016Q3: 387 shares 387$69K<0.01%-50Timeline
MOHMOLINA HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 79 shares; 2015Q2: 31 shares; 2015Q3: 32 shares; 2015Q4: 182 shares; 2016Q1: 170 shares; 2016Q2: 875 shares; 2016Q3: 1,184 shares 1,184$69K<0.01%+309Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,740 shares; 2015Q2: 1,745 shares; 2015Q3: 1,750 shares; 2015Q4: 10,502 shares; 2016Q1: 10,318 shares; 2016Q2: 10,322 shares; 2016Q3: 5,242 shares 5,242$69K<0.01%-5,080
THOMSON REUTERS CORPTHOMSON REUTERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 150 shares; 2015Q2: 390 shares; 2015Q3: 771 shares; 2015Q4: 1,965 shares; 2016Q1: 1,517 shares; 2016Q2: 1,456 shares; 2016Q3: 1,677 shares 1,677$69K<0.01%+221
VECTREN CORPVECTREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 442 shares; 2015Q2: 242 shares; 2015Q3: 242 shares; 2015Q4: 934 shares; 2016Q1: 1,271 shares; 2016Q2: 1,376 shares; 2016Q3: 1,382 shares 1,382$69K<0.01%+6
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 65 shares; 2015Q2: 65 shares; 2015Q3: 65 shares; 2015Q4: 1,700 shares; 2016Q1: 3,723 shares; 2016Q2: 3,570 shares; 2016Q3: 2,343 shares 2,343$69K<0.01%-1,227
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 714 shares; 2015Q2: 1,106 shares; 2015Q3: 507 shares; 2015Q4: 1,634 shares; 2016Q1: 1,637 shares; 2016Q2: 1,184 shares; 2016Q3: 651 shares 651$69K<0.01%-533
VMBSVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 387 shares; 2015Q2: 300 shares; 2015Q3: 325 shares; 2015Q4: 357 shares; 2016Q1: 207 shares; 2016Q2: 189 shares; 2016Q3: 1,269 shares 1,269$68K<0.01%+1,080Timeline
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 840 shares; 2016Q1: 1,611 shares; 2016Q2: 1,121 shares; 2016Q3: 1,857 shares 1,857$68K<0.01%+736Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: not reported; 2015Q4: 4,960 shares; 2016Q1: 4,960 shares; 2016Q2: 4,960 shares; 2016Q3: 4,960 shares 4,960$68K<0.01%0Timeline
FIRST TRUST ENERGY INCOME A…FIRST TRUST ENERGY INCOME ANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,635 shares; 2015Q2: 3,635 shares; 2015Q3: 3,974 shares; 2015Q4: 2,653 shares; 2016Q1: 3,743 shares; 2016Q2: 2,973 shares; 2016Q3: 2,504 shares 2,504$68K<0.01%-469
XNCMXNUVEEN CALIF AMT FREE MUNI IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,100 shares; 2015Q2: 4,100 shares; 2015Q3: 4,100 shares; 2015Q4: 4,100 shares; 2016Q1: 4,100 shares; 2016Q2: 4,100 shares; 2016Q3: 4,100 shares 4,100$68K<0.01%0Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 668 shares; 2015Q2: 614 shares; 2015Q3: 442 shares; 2015Q4: 1,354 shares; 2016Q1: 1,459 shares; 2016Q2: 1,885 shares; 2016Q3: 1,572 shares 1,572$68K<0.01%-313
ROYAL BANK SCOTLAND GRP PLC…ROYAL BANK SCOTLAND GRP PLC 6.6% …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,925 shares; 2015Q2: 1,925 shares; 2015Q3: 1,975 shares; 2015Q4: 4,239 shares; 2016Q1: 4,331 shares; 2016Q2: 2,750 shares; 2016Q3: 2,700 shares 2,700$68K<0.01%-50
RHIROBERT HALF INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,111 shares; 2015Q2: 1,229 shares; 2015Q3: 1,642 shares; 2015Q4: 1,972 shares; 2016Q1: 1,763 shares; 2016Q2: 1,641 shares; 2016Q3: 1,769 shares 1,769$67K<0.01%+128Timeline
PMTPENNYMAC MTG INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,082 shares; 2015Q2: 1,113 shares; 2015Q3: 1,152 shares; 2015Q4: 2,407 shares; 2016Q1: 2,365 shares; 2016Q2: 2,261 shares; 2016Q3: 4,297 shares 4,297$67K<0.01%+2,036Timeline
DJPBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,998 shares; 2015Q2: 4,168 shares; 2015Q3: 3,653 shares; 2015Q4: 5,862 shares; 2016Q1: 3,820 shares; 2016Q2: 3,145 shares; 2016Q3: 2,858 shares 2,858$67K<0.01%-287Timeline
NBIXNEUROCRINE BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,200 shares; 2015Q2: 1,418 shares; 2015Q3: 1,318 shares; 2015Q4: 1,418 shares; 2016Q1: 1,318 shares; 2016Q2: 1,318 shares; 2016Q3: 1,318 shares 1,318$67K<0.01%0Timeline
CMBSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 144 shares; 2015Q2: 2,596 shares; 2015Q3: 311 shares; 2015Q4: 908 shares; 2016Q1: 908 shares; 2016Q2: 998 shares; 2016Q3: 1,254 shares 1,254$67K<0.01%+256Timeline
AVKADVENT CONV & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 329 shares; 2015Q2: 331 shares; 2015Q3: 1,380 shares; 2015Q4: 14,422 shares; 2016Q1: 12,478 shares; 2016Q2: 12,094 shares; 2016Q3: 4,568 shares 4,568$67K<0.01%-7,526Timeline
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 125 shares; 2015Q4: 209 shares; 2016Q1: 647 shares; 2016Q2: 4,738 shares; 2016Q3: 2,973 shares 2,973$67K<0.01%-1,765
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,863 shares; 2015Q2: 5,738 shares; 2015Q3: 6,488 shares; 2015Q4: 14,473 shares; 2016Q1: 14,212 shares; 2016Q2: 7,555 shares; 2016Q3: 5,486 shares 5,486$67K<0.01%-2,069Timeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,628 shares; 2015Q2: 7,352 shares; 2015Q3: 7,071 shares; 2015Q4: 7,127 shares; 2016Q1: 6,021 shares; 2016Q2: 6,051 shares; 2016Q3: 5,414 shares 5,414$67K<0.01%-637Timeline
COOPER TIRE & RUBR COCOOPER TIRE & RUBR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 105 shares; 2015Q3: 120 shares; 2015Q4: 1,486 shares; 2016Q1: 1,365 shares; 2016Q2: 1,860 shares; 2016Q3: 1,764 shares 1,764$67K<0.01%-96
NUVEEN MD PREM INC MUNI FUNDNUVEEN MD PREM INC MUNI FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,600 shares; 2015Q2: 10,200 shares; 2015Q3: 10,769 shares; 2015Q4: 10,834 shares; 2016Q1: 9,870 shares; 2016Q2: 6,794 shares; 2016Q3: 4,836 shares 4,836$67K<0.01%-1,958
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,434 shares; 2015Q2: 1,977 shares; 2015Q3: 1,395 shares; 2015Q4: 2,652 shares; 2016Q1: 2,800 shares; 2016Q2: 2,822 shares; 2016Q3: 3,322 shares 3,322$67K<0.01%+500
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,777 shares; 2016Q1: 2,144 shares; 2016Q2: 2,144 shares; 2016Q3: 2,721 shares 2,721$67K<0.01%+577
AOAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 150 shares; 2015Q2: 150 shares; 2015Q3: 150 shares; 2015Q4: 1,706 shares; 2016Q1: 1,400 shares; 2016Q2: 1,400 shares; 2016Q3: 1,400 shares 1,400$66K<0.01%0Timeline
SCHRSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 640 shares; 2016Q1: 1,505 shares; 2016Q2: 1,507 shares; 2016Q3: 1,194 shares 1,194$66K<0.01%-313Timeline
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 589 shares; 2015Q2: 750 shares; 2015Q3: 750 shares; 2015Q4: 1,016 shares; 2016Q1: 866 shares; 2016Q2: 2,119 shares; 2016Q3: 1,084 shares 1,084$66K<0.01%-1,035Timeline
FNVFRANCO NEV CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 160 shares; 2015Q2: 285 shares; 2015Q3: 317 shares; 2015Q4: 157 shares; 2016Q1: 188 shares; 2016Q2: 929 shares; 2016Q3: 949 shares 949$66K<0.01%+20Timeline
BF-BBROWN FORMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 302 shares; 2015Q2: 302 shares; 2015Q3: 152 shares; 2015Q4: 1,198 shares; 2016Q1: 743 shares; 2016Q2: 740 shares; 2016Q3: 1,398 shares 1,398$66K<0.01%+658Timeline
MCIBARINGS CORPORATE INVSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,813 shares 3,813$66K<0.01%newTimeline
NORTHSTAR REIT.NORTHSTAR REIT.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,454 shares; 2016Q1: 6,137 shares; 2016Q2: 6,056 shares; 2016Q3: 5,042 shares 5,042$66K<0.01%-1,014
GNTXGENTEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,312 shares; 2015Q2: 1,405 shares; 2015Q3: 1,603 shares; 2015Q4: 1,947 shares; 2016Q1: 1,932 shares; 2016Q2: 1,890 shares; 2016Q3: 3,718 shares 3,718$65K<0.01%+1,828Timeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 100 shares; 2015Q3: 625 shares; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: not reported; 2016Q3: 1,880 shares 1,880$65K<0.01%newTimeline
PNWPINNACLE WEST CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 953 shares; 2015Q2: 594 shares; 2015Q3: 542 shares; 2015Q4: 2,132 shares; 2016Q1: 1,558 shares; 2016Q2: 976 shares; 2016Q3: 851 shares 851$65K<0.01%-125Timeline
SEDGSOLAREDGE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,500 shares; 2016Q1: 3,300 shares; 2016Q2: 3,900 shares; 2016Q3: 3,800 shares 3,800$65K<0.01%-100Timeline
BLACKROCK MUNI INCOME INV QLBLACKROCK MUNI INCOME INV QLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,118 shares; 2015Q2: 9,639 shares; 2015Q3: 9,748 shares; 2015Q4: 4,389 shares; 2016Q1: 4,389 shares; 2016Q2: 4,285 shares; 2016Q3: 4,122 shares 4,122$65K<0.01%-163
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,891 shares; 2015Q2: 8,272 shares; 2015Q3: 12,174 shares; 2015Q4: 11,415 shares; 2016Q1: 3,874 shares; 2016Q2: 3,337 shares; 2016Q3: 4,986 shares 4,986$65K<0.01%+1,649
AKORN INCAKORN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,090 shares; 2015Q2: 2,149 shares; 2015Q3: 2,021 shares; 2015Q4: 2,193 shares; 2016Q1: 1,784 shares; 2016Q2: 1,176 shares; 2016Q3: 2,367 shares 2,367$65K<0.01%+1,191
HARMAN INTL INDS INCHARMAN INTL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 248 shares; 2015Q2: 267 shares; 2015Q3: 235 shares; 2015Q4: 482 shares; 2016Q1: 464 shares; 2016Q2: 769 shares; 2016Q3: 771 shares 771$65K<0.01%+2
IQ HEDGE MARKET NEUT TRACKIQ HEDGE MARKET NEUT TRACKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,546 shares 2,546$65K<0.01%new
ISHARESISHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,187 shares; 2015Q2: 1,124 shares; 2015Q3: 869 shares; 2015Q4: 3,287 shares; 2016Q1: 4,663 shares; 2016Q2: 4,898 shares; 2016Q3: 2,372 shares 2,372$65K<0.01%-2,526
AMEAMETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 396 shares; 2015Q2: 445 shares; 2015Q3: 499 shares; 2015Q4: 752 shares; 2016Q1: 1,042 shares; 2016Q2: 1,325 shares; 2016Q3: 1,346 shares 1,346$64K<0.01%+21Timeline
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 920 shares; 2015Q2: 840 shares; 2015Q3: 900 shares; 2015Q4: 1,512 shares; 2016Q1: 622 shares; 2016Q2: 2,446 shares; 2016Q3: 2,000 shares 2,000$64K<0.01%-446Timeline
OFSOFS CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,000 shares; 2016Q2: 4,863 shares; 2016Q3: 4,863 shares 4,863$64K<0.01%0Timeline
ABIOMED INCABIOMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 100 shares; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 100 shares; 2016Q3: 500 shares 500$64K<0.01%+400
CORPPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 126 shares; 2015Q2: 126 shares; 2015Q3: 126 shares; 2015Q4: 476 shares; 2016Q1: 476 shares; 2016Q2: 542 shares; 2016Q3: 602 shares 602$64K<0.01%+60Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 2,557 shares; 2016Q1: 2,634 shares; 2016Q2: 2,332 shares; 2016Q3: 3,206 shares 3,206$64K<0.01%+874
PCMPCM FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,155 shares; 2015Q2: 14,155 shares; 2015Q3: 14,155 shares; 2015Q4: 16,567 shares; 2016Q1: 23,597 shares; 2016Q2: 23,597 shares; 2016Q3: 6,440 shares 6,440$64K<0.01%-17,157Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,202 shares; 2015Q2: 18,094 shares; 2015Q3: 18,511 shares; 2015Q4: 22,885 shares; 2016Q1: 20,688 shares; 2016Q2: 17,033 shares; 2016Q3: 7,533 shares 7,533$64K<0.01%-9,500
FTSE RAFI Emerg MktsFTSE RAFI Emerg MktsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 405 shares; 2015Q2: 405 shares; 2015Q3: 405 shares; 2015Q4: 689 shares; 2016Q1: 689 shares; 2016Q2: 3,609 shares; 2016Q3: 3,609 shares 3,609$64K<0.01%0
DBX ETF TRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 420 shares; 2015Q2: 305 shares; 2015Q3: 3,042 shares; 2015Q4: 2,887 shares; 2016Q1: 2,737 shares; 2016Q2: 2,737 shares; 2016Q3: 2,737 shares 2,737$64K<0.01%0
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 445 shares; 2015Q2: 512 shares; 2015Q3: 350 shares; 2015Q4: 500 shares; 2016Q1: 527 shares; 2016Q2: 607 shares; 2016Q3: 2,428 shares 2,428$64K<0.01%+1,821
DVYEISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 717 shares; 2015Q2: 717 shares; 2015Q3: 883 shares; 2015Q4: 1,083 shares; 2016Q1: 1,351 shares; 2016Q2: 1,054 shares; 2016Q3: 1,746 shares 1,746$63K<0.01%+692Timeline
POWIPOWER INTEGRATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 500 shares; 2015Q2: 500 shares; 2015Q3: 500 shares; 2015Q4: 940 shares; 2016Q1: 987 shares; 2016Q2: 999 shares; 2016Q3: 999 shares 999$63K<0.01%0Timeline
RYNRAYONIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 668 shares; 2015Q2: 1,062 shares; 2015Q3: 743 shares; 2015Q4: 1,830 shares; 2016Q1: 2,058 shares; 2016Q2: 2,110 shares; 2016Q3: 2,381 shares 2,381$63K<0.01%+271Timeline
THGHANOVER INS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 75 shares; 2015Q3: 109 shares; 2015Q4: 159 shares; 2016Q1: 70 shares; 2016Q2: 949 shares; 2016Q3: 836 shares 836$63K<0.01%-113Timeline
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,900 shares; 2015Q2: 2,850 shares; 2015Q3: 3,110 shares; 2015Q4: 4,555 shares; 2016Q1: 4,580 shares; 2016Q2: 3,180 shares; 2016Q3: 4,340 shares 4,340$63K<0.01%+1,160Timeline
RTHVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,017 shares; 2016Q3: 806 shares 806$63K<0.01%-211Timeline
SEADRILL ORDSEADRILL ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,901 shares; 2015Q2: 20,921 shares; 2015Q3: 19,248 shares; 2015Q4: 37,479 shares; 2016Q1: 40,017 shares; 2016Q2: 30,326 shares; 2016Q3: 26,859 shares 26,859$63K<0.01%-3,467
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,000 shares; 2015Q2: 7,000 shares; 2015Q3: 7,000 shares; 2015Q4: 7,800 shares; 2016Q1: 7,800 shares; 2016Q2: 7,800 shares; 2016Q3: 7,800 shares 7,800$63K<0.01%0
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 971 shares; 2015Q2: 668 shares; 2015Q3: 527 shares; 2015Q4: 872 shares; 2016Q1: 3,004 shares; 2016Q2: 1,586 shares; 2016Q3: 1,541 shares 1,541$63K<0.01%-45
POWERSHARES ETF TR IIPOWERSHARES ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,487 shares; 2016Q1: 485 shares; 2016Q2: not reported; 2016Q3: 1,443 shares 1,443$63K<0.01%new
FDSFACTSET RESH SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 81 shares; 2015Q2: 389 shares; 2015Q3: 347 shares; 2015Q4: 287 shares; 2016Q1: 299 shares; 2016Q2: 322 shares; 2016Q3: 384 shares 384$62K<0.01%+62Timeline
XPOXPO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 840 shares; 2015Q3: 867 shares; 2015Q4: 3,039 shares; 2016Q1: 1,639 shares; 2016Q2: 1,639 shares; 2016Q3: 1,689 shares 1,689$62K<0.01%+50Timeline
SCHVSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,628 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,324 shares; 2016Q1: 1,964 shares; 2016Q2: 1,240 shares; 2016Q3: 1,367 shares 1,367$62K<0.01%+127Timeline
TKRTIMKEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 848 shares; 2015Q2: 814 shares; 2015Q3: 1,104 shares; 2015Q4: 1,778 shares; 2016Q1: 1,776 shares; 2016Q2: 1,776 shares; 2016Q3: 1,776 shares 1,776$62K<0.01%0Timeline
ORBOTECH LTDORBOTECH LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 325 shares; 2015Q3: 325 shares; 2015Q4: 325 shares; 2016Q1: 2,540 shares; 2016Q2: 3,245 shares; 2016Q3: 2,084 shares 2,084$62K<0.01%-1,161
RICHMONT MINES INCRICHMONT MINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 7,775 shares; 2016Q2: 10,766 shares; 2016Q3: 6,131 shares 6,131$62K<0.01%-4,635
GERNGERON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,910 shares; 2015Q2: 3,120 shares; 2015Q3: 3,120 shares; 2015Q4: 3,620 shares; 2016Q1: 6,620 shares; 2016Q2: 19,170 shares; 2016Q3: 27,170 shares 27,170$61K<0.01%+8,000Timeline
QSRRESTAURANT BRANDS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,179 shares; 2015Q2: 1,021 shares; 2015Q3: 717 shares; 2015Q4: 371 shares; 2016Q1: 381 shares; 2016Q2: 1,579 shares; 2016Q3: 1,362 shares 1,362$61K<0.01%-217Timeline
ATIATI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,980 shares; 2015Q2: 2,750 shares; 2015Q3: 807 shares; 2015Q4: 1,391 shares; 2016Q1: 2,319 shares; 2016Q2: 2,675 shares; 2016Q3: 3,392 shares 3,392$61K<0.01%+717Timeline
BBYBEST BUY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 917 shares; 2015Q2: 917 shares; 2015Q3: 1,051 shares; 2015Q4: 3,638 shares; 2016Q1: 1,990 shares; 2016Q2: 2,341 shares; 2016Q3: 1,592 shares 1,592$61K<0.01%-749Timeline
SPTSSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 587 shares; 2016Q1: 982 shares; 2016Q2: 1,958 shares; 2016Q3: 2,010 shares 2,010$61K<0.01%+52Timeline
IRBTQIROBOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 352 shares; 2015Q2: 52 shares; 2015Q3: 52 shares; 2015Q4: 617 shares; 2016Q1: 53 shares; 2016Q2: 802 shares; 2016Q3: 1,382 shares 1,382$61K<0.01%+580Timeline
PAMPAMPA ENERGIA SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,316 shares; 2016Q1: 2,194 shares; 2016Q2: 3,135 shares; 2016Q3: 1,874 shares 1,874$61K<0.01%-1,261Timeline
XCMUXMFS HIGH YIELD MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,400 shares; 2015Q2: 3,400 shares; 2015Q3: 3,000 shares; 2015Q4: 17,000 shares; 2016Q1: 17,000 shares; 2016Q2: 14,825 shares; 2016Q3: 12,000 shares 12,000$61K<0.01%-2,825Timeline
SLXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 930 shares; 2016Q3: 1,949 shares 1,949$61K<0.01%+1,019Timeline
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 150 shares; 2015Q3: 150 shares; 2015Q4: 476 shares; 2016Q1: 476 shares; 2016Q2: 876 shares; 2016Q3: 1,228 shares 1,228$61K<0.01%+352
PROVIDENCE SVC CORPPROVIDENCE SVC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,245 shares; 2016Q1: 4,245 shares; 2016Q2: 2,479 shares; 2016Q3: 1,256 shares 1,256$61K<0.01%-1,223
ALLIANCE HOLDINGS GP LPALLIANCE HOLDINGS GP LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,650 shares; 2015Q2: 5,635 shares; 2015Q3: 4,555 shares; 2015Q4: 7,050 shares; 2016Q1: 5,112 shares; 2016Q2: 2,425 shares; 2016Q3: 2,325 shares 2,325$61K<0.01%-100
POWERSHARES S&PPOWERSHARES S&PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,804 shares; 2016Q1: 11,588 shares; 2016Q2: 12,002 shares; 2016Q3: 2,970 shares 2,970$61K<0.01%-9,032
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,880 shares; 2015Q2: 2,880 shares; 2015Q3: 4,464 shares; 2015Q4: 4,037 shares; 2016Q1: 4,229 shares; 2016Q2: 3,743 shares; 2016Q3: 3,143 shares 3,143$60K<0.01%-600Timeline
INGNINOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,475 shares; 2016Q1: 2,975 shares; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares 1,000$60K<0.01%0Timeline
DWMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,330 shares; 2015Q2: 1,244 shares; 2015Q3: 1,795 shares; 2015Q4: 3,180 shares; 2016Q1: 3,112 shares; 2016Q2: 1,493 shares; 2016Q3: 1,273 shares 1,273$60K<0.01%-220Timeline
CLMCORNERSTONE STRATEGIC INVESTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 425 shares; 2015Q2: 2,637 shares; 2015Q3: 2,517 shares; 2015Q4: 3,219 shares; 2016Q1: 3,588 shares; 2016Q2: 4,000 shares; 2016Q3: 4,041 shares 4,041$60K<0.01%+41Timeline
CNOOC LIMITEDCNOOC LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,446 shares; 2015Q2: 1,807 shares; 2015Q3: 1,858 shares; 2015Q4: 1,813 shares; 2016Q1: 1,813 shares; 2016Q2: 1,759 shares; 2016Q3: 476 shares 476$60K<0.01%-1,283
FLIR SYS INCFLIR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5 shares; 2015Q2: 5 shares; 2015Q3: 5 shares; 2015Q4: 253 shares; 2016Q1: 2,761 shares; 2016Q2: 3,074 shares; 2016Q3: 1,923 shares 1,923$60K<0.01%-1,151
GNTGAMCO NAT RES GOLD & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 37,544 shares; 2015Q2: 26,219 shares; 2015Q3: 12,659 shares; 2015Q4: 7,195 shares; 2016Q1: 7,195 shares; 2016Q2: 7,710 shares; 2016Q3: 7,710 shares 7,710$60K<0.01%0Timeline
HEZUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,300 shares; 2015Q2: 4,152 shares; 2015Q3: 852 shares; 2015Q4: 3,808 shares; 2016Q1: 4,551 shares; 2016Q2: 4,508 shares; 2016Q3: 2,427 shares 2,427$60K<0.01%-2,081Timeline
AGRIUM INCAGRIUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25 shares; 2015Q2: 25 shares; 2015Q3: 585 shares; 2015Q4: 311 shares; 2016Q1: 821 shares; 2016Q2: 679 shares; 2016Q3: 660 shares 660$60K<0.01%-19
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 34 shares; 2016Q1: 34 shares; 2016Q2: 584 shares; 2016Q3: 2,336 shares 2,336$60K<0.01%+1,752
OPPENHEIMER ETF TROPPENHEIMER ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,396 shares; 2016Q2: 1,994 shares; 2016Q3: 1,818 shares 1,818$60K<0.01%-176
XMESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 94 shares; 2015Q2: 19 shares; 2015Q3: 19 shares; 2015Q4: 34 shares; 2016Q1: 184 shares; 2016Q2: 1,488 shares; 2016Q3: 2,234 shares 2,234$59K<0.01%+746Timeline
BURLBURLINGTON STORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 739 shares; 2015Q2: 1,572 shares; 2015Q3: 678 shares; 2015Q4: 723 shares; 2016Q1: 712 shares; 2016Q2: 728 shares; 2016Q3: 734 shares 734$59K<0.01%+6Timeline
IRDMIRIDIUM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: 4,700 shares; 2016Q1: 4,700 shares; 2016Q2: 7,200 shares; 2016Q3: 7,200 shares 7,200$59K<0.01%0Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION MQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,200 shares; 2016Q1: 4,209 shares; 2016Q2: 4,221 shares; 2016Q3: 4,234 shares 4,234$59K<0.01%+13
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 250 shares; 2016Q1: 250 shares; 2016Q2: 3,750 shares; 2016Q3: 3,809 shares 3,809$59K<0.01%+59
AMWDAMERICAN WOODMARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 825 shares; 2015Q4: 760 shares; 2016Q1: 255 shares; 2016Q2: 910 shares; 2016Q3: 735 shares 735$59K<0.01%-175Timeline
CRBNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 362 shares; 2016Q1: 533 shares; 2016Q2: 595 shares; 2016Q3: 595 shares 595$58K<0.01%0Timeline
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 350 shares; 2015Q2: 350 shares; 2015Q3: 350 shares; 2015Q4: 749 shares; 2016Q1: 784 shares; 2016Q2: 720 shares; 2016Q3: 715 shares 715$58K<0.01%-5Timeline
LTCLTC PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,185 shares; 2015Q2: 2,002 shares; 2015Q3: 2,377 shares; 2015Q4: 2,858 shares; 2016Q1: 2,364 shares; 2016Q2: 1,237 shares; 2016Q3: 1,117 shares 1,117$58K<0.01%-120Timeline
ROLROLLINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5 shares; 2015Q2: 17 shares; 2015Q3: 292 shares; 2015Q4: 466 shares; 2016Q1: 406 shares; 2016Q2: 393 shares; 2016Q3: 1,984 shares 1,984$58K<0.01%+1,591Timeline
LECOLINCOLN ELEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,805 shares; 2015Q2: 1,859 shares; 2015Q3: 845 shares; 2015Q4: 1,183 shares; 2016Q1: 1,067 shares; 2016Q2: 941 shares; 2016Q3: 923 shares 923$58K<0.01%-18Timeline
FTQIFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,931 shares; 2016Q1: 2,931 shares; 2016Q2: 2,931 shares; 2016Q3: 2,931 shares 2,931$58K<0.01%0Timeline
XHESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 832 shares; 2015Q2: 832 shares; 2015Q3: 650 shares; 2015Q4: 694 shares; 2016Q1: 644 shares; 2016Q2: 1,034 shares; 2016Q3: 1,134 shares 1,134$58K<0.01%+100Timeline
EBIX INCEBIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 193 shares; 2015Q2: 193 shares; 2015Q3: 70 shares; 2015Q4: 968 shares; 2016Q1: 1,146 shares; 2016Q2: 1,590 shares; 2016Q3: 1,017 shares 1,017$58K<0.01%-573
DENBURY RES INCDENBURY RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,059 shares; 2015Q2: 5,111 shares; 2015Q3: 1,641 shares; 2015Q4: 8,460 shares; 2016Q1: 11,186 shares; 2016Q2: 10,880 shares; 2016Q3: 17,980 shares 17,980$58K<0.01%+7,100
AWRAMER STATES WTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 39 shares; 2015Q2: 339 shares; 2015Q3: 239 shares; 2015Q4: 2,075 shares; 2016Q1: 1,975 shares; 2016Q2: 1,463 shares; 2016Q3: 1,427 shares 1,427$57K<0.01%-36Timeline
IEXIDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35 shares; 2015Q2: 36 shares; 2015Q3: 75 shares; 2015Q4: 89 shares; 2016Q1: 325 shares; 2016Q2: 609 shares; 2016Q3: 611 shares 611$57K<0.01%+2Timeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 500 shares; 2015Q2: 500 shares; 2015Q3: 500 shares; 2015Q4: 16,333 shares; 2016Q1: 13,865 shares; 2016Q2: 11,522 shares; 2016Q3: 9,874 shares 9,874$57K<0.01%-1,648Timeline
HEALTHCAREHEALTHCAREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,059 shares; 2015Q2: 1,709 shares; 2015Q3: 1,072 shares; 2015Q4: 3,468 shares; 2016Q1: 1,487 shares; 2016Q2: 2,015 shares; 2016Q3: 1,739 shares 1,739$57K<0.01%-276
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 296 shares; 2015Q2: 422 shares; 2015Q3: 445 shares; 2015Q4: 824 shares; 2016Q1: 1,482 shares; 2016Q2: 1,217 shares; 2016Q3: 1,054 shares 1,054$57K<0.01%-163
MUABLACKROCK MUNIASSETS FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 57,000 shares; 2015Q2: 56,970 shares; 2015Q3: 20,062 shares; 2015Q4: 26,381 shares; 2016Q1: 24,412 shares; 2016Q2: 4,841 shares; 2016Q3: 3,685 shares 3,685$57K<0.01%-1,156Timeline
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 400 shares; 2015Q4: 400 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,723 shares 1,723$57K<0.01%+723
ALVAUTOLIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 409 shares; 2015Q2: 335 shares; 2015Q3: 360 shares; 2015Q4: 539 shares; 2016Q1: 498 shares; 2016Q2: 499 shares; 2016Q3: 531 shares 531$57K<0.01%+32Timeline
RED HAT INCRED HAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 430 shares; 2015Q2: 421 shares; 2015Q3: 395 shares; 2015Q4: 542 shares; 2016Q1: 702 shares; 2016Q2: 692 shares; 2016Q3: 712 shares 712$57K<0.01%+20
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,420 shares; 2015Q2: 2,420 shares; 2015Q3: 2,428 shares; 2015Q4: 2,746 shares; 2016Q1: 2,665 shares; 2016Q2: 2,665 shares; 2016Q3: 2,615 shares 2,615$57K<0.01%-50
NEW IRELAND FD INCORPORATEDNEW IRELAND FD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 690 shares; 2015Q2: 690 shares; 2015Q3: 694 shares; 2015Q4: 709 shares; 2016Q1: 856 shares; 2016Q2: 5,106 shares; 2016Q3: 4,647 shares 4,647$57K<0.01%-459
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,249 shares; 2016Q1: 5,249 shares; 2016Q2: 5,249 shares; 2016Q3: 5,249 shares 5,249$57K<0.01%0
SPLBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 323 shares; 2015Q2: 2,930 shares; 2015Q3: 487 shares; 2015Q4: 1,376 shares; 2016Q1: 1,597 shares; 2016Q2: 1,428 shares; 2016Q3: 1,303 shares 1,303$56K<0.01%-125Timeline
OTTROTTER TAIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 600 shares; 2015Q2: 600 shares; 2015Q3: 600 shares; 2015Q4: 1,600 shares; 2016Q1: 1,611 shares; 2016Q2: 1,622 shares; 2016Q3: 1,633 shares 1,633$56K<0.01%+11Timeline
RELXRELX PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,331 shares; 2016Q1: 3,519 shares; 2016Q2: 2,920 shares; 2016Q3: 2,920 shares 2,920$56K<0.01%0Timeline
SCISERVICE CORP INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 500 shares; 2015Q2: 500 shares; 2015Q3: 500 shares; 2015Q4: 1,300 shares; 2016Q1: 1,443 shares; 2016Q2: 2,089 shares; 2016Q3: 2,089 shares 2,089$56K<0.01%0Timeline
OXMOXFORD INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 557 shares; 2015Q4: 327 shares; 2016Q1: 316 shares; 2016Q2: 716 shares; 2016Q3: 820 shares 820$56K<0.01%+104Timeline
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 887 shares; 2016Q1: 2,378 shares; 2016Q2: 2,378 shares; 2016Q3: 2,378 shares 2,378$56K<0.01%0Timeline
Sandstorm Gold LtdSandstorm Gold LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,500 shares; 2015Q2: 1,500 shares; 2015Q3: 1,500 shares; 2015Q4: 1,500 shares; 2016Q1: 1,500 shares; 2016Q2: 1,520 shares; 2016Q3: 11,215 shares 11,215$56K<0.01%+9,695
NEWFIELD EXPL CONEWFIELD EXPL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 200 shares; 2015Q3: 46 shares; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,300 shares 1,300$56K<0.01%+300
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,050 shares; 2015Q2: 3,800 shares; 2015Q3: 3,100 shares; 2015Q4: 5,225 shares; 2016Q1: 6,578 shares; 2016Q2: 7,027 shares; 2016Q3: 3,533 shares 3,533$56K<0.01%-3,494
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,100 shares; 2015Q2: 2,100 shares; 2015Q3: 1,350 shares; 2015Q4: 1,450 shares; 2016Q1: 5,165 shares; 2016Q2: 5,103 shares; 2016Q3: 4,088 shares 4,088$56K<0.01%-1,015
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 189 shares; 2015Q2: 489 shares; 2015Q3: 489 shares; 2015Q4: 2,000 shares; 2016Q1: 14,008 shares; 2016Q2: 14,155 shares; 2016Q3: 12,900 shares 12,900$56K<0.01%-1,255
BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,800 shares; 2016Q1: 3,800 shares; 2016Q2: 3,800 shares; 2016Q3: 3,800 shares 3,800$56K<0.01%0
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 206 shares; 2015Q2: 7,192 shares; 2015Q3: 236 shares; 2015Q4: 236 shares; 2016Q1: 236 shares; 2016Q2: 969 shares; 2016Q3: 2,286 shares 2,286$56K<0.01%+1,317
VRSKVERISK ANALYTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14 shares; 2015Q2: 172 shares; 2015Q3: 356 shares; 2015Q4: 821 shares; 2016Q1: 755 shares; 2016Q2: 735 shares; 2016Q3: 675 shares 675$55K<0.01%-60Timeline
BRBROADRIDGE FINL SOLUTIONS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 559 shares; 2015Q2: 531 shares; 2015Q3: 481 shares; 2015Q4: 469 shares; 2016Q1: 1,840 shares; 2016Q2: 2,332 shares; 2016Q3: 818 shares 818$55K<0.01%-1,514Timeline
FNFFIDELITY NATL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,924 shares; 2015Q2: 1,543 shares; 2015Q3: 1,583 shares; 2015Q4: 1,893 shares; 2016Q1: 1,507 shares; 2016Q2: 1,485 shares; 2016Q3: 1,484 shares 1,484$55K<0.01%-1Timeline
PIMCO MUN INCOME FDPIMCO MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,166 shares; 2015Q2: 5,171 shares; 2015Q3: 5,175 shares; 2015Q4: 8,502 shares; 2016Q1: 9,339 shares; 2016Q2: 6,043 shares; 2016Q3: 3,257 shares 3,257$55K<0.01%-2,786
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 410 shares; 2015Q2: 1,638 shares; 2015Q3: 1,638 shares; 2015Q4: 2,664 shares; 2016Q1: 2,664 shares; 2016Q2: 1,846 shares; 2016Q3: 1,846 shares 1,846$55K<0.01%0
CORESITE RLTY CORPCORESITE RLTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 26 shares; 2015Q3: 26 shares; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 1,290 shares; 2016Q3: 740 shares 740$55K<0.01%-550
EOTEATON VANCE NATL MUN OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,735 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,352 shares; 2016Q1: 2,352 shares; 2016Q2: 2,352 shares; 2016Q3: 2,352 shares 2,352$55K<0.01%0Timeline
DUN & BRADSTREET CORP DEL NEDUN & BRADSTREET CORP DEL NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 162 shares; 2015Q2: 163 shares; 2015Q3: 163 shares; 2015Q4: 399 shares; 2016Q1: 412 shares; 2016Q2: 400 shares; 2016Q3: 401 shares 401$55K<0.01%+1
WESTERN REFNG INCWESTERN REFNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,376 shares; 2015Q2: 793 shares; 2015Q3: 523 shares; 2015Q4: 833 shares; 2016Q1: 1,232 shares; 2016Q2: 1,762 shares; 2016Q3: 2,074 shares 2,074$55K<0.01%+312
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,238 shares; 2015Q2: 3,013 shares; 2015Q3: 3,013 shares; 2015Q4: 3,388 shares; 2016Q1: 3,438 shares; 2016Q2: 1,413 shares; 2016Q3: 913 shares 913$55K<0.01%-500
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,013 shares; 2015Q2: 3,013 shares; 2015Q3: 3,013 shares; 2015Q4: 2,094 shares; 2016Q1: 5,679 shares; 2016Q2: 5,253 shares; 2016Q3: 15,008 shares 15,008$55K<0.01%+9,755
ISHARES MSCIISHARES MSCIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 138 shares; 2015Q2: 138 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,600 shares; 2016Q3: 4,990 shares 4,990$55K<0.01%+390
STONEGATE BANKSTONEGATE BANKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,292 shares; 2015Q2: 1,292 shares; 2015Q3: 1,292 shares; 2015Q4: 1,864 shares; 2016Q1: 1,960 shares; 2016Q2: 1,664 shares; 2016Q3: 1,627 shares 1,627$55K<0.01%-37
ETFIS SER TR IETFIS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 4,800 shares 4,800$55K<0.01%+3,800
PODDINSULET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,410 shares; 2015Q2: 1,310 shares; 2015Q3: 700 shares; 2015Q4: 720 shares; 2016Q1: 720 shares; 2016Q2: 1,220 shares; 2016Q3: 1,320 shares 1,320$54K<0.01%+100Timeline
BF-ABROWN FORMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 538 shares; 2015Q2: 538 shares; 2015Q3: 538 shares; 2015Q4: 538 shares; 2016Q1: 538 shares; 2016Q2: 538 shares; 2016Q3: 1,076 shares 1,076$54K<0.01%+538Timeline
ASHASHLAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 465 shares 465$54K<0.01%newTimeline
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 937 shares; 2015Q3: 600 shares; 2015Q4: 1,311 shares; 2016Q1: 516 shares; 2016Q2: 3,665 shares; 2016Q3: 3,335 shares 3,335$54K<0.01%-330Timeline
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,194 shares; 2015Q2: 5,194 shares; 2015Q3: 5,224 shares; 2015Q4: 5,246 shares; 2016Q1: 6,843 shares; 2016Q2: 7,843 shares; 2016Q3: 5,843 shares 5,843$54K<0.01%-2,000
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,788 shares; 2015Q2: 4,470 shares; 2015Q3: 3,857 shares; 2015Q4: 5,396 shares; 2016Q1: 9,332 shares; 2016Q2: 8,078 shares; 2016Q3: 4,097 shares 4,097$54K<0.01%-3,981
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,340 shares; 2015Q2: 3,362 shares; 2015Q3: 3,690 shares; 2015Q4: 3,111 shares; 2016Q1: 3,138 shares; 2016Q2: 3,176 shares; 2016Q3: 2,610 shares 2,610$54K<0.01%-566Timeline
O-I GLASS, INC.O-I GLASS, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 369 shares; 2015Q2: 300 shares; 2015Q3: 300 shares; 2015Q4: 1,197 shares; 2016Q1: 897 shares; 2016Q2: 897 shares; 2016Q3: 2,954 shares 2,954$54K<0.01%+2,057
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTGBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,005 shares; 2015Q2: 1,392 shares; 2015Q3: 1,392 shares; 2015Q4: 1,392 shares; 2016Q1: 1,417 shares; 2016Q2: 2,412 shares; 2016Q3: 2,412 shares 2,412$54K<0.01%0
CWISPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 143 shares; 2015Q2: 340 shares; 2015Q3: 340 shares; 2015Q4: 1,218 shares; 2016Q1: 2,391 shares; 2016Q2: 2,391 shares; 2016Q3: 1,618 shares 1,618$53K<0.01%-773Timeline
AFGAMERICAN FINANCIAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 740 shares; 2015Q2: 704 shares; 2015Q3: 558 shares; 2015Q4: 674 shares; 2016Q1: 700 shares; 2016Q2: 704 shares; 2016Q3: 704 shares 704$53K<0.01%0Timeline
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,586 shares; 2015Q3: 216 shares; 2015Q4: 230 shares; 2016Q1: 951 shares; 2016Q2: 1,023 shares; 2016Q3: 987 shares 987$53K<0.01%-36Timeline
IESCIES HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,476 shares; 2016Q3: 3,004 shares 3,004$53K<0.01%-1,472Timeline
BWZSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,279 shares; 2015Q2: 8,815 shares; 2015Q3: 8,653 shares; 2015Q4: 5,360 shares; 2016Q1: 415 shares; 2016Q2: 1,735 shares; 2016Q3: 1,669 shares 1,669$53K<0.01%-66Timeline
POWRISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 495 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 793 shares; 2016Q1: 1,087 shares; 2016Q2: 2,160 shares; 2016Q3: 2,757 shares 2,757$53K<0.01%+597Timeline
IDGTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 48 shares; 2015Q2: 50 shares; 2015Q3: 50 shares; 2015Q4: 341 shares; 2016Q1: 191 shares; 2016Q2: 1,284 shares; 2016Q3: 1,284 shares 1,284$53K<0.01%0Timeline
ENERGEN CORPENERGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 916 shares; 2015Q2: 861 shares; 2015Q3: 901 shares; 2015Q4: 944 shares; 2016Q1: 925 shares; 2016Q2: 925 shares; 2016Q3: 924 shares 924$53K<0.01%-1
SPRINT CORPSPRINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13,347 shares; 2015Q2: 11,705 shares; 2015Q3: 8,662 shares; 2015Q4: 4,082 shares; 2016Q1: 8,710 shares; 2016Q2: 9,377 shares; 2016Q3: 7,938 shares 7,938$53K<0.01%-1,439
CORECIVIC INCCORECIVIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 108 shares; 2016Q1: 418 shares; 2016Q2: 5,279 shares; 2016Q3: 3,792 shares 3,792$53K<0.01%-1,487
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 248 shares; 2015Q2: 203 shares; 2015Q3: 265 shares; 2015Q4: 932 shares; 2016Q1: 738 shares; 2016Q2: 738 shares; 2016Q3: 1,014 shares 1,014$53K<0.01%+276
EWWISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,849 shares; 2015Q2: 1,464 shares; 2015Q3: 2,439 shares; 2015Q4: 3,060 shares; 2016Q1: 2,156 shares; 2016Q2: 2,240 shares; 2016Q3: 1,074 shares 1,074$52K<0.01%-1,166Timeline
DLXDELUXE CORP MEDIUM TERM NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 165 shares; 2016Q2: 874 shares; 2016Q3: 778 shares 778$52K<0.01%-96Timeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 1,450 shares; 2015Q4: 1,895 shares; 2016Q1: 645 shares; 2016Q2: 2,400 shares; 2016Q3: 2,800 shares 2,800$52K<0.01%+400Timeline
TC PIPELINES LPTC PIPELINES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 550 shares; 2015Q2: 550 shares; 2015Q3: 550 shares; 2015Q4: 910 shares; 2016Q1: 912 shares; 2016Q2: 914 shares; 2016Q3: 916 shares 916$52K<0.01%+2
TORCHMARK CORPTORCHMARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 3 shares; 2015Q3: 11 shares; 2015Q4: 155 shares; 2016Q1: 29 shares; 2016Q2: 723 shares; 2016Q3: 805 shares 805$52K<0.01%+82
IXGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 883 shares; 2015Q2: 901 shares; 2015Q3: 915 shares; 2015Q4: 4,306 shares; 2016Q1: 3,267 shares; 2016Q2: 1,545 shares; 2016Q3: 1,017 shares 1,017$52K<0.01%-528Timeline
ELDWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,414 shares; 2015Q2: 1,071 shares; 2015Q3: 1,012 shares; 2015Q4: 1,682 shares; 2016Q1: 1,362 shares; 2016Q2: 1,362 shares; 2016Q3: 1,362 shares 1,362$52K<0.01%0Timeline
THWABRDN WORLD HEALTHCARE FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 65 shares; 2016Q1: 9,665 shares; 2016Q2: 4,327 shares; 2016Q3: 3,565 shares 3,565$52K<0.01%-762Timeline
SILVER STD RES INCSILVER STD RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,200 shares; 2015Q2: 1,200 shares; 2015Q3: 1,200 shares; 2015Q4: 1,218 shares; 2016Q1: 18 shares; 2016Q2: 9,818 shares; 2016Q3: 4,327 shares 4,327$52K<0.01%-5,491
Etfs Phys Platinum EtfEtfs Phys Platinum EtfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 508 shares; 2015Q2: 379 shares; 2015Q3: 365 shares; 2015Q4: 452 shares; 2016Q1: 439 shares; 2016Q2: 560 shares; 2016Q3: 530 shares 530$52K<0.01%-30
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 675 shares; 2015Q2: 420 shares; 2015Q3: 420 shares; 2015Q4: 18,245 shares; 2016Q1: 17,348 shares; 2016Q2: 6,505 shares; 2016Q3: 2,735 shares 2,735$52K<0.01%-3,770
NUVEEN CA DIV ADV MUNI FD 3NUVEEN CA DIV ADV MUNI FD 3Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,399 shares; 2015Q2: 3,399 shares; 2015Q3: 3,399 shares; 2015Q4: 3,399 shares; 2016Q1: 3,399 shares; 2016Q2: 3,399 shares; 2016Q3: 3,399 shares 3,399$52K<0.01%0
VANECK VECTORS ETF TRVANECK VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,079 shares; 2016Q3: 3,820 shares 3,820$52K<0.01%-1,259
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,200 shares; 2015Q2: 2,200 shares; 2015Q3: 2,200 shares; 2015Q4: 3,410 shares; 2016Q1: 3,412 shares; 2016Q2: 4,449 shares; 2016Q3: 3,466 shares 3,466$51K<0.01%-983Timeline
WYNNWYNN RESORTS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 639 shares; 2015Q2: 287 shares; 2015Q3: 95 shares; 2015Q4: 1,608 shares; 2016Q1: 2,804 shares; 2016Q2: 1,432 shares; 2016Q3: 522 shares 522$51K<0.01%-910Timeline
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 66 shares; 2015Q4: 66 shares; 2016Q1: 940 shares; 2016Q2: 988 shares; 2016Q3: 996 shares 996$51K<0.01%+8
DISH NETWORK CORPORATIONDISH NETWORK CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 430 shares; 2015Q2: 315 shares; 2015Q3: 324 shares; 2015Q4: 470 shares; 2016Q1: 2,017 shares; 2016Q2: 833 shares; 2016Q3: 925 shares 925$51K<0.01%+92
DGTSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 214 shares; 2015Q2: 214 shares; 2015Q3: not reported; 2015Q4: 160 shares; 2016Q1: 1,095 shares; 2016Q2: 1,070 shares; 2016Q3: 760 shares 760$51K<0.01%-310Timeline
MBSDFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,056 shares 2,056$51K<0.01%newTimeline
TECHNIPFMC PLCTECHNIPFMC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 569 shares; 2015Q2: 487 shares; 2015Q3: 1,261 shares; 2015Q4: 2,305 shares; 2016Q1: 2,201 shares; 2016Q2: 2,120 shares; 2016Q3: 1,711 shares 1,711$51K<0.01%-409
CREE INCCREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,794 shares; 2015Q2: 665 shares; 2015Q3: 647 shares; 2015Q4: 2,273 shares; 2016Q1: 2,260 shares; 2016Q2: 2,523 shares; 2016Q3: 1,979 shares 1,979$51K<0.01%-544
FITBIT INCFITBIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 243 shares; 2015Q4: 1,627 shares; 2016Q1: 986 shares; 2016Q2: 1,429 shares; 2016Q3: 3,465 shares 3,465$51K<0.01%+2,036
SHYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 486 shares; 2015Q2: 775 shares; 2015Q3: 1,172 shares; 2015Q4: 1,091 shares; 2016Q1: 992 shares; 2016Q2: 828 shares; 2016Q3: 1,052 shares 1,052$50K<0.01%+224Timeline
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 260 shares; 2015Q2: 183 shares; 2015Q3: 209 shares; 2015Q4: 433 shares; 2016Q1: 569 shares; 2016Q2: 759 shares; 2016Q3: 423 shares 423$50K<0.01%-336Timeline
TXRHTEXAS ROADHOUSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,208 shares; 2015Q2: 175 shares; 2015Q3: 175 shares; 2015Q4: 1,501 shares; 2016Q1: 26,778 shares; 2016Q2: 10,382 shares; 2016Q3: 1,282 shares 1,282$50K<0.01%-9,100Timeline
CTRACOTERRA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,830 shares; 2015Q2: 2,484 shares; 2015Q3: 1,998 shares; 2015Q4: 4,673 shares; 2016Q1: 4,668 shares; 2016Q2: 2,235 shares; 2016Q3: 1,936 shares 1,936$50K<0.01%-299Timeline
PZZAPAPA JOHNS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 555 shares; 2015Q4: 745 shares; 2016Q1: 164 shares; 2016Q2: 164 shares; 2016Q3: 636 shares 636$50K<0.01%+472Timeline
ENZLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 845 shares; 2015Q2: 1,108 shares; 2015Q3: 1,108 shares; 2015Q4: 1,153 shares; 2016Q1: 1,153 shares; 2016Q2: 1,153 shares; 2016Q3: 1,070 shares 1,070$50K<0.01%-83Timeline
FSZFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 627 shares; 2015Q2: 415 shares; 2015Q3: 415 shares; 2015Q4: 674 shares; 2016Q1: 878 shares; 2016Q2: 948 shares; 2016Q3: 1,216 shares 1,216$50K<0.01%+268Timeline
CARLYLE GROUP L PCARLYLE GROUP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 300 shares; 2016Q1: 800 shares; 2016Q2: 2,121 shares; 2016Q3: 3,231 shares 3,231$50K<0.01%+1,110
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: 400 shares; 2015Q3: 290 shares; 2015Q4: 290 shares; 2016Q1: 782 shares; 2016Q2: 1,240 shares; 2016Q3: 8,236 shares 8,236$50K<0.01%+6,996
CONSOL ENERGY INCCONSOL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,300 shares; 2015Q2: 1,450 shares; 2015Q3: 1,450 shares; 2015Q4: 1,465 shares; 2016Q1: 1,780 shares; 2016Q2: 2,412 shares; 2016Q3: 2,593 shares 2,593$50K<0.01%+181
WHITING PETE CORP NEWWHITING PETE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 753 shares; 2015Q2: 776 shares; 2015Q3: 826 shares; 2015Q4: 8,760 shares; 2016Q1: 12,552 shares; 2016Q2: 1,613 shares; 2016Q3: 5,714 shares 5,714$50K<0.01%+4,101
STIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,307 shares; 2016Q1: 583 shares; 2016Q2: 582 shares; 2016Q3: 488 shares 488$49K<0.01%-94Timeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,689 shares; 2015Q2: 6,803 shares; 2015Q3: 6,932 shares; 2015Q4: 16,623 shares; 2016Q1: 14,280 shares; 2016Q2: 12,204 shares; 2016Q3: 5,889 shares 5,889$49K<0.01%-6,315Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,700 shares; 2015Q2: 2,700 shares; 2015Q3: 2,700 shares; 2015Q4: 3,500 shares; 2016Q1: 3,633 shares; 2016Q2: 3,633 shares; 2016Q3: 3,344 shares 3,344$49K<0.01%-289
RGRSTURM RUGER & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4 shares; 2015Q2: 8 shares; 2015Q3: 313 shares; 2015Q4: 507 shares; 2016Q1: 1,143 shares; 2016Q2: 815 shares; 2016Q3: 849 shares 849$49K<0.01%+34Timeline
ABBNYABB LTD-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,090 shares; 2015Q2: 1,005 shares; 2015Q3: 831 shares; 2015Q4: 3,258 shares; 2016Q1: 3,242 shares; 2016Q2: 1,992 shares; 2016Q3: 2,161 shares 2,161$49K<0.01%+169Timeline
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,016 shares; 2015Q2: 2,016 shares; 2015Q3: 2,016 shares; 2015Q4: 2,166 shares; 2016Q1: 2,248 shares; 2016Q2: 2,199 shares; 2016Q3: 2,400 shares 2,400$49K<0.01%+201
PTLCPACER FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,000 shares; 2016Q2: 125 shares; 2016Q3: 2,100 shares 2,100$49K<0.01%+1,975Timeline
PFDFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,804 shares; 2015Q2: 1,837 shares; 2015Q3: 1,876 shares; 2015Q4: 1,901 shares; 2016Q1: 3,874 shares; 2016Q2: 3,912 shares; 2016Q3: 3,266 shares 3,266$49K<0.01%-646Timeline
TRIANGLE CAP CORPTRIANGLE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 855 shares; 2015Q3: 500 shares; 2015Q4: 500 shares; 2016Q1: 500 shares; 2016Q2: 800 shares; 2016Q3: 2,500 shares 2,500$49K<0.01%+1,700
HUNTINGTON BANCSHARES INCHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 34 shares; 2015Q2: 34 shares; 2015Q3: 35 shares; 2015Q4: 34 shares; 2016Q1: 34 shares; 2016Q2: 34 shares; 2016Q3: 34 shares 34$49K<0.01%0
SPECTRANETICS CORPSPECTRANETICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 445 shares; 2015Q4: 1,686 shares; 2016Q1: 2,954 shares; 2016Q2: 2,064 shares; 2016Q3: 1,964 shares 1,964$49K<0.01%-100
POWERSHARES ETF TR IIPOWERSHARES ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 555 shares; 2015Q2: 555 shares; 2015Q3: 555 shares; 2015Q4: 4,393 shares; 2016Q1: 1,643 shares; 2016Q2: 1,075 shares; 2016Q3: 750 shares 750$49K<0.01%-325
SMLFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,042 shares; 2016Q3: 1,510 shares 1,510$48K<0.01%+468Timeline
SSNCSS&C TECH HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 310 shares; 2015Q2: 290 shares; 2015Q3: 290 shares; 2015Q4: 680 shares; 2016Q1: 688 shares; 2016Q2: 1,638 shares; 2016Q3: 1,479 shares 1,479$48K<0.01%-159Timeline
RRYDER SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 444 shares; 2015Q2: 333 shares; 2015Q3: 205 shares; 2015Q4: 494 shares; 2016Q1: 486 shares; 2016Q2: 30,960 shares; 2016Q3: 728 shares 728$48K<0.01%-30,232Timeline
MXLMAXLINEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: 458 shares; 2015Q4: 2,730 shares; 2016Q1: 51,411 shares; 2016Q2: 4,827 shares; 2016Q3: 2,377 shares 2,377$48K<0.01%-2,450Timeline
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 179 shares; 2015Q2: 171 shares; 2015Q3: 171 shares; 2015Q4: 752 shares; 2016Q1: 878 shares; 2016Q2: 887 shares; 2016Q3: 890 shares 890$48K<0.01%+3
SRSPIRE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,040 shares; 2016Q3: 746 shares 746$48K<0.01%-1,294Timeline
JHSHANCOCK JOHN INCOME SECS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,208 shares 3,208$48K<0.01%newTimeline
ELDORADO RESORTS INCELDORADO RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,088 shares; 2016Q2: 5,788 shares; 2016Q3: 3,408 shares 3,408$48K<0.01%-2,380
BAKER HUGHES INCBAKER HUGHES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,679 shares; 2015Q2: 19,145 shares; 2015Q3: 437 shares; 2015Q4: 1,308 shares; 2016Q1: 1,782 shares; 2016Q2: 2,017 shares; 2016Q3: 948 shares 948$48K<0.01%-1,069
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 679 shares; 2016Q1: 1,055 shares; 2016Q2: 1,055 shares; 2016Q3: 1,057 shares 1,057$48K<0.01%+2
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 37 shares; 2015Q4: 1,037 shares; 2016Q1: 1,037 shares; 2016Q2: 1,037 shares; 2016Q3: 1,037 shares 1,037$48K<0.01%0
DREYFUS MUN INCOME INCDREYFUS MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4 shares; 2015Q2: 4 shares; 2015Q3: 4 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,900 shares; 2016Q3: 4,900 shares 4,900$47K<0.01%0
PNRPENTAIR PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 253 shares; 2015Q2: 290 shares; 2015Q3: 253 shares; 2015Q4: 718 shares; 2016Q1: 808 shares; 2016Q2: 845 shares; 2016Q3: 735 shares 735$47K<0.01%-110Timeline
Mallinckrodt PlcMallinckrodt PlcQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,728 shares; 2015Q2: 5,370 shares; 2015Q3: 3,674 shares; 2015Q4: 1,857 shares; 2016Q1: 1,909 shares; 2016Q2: 1,544 shares; 2016Q3: 680 shares 680$47K<0.01%-864
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 241 shares; 2015Q2: 241 shares; 2015Q3: 241 shares; 2015Q4: 4,541 shares; 2016Q1: 8,504 shares; 2016Q2: 6,339 shares; 2016Q3: 5,389 shares 5,389$47K<0.01%-950
CRNTCERAGON NETWORKS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 300 shares; 2016Q1: not reported; 2016Q2: 30,000 shares; 2016Q3: 20,000 shares 20,000$47K<0.01%-10,000Timeline
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,761 shares; 2015Q2: 3,764 shares; 2015Q3: 3,768 shares; 2015Q4: 6,909 shares; 2016Q1: 6,918 shares; 2016Q2: 7,350 shares; 2016Q3: 10,903 shares 10,903$47K<0.01%+3,553
PIMCO ETF TRPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,240 shares; 2015Q2: 1,220 shares; 2015Q3: 1,220 shares; 2015Q4: 1,440 shares; 2016Q1: 940 shares; 2016Q2: 940 shares; 2016Q3: 917 shares 917$47K<0.01%-23
POWERSHARES EXCHANGE TRADEDPOWERSHARES EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 223 shares; 2015Q2: 223 shares; 2015Q3: not reported; 2015Q4: 1,347 shares; 2016Q1: 1,287 shares; 2016Q2: 1,632 shares; 2016Q3: 1,504 shares 1,504$47K<0.01%-128
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,350 shares; 2015Q2: 1,124 shares; 2015Q3: 591 shares; 2015Q4: 790 shares; 2016Q1: 2,700 shares; 2016Q2: 4,164 shares; 2016Q3: 1,820 shares 1,820$47K<0.01%-2,344
LPLALPL FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 22 shares; 2016Q1: 22 shares; 2016Q2: 1,022 shares; 2016Q3: 1,522 shares 1,522$46K<0.01%+500Timeline
SAMBOSTON BEER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 44 shares; 2015Q2: 749 shares; 2015Q3: 899 shares; 2015Q4: 204 shares; 2016Q1: 158 shares; 2016Q2: 264 shares; 2016Q3: 294 shares 294$46K<0.01%+30Timeline
FLRFLUOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,259 shares; 2015Q2: 1,458 shares; 2015Q3: 764 shares; 2015Q4: 1,269 shares; 2016Q1: 1,147 shares; 2016Q2: 819 shares; 2016Q3: 897 shares 897$46K<0.01%+78Timeline
NSPINSPERITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 20 shares; 2015Q3: 20 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,031 shares; 2016Q3: 637 shares 637$46K<0.01%-394Timeline
RSRELIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 33 shares; 2015Q2: 148 shares; 2015Q3: 50 shares; 2015Q4: 717 shares; 2016Q1: 700 shares; 2016Q2: 773 shares; 2016Q3: 642 shares 642$46K<0.01%-131Timeline
GAMGENERAL AMERN INVS CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 329 shares; 2015Q2: 329 shares; 2015Q3: 629 shares; 2015Q4: 1,355 shares; 2016Q1: 1,415 shares; 2016Q2: 1,015 shares; 2016Q3: 1,415 shares 1,415$46K<0.01%+400Timeline
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 66 shares; 2015Q2: not reported; 2015Q3: 642 shares; 2015Q4: 1,055 shares; 2016Q1: 1,557 shares; 2016Q2: 1,401 shares; 2016Q3: 2,056 shares 2,056$46K<0.01%+655
CIFMFS INTER HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 950 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 25,556 shares; 2016Q1: 18,054 shares; 2016Q2: 18,054 shares; 2016Q3: 17,854 shares 17,854$46K<0.01%-200Timeline
ALMOST FAMILY INCALMOST FAMILY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 164 shares; 2015Q4: 569 shares; 2016Q1: 142 shares; 2016Q2: 142 shares; 2016Q3: 1,262 shares 1,262$46K<0.01%+1,120
ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 147 shares; 2015Q2: 1,959 shares; 2015Q3: 4,232 shares; 2015Q4: 7,372 shares; 2016Q1: 1,256 shares; 2016Q2: 1,208 shares; 2016Q3: 1,140 shares 1,140$46K<0.01%-68
POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,358 shares; 2016Q1: 1,701 shares; 2016Q2: 1,801 shares; 2016Q3: 1,763 shares 1,763$46K<0.01%-38
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 315 shares; 2016Q3: 3,034 shares 3,034$46K<0.01%+2,719
ISCGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 956 shares; 2015Q3: 959 shares; 2015Q4: 1,036 shares; 2016Q1: 940 shares; 2016Q2: 1,060 shares; 2016Q3: 313 shares 313$45K<0.01%-747Timeline
UPBDUPBOUND GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,314 shares; 2015Q2: 3,255 shares; 2015Q3: 3,270 shares; 2015Q4: 4,209 shares; 2016Q1: 3,562 shares; 2016Q2: 3,573 shares; 2016Q3: 3,586 shares 3,586$45K<0.01%+13Timeline
TDGTRANSDIGM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25 shares; 2015Q2: 540 shares; 2015Q3: 765 shares; 2015Q4: 653 shares; 2016Q1: 293 shares; 2016Q2: 255 shares; 2016Q3: 155 shares 155$45K<0.01%-100Timeline
WAFDWAFD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,612 shares; 2015Q2: 1,612 shares; 2015Q3: 1,612 shares; 2015Q4: 1,676 shares; 2016Q1: 1,677 shares; 2016Q2: 1,677 shares; 2016Q3: 1,678 shares 1,678$45K<0.01%+1Timeline
SXTSENSIENT TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 600 shares 600$45K<0.01%0Timeline
CGNXCOGNEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 500 shares; 2016Q1: 517 shares; 2016Q2: 546 shares; 2016Q3: 852 shares 852$45K<0.01%+306Timeline
WORWORTHINGTON ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,607 shares; 2015Q4: 830 shares; 2016Q1: 830 shares; 2016Q2: 930 shares; 2016Q3: 946 shares 946$45K<0.01%+16Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,525 shares; 2016Q1: 2,604 shares; 2016Q2: 2,669 shares; 2016Q3: 2,729 shares 2,729$45K<0.01%+60
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,400 shares; 2015Q2: 1,400 shares; 2015Q3: 1,400 shares; 2015Q4: 2,167 shares; 2016Q1: 2,680 shares; 2016Q2: 2,690 shares; 2016Q3: 2,240 shares 2,240$45K<0.01%-450
RGCORGC RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 72 shares; 2015Q4: 2,026 shares; 2016Q1: 1,190 shares; 2016Q2: 1,999 shares; 2016Q3: 1,904 shares 1,904$45K<0.01%-95Timeline
BBBLACKBERRY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13,325 shares; 2015Q2: 4,570 shares; 2015Q3: 2,821 shares; 2015Q4: 2,366 shares; 2016Q1: 3,111 shares; 2016Q2: 2,570 shares; 2016Q3: 5,541 shares 5,541$45K<0.01%+2,971Timeline
GGTGABELLI MULTIMEDIA TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,010 shares; 2015Q2: 3,010 shares; 2015Q3: 5,210 shares; 2015Q4: 8,610 shares; 2016Q1: 9,083 shares; 2016Q2: 6,176 shares; 2016Q3: 5,800 shares 5,800$45K<0.01%-376Timeline
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 823 shares; 2015Q2: 569 shares; 2015Q3: 44 shares; 2015Q4: 709 shares; 2016Q1: 1,055 shares; 2016Q2: 1,147 shares; 2016Q3: 1,464 shares 1,464$45K<0.01%+317
HEALTHSOUTH CORPHEALTHSOUTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 168 shares; 2015Q2: 136 shares; 2015Q3: 122 shares; 2015Q4: 922 shares; 2016Q1: 1,317 shares; 2016Q2: 1,327 shares; 2016Q3: 1,102 shares 1,102$45K<0.01%-225
TMUST-MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,456 shares; 2015Q2: 1,133 shares; 2015Q3: 376 shares; 2015Q4: 851 shares; 2016Q1: 828 shares; 2016Q2: 858 shares; 2016Q3: 950 shares 950$44K<0.01%+92Timeline
AGZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 144 shares; 2015Q2: 23 shares; 2015Q3: 51 shares; 2015Q4: 382 shares; 2016Q1: 465 shares; 2016Q2: 405 shares; 2016Q3: 382 shares 382$44K<0.01%-23Timeline
NTAPNETAPP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 825 shares; 2015Q2: 725 shares; 2015Q3: 524 shares; 2015Q4: 2,544 shares; 2016Q1: 1,543 shares; 2016Q2: 1,477 shares; 2016Q3: 1,232 shares 1,232$44K<0.01%-245Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,643 shares; 2015Q2: 5,743 shares; 2015Q3: 6,343 shares; 2015Q4: 6,937 shares; 2016Q1: 7,437 shares; 2016Q2: 7,437 shares; 2016Q3: 10,146 shares 10,146$44K<0.01%+2,709Timeline
FAFFIRST AMERN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16 shares; 2015Q2: 16 shares; 2015Q3: 96 shares; 2015Q4: 118 shares; 2016Q1: 118 shares; 2016Q2: 1,145 shares; 2016Q3: 1,118 shares 1,118$44K<0.01%-27Timeline
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 285 shares; 2015Q2: 246 shares; 2015Q3: 232 shares; 2015Q4: 342 shares; 2016Q1: 305 shares; 2016Q2: 520 shares; 2016Q3: 601 shares 601$44K<0.01%+81
WESTERN ASSET CORPORATE LN FWESTERN ASSET CORPORATE LN FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,070 shares; 2016Q3: 4,119 shares 4,119$44K<0.01%+49
BLACKROCK MUNIHOLDINGS QUALIBLACKROCK MUNIHOLDINGS QUALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,000 shares 3,000$44K<0.01%new
PARSLEY ENERGY INCPARSLEY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 156,938 shares; 2015Q2: 79,779 shares; 2015Q3: 79,779 shares; 2015Q4: 136,757 shares; 2016Q1: 2,620 shares; 2016Q2: 2,620 shares; 2016Q3: 1,305 shares 1,305$44K<0.01%-1,315
COHERENT INCCOHERENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 180 shares; 2016Q1: 130 shares; 2016Q2: 130 shares; 2016Q3: 397 shares 397$44K<0.01%+267
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50 shares; 2015Q2: 650 shares; 2015Q3: 200 shares; 2015Q4: 350 shares; 2016Q1: 872 shares; 2016Q2: 950 shares; 2016Q3: 800 shares 800$44K<0.01%-150
JANUS CAPITAL GROUP INCJANUS CAPITAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 18,354 shares; 2015Q2: 20,267 shares; 2015Q3: 3,056 shares; 2015Q4: 3,157 shares; 2016Q1: 3,157 shares; 2016Q2: 3,158 shares; 2016Q3: 3,158 shares 3,158$44K<0.01%0
BROOKFIELD TOTAL RETURN FD IBROOKFIELD TOTAL RETURN FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,311 shares; 2016Q1: 2,323 shares; 2016Q2: 1,953 shares; 2016Q3: 1,964 shares 1,964$44K<0.01%+11
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,156 shares; 2015Q2: 375 shares; 2015Q3: 68 shares; 2015Q4: 1,375 shares; 2016Q1: 1,375 shares; 2016Q2: 1,962 shares; 2016Q3: 1,962 shares 1,962$44K<0.01%0
STONE ENERGY CORP COM NEWSTONE ENERGY CORP COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,139 shares; 2016Q3: 3,739 shares 3,739$44K<0.01%+2,600
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 32,085 shares; 2015Q2: 40,787 shares; 2015Q3: 42,714 shares; 2015Q4: 43,025 shares; 2016Q1: 43,115 shares; 2016Q2: 41,705 shares; 2016Q3: 7,770 shares 7,770$43K<0.01%-33,935Timeline
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 83 shares; 2016Q3: 672 shares 672$43K<0.01%+589Timeline
AXSAXIS CAP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,823 shares; 2015Q2: 1,227 shares; 2015Q3: 1,233 shares; 2015Q4: 1,995 shares; 2016Q1: 1,898 shares; 2016Q2: 279 shares; 2016Q3: 791 shares 791$43K<0.01%+512Timeline
SNPSSYNOPSYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3 shares; 2015Q2: 8 shares; 2015Q3: 114 shares; 2015Q4: 797 shares; 2016Q1: 825 shares; 2016Q2: 732 shares; 2016Q3: 732 shares 732$43K<0.01%0Timeline
PAGPENSKE AUTOMOTIVE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,251 shares; 2015Q2: 1,221 shares; 2015Q3: 1,232 shares; 2015Q4: 1,232 shares; 2016Q1: 1,242 shares; 2016Q2: 1,149 shares; 2016Q3: 885 shares 885$43K<0.01%-264Timeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,903 shares; 2015Q2: 1,916 shares; 2015Q3: 1,929 shares; 2015Q4: 3,395 shares; 2016Q1: 2,340 shares; 2016Q2: 3,126 shares; 2016Q3: 3,093 shares 3,093$43K<0.01%-33Timeline
HXLHEXCEL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 282 shares; 2015Q2: 290 shares; 2015Q3: 231 shares; 2015Q4: 1,844 shares; 2016Q1: 2,006 shares; 2016Q2: 335 shares; 2016Q3: 961 shares 961$43K<0.01%+626Timeline
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,954 shares; 2015Q2: 10,435 shares; 2015Q3: 10,473 shares; 2015Q4: 15,713 shares; 2016Q1: 24,208 shares; 2016Q2: 8,798 shares; 2016Q3: 4,615 shares 4,615$43K<0.01%-4,183Timeline
HAPVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,338 shares; 2016Q3: 1,338 shares 1,338$43K<0.01%0Timeline
GOEXGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 67 shares; 2016Q1: 67 shares; 2016Q2: 1,017 shares; 2016Q3: 1,123 shares 1,123$43K<0.01%+106Timeline
CARDTRONICS PLCCARDTRONICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 955 shares 955$43K<0.01%new
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,281 shares; 2015Q2: 1,246 shares; 2015Q3: 2,266 shares; 2015Q4: 3,791 shares; 2016Q1: 3,404 shares; 2016Q2: 3,088 shares; 2016Q3: 2,337 shares 2,337$43K<0.01%-751
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,001 shares; 2015Q2: 23,631 shares; 2015Q3: 19,616 shares; 2015Q4: 24,278 shares; 2016Q1: 14,123 shares; 2016Q2: 9,898 shares; 2016Q3: 9,548 shares 9,548$43K<0.01%-350
POWERSHARES FDMNL PUR MD VALPOWERSHARES FDMNL PUR MD VALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,509 shares; 2016Q1: 1,441 shares; 2016Q2: 1,531 shares; 2016Q3: 1,492 shares 1,492$43K<0.01%-39
BOWL AMER INC BWLBOWL AMER INC BWLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 500 shares; 2016Q2: 3,006 shares; 2016Q3: 3,041 shares 3,041$43K<0.01%+35
TURKISH INVESTMENT FUNDTURKISH INVESTMENT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,700 shares; 2015Q4: 8,700 shares; 2016Q1: 5,815 shares; 2016Q2: 5,407 shares; 2016Q3: 5,407 shares 5,407$43K<0.01%0
IVOOVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 33 shares; 2015Q2: 18 shares; 2015Q3: 18 shares; 2015Q4: 18 shares; 2016Q1: 454 shares; 2016Q2: 545 shares; 2016Q3: 401 shares 401$42K<0.01%-144Timeline
HTDHANCOCK JOHN TAX-ADVANTAGEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,700 shares; 2015Q2: 1,600 shares; 2015Q3: 1,600 shares; 2015Q4: 2,510 shares; 2016Q1: 2,410 shares; 2016Q2: 1,700 shares; 2016Q3: 1,700 shares 1,700$42K<0.01%0Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 705 shares; 2015Q2: 705 shares; 2015Q3: 735 shares; 2015Q4: 821 shares; 2016Q1: 821 shares; 2016Q2: 671 shares; 2016Q3: 671 shares 671$42K<0.01%0
HEQJOHN HANCOCK DIVERSIFIED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,400 shares; 2015Q2: 1,600 shares; 2015Q3: 1,600 shares; 2015Q4: 2,600 shares; 2016Q1: 2,600 shares; 2016Q2: 2,600 shares; 2016Q3: 2,600 shares 2,600$42K<0.01%0Timeline
FLNFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 317 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,330 shares 2,330$42K<0.01%newTimeline
AMCXAMC GLOBAL MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 106 shares; 2015Q2: 106 shares; 2015Q3: 981 shares; 2015Q4: 850 shares; 2016Q1: 1,090 shares; 2016Q2: 939 shares; 2016Q3: 819 shares 819$42K<0.01%-120Timeline
WGL HLDGS INCWGL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 104 shares; 2015Q2: 104 shares; 2015Q3: not reported; 2015Q4: 1,564 shares; 2016Q1: 11,250 shares; 2016Q2: 23,280 shares; 2016Q3: 676 shares 676$42K<0.01%-22,604
NOBLE CORP PLCNOBLE CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,282 shares; 2015Q2: 1,172 shares; 2015Q3: 1,640 shares; 2015Q4: 1,388 shares; 2016Q1: 846 shares; 2016Q2: 802 shares; 2016Q3: 6,702 shares 6,702$42K<0.01%+5,900
BIOSCRIP INCBIOSCRIP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 14,500 shares 14,500$42K<0.01%new
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,603 shares; 2015Q2: 2,208 shares; 2015Q3: 2,208 shares; 2015Q4: 10,386 shares; 2016Q1: 14,769 shares; 2016Q2: 10,404 shares; 2016Q3: 4,461 shares 4,461$42K<0.01%-5,943
POWERSHARES FUNDAMENTAL PUR…POWERSHARES FUNDAMENTAL PURE MID …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,304 shares; 2016Q1: 1,243 shares; 2016Q2: 1,324 shares; 2016Q3: 1,305 shares 1,305$42K<0.01%-19
GVIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 64 shares; 2015Q2: 64 shares; 2015Q3: 64 shares; 2015Q4: 64 shares; 2016Q1: 278 shares; 2016Q2: 279 shares; 2016Q3: 359 shares 359$41K<0.01%+80Timeline
FLOFLOWERS FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 63 shares; 2015Q2: 69 shares; 2015Q3: 69 shares; 2015Q4: 852 shares; 2016Q1: 2,282 shares; 2016Q2: 1,894 shares; 2016Q3: 2,700 shares 2,700$41K<0.01%+806Timeline
HMCHONDA MOTOR CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,866 shares; 2015Q2: 1,956 shares; 2015Q3: 1,085 shares; 2015Q4: 3,387 shares; 2016Q1: 2,961 shares; 2016Q2: 1,591 shares; 2016Q3: 1,430 shares 1,430$41K<0.01%-161Timeline
FMSFRESENIUS MEDICAL CARE AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,085 shares; 2015Q2: 1,060 shares; 2015Q3: 961 shares; 2015Q4: 1,070 shares; 2016Q1: 1,070 shares; 2016Q2: 1,113 shares; 2016Q3: 931 shares 931$41K<0.01%-182Timeline
GDDYGODADDY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 400 shares; 2015Q3: 400 shares; 2015Q4: 400 shares; 2016Q1: 1,500 shares; 2016Q2: 1,500 shares; 2016Q3: 1,200 shares 1,200$41K<0.01%-300Timeline
FHIFEDERATED HERMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 66 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,553 shares; 2016Q1: 1,371 shares; 2016Q2: 1,371 shares; 2016Q3: 1,371 shares 1,371$41K<0.01%0Timeline
CIBRFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,109 shares; 2015Q4: 1,359 shares; 2016Q1: 1,359 shares; 2016Q2: 2,036 shares; 2016Q3: 2,086 shares 2,086$41K<0.01%+50Timeline
TPCTUTOR PERINI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 125 shares; 2015Q4: 43 shares; 2016Q1: 129 shares; 2016Q2: 1,188 shares; 2016Q3: 1,922 shares 1,922$41K<0.01%+734Timeline
IHS MARKIT LTDIHS MARKIT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,094 shares 1,094$41K<0.01%new
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 672 shares; 2015Q2: 672 shares; 2015Q3: 672 shares; 2015Q4: 2,817 shares; 2016Q1: 2,817 shares; 2016Q2: 2,817 shares; 2016Q3: 2,817 shares 2,817$41K<0.01%0
RVNUDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,500 shares 1,500$41K<0.01%newTimeline
VPVINVESCO PA VALUE MUN INC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 322 shares; 2015Q2: 322 shares; 2015Q3: 2,522 shares; 2015Q4: 6,241 shares; 2016Q1: 2,738 shares; 2016Q2: 5,252 shares; 2016Q3: 3,050 shares 3,050$41K<0.01%-2,202Timeline
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,787 shares; 2015Q4: 3,113 shares; 2016Q1: 2,051 shares; 2016Q2: 1,942 shares; 2016Q3: 1,787 shares 1,787$41K<0.01%-155
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 248 shares; 2015Q2: 284 shares; 2015Q3: 210 shares; 2015Q4: 4,715 shares; 2016Q1: 4,569 shares; 2016Q2: 3,176 shares; 2016Q3: 2,976 shares 2,976$41K<0.01%-200
Cbs Corporation Cl A NewCbs Corporation Cl A NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 75 shares; 2015Q2: 134 shares; 2015Q3: 125 shares; 2015Q4: 445 shares; 2016Q1: 882 shares; 2016Q2: 795 shares; 2016Q3: 745 shares 745$41K<0.01%-50
POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 1,300 shares; 2015Q3: 1,440 shares; 2015Q4: 2,177 shares; 2016Q1: 1,915 shares; 2016Q2: 1,275 shares; 2016Q3: 1,575 shares 1,575$41K<0.01%+300
FIRST TR VALUE LINE 100 ETFFIRST TR VALUE LINE 100 ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,000 shares; 2015Q2: 2,000 shares; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000$41K<0.01%0
FLRNSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,845 shares; 2015Q2: 320 shares; 2015Q3: 625 shares; 2015Q4: 5,492 shares; 2016Q1: 3,292 shares; 2016Q2: 3,132 shares; 2016Q3: 1,300 shares 1,300$40K<0.01%-1,832Timeline
CVCOCAVCO INDS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 400 shares; 2016Q2: 404 shares; 2016Q3: 404 shares 404$40K<0.01%0Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 527 shares; 2015Q2: 757 shares; 2015Q3: 557 shares; 2015Q4: 9,628 shares; 2016Q1: 7,872 shares; 2016Q2: 7,738 shares; 2016Q3: 6,972 shares 6,972$40K<0.01%-766Timeline
AESAES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 530 shares; 2015Q2: 1,066 shares; 2015Q3: 592 shares; 2015Q4: 1,634 shares; 2016Q1: 1,615 shares; 2016Q2: 3,110 shares; 2016Q3: 3,118 shares 3,118$40K<0.01%+8Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,730 shares; 2015Q2: 130 shares; 2015Q3: 130 shares; 2015Q4: 898 shares; 2016Q1: 978 shares; 2016Q2: 898 shares; 2016Q3: 898 shares 898$40K<0.01%0Timeline
FLSFLOWSERVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 49 shares; 2015Q2: 4 shares; 2015Q3: 4 shares; 2015Q4: 87 shares; 2016Q1: 341 shares; 2016Q2: 813 shares; 2016Q3: 848 shares 848$40K<0.01%+35Timeline
BLMNBLOOMIN BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 88 shares; 2015Q4: 88 shares; 2016Q1: 578 shares; 2016Q2: 26 shares; 2016Q3: 2,319 shares 2,319$40K<0.01%+2,293Timeline
CWTCALIFORNIA WTR SVC GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 562 shares; 2015Q2: 418 shares; 2015Q3: 1,225 shares; 2015Q4: 1,225 shares; 2016Q1: 1,442 shares; 2016Q2: 1,443 shares; 2016Q3: 1,242 shares 1,242$40K<0.01%-201Timeline
HEHAWAIIAN ELEC INDS INC MTN BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,267 shares; 2015Q2: 3,210 shares; 2015Q3: 2,829 shares; 2015Q4: 3,167 shares; 2016Q1: 3,240 shares; 2016Q2: 1,069 shares; 2016Q3: 1,344 shares 1,344$40K<0.01%+275Timeline
CRANE COCRANE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 104 shares; 2015Q4: 462 shares; 2016Q1: 1,336 shares; 2016Q2: 640 shares; 2016Q3: 640 shares 640$40K<0.01%0
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 607 shares; 2015Q2: 829 shares; 2015Q3: 684 shares; 2015Q4: 404 shares; 2016Q1: 446 shares; 2016Q2: 253 shares; 2016Q3: 260 shares 260$40K<0.01%+7
AUDCAUDIOCODES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 7,500 shares 7,500$40K<0.01%newTimeline
SMOGVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 827 shares; 2016Q3: 747 shares 747$40K<0.01%-80Timeline
INTEL CORPINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,000 shares; 2015Q2: 19,000 shares; 2015Q3: 19,000 shares; 2015Q4: 19,000 shares; 2016Q1: 22,000 shares; 2016Q2: 34,000 shares; 2016Q3: 22,000 shares 22,000$40K<0.01%-12,000
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 350 shares; 2015Q3: 4,713 shares; 2015Q4: 7,132 shares; 2016Q1: 7,019 shares; 2016Q2: 7,047 shares; 2016Q3: 8,076 shares 8,076$40K<0.01%+1,029
CARE CAP PPTYS INCCARE CAP PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,891 shares; 2015Q4: 2,518 shares; 2016Q1: 2,570 shares; 2016Q2: 1,427 shares; 2016Q3: 1,420 shares 1,420$40K<0.01%-7
DEUTSCHE STRATEGIC INCOME TRDEUTSCHE STRATEGIC INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,724 shares; 2016Q1: 3,724 shares; 2016Q2: 3,594 shares; 2016Q3: 3,292 shares 3,292$40K<0.01%-302
SPHYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40 shares; 2015Q2: 40 shares; 2015Q3: 40 shares; 2015Q4: 40 shares; 2016Q1: 793 shares; 2016Q2: 726 shares; 2016Q3: 1,468 shares 1,468$39K<0.01%+742Timeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,079 shares; 2015Q2: 2,040 shares; 2015Q3: 5,621 shares; 2015Q4: 3,925 shares; 2016Q1: 2,773 shares; 2016Q2: 2,862 shares; 2016Q3: 1,380 shares 1,380$39K<0.01%-1,482Timeline
MUSAMURPHY USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,161 shares; 2015Q2: 129 shares; 2015Q3: 136 shares; 2015Q4: 145 shares; 2016Q1: 170 shares; 2016Q2: 563 shares; 2016Q3: 547 shares 547$39K<0.01%-16Timeline
CPRTCOPART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 215 shares; 2015Q2: 219 shares; 2015Q3: 219 shares; 2015Q4: 1,294 shares; 2016Q1: 455 shares; 2016Q2: 444 shares; 2016Q3: 721 shares 721$39K<0.01%+277Timeline
GMEGAMESTOP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 411 shares; 2015Q2: 416 shares; 2015Q3: 628 shares; 2015Q4: 2,868 shares; 2016Q1: 9,475 shares; 2016Q2: 9,475 shares; 2016Q3: 1,421 shares 1,421$39K<0.01%-8,054Timeline
NMFCNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 272 shares; 2015Q4: 1,675 shares; 2016Q1: 1,675 shares; 2016Q2: 2,855 shares; 2016Q3: 2,855 shares 2,855$39K<0.01%0Timeline
EISISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,934 shares; 2016Q1: 2,056 shares; 2016Q2: 1,728 shares; 2016Q3: 816 shares 816$39K<0.01%-912Timeline
QLTAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 47 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 721 shares; 2016Q1: 722 shares; 2016Q2: 769 shares; 2016Q3: 725 shares 725$39K<0.01%-44Timeline
NOBLE ENERGY INCNOBLE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 182 shares; 2015Q2: 150 shares; 2015Q3: 150 shares; 2015Q4: 561 shares; 2016Q1: 788 shares; 2016Q2: 1,144 shares; 2016Q3: 1,068 shares 1,068$39K<0.01%-76
FEMBFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 900 shares 900$39K<0.01%newTimeline
GURUGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 61,381 shares; 2015Q2: 35,517 shares; 2015Q3: 35,346 shares; 2015Q4: 36,077 shares; 2016Q1: 21,553 shares; 2016Q2: 1,644 shares; 2016Q3: 1,644 shares 1,644$39K<0.01%0Timeline
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 47,423 shares; 2015Q2: 49,973 shares; 2015Q3: 38,053 shares; 2015Q4: 46,545 shares; 2016Q1: 4,924 shares; 2016Q2: 12,325 shares; 2016Q3: 7,767 shares 7,767$39K<0.01%-4,558
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 432 shares; 2015Q2: 438 shares; 2015Q3: 445 shares; 2015Q4: 11,199 shares; 2016Q1: 6,302 shares; 2016Q2: 5,300 shares; 2016Q3: 5,911 shares 5,911$38K<0.01%+611
FANGDIAMONDBACK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 286 shares; 2015Q2: 467 shares; 2015Q3: 544 shares; 2015Q4: 834 shares; 2016Q1: 769 shares; 2016Q2: 360 shares; 2016Q3: 393 shares 393$38K<0.01%+33Timeline
VOYAVOYA FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 64 shares; 2015Q2: 92 shares; 2015Q3: 20,294 shares; 2015Q4: 27,200 shares; 2016Q1: 1,758 shares; 2016Q2: 1,535 shares; 2016Q3: 1,309 shares 1,309$38K<0.01%-226Timeline
AREALEXANDRIA REAL ESTATE EQ INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 47 shares; 2015Q2: 48 shares; 2015Q3: 159 shares; 2015Q4: 263 shares; 2016Q1: 180 shares; 2016Q2: 161 shares; 2016Q3: 351 shares 351$38K<0.01%+190Timeline
GNRCGENERAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50 shares; 2016Q1: 550 shares; 2016Q2: 1,050 shares; 2016Q3: 1,050 shares 1,050$38K<0.01%0Timeline
SPYVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 86 shares; 2015Q2: 86 shares; 2015Q3: 86 shares; 2015Q4: 461 shares; 2016Q1: 461 shares; 2016Q2: 367 shares; 2016Q3: 367 shares 367$38K<0.01%0Timeline
BCPCBALCHEM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60 shares; 2015Q2: 60 shares; 2015Q3: 60 shares; 2015Q4: 93 shares; 2016Q1: 136 shares; 2016Q2: 93 shares; 2016Q3: 493 shares 493$38K<0.01%+400Timeline
AKRACADIA RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 114 shares; 2015Q4: 114 shares; 2016Q1: 269 shares; 2016Q2: 527 shares; 2016Q3: 1,037 shares 1,037$38K<0.01%+510Timeline
RNSTRENASANT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,121 shares; 2016Q1: 1,121 shares; 2016Q2: 1,121 shares; 2016Q3: 1,136 shares 1,136$38K<0.01%+15Timeline
PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 565 shares; 2015Q2: 565 shares; 2015Q3: 565 shares; 2015Q4: 2,465 shares; 2016Q1: 1,865 shares; 2016Q2: 2,365 shares; 2016Q3: 2,365 shares 2,365$38K<0.01%0
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 626 shares; 2015Q2: 1,000 shares; 2015Q3: 1,592 shares; 2015Q4: 2,507 shares; 2016Q1: 1,568 shares; 2016Q2: 1,089 shares; 2016Q3: 1,085 shares 1,085$38K<0.01%-4
FGMFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 740 shares; 2015Q2: 506 shares; 2015Q3: 506 shares; 2015Q4: 792 shares; 2016Q1: 1,020 shares; 2016Q2: 1,040 shares; 2016Q3: 1,016 shares 1,016$38K<0.01%-24Timeline
MEETME INCMEETME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,634 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 6,153 shares 6,153$38K<0.01%new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,034 shares; 2015Q2: 5,609 shares; 2015Q3: 6,632 shares; 2015Q4: 11,673 shares; 2016Q1: 11,498 shares; 2016Q2: 11,194 shares; 2016Q3: 4,550 shares 4,550$38K<0.01%-6,644
POWERSHARES FUNDAMENTAL PUREPOWERSHARES FUNDAMENTAL PUREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 330 shares; 2016Q1: 504 shares; 2016Q2: 919 shares; 2016Q3: 1,459 shares 1,459$38K<0.01%+540
Ishares Ibonds DecIshares Ibonds DecQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 808 shares; 2016Q2: 1,492 shares; 2016Q3: 1,492 shares 1,492$38K<0.01%0
SPSMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 223 shares; 2015Q2: 198 shares; 2015Q3: 98 shares; 2015Q4: 613 shares; 2016Q1: 563 shares; 2016Q2: 495 shares; 2016Q3: 495 shares 495$37K<0.01%0Timeline
PLCECHILDRENS PL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 78 shares; 2015Q4: 453 shares; 2016Q1: 453 shares; 2016Q2: 465 shares; 2016Q3: 465 shares 465$37K<0.01%0Timeline
TYLTYLER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5 shares; 2015Q4: 116 shares; 2016Q1: 130 shares; 2016Q2: 215 shares; 2016Q3: 215 shares 215$37K<0.01%0Timeline
SONYSONY GROUP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 250 shares; 2015Q2: not reported; 2015Q3: 136 shares; 2015Q4: 1,197 shares; 2016Q1: 1,339 shares; 2016Q2: 1,065 shares; 2016Q3: 1,114 shares 1,114$37K<0.01%+49Timeline
EWBCEAST WEST BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 539 shares; 2015Q2: 562 shares; 2015Q3: 860 shares; 2015Q4: 973 shares; 2016Q1: 821 shares; 2016Q2: 997 shares; 2016Q3: 1,006 shares 1,006$37K<0.01%+9Timeline

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 266. All 266

SecurityShares beforeValue beforeType
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F32,123$1.42Mshares
E M C CORP MASSE M C CORP MASS39,067$1.06Mshares
STATE STREET SPDR PORTFOLIO…STATE STREET SPDR PORTFOLIO INTER…16,012$394Kshares
MEDIVATION INCMEDIVATION INC5,460$329Kshares
ROYAL BANK OF SCOTLAND GROU…ROYAL BANK OF SCOTLAND GROUP PLC12,967$327Kshares
ARM HLDGS PLCARM HLDGS PLC6,476$295Kshares
AGL RES INCAGL RES INC4,122$272Kshares
BABSON CAPITAL PARTICIPATIONBABSON CAPITAL PARTICIPATION17,214$254Kshares
TECKTECK RESOURCES LTD18,208$240Kshares
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INC19,478$234Kshares
SOVRAN SELF STORAGE INCSOVRAN SELF STORAGE INC2,216$233Kshares
NUVEEN PERFORMANCE PLUS MUNNUVEEN PERFORMANCE PLUS MUN11,944$197Kshares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD11,997$185Kshares
ROSE ROCK MIDSTREAM LPROSE ROCK MIDSTREAM LP6,306$166Kshares
PHARMERICA CORPPHARMERICA CORP6,515$161Kshares
ISLE OF CAPRI CASINOSISLE OF CAPRI CASINOS8,602$158Kshares
STARWOOD HOTELS&RESORTS WRLDSTARWOOD HOTELS&RESORTS WRLD2,099$156Kshares
TECO ENERGY INCTECO ENERGY INC5,660$156Kshares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD9,012$140Kshares
FISHER ENHANCED BIG CAP GRO…FISHER ENHANCED BIG CAP GROWTH ET…2,207$132Kshares
SPDR SERIES TRUSTSPDR SERIES TRUST1,866$124Kshares
NUVEEN INVT QUALITY MUN FD INUVEEN INVT QUALITY MUN FD I7,338$123Kshares
QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD1,475$108Kshares
CBFVCB FINL SVCS INC4,575$97Kshares
TYCO INTL PLCTYCO INTL PLC2,245$95Kshares
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FD5,235$81Kshares
AshlandAshland687$79Kshares
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC5,322$77Kshares
SIGISELECTIVE INS GROUP INC2,000$76Kshares
ZEUSOLYMPIC STEEL INC2,673$73Kshares
FTD COS INCFTD COS INC2,943$73Kshares
UVSPUNIVEST FINANCIAL CORPORATIO3,231$68Kshares
U.S. AUTO PARTS NETWORK INCU.S. AUTO PARTS NETWORK INC16,973$67Kshares
MULTI FINELINE ELECTRONIX INMULTI FINELINE ELECTRONIX IN2,816$65Kshares
BABSON CAPITAL CORPORATE INVBABSON CAPITAL CORPORATE INV3,617$65Kshares
COLUMBIA PIPELINE GROUP INCCOLUMBIA PIPELINE GROUP INC2,425$62Kshares
SPDR SERIES TRUSTSPDR SERIES TRUST2,414$61Kshares
IVY HIGH INCOME OPPORTUNITIEIVY HIGH INCOME OPPORTUNITIE4,398$60Kshares
BARCLAYS BK PLCBARCLAYS BK PLC2,234$57Kshares
FEI COFEI CO507$54Kshares
STATE STREETSTATE STREET2,482$48Kshares
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITY3,019$45Kshares
ISHARES TRISHARES TR1,019$44Kshares
CARDTRONICS INCCARDTRONICS INC1,063$42Kshares
OUTERWALL INCOUTERWALL INC951$40Kshares
BVNCOMPANIA DE MINAS BUENAVENTU3,284$39Kshares
ISHARES TRISHARES TR1,440$38Kshares
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG C4,007$36Kshares
NUVEEN ENHANCED MUNICIPAL V…NUVEEN ENHANCED MUNICIPAL VALU2,000$33Kshares
INTERNAP NETWORK SVCS CORPINTERNAP NETWORK SVCS CORP16,000$33Kshares
BWXTBWX TECHNOLOGIES INC803$29Kshares
MBTMOBILE TELESYSTEMS PJSC3,472$29Kshares
IHS INCIHS INC246$28Kshares
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO2,000$27Kshares
WESTERN ASSET GLB PTNRS INCOWESTERN ASSET GLB PTNRS INCO3,133$27Kshares
FIRST NIAGARA FINANCIAL GRO…FIRST NIAGARA FINANCIAL GROUP2,465$24Kshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II675$23Kshares
AVG TECHNOLOGIESAVG TECHNOLOGIES1,175$22Kshares
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …1,617$22Kshares
TAL INTERNATIONAL GROUPTAL INTERNATIONAL GROUP1,544$21Kshares
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N1,785$20Kshares
BABSON CAP GLB SHT DURHGH YLBABSON CAP GLB SHT DURHGH YL1,126$20Kshares
FIRST SOUTH BANCORP INC VAFIRST SOUTH BANCORP INC VA2,000$19Kshares
MSTRSTRATEGY INC100$18Kshares
WELLS FARGO & COWELLS FARGO & CO13$17Kshares
QUESTAR CORPQUESTAR CORP673$17Kshares
WISDOMTREE TRWISDOMTREE TR825$17Kshares
ANTHEM INCANTHEM INC9,000$16Kshares
PROSHARES TRPROSHARES TR943$16Kshares
ISHARES BAA-BAISHARES BAA-BA295$16Kshares
DOMINION RES INC VA NEWDOMINION RES INC VA NEW309$16Kshares
XL GROUP PLCXL GROUP PLC443$15Kshares
HYHGPROSHARES TR220$14Kshares
GDOWSTRN AST GLBL CORP OPP FD I844$14Kshares
WISDOMTREEWISDOMTREE622$14Kshares
TEVA PHARMACEUTICAL FIN LLCTEVA PHARMACEUTICAL FIN LLC11,000$14Kshares
WISDOMTREE TRUSTWISDOMTREE TRUST1,135$14Kshares
WISDOMTREE GLOBALWISDOMTREE GLOBAL858$14Kshares
ARES CAP CORPARES CAP CORP13,000$14Kshares
HYZDWISDOMTREE TR572$13Kshares
HATTERAS FINL CORPHATTERAS FINL CORP770$13Kshares
Female Health CompanyFemale Health Company10,325$13Kshares
POWERSHARES DB GOLD FUNDPOWERSHARES DB GOLD FUND300$13Kshares
RED HAT INCRED HAT INC11,000$13Kshares
ILLUMINA INCILLUMINA INC13,000$13Kshares
DEUTSCHE HIGH INCOME TR SHSDEUTSCHE HIGH INCOME TR SHS1,500$13Kshares
TGTXTG THERAPEUTICS INC2,000$12Kshares
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON950$12Kshares
PLUSEPLUS INC141$12Kshares
FLG-PUFLAGSTAR BANK NATIONAL ASSOC242$12Kshares
CARZFIRST TR EXCHANGE-TRADED FD390$12Kshares
CARDINAL FINANCIAL CORPCARDINAL FINANCIAL CORP565$12Kshares
OPUS BK IRVINE CALIFOPUS BK IRVINE CALIF350$12Kshares
AZTAAZENTA INC948$11Kshares
MARKIT LTDMARKIT LTD352$11Kshares
GENERAL MTRS COGENERAL MTRS CO585$11Kshares
SPDR INDEX SHS FDSSPDR INDEX SHS FDS209$11Kshares
TICC CAPITAL CORPTICC CAPITAL CORP2,000$11Kshares
LNKD .5 11/19LNKD .5 11/1911,000$11Kshares
BGC PARTNERS INCBGC PARTNERS INC10,000$10Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950123-16-020690 base2016-10-13acceptance time not in the bulk data set