WNC WABASH NATL CORP More: the full row for WABASH NATL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 454 shares; 2015Q4: 962 shares; 2016Q1: 454 shares; 2016Q2: 406 shares; 2016Q3: 15,698 shares 15,698 $224K 0.01% +15,292 Timeline SOURCE CAPITAL COM SHS OF B… SOURCE CAPITAL COM SHS OF BEN I More: the full row for SOURCE CAPITAL COM SHS OF BEN I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 969 shares; 2015Q2: 1,599 shares; 2015Q3: 1,600 shares; 2015Q4: 1,233 shares; 2016Q1: 200 shares; 2016Q2: 6,142 shares; 2016Q3: 6,063 shares 6,063 $223K 0.01% -79 BWA BORGWARNER INC More: the full row for BORGWARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 915 shares; 2015Q2: 881 shares; 2015Q3: 911 shares; 2015Q4: 2,708 shares; 2016Q1: 4,233 shares; 2016Q2: 5,610 shares; 2016Q3: 6,318 shares 6,318 $222K 0.01% +708 Timeline CDL VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 370 shares; 2016Q1: 375 shares; 2016Q2: 1,103 shares; 2016Q3: 5,747 shares 5,747 $222K 0.01% +4,644 Timeline ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 213 shares; 2016Q1: 383 shares; 2016Q2: 3,951 shares; 2016Q3: 6,027 shares 6,027 $222K 0.01% +2,076 KBE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 916 shares; 2015Q2: 4,451 shares; 2015Q3: 7,228 shares; 2015Q4: 12,495 shares; 2016Q1: 11,543 shares; 2016Q2: 9,408 shares; 2016Q3: 6,618 shares 6,618 $221K 0.01% -2,790 Timeline INVESTORS BANCORP, INC. INVESTORS BANCORP, INC. More: the full row for INVESTORS BANCORP, INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 18,852 shares; 2015Q2: 18,630 shares; 2015Q3: 18,533 shares; 2015Q4: 18,373 shares; 2016Q1: 18,248 shares; 2016Q2: 21,345 shares; 2016Q3: 18,439 shares 18,439 $221K 0.01% -2,906 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,980 shares; 2015Q2: 402 shares; 2015Q3: 402 shares; 2015Q4: 1,365 shares; 2016Q1: 1,165 shares; 2016Q2: 1,165 shares; 2016Q3: 5,662 shares 5,662 $221K 0.01% +4,497 CMF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 205 shares; 2015Q2: 285 shares; 2015Q3: 278 shares; 2015Q4: 1,870 shares; 2016Q1: 1,701 shares; 2016Q2: 1,259 shares; 2016Q3: 1,819 shares 1,819 $220K 0.01% +560 Timeline VMO INVESCO MUN OPPORTUNIT TR More: the full row for INVESCO MUN OPPORTUNIT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,207 shares; 2015Q2: 6,007 shares; 2015Q3: 6,007 shares; 2015Q4: 11,445 shares; 2016Q1: 14,999 shares; 2016Q2: 9,361 shares; 2016Q3: 15,423 shares 15,423 $220K 0.01% +6,062 Timeline EDIV SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 951 shares; 2015Q2: 1,086 shares; 2015Q3: 1,174 shares; 2015Q4: 1,482 shares; 2016Q1: 1,233 shares; 2016Q2: 6,977 shares; 2016Q3: 7,934 shares 7,934 $220K 0.01% +957 Timeline WSM WILLIAMS SONOMA INC More: the full row for WILLIAMS SONOMA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,731 shares; 2015Q2: 325 shares; 2015Q3: 250 shares; 2015Q4: 388 shares; 2016Q1: 729 shares; 2016Q2: 2,626 shares; 2016Q3: 4,295 shares 4,295 $219K 0.01% +1,669 Timeline GT GOODYEAR TIRE & RUBR CO More: the full row for GOODYEAR TIRE & RUBR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,408 shares; 2015Q2: 1,203 shares; 2015Q3: 1,333 shares; 2015Q4: 4,394 shares; 2016Q1: 3,672 shares; 2016Q2: 2,652 shares; 2016Q3: 6,775 shares 6,775 $219K 0.01% +4,123 Timeline ISTB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 233 shares; 2015Q2: 233 shares; 2015Q3: 322 shares; 2015Q4: 427 shares; 2016Q1: 1,858 shares; 2016Q2: 2,214 shares; 2016Q3: 4,296 shares 4,296 $218K 0.01% +2,082 Timeline PIONEER NATURAL RESOURCES CO PIONEER NATURAL RESOURCES CO More: the full row for PIONEER NATURAL RESOURCES CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 190 shares; 2015Q2: 140 shares; 2015Q3: 160 shares; 2015Q4: 378 shares; 2016Q1: 1,094 shares; 2016Q2: 1,168 shares; 2016Q3: 1,173 shares 1,173 $218K 0.01% +5 WAB WABTEC More: the full row for WABTEC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 264 shares; 2015Q2: 264 shares; 2015Q3: 549 shares; 2015Q4: 1,691 shares; 2016Q1: 1,898 shares; 2016Q2: 2,391 shares; 2016Q3: 2,661 shares 2,661 $217K 0.01% +270 Timeline ZROZ PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,170 shares; 2015Q4: 3,882 shares; 2016Q1: 3,839 shares; 2016Q2: 1,648 shares; 2016Q3: 1,605 shares 1,605 $217K 0.01% -43 Timeline FTGC FIRST TR EXCHANGE TRAD FD VI More: the full row for FIRST TR EXCHANGE TRAD FD VI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 221 shares; 2015Q2: 668 shares; 2015Q3: 283 shares; 2015Q4: 2,731 shares; 2016Q1: 3,607 shares; 2016Q2: 5,680 shares; 2016Q3: 10,479 shares 10,479 $216K 0.01% +4,799 Timeline EWZ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,864 shares; 2015Q2: 3,720 shares; 2015Q3: 3,071 shares; 2015Q4: 5,705 shares; 2016Q1: 4,935 shares; 2016Q2: 7,840 shares; 2016Q3: 6,382 shares 6,382 $215K 0.01% -1,458 Timeline SCHW CHARLES SCHWAB CORP (THE) More: the full row for CHARLES SCHWAB CORP (THE) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,295 shares; 2015Q2: 3,123 shares; 2015Q3: 5,050 shares; 2015Q4: 7,101 shares; 2016Q1: 7,029 shares; 2016Q2: 6,039 shares; 2016Q3: 6,764 shares 6,764 $214K 0.01% +725 Timeline BALL BALL CORP More: the full row for BALL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,937 shares; 2015Q2: 1,940 shares; 2015Q3: 1,944 shares; 2015Q4: 3,182 shares; 2016Q1: 2,819 shares; 2016Q2: 2,703 shares; 2016Q3: 2,611 shares 2,611 $214K 0.01% -92 Timeline BMRN BIOMARIN PHARMACEUTICAL INC More: the full row for BIOMARIN PHARMACEUTICAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: 300 shares; 2015Q4: 416 shares; 2016Q1: 1,397 shares; 2016Q2: 1,044 shares; 2016Q3: 2,312 shares 2,312 $214K 0.01% +1,268 Timeline ETJ EATON VANCE RISK-MANAGED DIV More: the full row for EATON VANCE RISK-MANAGED DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 768 shares; 2015Q2: 768 shares; 2015Q3: 1,491 shares; 2015Q4: 22,250 shares; 2016Q1: 21,366 shares; 2016Q2: 23,541 shares; 2016Q3: 22,654 shares 22,654 $214K 0.01% -887 Timeline DBEU DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 29,065 shares; 2015Q2: 33,774 shares; 2015Q3: 3,764 shares; 2015Q4: 12,596 shares; 2016Q1: 13,263 shares; 2016Q2: 6,382 shares; 2016Q3: 8,296 shares 8,296 $214K 0.01% +1,914 Timeline SUSA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,023 shares; 2015Q2: 2,023 shares; 2015Q3: 2,023 shares; 2015Q4: 3,824 shares; 2016Q1: 3,869 shares; 2016Q2: 3,870 shares; 2016Q3: 2,342 shares 2,342 $213K 0.01% -1,528 Timeline BGR BLACKROCK ENERGY & RES TR More: the full row for BLACKROCK ENERGY & RES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 21,659 shares; 2015Q2: 12,512 shares; 2015Q3: 10,177 shares; 2015Q4: 19,438 shares; 2016Q1: 19,586 shares; 2016Q2: 16,838 shares; 2016Q3: 14,687 shares 14,687 $213K 0.01% -2,151 Timeline CRUS CIRRUS LOGIC INC More: the full row for CIRRUS LOGIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,430 shares; 2015Q2: 5,721 shares; 2015Q3: 6,391 shares; 2015Q4: 7,200 shares; 2016Q1: 6,204 shares; 2016Q2: 5,290 shares; 2016Q3: 3,992 shares 3,992 $212K 0.01% -1,298 Timeline KKR & CO LP KKR & CO LP More: the full row for KKR & CO LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 18,860 shares; 2015Q2: 17,305 shares; 2015Q3: 16,230 shares; 2015Q4: 21,759 shares; 2016Q1: 19,596 shares; 2016Q2: 15,556 shares; 2016Q3: 14,898 shares 14,898 $212K 0.01% -658 CDC VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 360 shares; 2016Q1: 365 shares; 2016Q2: 4,624 shares; 2016Q3: 5,331 shares 5,331 $211K 0.01% +707 Timeline DTD WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 810 shares; 2015Q2: 810 shares; 2015Q3: 2,027 shares; 2015Q4: 4,651 shares; 2016Q1: 3,346 shares; 2016Q2: 2,715 shares; 2016Q3: 2,702 shares 2,702 $211K 0.01% -13 Timeline EATON VANCE NEW YORK MUN BD EATON VANCE NEW YORK MUN BD More: the full row for EATON VANCE NEW YORK MUN BD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,746 shares; 2016Q1: 7,795 shares; 2016Q2: 8,109 shares; 2016Q3: 14,705 shares 14,705 $211K 0.01% +6,596 USA LIBERTY ALL STAR EQUITY FD More: the full row for LIBERTY ALL STAR EQUITY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,901 shares; 2015Q2: 10,357 shares; 2015Q3: 2,256 shares; 2015Q4: 2,378 shares; 2016Q1: 2,958 shares; 2016Q2: 2,533 shares; 2016Q3: 40,590 shares 40,590 $210K 0.01% +38,057 Timeline CNP CENTERPOINT ENERGY INC More: the full row for CENTERPOINT ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,650 shares; 2015Q2: 3,516 shares; 2015Q3: 3,021 shares; 2015Q4: 5,868 shares; 2016Q1: 6,305 shares; 2016Q2: 7,227 shares; 2016Q3: 8,985 shares 8,985 $209K 0.01% +1,758 Timeline SNX TD SYNNEX CORPORATION More: the full row for TD SYNNEX CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 450 shares; 2015Q2: 200 shares; 2015Q3: 502 shares; 2015Q4: 242 shares; 2016Q1: 2 shares; 2016Q2: 2 shares; 2016Q3: 1,828 shares 1,828 $209K 0.01% +1,826 Timeline BNS BANK NOVA SCOTIA B C More: the full row for BANK NOVA SCOTIA B C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,337 shares; 2015Q2: 2,655 shares; 2015Q3: 2,855 shares; 2015Q4: 2,839 shares; 2016Q1: 2,811 shares; 2016Q2: 2,848 shares; 2016Q3: 3,937 shares 3,937 $209K 0.01% +1,089 Timeline NUVEEN TAX-ADVANTAGED DIVID NUVEEN TAX-ADVANTAGED DIVID More: the full row for NUVEEN TAX-ADVANTAGED DIVID Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13,455 shares; 2015Q2: 13,455 shares; 2015Q3: 13,455 shares; 2015Q4: 24,100 shares; 2016Q1: 14,100 shares; 2016Q2: 14,100 shares; 2016Q3: 14,100 shares 14,100 $209K 0.01% 0 EFX EQUIFAX INC More: the full row for EQUIFAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6 shares; 2015Q2: 6 shares; 2015Q3: 6 shares; 2015Q4: 436 shares; 2016Q1: 816 shares; 2016Q2: 1,258 shares; 2016Q3: 1,545 shares 1,545 $208K 0.01% +287 Timeline MGV VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 660 shares; 2015Q2: 600 shares; 2015Q3: 250 shares; 2015Q4: 2,134 shares; 2016Q1: 2,375 shares; 2016Q2: 2,662 shares; 2016Q3: 3,323 shares 3,323 $208K 0.01% +661 Timeline MEAD JOHNSON NUTRITION CO MEAD JOHNSON NUTRITION CO More: the full row for MEAD JOHNSON NUTRITION CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 157 shares; 2015Q2: 173 shares; 2015Q3: 367 shares; 2015Q4: 1,819 shares; 2016Q1: 2,807 shares; 2016Q2: 2,314 shares; 2016Q3: 2,632 shares 2,632 $208K 0.01% +318 EFT EATON VANCE FLOATING RATE IN More: the full row for EATON VANCE FLOATING RATE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,436 shares; 2015Q2: 2,991 shares; 2015Q3: 4,991 shares; 2015Q4: 18,560 shares; 2016Q1: 18,593 shares; 2016Q2: 17,147 shares; 2016Q3: 14,543 shares 14,543 $207K 0.01% -2,604 Timeline KAYNE ANDERSON NEXTGEN ENER… KAYNE ANDERSON NEXTGEN ENERGY More: the full row for KAYNE ANDERSON NEXTGEN ENERGY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 23,290 shares; 2015Q2: 21,601 shares; 2015Q3: 775 shares; 2015Q4: 17,540 shares; 2016Q1: 22,976 shares; 2016Q2: 12,907 shares; 2016Q3: 13,052 shares 13,052 $206K 0.01% +145 TUPPERWARE BRANDS CORP TUPPERWARE BRANDS CORP More: the full row for TUPPERWARE BRANDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,750 shares; 2015Q2: 3,582 shares; 2015Q3: 3,745 shares; 2015Q4: 4,844 shares; 2016Q1: 4,400 shares; 2016Q2: 3,950 shares; 2016Q3: 3,158 shares 3,158 $206K 0.01% -792 Invesco Global Listed Priva… Invesco Global Listed Private Equ… More: the full row for Invesco Global Listed Private Equity ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,239 shares; 2015Q2: 11,321 shares; 2015Q3: 12,511 shares; 2015Q4: 24,896 shares; 2016Q1: 22,030 shares; 2016Q2: 20,026 shares; 2016Q3: 19,006 shares 19,006 $206K 0.01% -1,020 RYDEX ETF TRUST HEALTH CARE RYDEX ETF TRUST HEALTH CARE More: the full row for RYDEX ETF TRUST HEALTH CARE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 948 shares; 2015Q2: 2,096 shares; 2015Q3: 829 shares; 2015Q4: 1,697 shares; 2016Q1: 1,771 shares; 2016Q2: 1,117 shares; 2016Q3: 1,321 shares 1,321 $206K 0.01% +204 REET ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 318 shares; 2015Q3: 321 shares; 2015Q4: 1,094 shares; 2016Q1: 3,776 shares; 2016Q2: 6,356 shares; 2016Q3: 7,539 shares 7,539 $205K 0.01% +1,183 Timeline SHIP FINANCE INTL LTD SHIP FINANCE INTL LTD More: the full row for SHIP FINANCE INTL LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,392 shares; 2015Q2: 12,203 shares; 2015Q3: 12,566 shares; 2015Q4: 14,058 shares; 2016Q1: 12,529 shares; 2016Q2: 12,349 shares; 2016Q3: 13,953 shares 13,953 $205K 0.01% +1,604 MYLAN NV MYLAN NV More: the full row for MYLAN NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,733 shares; 2015Q2: not reported; 2015Q3: 12,891 shares; 2015Q4: 15,553 shares; 2016Q1: 9,863 shares; 2016Q2: 8,652 shares; 2016Q3: 5,364 shares 5,364 $204K 0.01% -3,288 CHESEPEAKE ENERGY CORP CHESEPEAKE ENERGY CORP More: the full row for CHESEPEAKE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 31,983 shares; 2015Q2: 13,130 shares; 2015Q3: 14,300 shares; 2015Q4: 20,792 shares; 2016Q1: 27,688 shares; 2016Q2: 36,084 shares; 2016Q3: 32,586 shares 32,586 $204K 0.01% -3,498 SHIRE PLC SHIRE PLC More: the full row for SHIRE PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 90 shares; 2015Q2: 158 shares; 2015Q3: 258 shares; 2015Q4: 432 shares; 2016Q1: 142 shares; 2016Q2: 1,125 shares; 2016Q3: 1,046 shares 1,046 $203K 0.01% -79 USIG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,063 shares; 2015Q2: 772 shares; 2015Q3: 755 shares; 2015Q4: 2,158 shares; 2016Q1: 2,117 shares; 2016Q2: 2,426 shares; 2016Q3: 1,777 shares 1,777 $202K 0.01% -649 Timeline EHI WESTERN ASSET GBL HIGH INC F More: the full row for WESTERN ASSET GBL HIGH INC F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,217 shares; 2015Q2: 3,548 shares; 2015Q3: 2,509 shares; 2015Q4: 16,341 shares; 2016Q1: 14,311 shares; 2016Q2: 17,337 shares; 2016Q3: 19,855 shares 19,855 $202K 0.01% +2,518 Timeline ACTVISION BLIZZARD INC ACTVISION BLIZZARD INC More: the full row for ACTVISION BLIZZARD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 5,143 shares; 2015Q3: 8,455 shares; 2015Q4: 8,519 shares; 2016Q1: 5,732 shares; 2016Q2: 5,153 shares; 2016Q3: 4,550 shares 4,550 $202K 0.01% -603 BLACKROCK MUNI 2018 TERM TR BLACKROCK MUNI 2018 TERM TR More: the full row for BLACKROCK MUNI 2018 TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares; 2016Q1: 13,000 shares; 2016Q2: 13,000 shares; 2016Q3: 13,279 shares 13,279 $202K 0.01% +279 FISV FISERV INC More: the full row for FISERV INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,546 shares; 2015Q2: 1,626 shares; 2015Q3: 1,272 shares; 2015Q4: 2,606 shares; 2016Q1: 2,299 shares; 2016Q2: 2,210 shares; 2016Q3: 2,014 shares 2,014 $200K 0.01% -196 Timeline LIFE STORAGE INC LIFE STORAGE INC More: the full row for LIFE STORAGE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,246 shares 2,246 $200K 0.01% new WESTERN ASSET EMRG MKT INCM WESTERN ASSET EMRG MKT INCM More: the full row for WESTERN ASSET EMRG MKT INCM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,021 shares; 2015Q4: 9,970 shares; 2016Q1: 17,135 shares; 2016Q2: 17,239 shares; 2016Q3: 17,337 shares 17,337 $200K 0.01% +98 INTERNATIONAL MULTI-ASSET D… INTERNATIONAL MULTI-ASSET DIVERSI… More: the full row for INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,050 shares; 2015Q2: 2,310 shares; 2015Q3: 2,220 shares; 2015Q4: 1,445 shares; 2016Q1: 750 shares; 2016Q2: 5,860 shares; 2016Q3: 11,727 shares 11,727 $200K 0.01% +5,867 VMC VULCAN MATLS CO More: the full row for VULCAN MATLS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 331 shares; 2015Q2: 316 shares; 2015Q3: 296 shares; 2015Q4: 1,322 shares; 2016Q1: 1,414 shares; 2016Q2: 1,607 shares; 2016Q3: 1,746 shares 1,746 $199K 0.01% +139 Timeline RWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,778 shares; 2015Q2: 12,871 shares; 2015Q3: 7,598 shares; 2015Q4: 7,827 shares; 2016Q1: 5,487 shares; 2016Q2: 5,560 shares; 2016Q3: 4,770 shares 4,770 $199K 0.01% -790 Timeline FTSE RAFI Internat'l Dev Mk… FTSE RAFI Internat'l Dev Mkts More: the full row for FTSE RAFI Internat'l Dev Mkts Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 264 shares; 2015Q2: 264 shares; 2015Q3: 264 shares; 2015Q4: 560 shares; 2016Q1: 560 shares; 2016Q2: 5,910 shares; 2016Q3: 5,410 shares 5,410 $199K 0.01% -500 RYDEX ETF TRUST TOP 50 ETF RYDEX ETF TRUST TOP 50 ETF More: the full row for RYDEX ETF TRUST TOP 50 ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 364 shares; 2015Q2: 364 shares; 2015Q3: 364 shares; 2015Q4: 455 shares; 2016Q1: 1,298 shares; 2016Q2: 1,333 shares; 2016Q3: 1,305 shares 1,305 $199K 0.01% -28 POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 5,178 shares; 2015Q3: 12,581 shares; 2015Q4: 13,195 shares; 2016Q1: 11,686 shares; 2016Q2: 10,033 shares; 2016Q3: 8,169 shares 8,169 $199K 0.01% -1,864 VAW VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,975 shares; 2015Q2: 2,940 shares; 2015Q3: 514 shares; 2015Q4: 2,363 shares; 2016Q1: 2,496 shares; 2016Q2: 1,938 shares; 2016Q3: 1,852 shares 1,852 $198K 0.01% -86 Timeline CALM CAL MAINE FOODS INC More: the full row for CAL MAINE FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 250 shares; 2015Q3: 551 shares; 2015Q4: 2,338 shares; 2016Q1: 3,883 shares; 2016Q2: 2,954 shares; 2016Q3: 5,125 shares 5,125 $198K 0.01% +2,171 Timeline WHR WHIRLPOOL CORP More: the full row for WHIRLPOOL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 553 shares; 2015Q2: 347 shares; 2015Q3: 350 shares; 2015Q4: 1,365 shares; 2016Q1: 1,106 shares; 2016Q2: 1,593 shares; 2016Q3: 1,218 shares 1,218 $198K 0.01% -375 Timeline BLACKROCK MUN 2020 TERM TR BLACKROCK MUN 2020 TERM TR More: the full row for BLACKROCK MUN 2020 TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,450 shares; 2015Q2: 3,075 shares; 2015Q3: 3,075 shares; 2015Q4: 12,445 shares; 2016Q1: 11,830 shares; 2016Q2: 11,695 shares; 2016Q3: 12,044 shares 12,044 $198K 0.01% +349 CINER RES LP CINER RES LP More: the full row for CINER RES LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 574 shares; 2016Q1: 605 shares; 2016Q2: 1,270 shares; 2016Q3: 6,372 shares 6,372 $198K 0.01% +5,102 CHRW C H ROBINSON WORLDWIDE IN More: the full row for C H ROBINSON WORLDWIDE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 593 shares; 2015Q2: 82 shares; 2015Q3: 107 shares; 2015Q4: 273 shares; 2016Q1: 508 shares; 2016Q2: 1,253 shares; 2016Q3: 2,790 shares 2,790 $197K 0.01% +1,537 Timeline PANERA BREAD CO PANERA BREAD CO More: the full row for PANERA BREAD CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,300 shares; 2015Q2: 675 shares; 2015Q3: 419 shares; 2015Q4: 873 shares; 2016Q1: 3,096 shares; 2016Q2: 3,077 shares; 2016Q3: 1,015 shares 1,015 $197K 0.01% -2,062 SOLARCITY CORP SOLARCITY CORP More: the full row for SOLARCITY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,151 shares; 2015Q2: 9,248 shares; 2015Q3: 10,623 shares; 2015Q4: 10,926 shares; 2016Q1: 8,784 shares; 2016Q2: 9,313 shares; 2016Q3: 10,074 shares 10,074 $197K 0.01% +761 BARCLAYS BANK PLC BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,959 shares; 2015Q2: 6,868 shares; 2015Q3: 6,876 shares; 2015Q4: 7,865 shares; 2016Q1: 7,865 shares; 2016Q2: 7,665 shares; 2016Q3: 7,665 shares 7,665 $197K 0.01% 0 LEA LEAR CORP More: the full row for LEAR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,492 shares; 2015Q2: 1,119 shares; 2015Q3: 1,251 shares; 2015Q4: 1,568 shares; 2016Q1: 1,274 shares; 2016Q2: 1,473 shares; 2016Q3: 1,617 shares 1,617 $196K 0.01% +144 Timeline VKI INVESCO ADVANTAGE MUN INCOME More: the full row for INVESCO ADVANTAGE MUN INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 590 shares; 2015Q2: 594 shares; 2015Q3: 598 shares; 2015Q4: 10,561 shares; 2016Q1: 11,172 shares; 2016Q2: 13,091 shares; 2016Q3: 15,990 shares 15,990 $196K 0.01% +2,899 Timeline BHP BHP BILLITON LIMITED More: the full row for BHP BILLITON LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,499 shares; 2015Q2: 5,098 shares; 2015Q3: 4,622 shares; 2015Q4: 6,516 shares; 2016Q1: 4,880 shares; 2016Q2: 5,668 shares; 2016Q3: 5,617 shares 5,617 $195K 0.01% -51 Timeline SMITH & WESSON BRANDS, INC. SMITH & WESSON BRANDS, INC. More: the full row for SMITH & WESSON BRANDS, INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,560 shares; 2015Q2: 4,060 shares; 2015Q3: 4,000 shares; 2015Q4: 5,245 shares; 2016Q1: 6,915 shares; 2016Q2: 8,025 shares; 2016Q3: 7,341 shares 7,341 $195K 0.01% -684 CEDAR FAIR L P CEDAR FAIR L P More: the full row for CEDAR FAIR L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 15 shares; 2015Q3: 2,015 shares; 2015Q4: 2,204 shares; 2016Q1: 3,578 shares; 2016Q2: 3,151 shares; 2016Q3: 3,401 shares 3,401 $195K 0.01% +250 BEMIS INC BEMIS INC More: the full row for BEMIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 289 shares; 2015Q2: 692 shares; 2015Q3: 1,204 shares; 2015Q4: 2,732 shares; 2016Q1: 3,237 shares; 2016Q2: 4,123 shares; 2016Q3: 3,820 shares 3,820 $195K 0.01% -303 ZTS ZOETIS INC More: the full row for ZOETIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 465 shares; 2015Q2: 783 shares; 2015Q3: 4,963 shares; 2015Q4: 6,012 shares; 2016Q1: 5,298 shares; 2016Q2: 4,135 shares; 2016Q3: 3,713 shares 3,713 $193K 0.01% -422 Timeline DIAX NUVEEN DOW 30SM DYNAMIC OVERWR More: the full row for NUVEEN DOW 30SM DYNAMIC OVERWR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,445 shares; 2015Q2: 12,054 shares; 2015Q3: 12,133 shares; 2015Q4: 17,082 shares; 2016Q1: 12,156 shares; 2016Q2: 14,137 shares; 2016Q3: 13,381 shares 13,381 $193K 0.01% -756 Timeline XETYX EATON VANCE TAX-MANAGED DIVE More: the full row for EATON VANCE TAX-MANAGED DIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,407 shares; 2015Q2: 8,288 shares; 2015Q3: 9,401 shares; 2015Q4: 25,607 shares; 2016Q1: 25,431 shares; 2016Q2: 23,440 shares; 2016Q3: 17,992 shares 17,992 $193K 0.01% -5,448 Timeline BLW BLACKROCK LTD DURATION INCOM More: the full row for BLACKROCK LTD DURATION INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,674 shares; 2015Q2: 8,974 shares; 2015Q3: 11,751 shares; 2015Q4: 14,940 shares; 2016Q1: 10,623 shares; 2016Q2: 15,399 shares; 2016Q3: 12,452 shares 12,452 $193K 0.01% -2,947 Timeline GHYG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 761 shares; 2015Q2: 634 shares; 2015Q3: 634 shares; 2015Q4: 1,172 shares; 2016Q1: 1,282 shares; 2016Q2: 2,880 shares; 2016Q3: 3,896 shares 3,896 $193K 0.01% +1,016 Timeline ETFS PRECIOUS METALSBASKET … ETFS PRECIOUS METALSBASKET TR ETF… More: the full row for ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 285 shares; 2015Q2: 321 shares; 2015Q3: 240 shares; 2015Q4: 596 shares; 2016Q1: 536 shares; 2016Q2: 841 shares; 2016Q3: 2,896 shares 2,896 $193K 0.01% +2,055 GWW WW GRAINGER INC More: the full row for WW GRAINGER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 106 shares; 2015Q2: 372 shares; 2015Q3: 684 shares; 2015Q4: 985 shares; 2016Q1: 1,066 shares; 2016Q2: 954 shares; 2016Q3: 855 shares 855 $192K 0.01% -99 Timeline IHDG WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 397 shares; 2015Q2: 346 shares; 2015Q3: 120 shares; 2015Q4: 1,327 shares; 2016Q1: 3,261 shares; 2016Q2: 7,099 shares; 2016Q3: 7,270 shares 7,270 $192K 0.01% +171 Timeline WTMF WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,488 shares; 2016Q1: 3,039 shares; 2016Q2: 3,002 shares; 2016Q3: 4,571 shares 4,571 $192K 0.01% +1,569 Timeline SMDV PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 286 shares; 2016Q2: 3,056 shares; 2016Q3: 3,992 shares 3,992 $191K 0.01% +936 Timeline TIFFANY & CO NEW TIFFANY & CO NEW More: the full row for TIFFANY & CO NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,170 shares; 2015Q2: 960 shares; 2015Q3: 1,910 shares; 2015Q4: 1,783 shares; 2016Q1: 3,242 shares; 2016Q2: 3,155 shares; 2016Q3: 2,636 shares 2,636 $191K 0.01% -519 IEUR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 273 shares; 2015Q4: 4,100 shares; 2016Q1: 6,483 shares; 2016Q2: 7,810 shares; 2016Q3: 4,583 shares 4,583 $190K 0.01% -3,227 Timeline ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13,468 shares; 2015Q2: 12,861 shares; 2015Q3: 12,877 shares; 2015Q4: 28,828 shares; 2016Q1: 23,885 shares; 2016Q2: 18,633 shares; 2016Q3: 17,252 shares 17,252 $190K 0.01% -1,381 Timeline PML PIMCO MUN INCOME FD II More: the full row for PIMCO MUN INCOME FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 29,906 shares; 2015Q2: 28,166 shares; 2015Q3: 27,716 shares; 2015Q4: 33,953 shares; 2016Q1: 41,432 shares; 2016Q2: 36,484 shares; 2016Q3: 13,886 shares 13,886 $190K 0.01% -22,598 Timeline POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16,108 shares; 2015Q2: 11,167 shares; 2015Q3: 14,645 shares; 2015Q4: 18,505 shares; 2016Q1: 10,300 shares; 2016Q2: 5,914 shares; 2016Q3: 4,943 shares 4,943 $190K 0.01% -971 MUNI PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,716 shares; 2015Q2: 2,806 shares; 2015Q3: 2,842 shares; 2015Q4: 7,046 shares; 2016Q1: 6,667 shares; 2016Q2: 2,787 shares; 2016Q3: 3,451 shares 3,451 $189K 0.01% +664 Timeline ASEA GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 12,364 shares; 2016Q3: 13,425 shares 13,425 $189K 0.01% +1,061 Timeline COF CAPITAL ONE FINL CORP More: the full row for CAPITAL ONE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 840 shares; 2015Q2: 2,983 shares; 2015Q3: 3,442 shares; 2015Q4: 3,810 shares; 2016Q1: 3,896 shares; 2016Q2: 3,458 shares; 2016Q3: 2,614 shares 2,614 $188K 0.01% -844 Timeline ETR ENTERGY CORP NEW More: the full row for ENTERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,209 shares; 2015Q2: 1,505 shares; 2015Q3: 1,541 shares; 2015Q4: 2,399 shares; 2016Q1: 2,098 shares; 2016Q2: 2,494 shares; 2016Q3: 2,451 shares 2,451 $188K 0.01% -43 Timeline CCL CARNIVAL CORP More: the full row for CARNIVAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 28,687 shares; 2015Q2: 1,166 shares; 2015Q3: 2,195 shares; 2015Q4: 4,179 shares; 2016Q1: 4,687 shares; 2016Q2: 4,455 shares; 2016Q3: 3,839 shares 3,839 $188K 0.01% -616 Timeline XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,998 shares; 2015Q2: 9,731 shares; 2015Q3: 10,622 shares; 2015Q4: 9,186 shares; 2016Q1: 8,850 shares; 2016Q2: 12,745 shares; 2016Q3: 17,055 shares 17,055 $188K 0.01% +4,310 Timeline SIZE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 88 shares; 2015Q2: 88 shares; 2015Q3: 88 shares; 2015Q4: 88 shares; 2016Q1: not reported; 2016Q2: 2,047 shares; 2016Q3: 2,699 shares 2,699 $188K 0.01% +652 Timeline MGM MGM RESORTS INTERNATIONAL More: the full row for MGM RESORTS INTERNATIONAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,460 shares; 2015Q2: 4,300 shares; 2015Q3: 3,975 shares; 2015Q4: 6,507 shares; 2016Q1: 5,407 shares; 2016Q2: 5,175 shares; 2016Q3: 7,188 shares 7,188 $187K 0.01% +2,013 Timeline WLK WESTLAKE CORPORATION More: the full row for WESTLAKE CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 446 shares; 2015Q2: 400 shares; 2015Q3: 400 shares; 2015Q4: 987 shares; 2016Q1: 1,822 shares; 2016Q2: 2,853 shares; 2016Q3: 3,493 shares 3,493 $187K 0.01% +640 Timeline XNTK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 104 shares; 2015Q2: 104 shares; 2015Q3: 209 shares; 2015Q4: 1,169 shares; 2016Q1: 1,297 shares; 2016Q2: 1,710 shares; 2016Q3: 3,107 shares 3,107 $186K 0.01% +1,397 Timeline DIV GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 3,500 shares; 2015Q3: 3,500 shares; 2015Q4: 3,846 shares; 2016Q1: 1,878 shares; 2016Q2: 4,925 shares; 2016Q3: 7,476 shares 7,476 $186K 0.01% +2,551 Timeline DELL TECHNOLOGIES INC CLASS… DELL TECHNOLOGIES INC CLASS CLASS… More: the full row for DELL TECHNOLOGIES INC CLASS CLASS C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,892 shares 3,892 $186K 0.01% new XYL XYLEM INC More: the full row for XYLEM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 612 shares; 2015Q2: 666 shares; 2015Q3: 862 shares; 2015Q4: 3,862 shares; 2016Q1: 4,403 shares; 2016Q2: 3,279 shares; 2016Q3: 3,523 shares 3,523 $185K 0.01% +244 Timeline QABA FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 400 shares; 2015Q4: 11,685 shares; 2016Q1: 6,985 shares; 2016Q2: 2,318 shares; 2016Q3: 4,466 shares 4,466 $184K 0.01% +2,148 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,391 shares; 2015Q2: 12,319 shares; 2015Q3: 2,587 shares; 2015Q4: 19,743 shares; 2016Q1: 14,725 shares; 2016Q2: 9,668 shares; 2016Q3: 4,416 shares 4,416 $184K 0.01% -5,252 POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 917 shares; 2015Q2: 917 shares; 2015Q3: 917 shares; 2015Q4: 2,551 shares; 2016Q1: 21,924 shares; 2016Q2: 14,519 shares; 2016Q3: 7,097 shares 7,097 $184K 0.01% -7,422 SAIC SCIENCE APPLICATIONS INTL CO More: the full row for SCIENCE APPLICATIONS INTL CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 102 shares; 2015Q2: 402 shares; 2015Q3: not reported; 2015Q4: 625 shares; 2016Q1: 500 shares; 2016Q2: 700 shares; 2016Q3: 2,639 shares 2,639 $183K 0.01% +1,939 Timeline WTM WHITE MTNS INS GROUP LTD More: the full row for WHITE MTNS INS GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 220 shares; 2016Q1: 220 shares; 2016Q2: 220 shares; 2016Q3: 220 shares 220 $183K 0.01% 0 Timeline GBX GREENBRIER COS INC More: the full row for GREENBRIER COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 490 shares; 2015Q2: 514 shares; 2015Q3: 1,867 shares; 2015Q4: 7,102 shares; 2016Q1: 4,840 shares; 2016Q2: 5,355 shares; 2016Q3: 5,157 shares 5,157 $182K 0.01% -198 Timeline RSX VANECK VECTORS RUSSIA ETF More: the full row for VANECK VECTORS RUSSIA ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 8,781 shares; 2016Q3: 9,625 shares 9,625 $181K 0.01% +844 Timeline GXC SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 53 shares; 2015Q2: 38 shares; 2015Q3: not reported; 2015Q4: 337 shares; 2016Q1: 251 shares; 2016Q2: 1,008 shares; 2016Q3: 2,266 shares 2,266 $181K 0.01% +1,258 Timeline GOVERNMENT PPTYS INCOME TR GOVERNMENT PPTYS INCOME TR More: the full row for GOVERNMENT PPTYS INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 31,252 shares; 2015Q2: 30,073 shares; 2015Q3: 21,177 shares; 2015Q4: 22,166 shares; 2016Q1: 19,662 shares; 2016Q2: 11,962 shares; 2016Q3: 8,012 shares 8,012 $181K 0.01% -3,950 ROYAL BK SCOTLND GRP PLC ROYAL BK SCOTLND GRP PLC More: the full row for ROYAL BK SCOTLND GRP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,195 shares; 2015Q2: 1,175 shares; 2015Q3: 1,175 shares; 2015Q4: 7,375 shares; 2016Q1: 7,190 shares; 2016Q2: 7,158 shares; 2016Q3: 7,108 shares 7,108 $181K 0.01% -50 EWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 164 shares; 2015Q2: 164 shares; 2015Q3: 200 shares; 2015Q4: 3,467 shares; 2016Q1: 3,488 shares; 2016Q2: 3,580 shares; 2016Q3: 4,170 shares 4,170 $180K 0.01% +590 Timeline TWENTY FIRST CENTY FOX INC TWENTY FIRST CENTY FOX INC More: the full row for TWENTY FIRST CENTY FOX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,025 shares; 2015Q2: 634 shares; 2015Q3: 767 shares; 2015Q4: 2,188 shares; 2016Q1: 4,072 shares; 2016Q2: 7,148 shares; 2016Q3: 7,432 shares 7,432 $180K 0.01% +284 STPZ PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 18,223 shares; 2015Q2: 9,892 shares; 2015Q3: 2,580 shares; 2015Q4: 2,632 shares; 2016Q1: 3,176 shares; 2016Q2: 3,176 shares; 2016Q3: 3,421 shares 3,421 $180K 0.01% +245 Timeline WISDOMTREE TRUST WISDOMTREE TRUST More: the full row for WISDOMTREE TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 200 shares; 2015Q3: 200 shares; 2015Q4: 500 shares; 2016Q1: 500 shares; 2016Q2: 500 shares; 2016Q3: 10,677 shares 10,677 $180K 0.01% +10,177 MORGAN STANLEY TRUSTS MORGAN STANLEY TRUSTS More: the full row for MORGAN STANLEY TRUSTS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,932 shares; 2015Q2: 7,017 shares; 2015Q3: 7,025 shares; 2015Q4: 5,903 shares; 2016Q1: 6,603 shares; 2016Q2: 7,575 shares; 2016Q3: 9,458 shares 9,458 $179K 0.01% +1,883 ABEV AMBEV SA More: the full row for AMBEV SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 20,350 shares; 2015Q2: 4,675 shares; 2015Q3: 2,575 shares; 2015Q4: 10,977 shares; 2016Q1: 19,402 shares; 2016Q2: 25,089 shares; 2016Q3: 29,330 shares 29,330 $178K 0.01% +4,241 Timeline MFA FINL INC MFA FINL INC More: the full row for MFA FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,121 shares; 2015Q2: 1,862 shares; 2015Q3: 1,927 shares; 2015Q4: 13,923 shares; 2016Q1: 17,467 shares; 2016Q2: 22,266 shares; 2016Q3: 23,787 shares 23,787 $178K 0.01% +1,521 CME CME GROUP INC More: the full row for CME GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 589 shares; 2015Q2: 635 shares; 2015Q3: 1,061 shares; 2015Q4: 2,875 shares; 2016Q1: 2,756 shares; 2016Q2: 2,034 shares; 2016Q3: 1,696 shares 1,696 $177K 0.01% -338 Timeline UVV UNIVERSAL CORP VA MTNS BK EN More: the full row for UNIVERSAL CORP VA MTNS BK EN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 860 shares; 2016Q1: 845 shares; 2016Q2: 845 shares; 2016Q3: 3,033 shares 3,033 $177K 0.01% +2,188 Timeline IXP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 350 shares; 2015Q2: 350 shares; 2015Q3: not reported; 2015Q4: 1,396 shares; 2016Q1: 1,033 shares; 2016Q2: 1,463 shares; 2016Q3: 2,861 shares 2,861 $177K 0.01% +1,398 Timeline WISDOMTREE WISDOMTREE More: the full row for WISDOMTREE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,608 shares; 2016Q2: 5,964 shares; 2016Q3: 9,073 shares 9,073 $177K 0.01% +3,109 AOS SMITH A O CORP More: the full row for SMITH A O CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 190 shares; 2015Q2: 253 shares; 2015Q3: 840 shares; 2015Q4: 1,189 shares; 2016Q1: 1,111 shares; 2016Q2: 2,253 shares; 2016Q3: 1,784 shares 1,784 $176K 0.01% -469 Timeline EG EVEREST GROUP LTD More: the full row for EVEREST GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7 shares; 2015Q2: 574 shares; 2015Q3: 576 shares; 2015Q4: 807 shares; 2016Q1: 909 shares; 2016Q2: 922 shares; 2016Q3: 924 shares 924 $175K 0.01% +2 Timeline MMT ABERDEEN MULTI-MARKET INCOME More: the full row for ABERDEEN MULTI-MARKET INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,103 shares; 2015Q2: 22,936 shares; 2015Q3: 22,260 shares; 2015Q4: 30,214 shares; 2016Q1: 32,193 shares; 2016Q2: 26,795 shares; 2016Q3: 28,777 shares 28,777 $175K 0.01% +1,982 Timeline PVH PVH CORPORATION More: the full row for PVH CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,057 shares; 2015Q2: 1,050 shares; 2015Q3: 1,111 shares; 2015Q4: 1,220 shares; 2016Q1: 1,368 shares; 2016Q2: 1,569 shares; 2016Q3: 1,562 shares 1,562 $173K 0.01% -7 Timeline ALB ALBEMARLE CORP More: the full row for ALBEMARLE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,063 shares; 2015Q2: 1,297 shares; 2015Q3: 423 shares; 2015Q4: 2,006 shares; 2016Q1: 1,788 shares; 2016Q2: 1,883 shares; 2016Q3: 2,019 shares 2,019 $173K 0.01% +136 Timeline HAIN HAIN CELESTIAL GROUP INC More: the full row for HAIN CELESTIAL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 622 shares; 2015Q2: 958 shares; 2015Q3: 1,076 shares; 2015Q4: 3,435 shares; 2016Q1: 3,585 shares; 2016Q2: 2,484 shares; 2016Q3: 4,865 shares 4,865 $173K 0.01% +2,381 Timeline EWL ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,641 shares; 2015Q2: 1,004 shares; 2015Q3: 1,041 shares; 2015Q4: 7,101 shares; 2016Q1: 6,760 shares; 2016Q2: 6,080 shares; 2016Q3: 5,678 shares 5,678 $173K 0.01% -402 Timeline HRB BLOCK H & R INC More: the full row for BLOCK H & R INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,102 shares; 2015Q2: 1,759 shares; 2015Q3: 1,086 shares; 2015Q4: 3,602 shares; 2016Q1: 2,005 shares; 2016Q2: 3,344 shares; 2016Q3: 7,438 shares 7,438 $172K 0.01% +4,094 Timeline CLNE CLEAN ENERGY FUELS CORP More: the full row for CLEAN ENERGY FUELS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 75 shares; 2015Q2: 75 shares; 2015Q3: 75 shares; 2015Q4: 3,865 shares; 2016Q1: 9,140 shares; 2016Q2: 45,920 shares; 2016Q3: 38,045 shares 38,045 $170K 0.01% -7,875 Timeline ITC HLDGS CORP ITC HLDGS CORP More: the full row for ITC HLDGS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,067 shares; 2015Q2: 6,211 shares; 2015Q3: 6,801 shares; 2015Q4: 11,460 shares; 2016Q1: 10,494 shares; 2016Q2: 5,020 shares; 2016Q3: 3,648 shares 3,648 $170K 0.01% -1,372 SPTM SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50 shares; 2015Q4: 474 shares; 2016Q1: 554 shares; 2016Q2: 721 shares; 2016Q3: 1,046 shares 1,046 $169K 0.01% +325 Timeline ROP ROPER TECHNOLOGIES INC More: the full row for ROPER TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,895 shares; 2015Q2: 5,071 shares; 2015Q3: 90 shares; 2015Q4: 472 shares; 2016Q1: 697 shares; 2016Q2: 698 shares; 2016Q3: 927 shares 927 $169K 0.01% +229 Timeline NZF NUVEEN MUN CR INCOME FD More: the full row for NUVEEN MUN CR INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,952 shares; 2015Q2: 1,952 shares; 2015Q3: 1,961 shares; 2015Q4: 4,046 shares; 2016Q1: 5,242 shares; 2016Q2: 18,150 shares; 2016Q3: 10,706 shares 10,706 $169K 0.01% -7,444 Timeline PBH PRESTIGE CONSMR HEALTHCARE I More: the full row for PRESTIGE CONSMR HEALTHCARE I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,161 shares; 2015Q2: 1,223 shares; 2015Q3: 1,123 shares; 2015Q4: 1,954 shares; 2016Q1: 4,607 shares; 2016Q2: 3,556 shares; 2016Q3: 3,478 shares 3,478 $168K 0.01% -78 Timeline RDOG ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,940 shares; 2015Q2: 2,790 shares; 2015Q3: 2,790 shares; 2015Q4: 4,858 shares; 2016Q1: 3,996 shares; 2016Q2: 4,123 shares; 2016Q3: 3,740 shares 3,740 $168K 0.01% -383 Timeline IGM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 221 shares; 2015Q2: 121 shares; 2015Q3: 121 shares; 2015Q4: 2,099 shares; 2016Q1: 1,943 shares; 2016Q2: 1,603 shares; 2016Q3: 1,352 shares 1,352 $167K 0.01% -251 Timeline AVY AVERY DENNISON CORP More: the full row for AVERY DENNISON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 31 shares; 2015Q2: 35 shares; 2015Q3: 121 shares; 2015Q4: 1,170 shares; 2016Q1: 2,402 shares; 2016Q2: 2,609 shares; 2016Q3: 2,152 shares 2,152 $167K 0.01% -457 Timeline LGLV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 930 shares; 2016Q2: 1,051 shares; 2016Q3: 2,098 shares 2,098 $167K 0.01% +1,047 Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,233 shares; 2015Q2: 1,602 shares; 2015Q3: 2,042 shares; 2015Q4: 7,344 shares; 2016Q1: 7,616 shares; 2016Q2: 8,383 shares; 2016Q3: 8,351 shares 8,351 $167K 0.01% -32 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,205 shares; 2015Q4: 4,590 shares; 2016Q1: 6,194 shares; 2016Q2: 6,621 shares; 2016Q3: 6,601 shares 6,601 $167K 0.01% -20 MORT VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,479 shares; 2016Q3: 7,383 shares 7,383 $166K 0.01% +1,904 Timeline GUGGENHEIM RUSSELL MCAP GUGGENHEIM RUSSELL MCAP More: the full row for GUGGENHEIM RUSSELL MCAP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 3,093 shares; 2015Q3: 2,404 shares; 2015Q4: 3,129 shares; 2016Q1: 3,519 shares; 2016Q2: 2,140 shares; 2016Q3: 3,125 shares 3,125 $166K 0.01% +985 RFI COHEN & STEERS TOTAL RETURN More: the full row for COHEN & STEERS TOTAL RETURN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,280 shares; 2015Q2: 3,280 shares; 2015Q3: 3,780 shares; 2015Q4: 5,298 shares; 2016Q1: 9,363 shares; 2016Q2: 9,506 shares; 2016Q3: 12,556 shares 12,556 $165K 0.01% +3,050 Timeline FAN FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 120 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 645 shares; 2016Q1: 645 shares; 2016Q2: 645 shares; 2016Q3: 12,392 shares 12,392 $165K 0.01% +11,747 Timeline RL RALPH LAUREN CORP More: the full row for RALPH LAUREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 274 shares; 2015Q2: 275 shares; 2015Q3: 88 shares; 2015Q4: 479 shares; 2016Q1: 3,171 shares; 2016Q2: 1,271 shares; 2016Q3: 1,621 shares 1,621 $164K 0.01% +350 Timeline RGLD ROYAL GOLD INC More: the full row for ROYAL GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 495 shares; 2015Q2: 495 shares; 2015Q3: 783 shares; 2015Q4: 533 shares; 2016Q1: 1,378 shares; 2016Q2: 2,325 shares; 2016Q3: 2,110 shares 2,110 $163K 0.01% -215 Timeline XRNPX COHEN & STEERS REIT & PFD & More: the full row for COHEN & STEERS REIT & PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,283 shares; 2015Q2: 24,425 shares; 2015Q3: 29,181 shares; 2015Q4: 34,328 shares; 2016Q1: 33,117 shares; 2016Q2: 7,806 shares; 2016Q3: 8,088 shares 8,088 $163K 0.01% +282 Timeline NIVALIS THERAPEUTICS INC NIVALIS THERAPEUTICS INC More: the full row for NIVALIS THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,000 shares; 2016Q1: 15,000 shares; 2016Q2: 20,000 shares; 2016Q3: 20,000 shares 20,000 $163K 0.01% 0 HSBC HSBC HLDGS PLC More: the full row for HSBC HLDGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,718 shares; 2015Q2: 1,238 shares; 2015Q3: 1,214 shares; 2015Q4: 4,363 shares; 2016Q1: 2,636 shares; 2016Q2: 3,215 shares; 2016Q3: 4,311 shares 4,311 $162K 0.01% +1,096 Timeline POWERSHARES FTSE RAFI DEVEL… POWERSHARES FTSE RAFI DEVELOPED M… More: the full row for POWERSHARES FTSE RAFI DEVELOPED MARKETS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 28 shares; 2015Q2: 28 shares; 2015Q3: not reported; 2015Q4: 1,978 shares; 2016Q1: 578 shares; 2016Q2: 648 shares; 2016Q3: 5,815 shares 5,815 $162K 0.01% +5,167 ENB ENBRIDGE INC More: the full row for ENBRIDGE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 175 shares; 2015Q2: 429 shares; 2015Q3: 576 shares; 2015Q4: 2,799 shares; 2016Q1: 3,291 shares; 2016Q2: 3,290 shares; 2016Q3: 3,638 shares 3,638 $161K 0.01% +348 Timeline NNY NUVEEN N Y MUN VALUE FD More: the full row for NUVEEN N Y MUN VALUE FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: 21,475 shares; 2016Q1: 19,858 shares; 2016Q2: 17,358 shares; 2016Q3: 15,587 shares 15,587 $161K 0.01% -1,771 Timeline ROYAL BANK OF SCOTLAND GROU… ROYAL BANK OF SCOTLAND GROUP PLC More: the full row for ROYAL BANK OF SCOTLAND GROUP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,096 shares; 2015Q2: 3,384 shares; 2015Q3: 3,395 shares; 2015Q4: 7,253 shares; 2016Q1: 6,434 shares; 2016Q2: 6,434 shares; 2016Q3: 6,434 shares 6,434 $161K 0.01% 0 AIZ ASSURANT INC More: the full row for ASSURANT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 310 shares; 2015Q2: 99 shares; 2015Q3: 135 shares; 2015Q4: 17,132 shares; 2016Q1: 2,787 shares; 2016Q2: 2,708 shares; 2016Q3: 1,732 shares 1,732 $160K 0.01% -976 Timeline PFG PRINCIPAL FINANCIAL GROUP IN More: the full row for PRINCIPAL FINANCIAL GROUP IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 952 shares; 2015Q2: 1,073 shares; 2015Q3: 1,077 shares; 2015Q4: 2,093 shares; 2016Q1: 2,868 shares; 2016Q2: 2,631 shares; 2016Q3: 3,103 shares 3,103 $160K 0.01% +472 Timeline VTEB VANGUARD MUN BD FDS More: the full row for VANGUARD MUN BD FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 98 shares; 2016Q1: 1,644 shares; 2016Q2: 1,234 shares; 2016Q3: 3,074 shares 3,074 $160K 0.01% +1,840 Timeline TAP MOLSON COORS BEVERAGE CO More: the full row for MOLSON COORS BEVERAGE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,582 shares; 2015Q2: 1,437 shares; 2015Q3: 1,455 shares; 2015Q4: 1,515 shares; 2016Q1: 1,477 shares; 2016Q2: 1,439 shares; 2016Q3: 1,458 shares 1,458 $160K 0.01% +19 Timeline PMO FRANKLIN MUN OPPORTUNITIES T More: the full row for FRANKLIN MUN OPPORTUNITIES T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,598 shares; 2015Q2: 2,898 shares; 2015Q3: 1,225 shares; 2015Q4: 2,898 shares; 2016Q1: 3,789 shares; 2016Q2: 6,022 shares; 2016Q3: 12,012 shares 12,012 $160K 0.01% +5,990 Timeline FIREEYE INC FIREEYE INC More: the full row for FIREEYE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,594 shares; 2015Q2: 4,395 shares; 2015Q3: 4,287 shares; 2015Q4: 7,202 shares; 2016Q1: 7,580 shares; 2016Q2: 9,200 shares; 2016Q3: 10,845 shares 10,845 $160K 0.01% +1,645 POWERSHARES ETF TRUST DYN F… POWERSHARES ETF TRUST DYN FD & More: the full row for POWERSHARES ETF TRUST DYN FD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,184 shares; 2015Q2: 2,582 shares; 2015Q3: 2,984 shares; 2015Q4: 3,774 shares; 2016Q1: 4,753 shares; 2016Q2: 5,245 shares; 2016Q3: 4,873 shares 4,873 $160K 0.01% -372 KRG KITE REALTY GROUP TRUST More: the full row for KITE REALTY GROUP TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 156 shares; 2015Q2: 156 shares; 2015Q3: 275 shares; 2015Q4: 3,121 shares; 2016Q1: 6,526 shares; 2016Q2: 5,714 shares; 2016Q3: 5,750 shares 5,750 $159K 0.01% +36 Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,828 shares; 2015Q2: 1,766 shares; 2015Q3: 1,466 shares; 2015Q4: 4,191 shares; 2016Q1: 3,928 shares; 2016Q2: 2,944 shares; 2016Q3: 2,596 shares 2,596 $159K 0.01% -348 Timeline SON SONOCO PRODS CO More: the full row for SONOCO PRODS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,172 shares; 2015Q2: 651 shares; 2015Q3: 824 shares; 2015Q4: 1,776 shares; 2016Q1: 2,970 shares; 2016Q2: 4,213 shares; 2016Q3: 3,009 shares 3,009 $159K 0.01% -1,204 Timeline XNXJX NUVEEN NEW JERSEY More: the full row for NUVEEN NEW JERSEY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,143 shares; 2015Q2: 3,146 shares; 2015Q3: 7,009 shares; 2015Q4: 11,158 shares; 2016Q1: 13,759 shares; 2016Q2: 8,919 shares; 2016Q3: 10,752 shares 10,752 $159K 0.01% +1,833 Timeline DVYA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 685 shares; 2016Q1: 685 shares; 2016Q2: not reported; 2016Q3: 3,413 shares 3,413 $159K 0.01% new Timeline EG DJ EMRG MKT CNSUMR TITA EG DJ EMRG MKT CNSUMR TITA More: the full row for EG DJ EMRG MKT CNSUMR TITA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 184 shares; 2015Q2: 335 shares; 2015Q3: 307 shares; 2015Q4: 1,371 shares; 2016Q1: 5,071 shares; 2016Q2: 5,103 shares; 2016Q3: 6,407 shares 6,407 $159K 0.01% +1,304 ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 605 shares; 2016Q1: 944 shares; 2016Q2: 1,107 shares; 2016Q3: 5,861 shares 5,861 $159K 0.01% +4,754 CHKP CHECK POINT SOFTWARE TECH LT More: the full row for CHECK POINT SOFTWARE TECH LT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,041 shares; 2015Q2: 1,164 shares; 2015Q3: 1,044 shares; 2015Q4: 2,248 shares; 2016Q1: 2,206 shares; 2016Q2: 2,112 shares; 2016Q3: 2,036 shares 2,036 $158K 0.01% -76 Timeline GEO GEO GROUP INC More: the full row for GEO GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,972 shares; 2015Q2: 1,014 shares; 2015Q3: 1,121 shares; 2015Q4: 4,191 shares; 2016Q1: 4,447 shares; 2016Q2: 5,741 shares; 2016Q3: 6,649 shares 6,649 $158K 0.01% +908 Timeline EPS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,098 shares; 2015Q2: 650 shares; 2015Q3: 650 shares; 2015Q4: 3,120 shares; 2016Q1: 3,120 shares; 2016Q2: 3,120 shares; 2016Q3: 2,168 shares 2,168 $158K 0.01% -952 Timeline FEM FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,484 shares; 2015Q2: 3,577 shares; 2015Q3: 3,234 shares; 2015Q4: 3,308 shares; 2016Q1: 7,344 shares; 2016Q2: 6,694 shares; 2016Q3: 7,614 shares 7,614 $158K 0.01% +920 Timeline XAR SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 806 shares; 2015Q2: 476 shares; 2015Q3: 1,052 shares; 2015Q4: 1,774 shares; 2016Q1: 1,505 shares; 2016Q2: 1,776 shares; 2016Q3: 2,685 shares 2,685 $157K 0.01% +909 Timeline DGX QUEST DIAGNOSTICS INC More: the full row for QUEST DIAGNOSTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,829 shares; 2015Q2: 2,089 shares; 2015Q3: 1,344 shares; 2015Q4: 2,284 shares; 2016Q1: 2,327 shares; 2016Q2: 2,314 shares; 2016Q3: 1,851 shares 1,851 $157K 0.01% -463 Timeline BBP ETFIS SER TR I More: the full row for ETFIS SER TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 112 shares; 2016Q2: 152 shares; 2016Q3: 4,698 shares 4,698 $157K 0.01% +4,546 Timeline NDAQ NASDAQ INC More: the full row for NASDAQ INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 236 shares; 2015Q2: 195 shares; 2015Q3: 268 shares; 2015Q4: 1,511 shares; 2016Q1: 2,854 shares; 2016Q2: 2,932 shares; 2016Q3: 2,315 shares 2,315 $156K 0.01% -617 Timeline SEIC SEI INVTS CO More: the full row for SEI INVTS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 76 shares; 2015Q2: 76 shares; 2015Q3: 76 shares; 2015Q4: 496 shares; 2016Q1: 1,769 shares; 2016Q2: 2,798 shares; 2016Q3: 3,412 shares 3,412 $156K 0.01% +614 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 32,789 shares; 2015Q2: 6,442 shares; 2015Q3: 3,513 shares; 2015Q4: 5,049 shares; 2016Q1: 4,350 shares; 2016Q2: 3,761 shares; 2016Q3: 3,757 shares 3,757 $156K 0.01% -4 EEFT EURONET WORLDWIDE INC More: the full row for EURONET WORLDWIDE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 51 shares; 2015Q4: 3,076 shares; 2016Q1: 3,526 shares; 2016Q2: 2,850 shares; 2016Q3: 1,900 shares 1,900 $155K 0.01% -950 Timeline VALEANT PHARMACEUTICALS INTL VALEANT PHARMACEUTICALS INTL More: the full row for VALEANT PHARMACEUTICALS INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,548 shares; 2015Q2: 6,831 shares; 2015Q3: 7,554 shares; 2015Q4: 2,509 shares; 2016Q1: 6,842 shares; 2016Q2: 14,349 shares; 2016Q3: 6,335 shares 6,335 $155K 0.01% -8,014 TRANSCANADA CORP TRANSCANADA CORP More: the full row for TRANSCANADA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,776 shares; 2015Q2: 722 shares; 2015Q3: 873 shares; 2015Q4: 2,033 shares; 2016Q1: 2,042 shares; 2016Q2: 3,452 shares; 2016Q3: 3,255 shares 3,255 $155K 0.01% -197 LABORATORY CRP OF AMER HLDGS LABORATORY CRP OF AMER HLDGS More: the full row for LABORATORY CRP OF AMER HLDGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 941 shares; 2015Q2: 1,041 shares; 2015Q3: 1,015 shares; 2015Q4: 1,144 shares; 2016Q1: 1,040 shares; 2016Q2: 1,092 shares; 2016Q3: 1,117 shares 1,117 $154K 0.01% +25 GUT GABELLI UTIL TR More: the full row for GABELLI UTIL TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,170 shares; 2015Q2: 1,670 shares; 2015Q3: 2,170 shares; 2015Q4: 10,699 shares; 2016Q1: 10,927 shares; 2016Q2: 11,720 shares; 2016Q3: 22,663 shares 22,663 $154K 0.01% +10,943 Timeline VTN INVESCO TR INVT GRADE NEW YO More: the full row for INVESCO TR INVT GRADE NEW YO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,694 shares; 2015Q2: 5,779 shares; 2015Q3: not reported; 2015Q4: 4,491 shares; 2016Q1: 4,417 shares; 2016Q2: 5,433 shares; 2016Q3: 10,017 shares 10,017 $154K 0.01% +4,584 Timeline ORBITAL ATK INC ORBITAL ATK INC More: the full row for ORBITAL ATK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 711 shares; 2015Q2: 602 shares; 2015Q3: 608 shares; 2015Q4: 1,034 shares; 2016Q1: 1,003 shares; 2016Q2: 1,150 shares; 2016Q3: 2,021 shares 2,021 $154K 0.01% +871 IEP ICAHN ENTERPRISES LP More: the full row for ICAHN ENTERPRISES LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,502 shares; 2015Q2: 1,299 shares; 2015Q3: 1,217 shares; 2015Q4: 3,283 shares; 2016Q1: 3,097 shares; 2016Q2: 3,297 shares; 2016Q3: 3,030 shares 3,030 $153K 0.01% -267 Timeline PFL PIMCO INCOME STRATEGY FD More: the full row for PIMCO INCOME STRATEGY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,295 shares; 2015Q2: 3,638 shares; 2015Q3: 3,638 shares; 2015Q4: 13,654 shares; 2016Q1: 20,749 shares; 2016Q2: 21,745 shares; 2016Q3: 14,340 shares 14,340 $153K 0.01% -7,405 Timeline TIDEWATER INC TIDEWATER INC More: the full row for TIDEWATER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 183 shares; 2015Q2: 58 shares; 2015Q3: 222 shares; 2015Q4: 10 shares; 2016Q1: 20,760 shares; 2016Q2: 49,155 shares; 2016Q3: 54,100 shares 54,100 $153K 0.01% +4,945 INTU INTUIT More: the full row for INTUIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 605 shares; 2015Q2: 552 shares; 2015Q3: 194 shares; 2015Q4: 1,229 shares; 2016Q1: 1,387 shares; 2016Q2: 1,371 shares; 2016Q3: 1,385 shares 1,385 $152K 0.01% +14 Timeline IWX ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,835 shares; 2015Q2: 2,870 shares; 2015Q3: 2,870 shares; 2015Q4: 3,481 shares; 2016Q1: 3,480 shares; 2016Q2: 3,438 shares; 2016Q3: 3,441 shares 3,441 $152K 0.01% +3 Timeline LEN LENNAR CORP More: the full row for LENNAR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 20,082 shares; 2015Q2: 25,668 shares; 2015Q3: 15,017 shares; 2015Q4: 6,669 shares; 2016Q1: 6,105 shares; 2016Q2: 5,204 shares; 2016Q3: 3,567 shares 3,567 $151K 0.01% -1,637 Timeline TRIP TRIPADVISOR INC More: the full row for TRIPADVISOR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 310 shares; 2015Q2: not reported; 2015Q3: 871 shares; 2015Q4: 2,059 shares; 2016Q1: 4,376 shares; 2016Q2: 2,381 shares; 2016Q3: 2,387 shares 2,387 $151K 0.01% +6 Timeline GABC GERMAN AMERN BANCORP INC More: the full row for GERMAN AMERN BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,873 shares; 2015Q2: 3,873 shares; 2015Q3: 3,873 shares; 2015Q4: 3,873 shares; 2016Q1: 3,873 shares; 2016Q2: 3,873 shares; 2016Q3: 3,873 shares 3,873 $151K 0.01% 0 Timeline NUVEEN LG/SHT COMMODITY TOTR NUVEEN LG/SHT COMMODITY TOTR More: the full row for NUVEEN LG/SHT COMMODITY TOTR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22,592 shares; 2015Q2: 13,170 shares; 2015Q3: 12,702 shares; 2015Q4: 14,142 shares; 2016Q1: 12,912 shares; 2016Q2: 12,958 shares; 2016Q3: 11,405 shares 11,405 $151K 0.01% -1,553 KLAC KLA CORP More: the full row for KLA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 700 shares; 2015Q2: 1,610 shares; 2015Q3: 1,764 shares; 2015Q4: 2,023 shares; 2016Q1: 1,738 shares; 2016Q2: 1,634 shares; 2016Q3: 2,151 shares 2,151 $150K 0.01% +517 Timeline VNQI VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,315 shares; 2015Q2: 9,431 shares; 2015Q3: 5,615 shares; 2015Q4: 4,123 shares; 2016Q1: 3,344 shares; 2016Q2: 2,826 shares; 2016Q3: 2,673 shares 2,673 $150K 0.01% -153 Timeline IGR CBRE GBL REAL ESTATE INC FD More: the full row for CBRE GBL REAL ESTATE INC FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 64,024 shares; 2015Q2: 36,885 shares; 2015Q3: 10,226 shares; 2015Q4: 18,749 shares; 2016Q1: 21,571 shares; 2016Q2: 18,635 shares; 2016Q3: 17,844 shares 17,844 $150K 0.01% -791 Timeline SSYS STRATASYS LTD More: the full row for STRATASYS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,028 shares; 2015Q2: 3,903 shares; 2015Q3: 3,778 shares; 2015Q4: 5,569 shares; 2016Q1: 6,443 shares; 2016Q2: 6,686 shares; 2016Q3: 6,241 shares 6,241 $150K 0.01% -445 Timeline HIG HARTFORD INSURANCE GROUP INC More: the full row for HARTFORD INSURANCE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,228 shares; 2015Q2: 2,940 shares; 2015Q3: 3,054 shares; 2015Q4: 4,177 shares; 2016Q1: 4,669 shares; 2016Q2: 4,628 shares; 2016Q3: 3,481 shares 3,481 $149K 0.01% -1,147 Timeline STK COLUMBIA SELIGM PREM TECH GR More: the full row for COLUMBIA SELIGM PREM TECH GR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,884 shares; 2016Q1: 9,938 shares; 2016Q2: 8,592 shares; 2016Q3: 7,989 shares 7,989 $149K 0.01% -603 Timeline ENBRIDGE ENERGY PARTNERS L P ENBRIDGE ENERGY PARTNERS L P More: the full row for ENBRIDGE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,651 shares; 2015Q2: 2,601 shares; 2015Q3: 4,301 shares; 2015Q4: 10,186 shares; 2016Q1: 10,045 shares; 2016Q2: 7,537 shares; 2016Q3: 5,872 shares 5,872 $149K 0.01% -1,665 POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,896 shares; 2015Q2: 14,045 shares; 2015Q3: 6,158 shares; 2015Q4: 15,946 shares; 2016Q1: 12,002 shares; 2016Q2: 11,173 shares; 2016Q3: 9,087 shares 9,087 $149K 0.01% -2,086 AROC ARCHROCK INC More: the full row for ARCHROCK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 164 shares; 2016Q1: 164 shares; 2016Q2: 15,691 shares; 2016Q3: 11,321 shares 11,321 $148K 0.01% -4,370 Timeline NSSC NAPCO SEC TECHNOLOGIES INC More: the full row for NAPCO SEC TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,500 shares 20,500 $147K 0.01% new Timeline BHK BLACKROCK CORE BD TR More: the full row for BLACKROCK CORE BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,814 shares; 2015Q2: 1,814 shares; 2015Q3: 1,814 shares; 2015Q4: 3,165 shares; 2016Q1: 3,041 shares; 2016Q2: 9,558 shares; 2016Q3: 10,321 shares 10,321 $147K 0.01% +763 Timeline HQH ABRDN HEALTHCARE INVESTORS More: the full row for ABRDN HEALTHCARE INVESTORS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,294 shares; 2015Q2: 1,771 shares; 2015Q3: 4,089 shares; 2015Q4: 11,365 shares; 2016Q1: 10,737 shares; 2016Q2: 9,172 shares; 2016Q3: 6,191 shares 6,191 $147K 0.01% -2,981 Timeline GNMA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,456 shares; 2015Q2: 3,618 shares; 2015Q3: 3,314 shares; 2015Q4: 3,752 shares; 2016Q1: 4,398 shares; 2016Q2: 5,314 shares; 2016Q3: 2,888 shares 2,888 $147K 0.01% -2,426 Timeline IAK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 863 shares; 2015Q2: 1,995 shares; 2015Q3: 660 shares; 2015Q4: 12,567 shares; 2016Q1: 7,389 shares; 2016Q2: 5,679 shares; 2016Q3: 2,781 shares 2,781 $147K 0.01% -2,898 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,524 shares; 2015Q3: 2,220 shares; 2015Q4: 10,226 shares; 2016Q1: 12,872 shares; 2016Q2: 10,652 shares; 2016Q3: 6,466 shares 6,466 $147K 0.01% -4,186 SPH SUBURBAN PROPANE PARTNERS L More: the full row for SUBURBAN PROPANE PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,448 shares; 2015Q2: 1,450 shares; 2015Q3: 2,655 shares; 2015Q4: 3,994 shares; 2016Q1: 4,107 shares; 2016Q2: 6,224 shares; 2016Q3: 4,383 shares 4,383 $146K 0.01% -1,841 Timeline POWERSHARES ETF TRUST DIV A… POWERSHARES ETF TRUST DIV ACHV More: the full row for POWERSHARES ETF TRUST DIV ACHV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,727 shares; 2016Q1: 6,202 shares; 2016Q2: 6,206 shares; 2016Q3: 6,455 shares 6,455 $146K 0.01% +249 EXPD EXPEDITORS INTL WASH INC More: the full row for EXPEDITORS INTL WASH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,090 shares; 2015Q2: 1,145 shares; 2015Q3: 1,493 shares; 2015Q4: 2,781 shares; 2016Q1: 2,725 shares; 2016Q2: 2,802 shares; 2016Q3: 2,820 shares 2,820 $145K <0.01% +18 Timeline IFF INTERNATIONAL FLAVORS&FRAGRA More: the full row for INTERNATIONAL FLAVORS&FRAGRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40 shares; 2015Q2: 39 shares; 2015Q3: 39 shares; 2015Q4: 1,084 shares; 2016Q1: 1,584 shares; 2016Q2: 1,730 shares; 2016Q3: 1,017 shares 1,017 $145K <0.01% -713 Timeline INTEL CORP INTEL CORP More: the full row for INTEL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 80,000 shares; 2015Q2: 80,000 shares; 2015Q3: 80,000 shares; 2015Q4: 80,000 shares; 2016Q1: 91,000 shares; 2016Q2: 116,000 shares; 2016Q3: 105,000 shares 105,000 $145K <0.01% -11,000 HESS CORP HESS CORP More: the full row for HESS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,125 shares; 2015Q2: 723 shares; 2015Q3: 503 shares; 2015Q4: 436 shares; 2016Q1: 613 shares; 2016Q2: 1,281 shares; 2016Q3: 2,691 shares 2,691 $144K <0.01% +1,410 WESTPAC BANKING CORP WESTPAC BANKING CORP More: the full row for WESTPAC BANKING CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,400 shares; 2015Q2: 4,400 shares; 2015Q3: 3,403 shares; 2015Q4: 3,409 shares; 2016Q1: 909 shares; 2016Q2: 256 shares; 2016Q3: 6,313 shares 6,313 $144K <0.01% +6,057 BT GROUP-ADR BT GROUP-ADR More: the full row for BT GROUP-ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 339 shares; 2015Q2: 134 shares; 2015Q3: 96 shares; 2015Q4: 846 shares; 2016Q1: 1,938 shares; 2016Q2: 4,919 shares; 2016Q3: 5,675 shares 5,675 $144K <0.01% +756 TEXAS PACIFIC LAND TRUST TEXAS PACIFIC LAND TRUST More: the full row for TEXAS PACIFIC LAND TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,407 shares; 2015Q2: 219 shares; 2015Q3: 169 shares; 2015Q4: 416 shares; 2016Q1: 792 shares; 2016Q2: 771 shares; 2016Q3: 600 shares 600 $144K <0.01% -171 SYNGENTA AG ADR SYNGENTA AG ADR More: the full row for SYNGENTA AG ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11 shares; 2015Q2: 134 shares; 2015Q3: 195 shares; 2015Q4: 1,013 shares; 2016Q1: 1,136 shares; 2016Q2: 1,639 shares; 2016Q3: 1,647 shares 1,647 $144K <0.01% +8 PFS PROVIDENT FINL SVCS INC More: the full row for PROVIDENT FINL SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,397 shares; 2015Q2: 6,453 shares; 2015Q3: 6,509 shares; 2015Q4: 6,562 shares; 2016Q1: 6,622 shares; 2016Q2: 6,681 shares; 2016Q3: 6,738 shares 6,738 $143K <0.01% +57 Timeline ACAD ACADIA PHARMACEUTICALS INC More: the full row for ACADIA PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,450 shares; 2015Q2: 5,000 shares; 2015Q3: 4,500 shares; 2015Q4: 5,430 shares; 2016Q1: 4,969 shares; 2016Q2: 5,010 shares; 2016Q3: 4,480 shares 4,480 $143K <0.01% -530 Timeline EDD MORGAN STANLEY EMERGING MKTS More: the full row for MORGAN STANLEY EMERGING MKTS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,782 shares; 2015Q2: 4,522 shares; 2015Q3: 5,134 shares; 2015Q4: 5,351 shares; 2016Q1: 4,942 shares; 2016Q2: 22,508 shares; 2016Q3: 17,826 shares 17,826 $143K <0.01% -4,682 Timeline SKX SKECHERS U S A INC More: the full row for SKECHERS U S A INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,306 shares; 2015Q2: 1,085 shares; 2015Q3: 1,570 shares; 2015Q4: 14,491 shares; 2016Q1: 5,849 shares; 2016Q2: 4,545 shares; 2016Q3: 6,210 shares 6,210 $143K <0.01% +1,665 Timeline SPDR INDEX SHS FDS SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,232 shares; 2015Q2: 3,119 shares; 2015Q3: 3,065 shares; 2015Q4: 2,455 shares; 2016Q1: 2,427 shares; 2016Q2: 2,674 shares; 2016Q3: 2,993 shares 2,993 $143K <0.01% +319 PHG KONINKLIJKE PHILIPS N V More: the full row for KONINKLIJKE PHILIPS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 436 shares; 2015Q2: 1,078 shares; 2015Q3: 1,838 shares; 2015Q4: 4,353 shares; 2016Q1: 4,522 shares; 2016Q2: 5,435 shares; 2016Q3: 4,787 shares 4,787 $142K <0.01% -648 Timeline AQUA AMERICA INC AQUA AMERICA INC More: the full row for AQUA AMERICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,665 shares; 2015Q2: 7,914 shares; 2015Q3: 2,983 shares; 2015Q4: 5,092 shares; 2016Q1: 4,627 shares; 2016Q2: 5,008 shares; 2016Q3: 4,653 shares 4,653 $142K <0.01% -355 JPIN J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 74 shares; 2015Q3: 74 shares; 2015Q4: 578 shares; 2016Q1: 814 shares; 2016Q2: 923 shares; 2016Q3: 2,715 shares 2,715 $142K <0.01% +1,792 Timeline GOLDCORP INC NEW GOLDCORP INC NEW More: the full row for GOLDCORP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,409 shares; 2015Q2: 6,927 shares; 2015Q3: 5,151 shares; 2015Q4: 5,494 shares; 2016Q1: 5,985 shares; 2016Q2: 7,846 shares; 2016Q3: 8,596 shares 8,596 $142K <0.01% +750 CATCHMARK TIMBER TR INC CL A CATCHMARK TIMBER TR INC CL A More: the full row for CATCHMARK TIMBER TR INC CL A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17,326 shares; 2016Q1: 13,210 shares; 2016Q2: 6,225 shares; 2016Q3: 12,116 shares 12,116 $142K <0.01% +5,891 DIPLOMAT PHARMACY INC DIPLOMAT PHARMACY INC More: the full row for DIPLOMAT PHARMACY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,250 shares; 2015Q4: 1,263 shares; 2016Q1: 6,148 shares; 2016Q2: 5,498 shares; 2016Q3: 5,085 shares 5,085 $142K <0.01% -413 NEW YORK MORTGAGE TRUST INC NEW YORK MORTGAGE TRUST INC More: the full row for NEW YORK MORTGAGE TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,653 shares; 2015Q2: 1,653 shares; 2015Q3: 1,653 shares; 2015Q4: 5,786 shares; 2016Q1: 5,786 shares; 2016Q2: 15,133 shares; 2016Q3: 23,450 shares 23,450 $141K <0.01% +8,317 CEMB ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 149 shares; 2015Q3: 149 shares; 2015Q4: 210 shares; 2016Q1: 290 shares; 2016Q2: 2,429 shares; 2016Q3: 2,755 shares 2,755 $141K <0.01% +326 Timeline SYMANTEC CORP SYMANTEC CORP More: the full row for SYMANTEC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,132 shares; 2015Q2: 405 shares; 2015Q3: 239 shares; 2015Q4: 2,583 shares; 2016Q1: 1,338 shares; 2016Q2: 5,198 shares; 2016Q3: 5,618 shares 5,618 $141K <0.01% +420 EPU ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 600 shares; 2015Q3: not reported; 2015Q4: 282 shares; 2016Q1: 200 shares; 2016Q2: 200 shares; 2016Q3: 4,248 shares 4,248 $141K <0.01% +4,048 Timeline IGLB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 437 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,493 shares; 2016Q1: 961 shares; 2016Q2: 2,193 shares; 2016Q3: 2,218 shares 2,218 $140K <0.01% +25 Timeline ROCKWELL COLLINS INC ROCKWELL COLLINS INC More: the full row for ROCKWELL COLLINS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 991 shares; 2015Q2: 1,407 shares; 2015Q3: 1,617 shares; 2015Q4: 2,036 shares; 2016Q1: 2,675 shares; 2016Q2: 2,168 shares; 2016Q3: 1,657 shares 1,657 $140K <0.01% -511 BSX BOSTON SCIENTIFIC CORP More: the full row for BOSTON SCIENTIFIC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,746 shares; 2015Q2: 1,609 shares; 2015Q3: 1,109 shares; 2015Q4: 2,456 shares; 2016Q1: 2,606 shares; 2016Q2: 4,186 shares; 2016Q3: 5,826 shares 5,826 $139K <0.01% +1,640 Timeline TOL TOLL BROTHERS INC More: the full row for TOLL BROTHERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,368 shares; 2015Q2: 2,273 shares; 2015Q3: 2,172 shares; 2015Q4: 2,364 shares; 2016Q1: 2,426 shares; 2016Q2: 2,227 shares; 2016Q3: 4,652 shares 4,652 $139K <0.01% +2,425 Timeline PII POLARIS INC More: the full row for POLARIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,680 shares; 2015Q2: 1,680 shares; 2015Q3: 1,051 shares; 2015Q4: 1,659 shares; 2016Q1: 1,683 shares; 2016Q2: 1,843 shares; 2016Q3: 1,790 shares 1,790 $139K <0.01% -53 Timeline SPTI SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,572 shares; 2016Q1: 2,921 shares; 2016Q2: 2,922 shares; 2016Q3: 2,263 shares 2,263 $139K <0.01% -659 Timeline TATA MTRS LTD TATA MTRS LTD More: the full row for TATA MTRS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,560 shares; 2015Q2: 3,479 shares; 2015Q3: 1,730 shares; 2015Q4: 2,520 shares; 2016Q1: 3,753 shares; 2016Q2: 3,570 shares; 2016Q3: 3,470 shares 3,470 $139K <0.01% -100 ILTB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,073 shares; 2015Q2: 1,057 shares; 2015Q3: 1,830 shares; 2015Q4: 1,425 shares; 2016Q1: 3,960 shares; 2016Q2: 2,262 shares; 2016Q3: 2,094 shares 2,094 $139K <0.01% -168 Timeline VIOV VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,374 shares; 2015Q2: 1,299 shares; 2015Q3: 1,094 shares; 2015Q4: 1,421 shares; 2016Q1: 1,421 shares; 2016Q2: 1,472 shares; 2016Q3: 1,277 shares 1,277 $138K <0.01% -195 Timeline TEI TEMPLETON EMERGING MKTS INCO More: the full row for TEMPLETON EMERGING MKTS INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,823 shares; 2015Q2: 3,893 shares; 2015Q3: 3,000 shares; 2015Q4: 5,685 shares; 2016Q1: 5,685 shares; 2016Q2: 11,251 shares; 2016Q3: 12,548 shares 12,548 $138K <0.01% +1,297 Timeline EPI WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 178,645 shares; 2015Q2: 18,293 shares; 2015Q3: 8,043 shares; 2015Q4: 12,325 shares; 2016Q1: 6,306 shares; 2016Q2: 6,650 shares; 2016Q3: 6,371 shares 6,371 $138K <0.01% -279 Timeline SPTL SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 92 shares; 2015Q2: 1,586 shares; 2015Q3: 1,799 shares; 2015Q4: 1,851 shares; 2016Q1: 2,191 shares; 2016Q2: 1,637 shares; 2016Q3: 1,739 shares 1,739 $137K <0.01% +102 Timeline DSW INC-CLASS A DSW INC-CLASS A More: the full row for DSW INC-CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,397 shares; 2015Q2: 4,223 shares; 2015Q3: 3,855 shares; 2015Q4: 8,519 shares; 2016Q1: 7,765 shares; 2016Q2: 6,513 shares; 2016Q3: 6,703 shares 6,703 $137K <0.01% +190 WINDSTREAM HLDGS INC WINDSTREAM HLDGS INC More: the full row for WINDSTREAM HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16,187 shares; 2015Q3: 16,193 shares; 2015Q4: 13,320 shares; 2016Q1: 13,971 shares; 2016Q2: 14,270 shares; 2016Q3: 13,593 shares 13,593 $137K <0.01% -677 NWL NEWELL BRANDS INC More: the full row for NEWELL BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,104 shares; 2015Q2: 799 shares; 2015Q3: 799 shares; 2015Q4: 2,229 shares; 2016Q1: 2,334 shares; 2016Q2: 3,439 shares; 2016Q3: 2,596 shares 2,596 $136K <0.01% -843 Timeline APLE APPLE HOSPITALITY REIT INC More: the full row for APPLE HOSPITALITY REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 10 shares; 2015Q3: 6,055 shares; 2015Q4: 12,687 shares; 2016Q1: 4,765 shares; 2016Q2: 2,344 shares; 2016Q3: 7,337 shares 7,337 $136K <0.01% +4,993 Timeline PIMCO MUN INCOME FD III PIMCO MUN INCOME FD III More: the full row for PIMCO MUN INCOME FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,650 shares; 2015Q2: 20,650 shares; 2015Q3: 17,150 shares; 2015Q4: 12,850 shares; 2016Q1: 17,489 shares; 2016Q2: 10,221 shares; 2016Q3: 10,603 shares 10,603 $136K <0.01% +382 JLS NUVEEN MORTGAGE AND INCOME F More: the full row for NUVEEN MORTGAGE AND INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,761 shares; 2015Q2: 1,761 shares; 2015Q3: 1,161 shares; 2015Q4: 6,036 shares; 2016Q1: 6,036 shares; 2016Q2: 6,036 shares; 2016Q3: 5,621 shares 5,621 $136K <0.01% -415 Timeline HIX WESTERN ASSET HIGH INCOM FD More: the full row for WESTERN ASSET HIGH INCOM FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,300 shares; 2015Q2: 6,100 shares; 2015Q3: 6,100 shares; 2015Q4: 24,135 shares; 2016Q1: 22,517 shares; 2016Q2: 24,859 shares; 2016Q3: 19,031 shares 19,031 $136K <0.01% -5,828 Timeline APOLLO INVT CORP APOLLO INVT CORP More: the full row for APOLLO INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,815 shares; 2015Q2: 10,970 shares; 2015Q3: 11,345 shares; 2015Q4: 29,118 shares; 2016Q1: 38,053 shares; 2016Q2: 35,711 shares; 2016Q3: 23,365 shares 23,365 $136K <0.01% -12,346 POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,686 shares; 2015Q2: 1,713 shares; 2015Q3: 2,267 shares; 2015Q4: 6,424 shares; 2016Q1: 5,547 shares; 2016Q2: 5,547 shares; 2016Q3: 5,097 shares 5,097 $136K <0.01% -450 VRTX VERTEX PHARMACEUTICALS INC More: the full row for VERTEX PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,190 shares; 2015Q2: 7,525 shares; 2015Q3: 1,108 shares; 2015Q4: 2,065 shares; 2016Q1: 1,788 shares; 2016Q2: 1,629 shares; 2016Q3: 1,543 shares 1,543 $135K <0.01% -86 Timeline ILMN ILLUMINA INC More: the full row for ILLUMINA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 502 shares; 2015Q2: 785 shares; 2015Q3: 810 shares; 2015Q4: 1,137 shares; 2016Q1: 560 shares; 2016Q2: 879 shares; 2016Q3: 745 shares 745 $135K <0.01% -134 Timeline IIM INVESCO VALUE MUN INCOME TR More: the full row for INVESCO VALUE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,229 shares; 2015Q2: 9,419 shares; 2015Q3: 15,846 shares; 2015Q4: 24,473 shares; 2016Q1: 24,421 shares; 2016Q2: 9,661 shares; 2016Q3: 8,203 shares 8,203 $135K <0.01% -1,458 Timeline Wilshire US REIT ETF Wilshire US REIT ETF More: the full row for Wilshire US REIT ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 183 shares; 2015Q2: 183 shares; 2015Q3: 183 shares; 2015Q4: 282 shares; 2016Q1: 831 shares; 2016Q2: 1,226 shares; 2016Q3: 2,751 shares 2,751 $135K <0.01% +1,525 WELLCARE HEALTH PLANS INC WELLCARE HEALTH PLANS INC More: the full row for WELLCARE HEALTH PLANS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 399 shares; 2015Q2: 409 shares; 2015Q3: 430 shares; 2015Q4: 714 shares; 2016Q1: 800 shares; 2016Q2: 814 shares; 2016Q3: 1,143 shares 1,143 $134K <0.01% +329 LEGG MASON BW GLB INC OPP FD LEGG MASON BW GLB INC OPP FD More: the full row for LEGG MASON BW GLB INC OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,038 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,800 shares; 2016Q1: 2,800 shares; 2016Q2: 2,800 shares; 2016Q3: 9,900 shares 9,900 $134K <0.01% +7,100 XRT SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,201 shares; 2015Q2: 2,232 shares; 2015Q3: 6,231 shares; 2015Q4: 7,378 shares; 2016Q1: 3,893 shares; 2016Q2: 3,784 shares; 2016Q3: 3,049 shares 3,049 $133K <0.01% -735 Timeline SAP SAP SE More: the full row for SAP SE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 743 shares; 2015Q2: 953 shares; 2015Q3: 770 shares; 2015Q4: 1,829 shares; 2016Q1: 1,413 shares; 2016Q2: 1,669 shares; 2016Q3: 1,449 shares 1,449 $132K <0.01% -220 Timeline KMX CARMAX INC More: the full row for CARMAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 520 shares; 2015Q2: 698 shares; 2015Q3: 1,399 shares; 2015Q4: 4,010 shares; 2016Q1: 3,560 shares; 2016Q2: 2,939 shares; 2016Q3: 2,465 shares 2,465 $132K <0.01% -474 Timeline JKHY HENRY JACK & ASSOC INC More: the full row for HENRY JACK & ASSOC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 410 shares; 2015Q2: 414 shares; 2015Q3: 438 shares; 2015Q4: 1,258 shares; 2016Q1: 1,168 shares; 2016Q2: 1,168 shares; 2016Q3: 1,546 shares 1,546 $132K <0.01% +378 Timeline HANESBRANDS INC HANESBRANDS INC More: the full row for HANESBRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,262 shares; 2015Q2: 3,599 shares; 2015Q3: 3,678 shares; 2015Q4: 4,979 shares; 2016Q1: 4,213 shares; 2016Q2: 4,399 shares; 2016Q3: 5,235 shares 5,235 $132K <0.01% +836 SUNTRUST BANKS INC SUNTRUST BANKS INC More: the full row for SUNTRUST BANKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,129 shares; 2015Q2: 1,209 shares; 2015Q3: 1,741 shares; 2015Q4: 3,602 shares; 2016Q1: 2,357 shares; 2016Q2: 1,811 shares; 2016Q3: 3,010 shares 3,010 $132K <0.01% +1,199 DBX ETF TR DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 4,745 shares 4,745 $132K <0.01% new TROW PRICE T ROWE GROUP INC More: the full row for PRICE T ROWE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 641 shares; 2015Q2: 647 shares; 2015Q3: 872 shares; 2015Q4: 2,044 shares; 2016Q1: 1,683 shares; 2016Q2: 2,138 shares; 2016Q3: 1,969 shares 1,969 $131K <0.01% -169 Timeline BUI BLACKROCK UTILS INFRASTRUCTU More: the full row for BLACKROCK UTILS INFRASTRUCTU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,019 shares; 2015Q2: 3,019 shares; 2015Q3: 3,019 shares; 2015Q4: 3,019 shares; 2016Q1: 3,019 shares; 2016Q2: 5,719 shares; 2016Q3: 6,679 shares 6,679 $131K <0.01% +960 Timeline AGGM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,199 shares; 2016Q1: 1,371 shares; 2016Q2: 1,526 shares; 2016Q3: 1,118 shares 1,118 $131K <0.01% -408 Timeline ITB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,627 shares; 2015Q2: 4,831 shares; 2015Q3: 9,282 shares; 2015Q4: 30,513 shares; 2016Q1: 8,102 shares; 2016Q2: 4,852 shares; 2016Q3: 4,704 shares 4,704 $130K <0.01% -148 Timeline WIT WIPRO LTD More: the full row for WIPRO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,134 shares; 2015Q2: 223 shares; 2015Q3: not reported; 2015Q4: 2,045 shares; 2016Q1: 6,160 shares; 2016Q2: 9,894 shares; 2016Q3: 13,237 shares 13,237 $129K <0.01% +3,343 Timeline CC CHEMOURS CO More: the full row for CHEMOURS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,348 shares; 2015Q4: 4,802 shares; 2016Q1: 3,444 shares; 2016Q2: 2,805 shares; 2016Q3: 8,094 shares 8,094 $129K <0.01% +5,289 Timeline MDU MDU RES GROUP INC More: the full row for MDU RES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,872 shares; 2016Q1: 2,841 shares; 2016Q2: 5,059 shares; 2016Q3: 5,077 shares 5,077 $129K <0.01% +18 Timeline FQF TR FQF TR More: the full row for FQF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 6,128 shares 6,128 $129K <0.01% new FIS FIDELITY NATL INFORMATION SV More: the full row for FIDELITY NATL INFORMATION SV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 990 shares; 2015Q2: 41 shares; 2015Q3: 167 shares; 2015Q4: 2,484 shares; 2016Q1: 3,113 shares; 2016Q2: 2,937 shares; 2016Q3: 1,660 shares 1,660 $128K <0.01% -1,277 Timeline FBIN FORTUNE BRANDS INNOVATIONS I More: the full row for FORTUNE BRANDS INNOVATIONS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 401 shares; 2015Q2: 405 shares; 2015Q3: 420 shares; 2015Q4: 1,210 shares; 2016Q1: 1,174 shares; 2016Q2: 1,878 shares; 2016Q3: 2,195 shares 2,195 $128K <0.01% +317 Timeline HPI HANCOCK JOHN PFD INCOME FD More: the full row for HANCOCK JOHN PFD INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,068 shares; 2016Q1: 6,146 shares; 2016Q2: 6,581 shares; 2016Q3: 5,717 shares 5,717 $128K <0.01% -864 Timeline NAC NUVEEN CA DIVI ADV MUN More: the full row for NUVEEN CA DIVI ADV MUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,406 shares; 2015Q2: 881 shares; 2015Q3: 881 shares; 2015Q4: 3,203 shares; 2016Q1: 4,363 shares; 2016Q2: 2,665 shares; 2016Q3: 7,788 shares 7,788 $128K <0.01% +5,123 Timeline PIONEER ENERGY SVCS CORP PIONEER ENERGY SVCS CORP More: the full row for PIONEER ENERGY SVCS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 31,725 shares; 2016Q3: 31,725 shares 31,725 $128K <0.01% 0 FREL FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50 shares; 2015Q4: 50 shares; 2016Q1: 720 shares; 2016Q2: 2,839 shares; 2016Q3: 5,194 shares 5,194 $127K <0.01% +2,355 Timeline CNC CENTENE CORP DEL More: the full row for CENTENE CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 96 shares; 2015Q2: 96 shares; 2015Q3: 306 shares; 2015Q4: 12,352 shares; 2016Q1: 14,734 shares; 2016Q2: 2,521 shares; 2016Q3: 1,901 shares 1,901 $127K <0.01% -620 Timeline TTC TORO CO More: the full row for TORO CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 142 shares; 2015Q2: 126 shares; 2015Q3: 109 shares; 2015Q4: 246 shares; 2016Q1: 1,885 shares; 2016Q2: 2,414 shares; 2016Q3: 2,718 shares 2,718 $127K <0.01% +304 Timeline GMF SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 330 shares; 2015Q2: 484 shares; 2015Q3: 784 shares; 2015Q4: 1,439 shares; 2016Q1: 1,807 shares; 2016Q2: 1,203 shares; 2016Q3: 1,543 shares 1,543 $127K <0.01% +340 Timeline Lee Enterprises Inc Lee Enterprises Inc More: the full row for Lee Enterprises Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 600 shares; 2015Q2: 1,200 shares; 2015Q3: 1,200 shares; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,276 shares; 2016Q3: 33,912 shares 33,912 $127K <0.01% +32,636 WESTERN ASSET MUN DEF OPP TR WESTERN ASSET MUN DEF OPP TR More: the full row for WESTERN ASSET MUN DEF OPP TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,034 shares; 2016Q2: 5,086 shares; 2016Q3: 5,138 shares 5,138 $127K <0.01% +52 LAD LITHIA MTRS INC More: the full row for LITHIA MTRS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 301 shares; 2015Q2: 433 shares; 2015Q3: 427 shares; 2015Q4: 697 shares; 2016Q1: 746 shares; 2016Q2: 1,315 shares; 2016Q3: 1,317 shares 1,317 $126K <0.01% +2 Timeline MTD METTLER TOLEDO INTERNATIONAL More: the full row for METTLER TOLEDO INTERNATIONAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 215 shares; 2015Q2: 215 shares; 2015Q3: 215 shares; 2015Q4: 406 shares; 2016Q1: 254 shares; 2016Q2: 259 shares; 2016Q3: 301 shares 301 $126K <0.01% +42 Timeline MSA MSA SAFETY INC More: the full row for MSA SAFETY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 200 shares; 2016Q2: 1,657 shares; 2016Q3: 2,169 shares 2,169 $126K <0.01% +512 Timeline TESORO CORP TESORO CORP More: the full row for TESORO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 349 shares; 2015Q2: 501 shares; 2015Q3: 1,138 shares; 2015Q4: 2,817 shares; 2016Q1: 1,819 shares; 2016Q2: 1,635 shares; 2016Q3: 1,584 shares 1,584 $126K <0.01% -51 ABERDEEN ISRAEL FUND INC ABERDEEN ISRAEL FUND INC More: the full row for ABERDEEN ISRAEL FUND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 18,690 shares; 2015Q2: 16,676 shares; 2015Q3: 18,306 shares; 2015Q4: 18,306 shares; 2016Q1: 19,506 shares; 2016Q2: 7,546 shares; 2016Q3: 7,656 shares 7,656 $126K <0.01% +110 SU SUNCOR ENERGY INC NEW More: the full row for SUNCOR ENERGY INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,935 shares; 2015Q2: 1,863 shares; 2015Q3: 1,238 shares; 2015Q4: 2,710 shares; 2016Q1: 3,011 shares; 2016Q2: 4,365 shares; 2016Q3: 4,504 shares 4,504 $125K <0.01% +139 Timeline RF REGIONS FINANCIAL CORP NEW More: the full row for REGIONS FINANCIAL CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,717 shares; 2015Q2: 17,906 shares; 2015Q3: 14,812 shares; 2015Q4: 18,035 shares; 2016Q1: 14,474 shares; 2016Q2: 13,265 shares; 2016Q3: 12,590 shares 12,590 $125K <0.01% -675 Timeline POWERSHARES NASDAQ INTERNE POWERSHARES NASDAQ INTERNE More: the full row for POWERSHARES NASDAQ INTERNE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,012 shares; 2015Q2: 1,219 shares; 2015Q3: 2,240 shares; 2015Q4: 4,012 shares; 2016Q1: 5,055 shares; 2016Q2: 4,636 shares; 2016Q3: 1,425 shares 1,425 $125K <0.01% -3,211 FIFTH STREET FIN CORP COM FIFTH STREET FIN CORP COM More: the full row for FIFTH STREET FIN CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,850 shares; 2015Q2: 19,850 shares; 2015Q3: 19,550 shares; 2015Q4: 27,480 shares; 2016Q1: 26,489 shares; 2016Q2: 21,790 shares; 2016Q3: 21,539 shares 21,539 $125K <0.01% -251 ADVISORSHARES TR ADVISORSHARES TR More: the full row for ADVISORSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,336 shares; 2015Q2: 6,906 shares; 2015Q3: 5,751 shares; 2015Q4: 5,304 shares; 2016Q1: 4,273 shares; 2016Q2: 3,266 shares; 2016Q3: 2,921 shares 2,921 $125K <0.01% -345 XMYDX BLACKROCK MUNIYIELD FUND More: the full row for BLACKROCK MUNIYIELD FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,510 shares; 2015Q2: 8,210 shares; 2015Q3: 8,210 shares; 2015Q4: 10,396 shares; 2016Q1: 9,821 shares; 2016Q2: 8,071 shares; 2016Q3: 7,821 shares 7,821 $124K <0.01% -250 Timeline EWG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,050 shares; 2015Q2: 4,697 shares; 2015Q3: 3,829 shares; 2015Q4: 11,262 shares; 2016Q1: 8,597 shares; 2016Q2: 7,000 shares; 2016Q3: 4,696 shares 4,696 $123K <0.01% -2,304 Timeline ONEOK PARTNERS LP LTD PARTN ONEOK PARTNERS LP LTD PARTN More: the full row for ONEOK PARTNERS LP LTD PARTN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,910 shares; 2015Q2: 8,944 shares; 2015Q3: 8,337 shares; 2015Q4: 11,114 shares; 2016Q1: 10,819 shares; 2016Q2: 3,109 shares; 2016Q3: 3,074 shares 3,074 $123K <0.01% -35 LINEAR TECHNOLOGY CORP LINEAR TECHNOLOGY CORP More: the full row for LINEAR TECHNOLOGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,750 shares; 2015Q2: 587 shares; 2015Q3: 320 shares; 2015Q4: 1,582 shares; 2016Q1: 1,962 shares; 2016Q2: 2,508 shares; 2016Q3: 2,081 shares 2,081 $123K <0.01% -427 BOB EVANS FARMS BOB EVANS FARMS More: the full row for BOB EVANS FARMS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: 200 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 402 shares; 2016Q3: 3,208 shares 3,208 $123K <0.01% +2,806 GLOBAL X FDS GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,613 shares; 2016Q1: 2,970 shares; 2016Q2: 4,133 shares; 2016Q3: 5,140 shares 5,140 $123K <0.01% +1,007 TRANSMONTAIGNE PARTNERS L P TRANSMONTAIGNE PARTNERS L P More: the full row for TRANSMONTAIGNE PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 165 shares; 2015Q2: 165 shares; 2015Q3: 165 shares; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 3,800 shares; 2016Q3: 2,950 shares 2,950 $122K <0.01% -850 SPAB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 80 shares; 2015Q2: 80 shares; 2015Q3: 80 shares; 2015Q4: 1,747 shares; 2016Q1: 3,322 shares; 2016Q2: 4,021 shares; 2016Q3: 2,036 shares 2,036 $121K <0.01% -1,985 Timeline M.D.C. HOLDINGS INC M.D.C. HOLDINGS INC More: the full row for M.D.C. HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 570 shares; 2015Q2: 570 shares; 2015Q3: 570 shares; 2015Q4: 368 shares; 2016Q1: 1,447 shares; 2016Q2: 967 shares; 2016Q3: 4,672 shares 4,672 $121K <0.01% +3,705 PENNYMAC FINANCIAL SERVICE-A PENNYMAC FINANCIAL SERVICE-A More: the full row for PENNYMAC FINANCIAL SERVICE-A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 7,118 shares 7,118 $121K <0.01% new MHK MOHAWK INDS INC More: the full row for MOHAWK INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 510 shares; 2015Q2: 430 shares; 2015Q3: 382 shares; 2015Q4: 474 shares; 2016Q1: 462 shares; 2016Q2: 528 shares; 2016Q3: 597 shares 597 $120K <0.01% +69 Timeline L-3 COMMUNICATIONS HLDGS INC L-3 COMMUNICATIONS HLDGS INC More: the full row for L-3 COMMUNICATIONS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 383 shares; 2015Q2: 233 shares; 2015Q3: 230 shares; 2015Q4: 1,518 shares; 2016Q1: 1,533 shares; 2016Q2: 1,545 shares; 2016Q3: 796 shares 796 $120K <0.01% -749 OGE OGE ENERGY CORP More: the full row for OGE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,896 shares; 2015Q2: 3,915 shares; 2015Q3: 3,810 shares; 2015Q4: 3,861 shares; 2016Q1: 5,379 shares; 2016Q2: 3,889 shares; 2016Q3: 3,771 shares 3,771 $119K <0.01% -118 Timeline AIA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 59 shares; 2015Q2: 59 shares; 2015Q3: 107 shares; 2015Q4: 1,519 shares; 2016Q1: 1,475 shares; 2016Q2: 1,826 shares; 2016Q3: 2,376 shares 2,376 $119K <0.01% +550 Timeline SBIO ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 500 shares; 2015Q2: 620 shares; 2015Q3: 1,095 shares; 2015Q4: 1,761 shares; 2016Q1: 1,525 shares; 2016Q2: 3,268 shares; 2016Q3: 4,536 shares 4,536 $119K <0.01% +1,268 Timeline MAN MANPOWERGROUP INC WIS More: the full row for MANPOWERGROUP INC WIS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 21 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 526 shares; 2016Q1: 568 shares; 2016Q2: 527 shares; 2016Q3: 1,627 shares 1,627 $118K <0.01% +1,100 Timeline PATK PATRICK INDS INC More: the full row for PATRICK INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 125 shares; 2015Q2: 340 shares; 2015Q3: 335 shares; 2015Q4: 1,740 shares; 2016Q1: 1,797 shares; 2016Q2: 2,322 shares; 2016Q3: 1,909 shares 1,909 $118K <0.01% -413 Timeline MDYV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 423 shares; 2015Q2: 524 shares; 2015Q3: 425 shares; 2015Q4: 1,333 shares; 2016Q1: 1,372 shares; 2016Q2: 1,542 shares; 2016Q3: 1,363 shares 1,363 $118K <0.01% -179 Timeline JBHT HUNT J B TRANS SVCS INC More: the full row for HUNT J B TRANS SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 317 shares; 2015Q2: 317 shares; 2015Q3: 317 shares; 2015Q4: 1,256 shares; 2016Q1: 1,248 shares; 2016Q2: 1,215 shares; 2016Q3: 1,447 shares 1,447 $117K <0.01% +232 Timeline WEATHERFORD INTL INC ORD SHS WEATHERFORD INTL INC ORD SHS More: the full row for WEATHERFORD INTL INC ORD SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,697 shares; 2015Q2: 2,885 shares; 2015Q3: 2,785 shares; 2015Q4: 4,735 shares; 2016Q1: 5,102 shares; 2016Q2: 20,636 shares; 2016Q3: 20,738 shares 20,738 $117K <0.01% +102 PAREXEL INTL CORP PAREXEL INTL CORP More: the full row for PAREXEL INTL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 568 shares; 2015Q2: 570 shares; 2015Q3: 788 shares; 2015Q4: 860 shares; 2016Q1: 816 shares; 2016Q2: 1,440 shares; 2016Q3: 1,690 shares 1,690 $117K <0.01% +250 AVENUE INCOME CR STRATEGIES AVENUE INCOME CR STRATEGIES More: the full row for AVENUE INCOME CR STRATEGIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 13,920 shares; 2015Q3: 18,148 shares; 2015Q4: 19,859 shares; 2016Q1: 18,578 shares; 2016Q2: 17,378 shares; 2016Q3: 9,007 shares 9,007 $117K <0.01% -8,371 SPDR INDEX SHS FDS SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,919 shares; 2016Q1: 10,919 shares; 2016Q2: 10,393 shares; 2016Q3: 3,574 shares 3,574 $117K <0.01% -6,819 NUVEEN NC PREM INCOME MUN NUVEEN NC PREM INCOME MUN More: the full row for NUVEEN NC PREM INCOME MUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,241 shares; 2015Q2: 4,741 shares; 2015Q3: 4,591 shares; 2015Q4: 4,691 shares; 2016Q1: 4,951 shares; 2016Q2: 6,951 shares; 2016Q3: 8,211 shares 8,211 $116K <0.01% +1,260 VWOB VANGUARD WHITEHALL FDS More: the full row for VANGUARD WHITEHALL FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 389 shares; 2015Q2: 389 shares; 2015Q3: 389 shares; 2015Q4: 444 shares; 2016Q1: 389 shares; 2016Q2: 529 shares; 2016Q3: 1,410 shares 1,410 $115K <0.01% +881 Timeline ADC AGREE RLTY CORP More: the full row for AGREE RLTY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,250 shares; 2016Q1: 1,350 shares; 2016Q2: 2,420 shares; 2016Q3: 2,335 shares 2,335 $115K <0.01% -85 Timeline TEMPLETON GLOBAL INCOME FD TEMPLETON GLOBAL INCOME FD More: the full row for TEMPLETON GLOBAL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 186,671 shares; 2015Q2: 224,926 shares; 2015Q3: 8,944 shares; 2015Q4: 19,236 shares; 2016Q1: 15,705 shares; 2016Q2: 16,124 shares; 2016Q3: 18,566 shares 18,566 $115K <0.01% +2,442 PLOW DOUGLAS DYNAMICS INC More: the full row for DOUGLAS DYNAMICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,010 shares; 2016Q2: 3,545 shares; 2016Q3: 3,578 shares 3,578 $114K <0.01% +33 Timeline GOLDMAN SACHS MLP INC OPP FD GOLDMAN SACHS MLP INC OPP FD More: the full row for GOLDMAN SACHS MLP INC OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,000 shares; 2015Q2: 6,018 shares; 2015Q3: 8,098 shares; 2015Q4: 10,406 shares; 2016Q1: 13,643 shares; 2016Q2: 13,050 shares; 2016Q3: 12,040 shares 12,040 $114K <0.01% -1,010 GPRO GOPRO INC More: the full row for GOPRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,595 shares; 2015Q2: 1,841 shares; 2015Q3: 2,417 shares; 2015Q4: 2,851 shares; 2016Q1: 4,669 shares; 2016Q2: 4,768 shares; 2016Q3: 6,812 shares 6,812 $114K <0.01% +2,044 Timeline HAWAIIAN HOLDINGS INC HAWAIIAN HOLDINGS INC More: the full row for HAWAIIAN HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 594 shares; 2015Q2: 697 shares; 2015Q3: 746 shares; 2015Q4: 1,947 shares; 2016Q1: 3,516 shares; 2016Q2: 2,692 shares; 2016Q3: 2,339 shares 2,339 $114K <0.01% -353 FTSE RAFI US 1500 Small Cap FTSE RAFI US 1500 Small Cap More: the full row for FTSE RAFI US 1500 Small Cap Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 250 shares; 2015Q2: 250 shares; 2015Q3: 250 shares; 2015Q4: 1,643 shares; 2016Q1: 1,095 shares; 2016Q2: 1,224 shares; 2016Q3: 1,082 shares 1,082 $114K <0.01% -142 OPPENHEIMER ETF TR OPPENHEIMER ETF TR More: the full row for OPPENHEIMER ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,638 shares; 2016Q1: 2,956 shares; 2016Q2: 2,956 shares; 2016Q3: 2,268 shares 2,268 $114K <0.01% -688 BCS BARCLAYS PLC More: the full row for BARCLAYS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 471 shares; 2015Q2: 528 shares; 2015Q3: 1,610 shares; 2015Q4: 4,264 shares; 2016Q1: 3,513 shares; 2016Q2: 10,833 shares; 2016Q3: 13,023 shares 13,023 $113K <0.01% +2,190 Timeline WT WISDOMTREE INC More: the full row for WISDOMTREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6 shares; 2015Q2: 210 shares; 2015Q3: 1,227 shares; 2015Q4: 15,452 shares; 2016Q1: 19,310 shares; 2016Q2: 8,034 shares; 2016Q3: 10,959 shares 10,959 $113K <0.01% +2,925 Timeline AMBA AMBARELLA INC More: the full row for AMBARELLA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,855 shares; 2015Q2: 475 shares; 2015Q3: 622 shares; 2015Q4: 2,262 shares; 2016Q1: 2,004 shares; 2016Q2: 2,019 shares; 2016Q3: 1,534 shares 1,534 $113K <0.01% -485 Timeline KIM KIMCO REALTY CORP More: the full row for KIMCO REALTY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 62 shares; 2015Q2: 62 shares; 2015Q3: 347 shares; 2015Q4: 4,259 shares; 2016Q1: 4,513 shares; 2016Q2: 3,876 shares; 2016Q3: 3,863 shares 3,863 $112K <0.01% -13 Timeline AIR AAR CORP More: the full row for AAR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 390 shares; 2015Q2: 335 shares; 2015Q3: 335 shares; 2015Q4: 335 shares; 2016Q1: 335 shares; 2016Q2: 285 shares; 2016Q3: 3,568 shares 3,568 $112K <0.01% +3,283 Timeline BFH BREAD FINANCIAL HOLDINGS INC More: the full row for BREAD FINANCIAL HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,281 shares; 2015Q2: 3,214 shares; 2015Q3: 202 shares; 2015Q4: 313 shares; 2016Q1: 335 shares; 2016Q2: 379 shares; 2016Q3: 520 shares 520 $112K <0.01% +141 Timeline ROBO EXCHANGE TRADED CONCEPTS TRU More: the full row for EXCHANGE TRADED CONCEPTS TRU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 500 shares; 2015Q2: 1,483 shares; 2015Q3: 3,378 shares; 2015Q4: 3,770 shares; 2016Q1: 4,031 shares; 2016Q2: 3,898 shares; 2016Q3: 3,937 shares 3,937 $112K <0.01% +39 Timeline WIP SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,571 shares; 2015Q2: 4,556 shares; 2015Q3: 4,556 shares; 2015Q4: 5,545 shares; 2016Q1: 1,074 shares; 2016Q2: 1,166 shares; 2016Q3: 1,969 shares 1,969 $112K <0.01% +803 Timeline XBGYX BLACKROCK ENHANCED INTL DIV More: the full row for BLACKROCK ENHANCED INTL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 700 shares; 2015Q2: 700 shares; 2015Q3: 750 shares; 2015Q4: 22,004 shares; 2016Q1: 22,640 shares; 2016Q2: 15,455 shares; 2016Q3: 18,852 shares 18,852 $112K <0.01% +3,397 Timeline HII HUNTINGTON INGALLS INDS INC More: the full row for HUNTINGTON INGALLS INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 338 shares; 2015Q2: 477 shares; 2015Q3: 477 shares; 2015Q4: 613 shares; 2016Q1: 6,685 shares; 2016Q2: 623 shares; 2016Q3: 724 shares 724 $111K <0.01% +101 Timeline HP HELMERICH & PAYNE INC More: the full row for HELMERICH & PAYNE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 457 shares; 2015Q2: 10,324 shares; 2015Q3: 848 shares; 2015Q4: 1,525 shares; 2016Q1: 1,797 shares; 2016Q2: 2,018 shares; 2016Q3: 1,643 shares 1,643 $111K <0.01% -375 Timeline IQI INVESCO QUALITY MUN INCOME T More: the full row for INVESCO QUALITY MUN INCOME T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,715 shares; 2015Q2: 4,330 shares; 2015Q3: 4,330 shares; 2015Q4: 5,706 shares; 2016Q1: 5,706 shares; 2016Q2: 7,975 shares; 2016Q3: 8,035 shares 8,035 $111K <0.01% +60 Timeline PHYSICIANS REALTY TRUST PHYSICIANS REALTY TRUST More: the full row for PHYSICIANS REALTY TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,000 shares; 2015Q4: 5,000 shares; 2016Q1: 5,183 shares; 2016Q2: 5,150 shares; 2016Q3: 5,101 shares 5,101 $110K <0.01% -49 NUVEEN DIVERSIFIED DIVID & I NUVEEN DIVERSIFIED DIVID & I More: the full row for NUVEEN DIVERSIFIED DIVID & I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,885 shares; 2015Q2: 3,885 shares; 2015Q3: 7,085 shares; 2015Q4: 4,917 shares; 2016Q1: 5,322 shares; 2016Q2: 9,362 shares; 2016Q3: 9,386 shares 9,386 $110K <0.01% +24 PGR PROGRESSIVE CORP More: the full row for PROGRESSIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 181 shares; 2015Q2: 181 shares; 2015Q3: 234 shares; 2015Q4: 1,423 shares; 2016Q1: 1,026 shares; 2016Q2: 2,512 shares; 2016Q3: 3,447 shares 3,447 $109K <0.01% +935 Timeline CASY CASEYS GEN STORES INC More: the full row for CASEYS GEN STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35 shares; 2015Q2: 36 shares; 2015Q3: 59 shares; 2015Q4: 449 shares; 2016Q1: 531 shares; 2016Q2: 1,000 shares; 2016Q3: 909 shares 909 $109K <0.01% -91 Timeline SGI SOMNIGROUP INTERNATIONAL INC More: the full row for SOMNIGROUP INTERNATIONAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6 shares; 2015Q2: 10 shares; 2015Q3: 27 shares; 2015Q4: 1,344 shares; 2016Q1: 1,429 shares; 2016Q2: 1,445 shares; 2016Q3: 1,928 shares 1,928 $109K <0.01% +483 Timeline ITRI ITRON INC More: the full row for ITRON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 252 shares; 2015Q2: 140 shares; 2015Q3: 84 shares; 2015Q4: 111 shares; 2016Q1: 55 shares; 2016Q2: 9 shares; 2016Q3: 1,955 shares 1,955 $109K <0.01% +1,946 Timeline KEY KEYCORP More: the full row for KEYCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,409 shares; 2015Q2: 2,129 shares; 2015Q3: 2,268 shares; 2015Q4: 5,492 shares; 2016Q1: 5,918 shares; 2016Q2: 8,133 shares; 2016Q3: 8,993 shares 8,993 $109K <0.01% +860 Timeline LKQ LKQ CORP More: the full row for LKQ CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 528 shares; 2015Q2: 689 shares; 2015Q3: 1,041 shares; 2015Q4: 3,124 shares; 2016Q1: 3,457 shares; 2016Q2: 1,990 shares; 2016Q3: 3,084 shares 3,084 $109K <0.01% +1,094 Timeline IDXX IDEXX LABS INC More: the full row for IDEXX LABS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 286 shares; 2015Q2: 572 shares; 2015Q3: 572 shares; 2015Q4: 1,324 shares; 2016Q1: 830 shares; 2016Q2: 837 shares; 2016Q3: 964 shares 964 $109K <0.01% +127 Timeline EVN EATON VANCE MUN INCOME TR More: the full row for EATON VANCE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 525 shares; 2015Q2: 841 shares; 2015Q3: 525 shares; 2015Q4: 5,679 shares; 2016Q1: 6,601 shares; 2016Q2: 7,187 shares; 2016Q3: 7,642 shares 7,642 $109K <0.01% +455 Timeline FDD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,540 shares; 2015Q2: 6,011 shares; 2015Q3: 6,577 shares; 2015Q4: 13,262 shares; 2016Q1: 11,572 shares; 2016Q2: 15,174 shares; 2016Q3: 9,188 shares 9,188 $109K <0.01% -5,986 Timeline SCANA CORP NEW SCANA CORP NEW More: the full row for SCANA CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,745 shares; 2015Q2: 1,791 shares; 2015Q3: 1,841 shares; 2015Q4: 17,402 shares; 2016Q1: 16,910 shares; 2016Q2: 1,529 shares; 2016Q3: 1,503 shares 1,503 $109K <0.01% -26 IGRO ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,137 shares 2,137 $108K <0.01% new Timeline OUNZ VANECK MERK GOLD ETF More: the full row for VANECK MERK GOLD ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,250 shares; 2016Q1: 8,250 shares; 2016Q2: 8,250 shares; 2016Q3: 8,250 shares 8,250 $108K <0.01% 0 Timeline BXP BXP INC More: the full row for BXP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8 shares; 2015Q2: 208 shares; 2015Q3: 268 shares; 2015Q4: 883 shares; 2016Q1: 876 shares; 2016Q2: 845 shares; 2016Q3: 792 shares 792 $108K <0.01% -53 Timeline AFB ALLIANCEBERNSTEIN NATL MUN I More: the full row for ALLIANCEBERNSTEIN NATL MUN I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,750 shares; 2015Q2: 8,615 shares; 2015Q3: 8,615 shares; 2015Q4: 20,720 shares; 2016Q1: 23,365 shares; 2016Q2: 9,712 shares; 2016Q3: 7,335 shares 7,335 $108K <0.01% -2,377 Timeline HQL ABRDN LIFE SCIENCES INVESTOR More: the full row for ABRDN LIFE SCIENCES INVESTOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,459 shares; 2015Q2: 940 shares; 2015Q3: 958 shares; 2015Q4: 8,529 shares; 2016Q1: 13,804 shares; 2016Q2: 8,923 shares; 2016Q3: 5,750 shares 5,750 $108K <0.01% -3,173 Timeline CDK GLOBAL INC CDK GLOBAL INC More: the full row for CDK GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,544 shares; 2015Q2: 1,335 shares; 2015Q3: 880 shares; 2015Q4: 2,342 shares; 2016Q1: 2,587 shares; 2016Q2: 2,264 shares; 2016Q3: 1,883 shares 1,883 $108K <0.01% -381 Powershs Db US Dollar Tr Powershs Db US Dollar Tr More: the full row for Powershs Db US Dollar Tr Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 465 shares; 2015Q2: 465 shares; 2015Q3: 365 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 452 shares; 2016Q3: 4,902 shares 4,902 $108K <0.01% +4,450 IGF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 241 shares; 2015Q2: 580 shares; 2015Q3: 699 shares; 2015Q4: 2,305 shares; 2016Q1: 2,142 shares; 2016Q2: 2,215 shares; 2016Q3: 2,568 shares 2,568 $107K <0.01% +353 Timeline LULU LULULEMON ATHLETICA INC More: the full row for LULULEMON ATHLETICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,558 shares; 2015Q2: 1,191 shares; 2015Q3: 1,049 shares; 2015Q4: 2,150 shares; 2016Q1: 2,144 shares; 2016Q2: 2,171 shares; 2016Q3: 1,753 shares 1,753 $107K <0.01% -418 Timeline UBSI UNITED BANKSHARES INC WEST V More: the full row for UNITED BANKSHARES INC WEST V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60 shares; 2015Q2: 60 shares; 2015Q3: 60 shares; 2015Q4: 1,551 shares; 2016Q1: 143 shares; 2016Q2: 2,862 shares; 2016Q3: 2,852 shares 2,852 $107K <0.01% -10 Timeline STT STATE STR CORP More: the full row for STATE STR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,187 shares; 2015Q2: 1,210 shares; 2015Q3: 1,205 shares; 2015Q4: 2,503 shares; 2016Q1: 1,971 shares; 2016Q2: 1,826 shares; 2016Q3: 1,536 shares 1,536 $107K <0.01% -290 Timeline HDB HDFC BANK LTD More: the full row for HDFC BANK LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 715 shares; 2015Q2: 603 shares; 2015Q3: 670 shares; 2015Q4: 715 shares; 2016Q1: 1,438 shares; 2016Q2: 1,457 shares; 2016Q3: 1,485 shares 1,485 $107K <0.01% +28 Timeline BTT BLACKROCK MUN TARGET TERM TR More: the full row for BLACKROCK MUN TARGET TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,452 shares; 2015Q2: 6,791 shares; 2015Q3: 7,636 shares; 2015Q4: 7,286 shares; 2016Q1: 10,398 shares; 2016Q2: 5,152 shares; 2016Q3: 4,403 shares 4,403 $107K <0.01% -749 Timeline ROCK GIBRALTAR INDS INC More: the full row for GIBRALTAR INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 9 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 150 shares; 2016Q3: 2,873 shares 2,873 $107K <0.01% +2,723 Timeline BFOR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,313 shares; 2016Q1: 3,313 shares; 2016Q2: 3,379 shares; 2016Q3: 3,313 shares 3,313 $107K <0.01% -66 Timeline POWERSHARES ETF TRUST DYN L… POWERSHARES ETF TRUST DYN LSR More: the full row for POWERSHARES ETF TRUST DYN LSR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,072 shares; 2015Q2: 2,639 shares; 2015Q3: 2,310 shares; 2015Q4: 4,569 shares; 2016Q1: 4,778 shares; 2016Q2: 4,778 shares; 2016Q3: 2,996 shares 2,996 $107K <0.01% -1,782 GRMN GARMIN LTD More: the full row for GARMIN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 795 shares; 2015Q2: 164 shares; 2015Q3: 628 shares; 2015Q4: 1,052 shares; 2016Q1: 1,415 shares; 2016Q2: 2,157 shares; 2016Q3: 2,209 shares 2,209 $106K <0.01% +52 Timeline E ENI SPA More: the full row for ENI SPA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: 1,782 shares; 2016Q1: 929 shares; 2016Q2: 1,904 shares; 2016Q3: 3,662 shares 3,662 $106K <0.01% +1,758 Timeline NAT NORDIC AMERICAN TANKERS LIMI More: the full row for NORDIC AMERICAN TANKERS LIMI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,815 shares; 2015Q2: 6,254 shares; 2015Q3: 8,406 shares; 2015Q4: 9,853 shares; 2016Q1: 9,564 shares; 2016Q2: 10,396 shares; 2016Q3: 10,530 shares 10,530 $106K <0.01% +134 Timeline BGX BLACKSTONE LONG SHORT CR INC More: the full row for BLACKSTONE LONG SHORT CR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: 400 shares; 2015Q3: 400 shares; 2015Q4: 6,831 shares; 2016Q1: 6,831 shares; 2016Q2: 6,831 shares; 2016Q3: 6,831 shares 6,831 $106K <0.01% 0 Timeline WADDELL & REED FINL INC WADDELL & REED FINL INC More: the full row for WADDELL & REED FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 2,361 shares; 2015Q3: 2,661 shares; 2015Q4: 3,050 shares; 2016Q1: 2,522 shares; 2016Q2: 5,748 shares; 2016Q3: 5,837 shares 5,837 $106K <0.01% +89 CLEARBRIDGE MLP AND MIDSTRM CLEARBRIDGE MLP AND MIDSTRM More: the full row for CLEARBRIDGE MLP AND MIDSTRM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,097 shares; 2015Q2: 22,163 shares; 2015Q3: 17,177 shares; 2015Q4: 19,872 shares; 2016Q1: 9,872 shares; 2016Q2: 9,546 shares; 2016Q3: 6,546 shares 6,546 $106K <0.01% -3,000 KANSAS CITY SOUTHERN KANSAS CITY SOUTHERN More: the full row for KANSAS CITY SOUTHERN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,470 shares; 2015Q2: 1,245 shares; 2015Q3: 885 shares; 2015Q4: 1,417 shares; 2016Q1: 1,168 shares; 2016Q2: 1,482 shares; 2016Q3: 1,132 shares 1,132 $106K <0.01% -350 GREAT PLAINS ENERGY INC GREAT PLAINS ENERGY INC More: the full row for GREAT PLAINS ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,385 shares; 2015Q2: 6,654 shares; 2015Q3: 3,419 shares; 2015Q4: 4,286 shares; 2016Q1: 4,046 shares; 2016Q2: 4,037 shares; 2016Q3: 3,877 shares 3,877 $106K <0.01% -160 INNERWORKINGS INC INNERWORKINGS INC More: the full row for INNERWORKINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 125 shares; 2015Q4: 236 shares; 2016Q1: 236 shares; 2016Q2: 236 shares; 2016Q3: 11,212 shares 11,212 $106K <0.01% +10,976 TEX TEREX CORP NEW More: the full row for TEREX CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 630 shares; 2015Q2: 7,070 shares; 2015Q3: 6,021 shares; 2015Q4: 7,684 shares; 2016Q1: 5,249 shares; 2016Q2: 5,260 shares; 2016Q3: 4,144 shares 4,144 $105K <0.01% -1,116 Timeline FLEX FLEX LTD More: the full row for FLEX LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,097 shares; 2015Q2: 230 shares; 2015Q3: not reported; 2015Q4: 71,706 shares; 2016Q1: 98,178 shares; 2016Q2: 37,884 shares; 2016Q3: 7,688 shares 7,688 $105K <0.01% -30,196 Timeline FTV FORTIVE CORP More: the full row for FORTIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,051 shares 2,051 $105K <0.01% new Timeline EDGIO INC EDGIO INC More: the full row for EDGIO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,000 shares; 2016Q1: 9,000 shares; 2016Q2: 50,250 shares; 2016Q3: 56,250 shares 56,250 $105K <0.01% +6,000 PENNEY J C INC PENNEY J C INC More: the full row for PENNEY J C INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30,090 shares; 2015Q2: 27,290 shares; 2015Q3: 25,040 shares; 2015Q4: 20,001 shares; 2016Q1: 15,540 shares; 2016Q2: 13,040 shares; 2016Q3: 11,349 shares 11,349 $105K <0.01% -1,691 CREDIT SUISSE NASSAU BRH CREDIT SUISSE NASSAU BRH More: the full row for CREDIT SUISSE NASSAU BRH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,930 shares 3,930 $105K <0.01% new IT GARTNER INC More: the full row for GARTNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 189 shares; 2015Q2: 151 shares; 2015Q3: 153 shares; 2015Q4: 1,154 shares; 2016Q1: 1,109 shares; 2016Q2: 1,169 shares; 2016Q3: 1,171 shares 1,171 $104K <0.01% +2 Timeline AYI ACUITY INC More: the full row for ACUITY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 232 shares; 2015Q2: 592 shares; 2015Q3: 199 shares; 2015Q4: 201 shares; 2016Q1: 215 shares; 2016Q2: 432 shares; 2016Q3: 391 shares 391 $104K <0.01% -41 Timeline LNC LINCOLN NATL CORP IND More: the full row for LINCOLN NATL CORP IND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,011 shares; 2015Q2: 1,670 shares; 2015Q3: 1,993 shares; 2015Q4: 3,548 shares; 2016Q1: 2,220 shares; 2016Q2: 3,631 shares; 2016Q3: 2,210 shares 2,210 $104K <0.01% -1,421 Timeline LAM RESEARCH CORP LAM RESEARCH CORP More: the full row for LAM RESEARCH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 71 shares; 2015Q2: 580 shares; 2015Q3: 299 shares; 2015Q4: 1,133 shares; 2016Q1: 856 shares; 2016Q2: 781 shares; 2016Q3: 1,095 shares 1,095 $104K <0.01% +314 QVAL EA SERIES TRUST More: the full row for EA SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 8,184 shares; 2015Q3: 8,892 shares; 2015Q4: 10,472 shares; 2016Q1: 9,371 shares; 2016Q2: 9,477 shares; 2016Q3: 4,476 shares 4,476 $104K <0.01% -5,001 Timeline VIOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 286 shares; 2016Q2: 293 shares; 2016Q3: 876 shares 876 $103K <0.01% +583 Timeline ORI OLD REP INTL CORP More: the full row for OLD REP INTL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50 shares; 2015Q2: 167 shares; 2015Q3: 167 shares; 2015Q4: 1,791 shares; 2016Q1: 727 shares; 2016Q2: 5,809 shares; 2016Q3: 5,866 shares 5,866 $103K <0.01% +57 Timeline TTMI TTM TECHNOLOGIES INC More: the full row for TTM TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 235 shares; 2015Q2: 251 shares; 2015Q3: 235 shares; 2015Q4: 235 shares; 2016Q1: 235 shares; 2016Q2: not reported; 2016Q3: 9,008 shares 9,008 $103K <0.01% new Timeline POR PORTLAND GEN ELEC CO More: the full row for PORTLAND GEN ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,070 shares; 2015Q2: 2,255 shares; 2015Q3: 1,663 shares; 2015Q4: 3,175 shares; 2016Q1: 2,650 shares; 2016Q2: 2,534 shares; 2016Q3: 2,410 shares 2,410 $103K <0.01% -124 Timeline NFBK NORTHFIELD BANCORP INC DEL More: the full row for NORTHFIELD BANCORP INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 280 shares; 2015Q2: 280 shares; 2015Q3: 280 shares; 2015Q4: 6,332 shares; 2016Q1: 6,360 shares; 2016Q2: 6,391 shares; 2016Q3: 6,422 shares 6,422 $103K <0.01% +31 Timeline SBA COMMUNICATIONS CORP SBA COMMUNICATIONS CORP More: the full row for SBA COMMUNICATIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 160 shares; 2015Q2: 166 shares; 2015Q3: 157 shares; 2015Q4: 1,039 shares; 2016Q1: 904 shares; 2016Q2: 914 shares; 2016Q3: 920 shares 920 $103K <0.01% +6 HESKA CORP HESKA CORP More: the full row for HESKA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,894 shares 1,894 $103K <0.01% new POWERSHARES ETF TRUST HLTHC… POWERSHARES ETF TRUST HLTHCR S More: the full row for POWERSHARES ETF TRUST HLTHCR S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,455 shares; 2015Q2: 6,229 shares; 2015Q3: 17,133 shares; 2015Q4: 20,838 shares; 2016Q1: 6,134 shares; 2016Q2: 2,902 shares; 2016Q3: 1,953 shares 1,953 $103K <0.01% -949 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 100 shares; 2015Q4: 5,612 shares; 2016Q1: 5,173 shares; 2016Q2: 4,053 shares; 2016Q3: 3,957 shares 3,957 $103K <0.01% -96 GLADSTONE CAPITAL CORPORATI… GLADSTONE CAPITAL CORPORATION More: the full row for GLADSTONE CAPITAL CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,410 shares; 2015Q2: 708 shares; 2015Q3: 726 shares; 2015Q4: 789 shares; 2016Q1: 802 shares; 2016Q2: 12,986 shares; 2016Q3: 12,586 shares 12,586 $102K <0.01% -400 Mkt Vctrs J P Mrgn Em Mkt Vctrs J P Mrgn Em More: the full row for Mkt Vctrs J P Mrgn Em Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,049 shares; 2016Q3: 5,334 shares 5,334 $102K <0.01% +285 CONVERGYS CORP CONVERGYS CORP More: the full row for CONVERGYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 991 shares; 2016Q1: 1,594 shares; 2016Q2: 2,446 shares; 2016Q3: 3,364 shares 3,364 $102K <0.01% +918 WPP WPP PLC NEW More: the full row for WPP PLC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20 shares; 2015Q4: 204 shares; 2016Q1: 221 shares; 2016Q2: 731 shares; 2016Q3: 859 shares 859 $101K <0.01% +128 Timeline INFY INFOSYS LTD More: the full row for INFOSYS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 584 shares; 2015Q2: 1,308 shares; 2015Q3: 1,124 shares; 2015Q4: 1,124 shares; 2016Q1: 6,324 shares; 2016Q2: 6,377 shares; 2016Q3: 6,377 shares 6,377 $101K <0.01% 0 Timeline NI NISOURCE INC More: the full row for NISOURCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 515 shares; 2015Q2: 1,014 shares; 2015Q3: 1,001 shares; 2015Q4: 1,931 shares; 2016Q1: 2,865 shares; 2016Q2: 4,338 shares; 2016Q3: 4,182 shares 4,182 $101K <0.01% -156 Timeline DPG DUFF & PHELPS UTLITY AND INF More: the full row for DUFF & PHELPS UTLITY AND INF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,235 shares; 2015Q2: 6,954 shares; 2015Q3: 8,067 shares; 2015Q4: 7,187 shares; 2016Q1: 4,997 shares; 2016Q2: 6,266 shares; 2016Q3: 5,930 shares 5,930 $101K <0.01% -336 Timeline WSBC WESBANCO INC More: the full row for WESBANCO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,422 shares; 2015Q2: 2,938 shares; 2015Q3: 2,842 shares; 2015Q4: 10,106 shares; 2016Q1: 4,007 shares; 2016Q2: 3,857 shares; 2016Q3: 3,057 shares 3,057 $101K <0.01% -800 Timeline GEL GENESIS ENERGY L P More: the full row for GENESIS ENERGY L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,680 shares; 2015Q2: 3,415 shares; 2015Q3: 3,315 shares; 2015Q4: 3,672 shares; 2016Q1: 3,035 shares; 2016Q2: 2,754 shares; 2016Q3: 2,663 shares 2,663 $101K <0.01% -91 Timeline SEATTLE GENETICS INC SEATTLE GENETICS INC More: the full row for SEATTLE GENETICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30 shares; 2015Q2: 330 shares; 2015Q3: 330 shares; 2015Q4: 530 shares; 2016Q1: 625 shares; 2016Q2: 872 shares; 2016Q3: 1,866 shares 1,866 $101K <0.01% +994 POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,074 shares; 2015Q2: 11,141 shares; 2015Q3: 4,699 shares; 2015Q4: 9,670 shares; 2016Q1: 6,816 shares; 2016Q2: 6,439 shares; 2016Q3: 4,265 shares 4,265 $101K <0.01% -2,174 MAXWELL TECHNOLOGIES INC MAXWELL TECHNOLOGIES INC More: the full row for MAXWELL TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 300 shares; 2016Q1: 1,300 shares; 2016Q2: 18,500 shares; 2016Q3: 19,500 shares 19,500 $101K <0.01% +1,000 PKG PACKAGING CORP AMER More: the full row for PACKAGING CORP AMER Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 389 shares; 2015Q2: 340 shares; 2015Q3: 348 shares; 2015Q4: 1,186 shares; 2016Q1: 1,721 shares; 2016Q2: 1,188 shares; 2016Q3: 1,232 shares 1,232 $100K <0.01% +44 Timeline BGB BLACKSTONE STRATEGIC CRED 20 More: the full row for BLACKSTONE STRATEGIC CRED 20 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,221 shares; 2016Q1: 8,221 shares; 2016Q2: 6,721 shares; 2016Q3: 6,721 shares 6,721 $100K <0.01% 0 Timeline INVESCO MORTGAGE CAPITAL INC INVESCO MORTGAGE CAPITAL INC More: the full row for INVESCO MORTGAGE CAPITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,295 shares; 2015Q2: 5,251 shares; 2015Q3: 5,125 shares; 2015Q4: 4,445 shares; 2016Q1: 4,796 shares; 2016Q2: 5,049 shares; 2016Q3: 6,550 shares 6,550 $100K <0.01% +1,501 WESTROCK CO WESTROCK CO More: the full row for WESTROCK CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,203 shares; 2015Q4: 1,424 shares; 2016Q1: 1,277 shares; 2016Q2: 1,277 shares; 2016Q3: 2,060 shares 2,060 $100K <0.01% +783 RESTORATION HARDWARE HLDGS I RESTORATION HARDWARE HLDGS I More: the full row for RESTORATION HARDWARE HLDGS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 820 shares; 2015Q2: 1,717 shares; 2015Q3: 1,748 shares; 2015Q4: 1,646 shares; 2016Q1: 3,402 shares; 2016Q2: 3,828 shares; 2016Q3: 2,878 shares 2,878 $100K <0.01% -950 TRINSEO S A TRINSEO S A More: the full row for TRINSEO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,095 shares; 2016Q2: 1,903 shares; 2016Q3: 1,767 shares 1,767 $100K <0.01% -136 SMH VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,288 shares; 2016Q3: 1,419 shares 1,419 $99K <0.01% +131 Timeline FLC FLAHERTY & CRUMRINE TOTAL RE More: the full row for FLAHERTY & CRUMRINE TOTAL RE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 705 shares; 2015Q2: 705 shares; 2015Q3: 705 shares; 2015Q4: 5,835 shares; 2016Q1: 5,842 shares; 2016Q2: 5,339 shares; 2016Q3: 4,757 shares 4,757 $99K <0.01% -582 Timeline THQ ABRDN HEALTHCARE OPPORTUNITI More: the full row for ABRDN HEALTHCARE OPPORTUNITI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 510 shares; 2016Q1: 1,046 shares; 2016Q2: 1,046 shares; 2016Q3: 5,596 shares 5,596 $98K <0.01% +4,550 Timeline ALLE ALLEGION PLC More: the full row for ALLEGION PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 408 shares; 2015Q2: 314 shares; 2015Q3: 352 shares; 2015Q4: 1,192 shares; 2016Q1: 896 shares; 2016Q2: 1,327 shares; 2016Q3: 1,425 shares 1,425 $98K <0.01% +98 Timeline PRA HEALTH SCIENCES INC PRA HEALTH SCIENCES INC More: the full row for PRA HEALTH SCIENCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 993 shares; 2016Q2: 1,496 shares; 2016Q3: 1,740 shares 1,740 $98K <0.01% +244 ELECTRONICS FOR IMAGING INC ELECTRONICS FOR IMAGING INC More: the full row for ELECTRONICS FOR IMAGING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,011 shares; 2015Q2: 2,011 shares; 2015Q3: 2,011 shares; 2015Q4: 2,011 shares; 2016Q1: 2,011 shares; 2016Q2: 2,011 shares; 2016Q3: 2,011 shares 2,011 $98K <0.01% 0 DECK DECKERS OUTDOOR CORP More: the full row for DECKERS OUTDOOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 456 shares; 2015Q2: 468 shares; 2015Q3: 402 shares; 2015Q4: 1,806 shares; 2016Q1: 1,666 shares; 2016Q2: 1,666 shares; 2016Q3: 1,630 shares 1,630 $97K <0.01% -36 Timeline WEN WENDYS CO More: the full row for WENDYS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 130 shares; 2015Q2: 130 shares; 2015Q3: 130 shares; 2015Q4: 1,367 shares; 2016Q1: 6,019 shares; 2016Q2: 8,896 shares; 2016Q3: 9,021 shares 9,021 $97K <0.01% +125 Timeline CM CANADIAN IMPERIAL BANK OF CO More: the full row for CANADIAN IMPERIAL BANK OF CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 120 shares; 2015Q2: 1,040 shares; 2015Q3: 1,054 shares; 2015Q4: 1,211 shares; 2016Q1: 1,225 shares; 2016Q2: 1,232 shares; 2016Q3: 1,252 shares 1,252 $97K <0.01% +20 Timeline CSQ CALAMOS STRATEGIC TOTAL RETU More: the full row for CALAMOS STRATEGIC TOTAL RETU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,282 shares; 2015Q2: 8,958 shares; 2015Q3: 12,470 shares; 2015Q4: 11,987 shares; 2016Q1: 11,644 shares; 2016Q2: 12,350 shares; 2016Q3: 9,413 shares 9,413 $97K <0.01% -2,937 Timeline SPE SPECIAL OPPORTUNITIES FD INC More: the full row for SPECIAL OPPORTUNITIES FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16,538 shares; 2015Q3: 17,877 shares; 2015Q4: 21,250 shares; 2016Q1: 13,862 shares; 2016Q2: 13,259 shares; 2016Q3: 6,532 shares 6,532 $97K <0.01% -6,727 Timeline VIACOM INC VIACOM INC More: the full row for VIACOM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,597 shares; 2015Q2: 1,104 shares; 2015Q3: 846 shares; 2015Q4: 2,807 shares; 2016Q1: 3,213 shares; 2016Q2: 3,329 shares; 2016Q3: 2,549 shares 2,549 $97K <0.01% -780 BYLD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 800 shares; 2016Q1: 800 shares; 2016Q2: 3,005 shares; 2016Q3: 3,815 shares 3,815 $97K <0.01% +810 Timeline DREYFUS STRATEGIC MUN BD FD DREYFUS STRATEGIC MUN BD FD More: the full row for DREYFUS STRATEGIC MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,850 shares; 2015Q2: 7,075 shares; 2015Q3: 7,075 shares; 2015Q4: 8,798 shares; 2016Q1: 8,798 shares; 2016Q2: 13,114 shares; 2016Q3: 10,979 shares 10,979 $97K <0.01% -2,135 LAZARD WORLD DIVID & INCOME LAZARD WORLD DIVID & INCOME More: the full row for LAZARD WORLD DIVID & INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30 shares; 2015Q2: 23 shares; 2015Q3: 23 shares; 2015Q4: 23 shares; 2016Q1: 56 shares; 2016Q2: 3,324 shares; 2016Q3: 9,555 shares 9,555 $97K <0.01% +6,231 FFIV F5 INC More: the full row for F5 INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 495 shares; 2015Q2: 487 shares; 2015Q3: 529 shares; 2015Q4: 611 shares; 2016Q1: 802 shares; 2016Q2: 763 shares; 2016Q3: 767 shares 767 $96K <0.01% +4 Timeline ESS ESSEX PPTY TR INC More: the full row for ESSEX PPTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 119 shares; 2015Q2: 147 shares; 2015Q3: 168 shares; 2015Q4: 484 shares; 2016Q1: 642 shares; 2016Q2: 685 shares; 2016Q3: 431 shares 431 $96K <0.01% -254 Timeline OXFORD LANE CAP CORP OXFORD LANE CAP CORP More: the full row for OXFORD LANE CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 415 shares; 2015Q2: 415 shares; 2015Q3: 415 shares; 2015Q4: 10,610 shares; 2016Q1: 9,843 shares; 2016Q2: 9,843 shares; 2016Q3: 9,131 shares 9,131 $96K <0.01% -712 ENCANA CORP ENCANA CORP More: the full row for ENCANA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,628 shares; 2015Q2: 1,498 shares; 2015Q3: 1,389 shares; 2015Q4: 3,870 shares; 2016Q1: 4,840 shares; 2016Q2: 9,090 shares; 2016Q3: 9,174 shares 9,174 $96K <0.01% +84 RYDEX GUGGENHEIM RYDEX GUGGENHEIM More: the full row for RYDEX GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 735 shares; 2015Q2: 737 shares; 2015Q3: 840 shares; 2015Q4: 1,094 shares; 2016Q1: 1,099 shares; 2016Q2: 1,102 shares; 2016Q3: 1,105 shares 1,105 $96K <0.01% +3 PBA PEMBINA PIPELINE CORP More: the full row for PEMBINA PIPELINE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,780 shares; 2015Q2: 1,507 shares; 2015Q3: 1,507 shares; 2015Q4: 3,038 shares; 2016Q1: 4,164 shares; 2016Q2: 3,038 shares; 2016Q3: 3,128 shares 3,128 $95K <0.01% +90 Timeline TRGP TARGA RES CORP More: the full row for TARGA RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16 shares; 2015Q2: 486 shares; 2015Q3: 31 shares; 2015Q4: 98 shares; 2016Q1: 2,185 shares; 2016Q2: 2,142 shares; 2016Q3: 1,934 shares 1,934 $95K <0.01% -208 Timeline A AGILENT TECHNOLOGIES INC More: the full row for AGILENT TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,064 shares; 2015Q2: 1,039 shares; 2015Q3: 1,052 shares; 2015Q4: 1,759 shares; 2016Q1: 1,481 shares; 2016Q2: 1,393 shares; 2016Q3: 2,016 shares 2,016 $95K <0.01% +623 Timeline EZU ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,371 shares; 2015Q2: 3,697 shares; 2015Q3: 4,238 shares; 2015Q4: 5,824 shares; 2016Q1: 3,691 shares; 2016Q2: 2,652 shares; 2016Q3: 2,758 shares 2,758 $95K <0.01% +106 Timeline BLACKROCK MUNI INC TR II BLACKROCK MUNI INC TR II More: the full row for BLACKROCK MUNI INC TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,280 shares; 2015Q2: 2,230 shares; 2015Q3: 2,038 shares; 2015Q4: 10,726 shares; 2016Q1: 15,219 shares; 2016Q2: 5,639 shares; 2016Q3: 5,886 shares 5,886 $95K <0.01% +247 MEDLEY CAP CORP MEDLEY CAP CORP More: the full row for MEDLEY CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,313 shares; 2015Q2: 17,563 shares; 2015Q3: 19,094 shares; 2015Q4: 10,274 shares; 2016Q1: 10,274 shares; 2016Q2: 10,274 shares; 2016Q3: 12,474 shares 12,474 $95K <0.01% +2,200 Ishares Ibonds Dec Ishares Ibonds Dec More: the full row for Ishares Ibonds Dec Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,808 shares; 2016Q2: 3,787 shares; 2016Q3: 3,787 shares 3,787 $95K <0.01% 0 SLF SUN LIFE FINANCIAL INC. More: the full row for SUN LIFE FINANCIAL INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,961 shares; 2015Q2: 2,908 shares; 2015Q3: 2,583 shares; 2015Q4: 5,817 shares; 2016Q1: 5,819 shares; 2016Q2: 4,530 shares; 2016Q3: 2,883 shares 2,883 $94K <0.01% -1,647 Timeline EQL ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,500 shares; 2015Q2: 1,500 shares; 2015Q3: 850 shares; 2015Q4: 1,433 shares; 2016Q1: 1,383 shares; 2016Q2: 1,383 shares; 2016Q3: 1,584 shares 1,584 $94K <0.01% +201 Timeline XHS SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 445 shares; 2015Q2: 445 shares; 2015Q3: 660 shares; 2015Q4: 2,104 shares; 2016Q1: 1,758 shares; 2016Q2: 1,992 shares; 2016Q3: 1,701 shares 1,701 $94K <0.01% -291 Timeline MMLP MARTIN MIDSTREAM PRTNRS L P More: the full row for MARTIN MIDSTREAM PRTNRS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 600 shares; 2015Q2: 600 shares; 2015Q3: 1,100 shares; 2015Q4: 2,320 shares; 2016Q1: 3,370 shares; 2016Q2: 4,499 shares; 2016Q3: 4,678 shares 4,678 $94K <0.01% +179 Timeline Proshares Short S&P Proshares Short S&P More: the full row for Proshares Short S&P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,464 shares; 2016Q3: 2,464 shares 2,464 $94K <0.01% 0 SOXX ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 219 shares; 2015Q2: 180 shares; 2015Q3: 205 shares; 2015Q4: 205 shares; 2016Q1: 180 shares; 2016Q2: 507 shares; 2016Q3: 823 shares 823 $93K <0.01% +316 Timeline EXPE EXPEDIA GROUP INC More: the full row for EXPEDIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 757 shares; 2015Q2: 573 shares; 2015Q3: 585 shares; 2015Q4: 1,194 shares; 2016Q1: 1,275 shares; 2016Q2: 1,187 shares; 2016Q3: 796 shares 796 $93K <0.01% -391 Timeline FTHI FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,773 shares; 2015Q2: 6,176 shares; 2015Q3: 10,182 shares; 2015Q4: 12,949 shares; 2016Q1: 13,073 shares; 2016Q2: 15,718 shares; 2016Q3: 4,474 shares 4,474 $93K <0.01% -11,244 Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 238 shares; 2015Q2: 888 shares; 2015Q3: 163 shares; 2015Q4: 1,436 shares; 2016Q1: 1,436 shares; 2016Q2: 2,836 shares; 2016Q3: 2,816 shares 2,816 $93K <0.01% -20 WHITEWAVE FOODS COMPANY WHITEWAVE FOODS COMPANY More: the full row for WHITEWAVE FOODS COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,322 shares; 2015Q2: 1,391 shares; 2015Q3: 5,363 shares; 2015Q4: 6,406 shares; 2016Q1: 10,367 shares; 2016Q2: 9,441 shares; 2016Q3: 1,715 shares 1,715 $93K <0.01% -7,726 POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 616 shares; 2015Q2: 516 shares; 2015Q3: 516 shares; 2015Q4: 3,070 shares; 2016Q1: 4,272 shares; 2016Q2: 7,650 shares; 2016Q3: 4,346 shares 4,346 $93K <0.01% -3,304 BXMT BLACKSTONE MORTGAGE TRUST IN More: the full row for BLACKSTONE MORTGAGE TRUST IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 672 shares; 2015Q2: 827 shares; 2015Q3: 916 shares; 2015Q4: 2,412 shares; 2016Q1: 4,100 shares; 2016Q2: 4,100 shares; 2016Q3: 3,118 shares 3,118 $92K <0.01% -982 Timeline AKAM AKAMAI TECHNOLOGIES INC More: the full row for AKAMAI TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 503 shares; 2015Q2: 665 shares; 2015Q3: 595 shares; 2015Q4: 1,175 shares; 2016Q1: 1,586 shares; 2016Q2: 1,698 shares; 2016Q3: 1,728 shares 1,728 $92K <0.01% +30 Timeline WAT WATERS CORP More: the full row for WATERS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: 170 shares; 2015Q4: 170 shares; 2016Q1: 179 shares; 2016Q2: 528 shares; 2016Q3: 576 shares 576 $92K <0.01% +48 Timeline HTGC HERCULES CAPITAL INC More: the full row for HERCULES CAPITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 815 shares; 2015Q2: 815 shares; 2015Q3: 1,315 shares; 2015Q4: 5,320 shares; 2016Q1: 7,529 shares; 2016Q2: 6,697 shares; 2016Q3: 6,779 shares 6,779 $92K <0.01% +82 Timeline CQP CHENIERE ENERGY PARTNERS L P More: the full row for CHENIERE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 593 shares; 2015Q2: 1,878 shares; 2015Q3: 1,687 shares; 2015Q4: 3,184 shares; 2016Q1: 2,621 shares; 2016Q2: 3,108 shares; 2016Q3: 3,141 shares 3,141 $92K <0.01% +33 Timeline BUNGE LTD BUNGE LTD More: the full row for BUNGE LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 178 shares; 2015Q2: 178 shares; 2015Q3: 239 shares; 2015Q4: 1,815 shares; 2016Q1: 1,645 shares; 2016Q2: 1,556 shares; 2016Q3: 1,556 shares 1,556 $92K <0.01% 0 CYPRESS SEMICONDUCTOR CORP CYPRESS SEMICONDUCTOR CORP More: the full row for CYPRESS SEMICONDUCTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,400 shares; 2015Q2: 1,400 shares; 2015Q3: 2,000 shares; 2015Q4: 9,538 shares; 2016Q1: 9,588 shares; 2016Q2: 9,138 shares; 2016Q3: 7,554 shares 7,554 $92K <0.01% -1,584 MXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 514 shares; 2015Q2: 785 shares; 2015Q3: 866 shares; 2015Q4: 1,575 shares; 2016Q1: 1,400 shares; 2016Q2: 1,543 shares; 2016Q3: 1,713 shares 1,713 $92K <0.01% +170 Timeline SPIRIT AIRLS INC SPIRIT AIRLS INC More: the full row for SPIRIT AIRLS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 418 shares; 2015Q2: 850 shares; 2015Q3: 838 shares; 2015Q4: 1,625 shares; 2016Q1: 1,633 shares; 2016Q2: 1,209 shares; 2016Q3: 2,155 shares 2,155 $92K <0.01% +946 STAPLES INC STAPLES INC More: the full row for STAPLES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,618 shares; 2015Q2: 7,631 shares; 2015Q3: 8,510 shares; 2015Q4: 13,435 shares; 2016Q1: 13,162 shares; 2016Q2: 11,736 shares; 2016Q3: 10,814 shares 10,814 $92K <0.01% -922 LIBERTY INTERACTIVE CORP LIBERTY INTERACTIVE CORP More: the full row for LIBERTY INTERACTIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 518 shares; 2015Q2: 409 shares; 2015Q3: 801 shares; 2015Q4: 22,005 shares; 2016Q1: 32,888 shares; 2016Q2: 18,467 shares; 2016Q3: 4,613 shares 4,613 $92K <0.01% -13,854 POWERSHARES EXCHANGE TRADED POWERSHARES EXCHANGE TRADED More: the full row for POWERSHARES EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 545 shares; 2015Q2: 545 shares; 2015Q3: 375 shares; 2015Q4: 1,752 shares; 2016Q1: 2,474 shares; 2016Q2: 2,834 shares; 2016Q3: 2,710 shares 2,710 $92K <0.01% -124 MTX MINERALS TECHNOLOGIES INC More: the full row for MINERALS TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 71 shares; 2015Q2: 69 shares; 2015Q3: 9 shares; 2015Q4: 1,286 shares; 2016Q1: 1,284 shares; 2016Q2: 1,283 shares; 2016Q3: 1,283 shares 1,283 $91K <0.01% 0 Timeline HBAN HUNTINGTON BANCSHARES INC More: the full row for HUNTINGTON BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,272 shares; 2015Q2: 6,559 shares; 2015Q3: 6,005 shares; 2015Q4: 9,910 shares; 2016Q1: 9,973 shares; 2016Q2: 9,452 shares; 2016Q3: 9,237 shares 9,237 $91K <0.01% -215 Timeline ADSK AUTODESK INC More: the full row for AUTODESK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 469 shares; 2015Q2: 286 shares; 2015Q3: 618 shares; 2015Q4: 578 shares; 2016Q1: 1,184 shares; 2016Q2: 1,306 shares; 2016Q3: 1,260 shares 1,260 $91K <0.01% -46 Timeline OPK OPKO HEALTH INC More: the full row for OPKO HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,314 shares; 2015Q2: 8,014 shares; 2015Q3: 6,555 shares; 2015Q4: 10,762 shares; 2016Q1: 9,212 shares; 2016Q2: 7,176 shares; 2016Q3: 8,589 shares 8,589 $91K <0.01% +1,413 Timeline WILLIAMS PARTNERS L P NEW WILLIAMS PARTNERS L P NEW More: the full row for WILLIAMS PARTNERS L P NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,235 shares; 2016Q1: 3,536 shares; 2016Q2: 2,474 shares; 2016Q3: 2,441 shares 2,441 $91K <0.01% -33 CCK CROWN HLDGS INC More: the full row for CROWN HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 761 shares; 2015Q2: 761 shares; 2015Q3: 713 shares; 2015Q4: 978 shares; 2016Q1: 998 shares; 2016Q2: 1,578 shares; 2016Q3: 1,588 shares 1,588 $90K <0.01% +10 Timeline VNO VORNADO RLTY TR More: the full row for VORNADO RLTY TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 546 shares; 2015Q2: 546 shares; 2015Q3: 612 shares; 2015Q4: 642 shares; 2016Q1: 625 shares; 2016Q2: 883 shares; 2016Q3: 887 shares 887 $90K <0.01% +4 Timeline EWH ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 313 shares; 2015Q2: 557 shares; 2015Q3: 557 shares; 2015Q4: 3,314 shares; 2016Q1: 3,914 shares; 2016Q2: 5,045 shares; 2016Q3: 4,057 shares 4,057 $90K <0.01% -988 Timeline AMN AMN HEALTHCARE SVCS INC More: the full row for AMN HEALTHCARE SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 100 shares; 2015Q3: not reported; 2015Q4: 27,296 shares; 2016Q1: 31,234 shares; 2016Q2: 3,016 shares; 2016Q3: 2,824 shares 2,824 $90K <0.01% -192 Timeline STERICYCLE INC STERICYCLE INC More: the full row for STERICYCLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,184 shares; 2015Q2: 1,368 shares; 2015Q3: 937 shares; 2015Q4: 1,907 shares; 2016Q1: 1,305 shares; 2016Q2: 1,037 shares; 2016Q3: 1,120 shares 1,120 $90K <0.01% +83 ROYAL BK SCOTLND GRP PLC ROYAL BK SCOTLND GRP PLC More: the full row for ROYAL BK SCOTLND GRP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 420 shares; 2015Q2: 950 shares; 2015Q3: 1,613 shares; 2015Q4: 2,320 shares; 2016Q1: 2,470 shares; 2016Q2: 3,520 shares; 2016Q3: 3,460 shares 3,460 $90K <0.01% -60 ASML ASML HLDG NV More: the full row for ASML HLDG NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 82 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 131 shares; 2016Q1: 51 shares; 2016Q2: 613 shares; 2016Q3: 809 shares 809 $89K <0.01% +196 Timeline ATO ATMOS ENERGY CORP More: the full row for ATMOS ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,748 shares; 2015Q2: 3,567 shares; 2015Q3: 2,411 shares; 2015Q4: 2,301 shares; 2016Q1: 1,395 shares; 2016Q2: 1,549 shares; 2016Q3: 1,202 shares 1,202 $89K <0.01% -347 Timeline RIO RIO TINTO PLC More: the full row for RIO TINTO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,017 shares; 2015Q2: 3,610 shares; 2015Q3: 2,309 shares; 2015Q4: 2,843 shares; 2016Q1: 2,880 shares; 2016Q2: 2,721 shares; 2016Q3: 2,677 shares 2,677 $89K <0.01% -44 Timeline XBKNX BLACKROCK INVEST QLTY MUNI More: the full row for BLACKROCK INVEST QLTY MUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,825 shares; 2015Q2: 4,275 shares; 2015Q3: 4,850 shares; 2015Q4: 13,078 shares; 2016Q1: 17,830 shares; 2016Q2: 10,056 shares; 2016Q3: 5,200 shares 5,200 $89K <0.01% -4,856 Timeline INPHI CORP INPHI CORP More: the full row for INPHI CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 160 shares; 2015Q2: 260 shares; 2015Q3: 260 shares; 2015Q4: 300 shares; 2016Q1: 350 shares; 2016Q2: 550 shares; 2016Q3: 2,035 shares 2,035 $89K <0.01% +1,485 MPA BLACKROCK MUNIYIELD PA QUALI More: the full row for BLACKROCK MUNIYIELD PA QUALI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,492 shares; 2015Q2: 5,589 shares; 2015Q3: 5,634 shares; 2015Q4: 5,663 shares; 2016Q1: 5,998 shares; 2016Q2: 5,513 shares; 2016Q3: 5,537 shares 5,537 $89K <0.01% +24 Timeline AMARIN CORP PLC AMARIN CORP PLC More: the full row for AMARIN CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,850 shares; 2015Q2: 16,850 shares; 2015Q3: 27,650 shares; 2015Q4: 26,350 shares; 2016Q1: 26,350 shares; 2016Q2: 23,950 shares; 2016Q3: 27,770 shares 27,770 $89K <0.01% +3,820 CHICAGO BRIDGE & IRON CO NV CHICAGO BRIDGE & IRON CO NV More: the full row for CHICAGO BRIDGE & IRON CO NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,285 shares; 2015Q2: 11,563 shares; 2015Q3: 8,013 shares; 2015Q4: 7,268 shares; 2016Q1: 5,771 shares; 2016Q2: 3,096 shares; 2016Q3: 3,161 shares 3,161 $89K <0.01% +65 MLM MARTIN MARIETTA MATLS INC More: the full row for MARTIN MARIETTA MATLS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 107 shares; 2015Q2: 133 shares; 2015Q3: 35 shares; 2015Q4: 89 shares; 2016Q1: 107 shares; 2016Q2: 422 shares; 2016Q3: 489 shares 489 $88K <0.01% +67 Timeline GAP GAP INC More: the full row for GAP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,799 shares; 2015Q2: 1,832 shares; 2015Q3: 1,834 shares; 2015Q4: 1,724 shares; 2016Q1: 2,620 shares; 2016Q2: 3,349 shares; 2016Q3: 3,956 shares 3,956 $88K <0.01% +607 Timeline BXSY BEXIL INVESTMENT TRUST More: the full row for BEXIL INVESTMENT TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,284 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,955 shares; 2016Q1: 11,024 shares; 2016Q2: 11,055 shares; 2016Q3: 7,809 shares 7,809 $88K <0.01% -3,246 Timeline MFIN MEDALLION FINANCIAL CORP More: the full row for MEDALLION FINANCIAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 850 shares; 2016Q1: 4,045 shares; 2016Q2: 17,797 shares; 2016Q3: 21,019 shares 21,019 $88K <0.01% +3,222 Timeline BANK OF THE OZARKS BANK OF THE OZARKS More: the full row for BANK OF THE OZARKS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,866 shares; 2015Q2: 2,346 shares; 2015Q3: 2,426 shares; 2015Q4: 3,884 shares; 2016Q1: 2,564 shares; 2016Q2: 2,518 shares; 2016Q3: 2,299 shares 2,299 $88K <0.01% -219 APPLIED MICRO CIRCUITS CORP APPLIED MICRO CIRCUITS CORP More: the full row for APPLIED MICRO CIRCUITS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 7 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 12,700 shares 12,700 $88K <0.01% new POWERSHARES DB MULTISECT C POWERSHARES DB MULTISECT C More: the full row for POWERSHARES DB MULTISECT C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 100 shares; 2015Q3: 631 shares; 2015Q4: 6,806 shares; 2016Q1: 11,309 shares; 2016Q2: 11,980 shares; 2016Q3: 9,910 shares 9,910 $88K <0.01% -2,070 Dws Strategic Muni Incm Dws Strategic Muni Incm More: the full row for Dws Strategic Muni Incm Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,792 shares; 2016Q1: 4,792 shares; 2016Q2: 4,792 shares; 2016Q3: 6,125 shares 6,125 $88K <0.01% +1,333 ING ING GROEP N.V. More: the full row for ING GROEP N.V. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 175 shares; 2015Q2: 960 shares; 2015Q3: 4,275 shares; 2015Q4: 7,042 shares; 2016Q1: 9,261 shares; 2016Q2: 6,396 shares; 2016Q3: 7,042 shares 7,042 $87K <0.01% +646 Timeline