Skip to content
Disclosery

MSI Financial Services Inc

Follow

13F filer, CIK 1422771, Springfield, MA

MSI Financial Services Inc reported $2,917,133,000 across 4,101 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-13. Its ten largest share positions make up 14.41% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-16-020690

Period
2016-09-30
Reported value
$2.92B
Holdings
4,101
Top 10 weight
14.41%
New
245
Sold out
266

Largest buys vs the previous quarter

SecurityShares changeApprox. value
Guggenheim S&P 500 Equal We…added+329,403$27.5M
POWERSHARES ETF TR II S&P50…added+294,184$12.2M
TOTLadded+197,206$9.9M
POWERSHARES ETF TRUST DWA T…added+186,650$7.92M
EFAVadded+105,925$7.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IEFreduced-245,730-$27.5M
VYMreduced-113,815-$8.21M
AAPLreduced-63,005-$7.12M
IEIreduced-50,080-$6.34M
VBreduced-51,436-$6.28M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0000950123-16-020690, largest first. % of portfolio is the value over $2,917,133,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IMATION CORPIMATION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 210 shares; 2016Q1: 210 shares; 2016Q2: 210 shares; 2016Q3: 100 shares 100$00%-110Value filed as zero, left out of ratios.
ENDOCYTE INCENDOCYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 200 shares; 2016Q1: 200 shares; 2016Q2: 200 shares; 2016Q3: 100 shares 100$00%-100Value filed as zero, left out of ratios.
ULTRATECH INCULTRATECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10 shares; 2016Q1: 10 shares; 2016Q2: 10 shares; 2016Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.
CAREER EDUCATION CORPCAREER EDUCATION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40 shares; 2015Q2: 40 shares; 2015Q3: 40 shares; 2015Q4: 40 shares; 2016Q1: 40 shares; 2016Q2: 40 shares; 2016Q3: 40 shares 40$00%0Value filed as zero, left out of ratios.
PARKWAY PPTYS INCPARKWAY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3 shares; 2015Q2: 8 shares; 2015Q3: 27 shares; 2015Q4: 28 shares; 2016Q1: 8 shares; 2016Q2: 6 shares; 2016Q3: 5 shares 5$00%-1Value filed as zero, left out of ratios.
EXONE COEXONE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 175 shares; 2015Q2: 50 shares; 2015Q3: 50 shares; 2015Q4: 25 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
KINDER MORGAN INC DELKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 640 shares; 2015Q2: 704 shares; 2015Q3: 704 shares; 2015Q4: 1,097 shares; 2016Q1: 1,161 shares; 2016Q2: 1,865 shares; 2016Q3: 1,929 shares 1,929$00%+64Value filed as zero, left out of ratios.
KOSMOS ENERGY LTDKOSMOS ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 27 shares; 2016Q1: 27 shares; 2016Q2: 27 shares; 2016Q3: 27 shares 27$00%0Value filed as zero, left out of ratios.
QUANTUM CORPQUANTUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 100 shares; 2016Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
FBL FINL GROUP INCFBL FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 325 shares; 2016Q1: 325 shares; 2016Q2: 325 shares; 2016Q3: 1 shares 1$00%-324Value filed as zero, left out of ratios.
MONSTER WORLDWIDE INCMONSTER WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 1 shares; 2015Q3: 1 shares; 2015Q4: 1 shares; 2016Q1: 1 shares; 2016Q2: 1 shares; 2016Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
APOLLO GROUP INCAPOLLO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 355 shares; 2016Q1: 255 shares; 2016Q2: 360 shares; 2016Q3: 55 shares 55$00%-305Value filed as zero, left out of ratios.
RUBICON TECHNOLOGY INCRUBICON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 52 shares; 2015Q2: 52 shares; 2015Q3: 52 shares; 2015Q4: 52 shares; 2016Q1: 20 shares; 2016Q2: 20 shares; 2016Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.
XO GROUP INCXO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13 shares; 2016Q1: 13 shares; 2016Q2: 13 shares; 2016Q3: 13 shares 13$00%0Value filed as zero, left out of ratios.
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 500 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12 shares; 2016Q1: 56 shares; 2016Q2: 56 shares; 2016Q3: 12 shares 12$00%-44Value filed as zero, left out of ratios.
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 408 shares; 2015Q2: 414 shares; 2015Q3: 6 shares; 2015Q4: 256 shares; 2016Q1: 272 shares; 2016Q2: 22 shares; 2016Q3: 22 shares 22$00%0Value filed as zero, left out of ratios.
UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 66 shares; 2016Q2: 66 shares; 2016Q3: 66 shares 66$00%0Value filed as zero, left out of ratios.
NEVSUN RES LTDNEVSUN RES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 67 shares; 2016Q1: 67 shares; 2016Q2: 67 shares; 2016Q3: 67 shares 67$00%0Value filed as zero, left out of ratios.
CORELOGIC INCCORELOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5 shares; 2015Q2: 13 shares; 2015Q3: 55 shares; 2015Q4: 88 shares; 2016Q1: 174 shares; 2016Q2: 16 shares; 2016Q3: 11 shares 11$00%-5Value filed as zero, left out of ratios.
FINISH LINE/THE CL AFINISH LINE/THE CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17 shares; 2016Q1: 17 shares; 2016Q2: 17 shares; 2016Q3: 3 shares 3$00%-14Value filed as zero, left out of ratios.
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 11 shares; 2015Q3: 11 shares; 2015Q4: 11 shares; 2016Q1: 11 shares; 2016Q2: 11 shares; 2016Q3: 11 shares 11$00%0Value filed as zero, left out of ratios.
MTS SYSTEMS CORPMTS SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,765 shares; 2015Q2: 1,765 shares; 2015Q3: 1,765 shares; 2015Q4: 1,775 shares; 2016Q1: 1,775 shares; 2016Q2: 10 shares; 2016Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.
FIRST NBC BK HLDG CO COMFIRST NBC BK HLDG CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 5 shares; 2015Q3: 5 shares; 2015Q4: 5 shares; 2016Q1: 5 shares; 2016Q2: 5 shares; 2016Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
HHGREGG INCHHGREGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 200 shares; 2016Q1: 200 shares; 2016Q2: 200 shares; 2016Q3: 200 shares 200$00%0Value filed as zero, left out of ratios.
Tremor VideoTremor VideoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,519 shares; 2015Q2: 2,546 shares; 2015Q3: 2,538 shares; 2015Q4: 2 shares; 2016Q1: 1 shares; 2016Q2: 1 shares; 2016Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
ASHFORD HOSPITALITYASHFORD HOSPITALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 12 shares 12$00%newValue filed as zero, left out of ratios.
Galena Biopharma IncGalena Biopharma IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 590 shares; 2016Q1: 590 shares; 2016Q2: 590 shares; 2016Q3: 1,090 shares 1,090$00%+500Value filed as zero, left out of ratios.
OMEGA PROTEIN CORPOMEGA PROTEIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.
GUGGENHEIM ENHANCED EQUITY SGUGGENHEIM ENHANCED EQUITY SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13 shares; 2016Q1: 7 shares; 2016Q2: 7 shares; 2016Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.
HARRIS & HARRIS GROUP INCHARRIS & HARRIS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 35 shares; 2016Q1: 35 shares; 2016Q2: 35 shares; 2016Q3: 35 shares 35$00%0Value filed as zero, left out of ratios.
ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 120 shares; 2016Q1: 120 shares; 2016Q2: 120 shares; 2016Q3: 120 shares 120$00%0Value filed as zero, left out of ratios.
SANDRIDGE PERMIAN TRSANDRIDGE PERMIAN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 200 shares; 2015Q3: 100 shares; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 100 shares; 2016Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
REALNETWORKS INCREALNETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 62 shares; 2015Q2: 62 shares; 2015Q3: 62 shares; 2015Q4: 62 shares; 2016Q1: 62 shares; 2016Q2: 62 shares; 2016Q3: 62 shares 62$00%0Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2 shares; 2015Q2: 1 shares; 2015Q3: 1 shares; 2015Q4: 1 shares; 2016Q1: 4 shares; 2016Q2: 4 shares; 2016Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16 shares; 2015Q3: 116 shares; 2015Q4: 116 shares; 2016Q1: 16 shares; 2016Q2: 16 shares; 2016Q3: 16 shares 16$00%0Value filed as zero, left out of ratios.
GTX INCGTX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 201 shares; 2015Q2: 201 shares; 2015Q3: 201 shares; 2015Q4: 201 shares; 2016Q1: 201 shares; 2016Q2: 201 shares; 2016Q3: 601 shares 601$00%+400Value filed as zero, left out of ratios.
ERICKSON AIR-CRANE INCERICKSON AIR-CRANE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 6,300 shares; 2016Q1: 6,700 shares; 2016Q2: 6,700 shares; 2016Q3: 400 shares 400$00%-6,300Value filed as zero, left out of ratios.
GAIN CAPITAL HOLDINGS INCGAIN CAPITAL HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 11 shares 11$00%newValue filed as zero, left out of ratios.
PERNIX THERAPEUTICS HOLDINGSPERNIX THERAPEUTICS HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 69 shares; 2015Q2: 69 shares; 2015Q3: 69 shares; 2015Q4: 123 shares; 2016Q1: 123 shares; 2016Q2: 123 shares; 2016Q3: 123 shares 123$00%0Value filed as zero, left out of ratios.
COSI INCCOSI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,649 shares; 2016Q1: 1,649 shares; 2016Q2: 1,649 shares; 2016Q3: 1,649 shares 1,649$00%0Value filed as zero, left out of ratios.
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50 shares; 2015Q4: 50 shares; 2016Q1: 50 shares; 2016Q2: 50 shares; 2016Q3: 50 shares 50$00%0Value filed as zero, left out of ratios.
WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,004 shares; 2015Q2: 1,004 shares; 2015Q3: not reported; 2015Q4: 4 shares; 2016Q1: 4 shares; 2016Q2: 4 shares; 2016Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
MRV COMMUNICATIONS INCMRV COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10 shares; 2016Q2: 10 shares; 2016Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.
ELEPHANT TALK COMM CORPELEPHANT TALK COMM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2 shares; 2015Q2: 2 shares; 2015Q3: 2 shares; 2015Q4: 2 shares; 2016Q1: 2 shares; 2016Q2: 2 shares; 2016Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
SIFY TECHNOLOGIES LTDSIFY TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.
SPDR INDEX SHS FDSSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2 shares; 2015Q2: 2 shares; 2015Q3: 2 shares; 2015Q4: 52 shares; 2016Q1: 27 shares; 2016Q2: 27 shares; 2016Q3: 27 shares 27$00%0Value filed as zero, left out of ratios.
CURRENCYSHARES SINGAPORE DLRCURRENCYSHARES SINGAPORE DLRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 6 shares 6$00%newValue filed as zero, left out of ratios.
BROADVISION INCBROADVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5 shares; 2015Q2: 5 shares; 2015Q3: 5 shares; 2015Q4: 5 shares; 2016Q1: 5 shares; 2016Q2: 11 shares; 2016Q3: 5 shares 5$00%-6Value filed as zero, left out of ratios.
GLOBALSCAPE INCGLOBALSCAPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5 shares; 2016Q1: 5 shares; 2016Q2: 5 shares; 2016Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
CHINA BAK BATTERY INCCHINA BAK BATTERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 51 shares; 2015Q2: 51 shares; 2015Q3: 51 shares; 2015Q4: 51 shares; 2016Q1: 51 shares; 2016Q2: 51 shares; 2016Q3: 51 shares 51$00%0Value filed as zero, left out of ratios.
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13 shares; 2015Q2: 13 shares; 2015Q3: 13 shares; 2015Q4: 13 shares; 2016Q1: 13 shares; 2016Q2: 1 shares; 2016Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
COMMUNITYONE BANCORPCOMMUNITYONE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22 shares; 2015Q2: 22 shares; 2015Q3: 22 shares; 2015Q4: 22 shares; 2016Q1: 26 shares; 2016Q2: 22 shares; 2016Q3: 22 shares 22$00%0Value filed as zero, left out of ratios.
RMG Networks HldgsRMG Networks HldgsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 500 shares 500$00%newValue filed as zero, left out of ratios.
AETERNA ZENTARIS INCAETERNA ZENTARIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12 shares; 2016Q1: 12 shares; 2016Q2: 12 shares; 2016Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.
NOVABAY PHARMACEUTICALS INCNOVABAY PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 24 shares; 2016Q1: 24 shares; 2016Q2: 24 shares; 2016Q3: 24 shares 24$00%0Value filed as zero, left out of ratios.
TRAVELPORT WORLDWIDE LTDTRAVELPORT WORLDWIDE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5 shares 5$00%newValue filed as zero, left out of ratios.
LEJU HLDGS LTDLEJU HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3 shares; 2016Q1: 3 shares; 2016Q2: 3 shares; 2016Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
ENSYNC INC.ENSYNC INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares 300$00%0Value filed as zero, left out of ratios.
TENAX THERAPEUTICS INCTENAX THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 14 shares; 2016Q3: 14 shares 14$00%0Value filed as zero, left out of ratios.
BIOTIME INCBIOTIME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 40 shares; 2015Q3: 40 shares; 2015Q4: 40 shares; 2016Q1: 40 shares; 2016Q2: 40 shares; 2016Q3: 40 shares 40$00%0Value filed as zero, left out of ratios.
URANIUM RES INCURANIUM RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4 shares; 2016Q2: 4 shares; 2016Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
COVISINT CORPCOVISINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8 shares; 2015Q2: 8 shares; 2015Q3: 8 shares; 2015Q4: 8 shares; 2016Q1: 8 shares; 2016Q2: 8 shares; 2016Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 51 shares; 2016Q3: 51 shares 51$00%0Value filed as zero, left out of ratios.
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5 shares; 2016Q2: 5 shares; 2016Q3: 25 shares 25$00%+20Value filed as zero, left out of ratios.
DRAGONWAVE INCDRAGONWAVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 60 shares; 2016Q2: 60 shares; 2016Q3: 60 shares 60$00%0Value filed as zero, left out of ratios.
APTEVO THERAPEUTICS INCAPTEVO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 28 shares 28$00%newValue filed as zero, left out of ratios.
INTRAWEST RESORTS HLDGS INCINTRAWEST RESORTS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4 shares; 2015Q2: 12 shares; 2015Q3: 39 shares; 2015Q4: 11 shares; 2016Q1: 6 shares; 2016Q2: 5,927 shares; 2016Q3: 6 shares 6$00%-5,921Value filed as zero, left out of ratios.
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 8 shares; 2016Q2: 8 shares; 2016Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.
BIOCEPT INCBIOCEPT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 166 shares 166$00%newValue filed as zero, left out of ratios.
OCEAN PWR TECHNOLOGIES INCOCEAN PWR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 106 shares; 2016Q1: 106 shares; 2016Q2: 45 shares; 2016Q3: 45 shares 45$00%0Value filed as zero, left out of ratios.
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4 shares; 2016Q2: 3 shares; 2016Q3: 6 shares 6$00%+3Value filed as zero, left out of ratios.
STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 204 shares; 2016Q3: 152 shares 152$00%-52Value filed as zero, left out of ratios.
AFIIQARMSTRONG FLOORING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 16 shares; 2016Q3: 5 shares 5$00%-11Value filed as zero, left out of ratios.Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10 shares 10$00%newValue filed as zero, left out of ratios.
COMMERCEHUB INCCOMMERCEHUB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 16 shares 16$00%newValue filed as zero, left out of ratios.
LA QUINTA HLDGS INCLA QUINTA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3 shares; 2015Q2: 156 shares; 2015Q3: 168 shares; 2015Q4: 171 shares; 2016Q1: 11 shares; 2016Q2: 6 shares; 2016Q3: 4 shares 4$00%-2Value filed as zero, left out of ratios.
ASTERIAS BIOTHERAPEUTICS INCASTERIAS BIOTHERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 34 shares; 2015Q3: 34 shares; 2015Q4: 34 shares; 2016Q1: 34 shares; 2016Q2: 34 shares; 2016Q3: 34 shares 34$00%0Value filed as zero, left out of ratios.
ACTUA CORPORATIONACTUA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5 shares; 2015Q2: 5 shares; 2015Q3: 5 shares; 2015Q4: 7 shares; 2016Q1: 7 shares; 2016Q2: 7 shares; 2016Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.
CIVEO CORP CDACIVEO CORP CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 40 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.
StemCells, Inc.StemCells, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5 shares; 2016Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
Asterias Biothera 16 WtsAsterias Biothera 16 WtsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6 shares; 2016Q3: 6 shares 6$00%0Value filed as zero, left out of ratios.
CAPRICOR THERAPEUTICS INCCAPRICOR THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11 shares; 2016Q1: 11 shares; 2016Q2: 11 shares; 2016Q3: 11 shares 11$00%0Value filed as zero, left out of ratios.
VICAL INCVICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 50 shares; 2016Q3: 50 shares 50$00%0Value filed as zero, left out of ratios.
NIMBLE STORAGE INCNIMBLE STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 27 shares; 2015Q3: 95 shares; 2015Q4: 44 shares; 2016Q1: 33 shares; 2016Q2: 29 shares; 2016Q3: 29 shares 29$00%0Value filed as zero, left out of ratios.
TERRAVIA HOLDINTERRAVIA HOLDINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 260 shares; 2016Q3: 160 shares 160$00%-100Value filed as zero, left out of ratios.
FORM HLDGS CORP COMFORM HLDGS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 100 shares; 2016Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
MODUSLINK GLOBAL SOLUTIONS …MODUSLINK GLOBAL SOLUTIONS INC CO…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 7 shares; 2015Q3: 7 shares; 2015Q4: 7 shares; 2016Q1: 7 shares; 2016Q2: 7 shares; 2016Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.
TURTLE BEACH CORP COMTURTLE BEACH CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 90 shares 90$00%newValue filed as zero, left out of ratios.
OREXIGEN THERAPEUTICS INC C…OREXIGEN THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 47 shares 47$00%newValue filed as zero, left out of ratios.
OCEAN RIG UDW INC SHSOCEAN RIG UDW INC SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 17 shares; 2016Q3: 17 shares 17$00%0Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2 shares; 2015Q4: 9 shares; 2016Q1: 9 shares; 2016Q2: 33 shares; 2016Q3: 9 shares 9$00%-24Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2 shares; 2015Q4: 9 shares; 2016Q1: 9 shares; 2016Q2: 32 shares; 2016Q3: 9 shares 9$00%-23Value filed as zero, left out of ratios.
TOKAI PHARMACEUTICALS INC C…TOKAI PHARMACEUTICALS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares 300$00%0Value filed as zero, left out of ratios.
YIELD10 BIOSCIENCE INC COMYIELD10 BIOSCIENCE INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 400 shares; 2015Q4: 425 shares; 2016Q1: 425 shares; 2016Q2: 425 shares; 2016Q3: 425 shares 425$00%0Value filed as zero, left out of ratios.
PACIFIC DRILLING SA LUXEMBO…PACIFIC DRILLING SA LUXEMBOURG SH…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20 shares; 2016Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.
PETROQUEST ENERGY INC COM N…PETROQUEST ENERGY INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25 shares; 2016Q3: 25 shares 25$00%0Value filed as zero, left out of ratios.
CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16 shares; 2015Q2: 16 shares; 2015Q3: 149 shares; 2015Q4: 149 shares; 2016Q1: 149 shares; 2016Q2: 149 shares; 2016Q3: 16 shares 16$00%-133Value filed as zero, left out of ratios.
DRYSHIPS INC COM NEWDRYSHIPS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 211 shares 211$00%newValue filed as zero, left out of ratios.
DEXTERA SURGICAL INC COMDEXTERA SURGICAL INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 100 shares; 2016Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
OCULUS INNOVATIVE SCIENCES IOCULUS INNOVATIVE SCIENCES IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 128 shares; 2016Q3: 88 shares 88$00%-40Value filed as zero, left out of ratios.
VENAXIS INCVENAXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1 shares; 2016Q2: 2 shares; 2016Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 266. All 266

SecurityShares beforeValue beforeType
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F32,123$1.42Mshares
E M C CORP MASSE M C CORP MASS39,067$1.06Mshares
STATE STREET SPDR PORTFOLIO…STATE STREET SPDR PORTFOLIO INTER…16,012$394Kshares
MEDIVATION INCMEDIVATION INC5,460$329Kshares
ROYAL BANK OF SCOTLAND GROU…ROYAL BANK OF SCOTLAND GROUP PLC12,967$327Kshares
ARM HLDGS PLCARM HLDGS PLC6,476$295Kshares
AGL RES INCAGL RES INC4,122$272Kshares
BABSON CAPITAL PARTICIPATIONBABSON CAPITAL PARTICIPATION17,214$254Kshares
TECKTECK RESOURCES LTD18,208$240Kshares
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INC19,478$234Kshares
SOVRAN SELF STORAGE INCSOVRAN SELF STORAGE INC2,216$233Kshares
NUVEEN PERFORMANCE PLUS MUNNUVEEN PERFORMANCE PLUS MUN11,944$197Kshares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD11,997$185Kshares
ROSE ROCK MIDSTREAM LPROSE ROCK MIDSTREAM LP6,306$166Kshares
PHARMERICA CORPPHARMERICA CORP6,515$161Kshares
ISLE OF CAPRI CASINOSISLE OF CAPRI CASINOS8,602$158Kshares
STARWOOD HOTELS&RESORTS WRLDSTARWOOD HOTELS&RESORTS WRLD2,099$156Kshares
TECO ENERGY INCTECO ENERGY INC5,660$156Kshares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD9,012$140Kshares
FISHER ENHANCED BIG CAP GRO…FISHER ENHANCED BIG CAP GROWTH ET…2,207$132Kshares
SPDR SERIES TRUSTSPDR SERIES TRUST1,866$124Kshares
NUVEEN INVT QUALITY MUN FD INUVEEN INVT QUALITY MUN FD I7,338$123Kshares
QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD1,475$108Kshares
CBFVCB FINL SVCS INC4,575$97Kshares
TYCO INTL PLCTYCO INTL PLC2,245$95Kshares
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FD5,235$81Kshares
AshlandAshland687$79Kshares
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC5,322$77Kshares
SIGISELECTIVE INS GROUP INC2,000$76Kshares
ZEUSOLYMPIC STEEL INC2,673$73Kshares
FTD COS INCFTD COS INC2,943$73Kshares
UVSPUNIVEST FINANCIAL CORPORATIO3,231$68Kshares
U.S. AUTO PARTS NETWORK INCU.S. AUTO PARTS NETWORK INC16,973$67Kshares
MULTI FINELINE ELECTRONIX INMULTI FINELINE ELECTRONIX IN2,816$65Kshares
BABSON CAPITAL CORPORATE INVBABSON CAPITAL CORPORATE INV3,617$65Kshares
COLUMBIA PIPELINE GROUP INCCOLUMBIA PIPELINE GROUP INC2,425$62Kshares
SPDR SERIES TRUSTSPDR SERIES TRUST2,414$61Kshares
IVY HIGH INCOME OPPORTUNITIEIVY HIGH INCOME OPPORTUNITIE4,398$60Kshares
BARCLAYS BK PLCBARCLAYS BK PLC2,234$57Kshares
FEI COFEI CO507$54Kshares
STATE STREETSTATE STREET2,482$48Kshares
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITY3,019$45Kshares
ISHARES TRISHARES TR1,019$44Kshares
CARDTRONICS INCCARDTRONICS INC1,063$42Kshares
OUTERWALL INCOUTERWALL INC951$40Kshares
BVNCOMPANIA DE MINAS BUENAVENTU3,284$39Kshares
ISHARES TRISHARES TR1,440$38Kshares
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG C4,007$36Kshares
NUVEEN ENHANCED MUNICIPAL V…NUVEEN ENHANCED MUNICIPAL VALU2,000$33Kshares
INTERNAP NETWORK SVCS CORPINTERNAP NETWORK SVCS CORP16,000$33Kshares
BWXTBWX TECHNOLOGIES INC803$29Kshares
MBTMOBILE TELESYSTEMS PJSC3,472$29Kshares
IHS INCIHS INC246$28Kshares
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO2,000$27Kshares
WESTERN ASSET GLB PTNRS INCOWESTERN ASSET GLB PTNRS INCO3,133$27Kshares
FIRST NIAGARA FINANCIAL GRO…FIRST NIAGARA FINANCIAL GROUP2,465$24Kshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II675$23Kshares
AVG TECHNOLOGIESAVG TECHNOLOGIES1,175$22Kshares
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …1,617$22Kshares
TAL INTERNATIONAL GROUPTAL INTERNATIONAL GROUP1,544$21Kshares
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N1,785$20Kshares
BABSON CAP GLB SHT DURHGH YLBABSON CAP GLB SHT DURHGH YL1,126$20Kshares
FIRST SOUTH BANCORP INC VAFIRST SOUTH BANCORP INC VA2,000$19Kshares
MSTRSTRATEGY INC100$18Kshares
WELLS FARGO & COWELLS FARGO & CO13$17Kshares
QUESTAR CORPQUESTAR CORP673$17Kshares
WISDOMTREE TRWISDOMTREE TR825$17Kshares
ANTHEM INCANTHEM INC9,000$16Kshares
PROSHARES TRPROSHARES TR943$16Kshares
ISHARES BAA-BAISHARES BAA-BA295$16Kshares
DOMINION RES INC VA NEWDOMINION RES INC VA NEW309$16Kshares
XL GROUP PLCXL GROUP PLC443$15Kshares
HYHGPROSHARES TR220$14Kshares
GDOWSTRN AST GLBL CORP OPP FD I844$14Kshares
WISDOMTREEWISDOMTREE622$14Kshares
TEVA PHARMACEUTICAL FIN LLCTEVA PHARMACEUTICAL FIN LLC11,000$14Kshares
WISDOMTREE TRUSTWISDOMTREE TRUST1,135$14Kshares
WISDOMTREE GLOBALWISDOMTREE GLOBAL858$14Kshares
ARES CAP CORPARES CAP CORP13,000$14Kshares
HYZDWISDOMTREE TR572$13Kshares
HATTERAS FINL CORPHATTERAS FINL CORP770$13Kshares
Female Health CompanyFemale Health Company10,325$13Kshares
POWERSHARES DB GOLD FUNDPOWERSHARES DB GOLD FUND300$13Kshares
RED HAT INCRED HAT INC11,000$13Kshares
ILLUMINA INCILLUMINA INC13,000$13Kshares
DEUTSCHE HIGH INCOME TR SHSDEUTSCHE HIGH INCOME TR SHS1,500$13Kshares
TGTXTG THERAPEUTICS INC2,000$12Kshares
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON950$12Kshares
PLUSEPLUS INC141$12Kshares
FLG-PUFLAGSTAR BANK NATIONAL ASSOC242$12Kshares
CARZFIRST TR EXCHANGE-TRADED FD390$12Kshares
CARDINAL FINANCIAL CORPCARDINAL FINANCIAL CORP565$12Kshares
OPUS BK IRVINE CALIFOPUS BK IRVINE CALIF350$12Kshares
AZTAAZENTA INC948$11Kshares
MARKIT LTDMARKIT LTD352$11Kshares
GENERAL MTRS COGENERAL MTRS CO585$11Kshares
SPDR INDEX SHS FDSSPDR INDEX SHS FDS209$11Kshares
TICC CAPITAL CORPTICC CAPITAL CORP2,000$11Kshares
LNKD .5 11/19LNKD .5 11/1911,000$11Kshares
BGC PARTNERS INCBGC PARTNERS INC10,000$10Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950123-16-020690 base2016-10-13acceptance time not in the bulk data set