MANH MANHATTAN ASSOCIATES INC More: the full row for MANHATTAN ASSOCIATES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 481 shares; 2016Q1: 648 shares; 2016Q2: 648 shares; 2016Q3: 648 shares 648 $37K <0.01% 0 Timeline BIP BROOKFIELD INFRASTRUCTURE PA More: the full row for BROOKFIELD INFRASTRUCTURE PA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,262 shares; 2015Q2: not reported; 2015Q3: 1,272 shares; 2015Q4: 1,756 shares; 2016Q1: 1,233 shares; 2016Q2: 275 shares; 2016Q3: 1,082 shares 1,082 $37K <0.01% +807 Timeline SA SEABRIDGE GOLD INC More: the full row for SEABRIDGE GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6,375 shares; 2016Q3: 3,375 shares 3,375 $37K <0.01% -3,000 Timeline SUPN SUPERNUS PHARMACEUTICALS More: the full row for SUPERNUS PHARMACEUTICALS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,500 shares; 2016Q3: 1,500 shares 1,500 $37K <0.01% 0 Timeline MZTI MARZETTI COMPANY More: the full row for MARZETTI COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 278 shares; 2016Q2: 278 shares; 2016Q3: 278 shares 278 $37K <0.01% 0 Timeline NHS NEUBERGER HIGH YIELD ST FD I More: the full row for NEUBERGER HIGH YIELD ST FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,118 shares; 2016Q1: 80 shares; 2016Q2: 80 shares; 2016Q3: 3,080 shares 3,080 $37K <0.01% +3,000 Timeline NEW MEDIA INVT GROUP INC NEW MEDIA INVT GROUP INC More: the full row for NEW MEDIA INVT GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 430 shares; 2015Q2: 122 shares; 2015Q3: 122 shares; 2015Q4: 280 shares; 2016Q1: 280 shares; 2016Q2: 280 shares; 2016Q3: 2,409 shares 2,409 $37K <0.01% +2,129 WASH WASHINGTON TR BANCORP INC More: the full row for WASHINGTON TR BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 15,083 shares; 2015Q4: 22,791 shares; 2016Q1: 25,146 shares; 2016Q2: 1,397 shares; 2016Q3: 923 shares 923 $37K <0.01% -474 Timeline COHEN & STEERS MLP INC & ENR COHEN & STEERS MLP INC & ENR More: the full row for COHEN & STEERS MLP INC & ENR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 500 shares; 2015Q2: 500 shares; 2015Q3: 500 shares; 2015Q4: 1,241 shares; 2016Q1: 4,733 shares; 2016Q2: 3,470 shares; 2016Q3: 3,470 shares 3,470 $37K <0.01% 0 STERIS LTD STERIS LTD More: the full row for STERIS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 253 shares; 2016Q1: 188 shares; 2016Q2: 154 shares; 2016Q3: 510 shares 510 $37K <0.01% +356 BOFI HOLDING INC BOFI HOLDING INC More: the full row for BOFI HOLDING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 590 shares; 2015Q2: 720 shares; 2015Q3: 1,070 shares; 2015Q4: 4,608 shares; 2016Q1: 2,656 shares; 2016Q2: 1,956 shares; 2016Q3: 1,667 shares 1,667 $37K <0.01% -289 AVX CORP NEW AVX CORP NEW More: the full row for AVX CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,105 shares; 2015Q2: 1,123 shares; 2015Q3: 991 shares; 2015Q4: 596 shares; 2016Q1: 2,341 shares; 2016Q2: 2,020 shares; 2016Q3: 2,698 shares 2,698 $37K <0.01% +678 PACHOLDER HIGH YIELD FD INC PACHOLDER HIGH YIELD FD INC More: the full row for PACHOLDER HIGH YIELD FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,125 shares; 2015Q2: 5,125 shares; 2015Q3: 5,156 shares; 2015Q4: 5,080 shares; 2016Q1: 5,131 shares; 2016Q2: 5,178 shares; 2016Q3: 5,222 shares 5,222 $37K <0.01% +44 EGA EMERGING GLOBAL SHS TR EGA EMERGING GLOBAL SHS TR More: the full row for EGA EMERGING GLOBAL SHS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,377 shares; 2016Q1: 1,397 shares; 2016Q2: 1,397 shares; 2016Q3: 2,031 shares 2,031 $37K <0.01% +634 DWS Mun Income Tr DWS Mun Income Tr More: the full row for DWS Mun Income Tr Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,660 shares; 2015Q2: 5,116 shares; 2015Q3: 5,129 shares; 2015Q4: 5,142 shares; 2016Q1: 5,155 shares; 2016Q2: 4,540 shares; 2016Q3: 2,647 shares 2,647 $37K <0.01% -1,893 FTNT FORTINET INC More: the full row for FORTINET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 251 shares; 2015Q2: 455 shares; 2015Q3: 587 shares; 2015Q4: 594 shares; 2016Q1: 1,140 shares; 2016Q2: 1,148 shares; 2016Q3: 981 shares 981 $36K <0.01% -167 Timeline L LOEWS CORP More: the full row for LOEWS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 1,206 shares; 2016Q1: 1,181 shares; 2016Q2: 1,167 shares; 2016Q3: 868 shares 868 $36K <0.01% -299 Timeline VEEV VEEVA SYS INC More: the full row for VEEVA SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 180 shares; 2016Q1: 180 shares; 2016Q2: 80 shares; 2016Q3: 870 shares 870 $36K <0.01% +790 Timeline EXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 555 shares; 2015Q2: 327 shares; 2015Q3: 115 shares; 2015Q4: 624 shares; 2016Q1: 486 shares; 2016Q2: 361 shares; 2016Q3: 486 shares 486 $36K <0.01% +125 Timeline FHLC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 150 shares; 2015Q4: 650 shares; 2016Q1: 550 shares; 2016Q2: 550 shares; 2016Q3: 1,050 shares 1,050 $36K <0.01% +500 Timeline HCSG HEALTHCARE SVCS GROUP INC More: the full row for HEALTHCARE SVCS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 293 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 693 shares; 2016Q1: 693 shares; 2016Q2: 893 shares; 2016Q3: 907 shares 907 $36K <0.01% +14 Timeline GOLDMAN SACHS MLP ENERGY REN GOLDMAN SACHS MLP ENERGY REN More: the full row for GOLDMAN SACHS MLP ENERGY REN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,000 shares; 2016Q2: 5,000 shares; 2016Q3: 5,000 shares 5,000 $36K <0.01% 0 FUTY FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50 shares; 2015Q4: 50 shares; 2016Q1: 993 shares; 2016Q2: 993 shares; 2016Q3: 1,131 shares 1,131 $36K <0.01% +138 Timeline JXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 506 shares; 2016Q1: 569 shares; 2016Q2: 1,217 shares; 2016Q3: 757 shares 757 $36K <0.01% -460 Timeline WOOD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,607 shares; 2015Q2: 3,559 shares; 2015Q3: 155 shares; 2015Q4: 761 shares; 2016Q1: 606 shares; 2016Q2: 1,008 shares; 2016Q3: 714 shares 714 $36K <0.01% -294 Timeline BLUE BUFFALO PET PRODS INC BLUE BUFFALO PET PRODS INC More: the full row for BLUE BUFFALO PET PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,510 shares 1,510 $36K <0.01% new MCDERMOTT INTL INC MCDERMOTT INTL INC More: the full row for MCDERMOTT INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 600 shares; 2015Q2: 600 shares; 2015Q3: 1,400 shares; 2015Q4: 6,724 shares; 2016Q1: 6,424 shares; 2016Q2: 40,763 shares; 2016Q3: 7,191 shares 7,191 $36K <0.01% -33,572 IPATH US TSY 10Y BEAR IPATH US TSY 10Y BEAR More: the full row for IPATH US TSY 10Y BEAR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,070 shares; 2015Q2: 5,830 shares; 2015Q3: 300 shares; 2015Q4: 11,368 shares; 2016Q1: 6,058 shares; 2016Q2: 5,758 shares; 2016Q3: 2,988 shares 2,988 $36K <0.01% -2,770 FIRST TR EXCH TRD ALPHA FD I FIRST TR EXCH TRD ALPHA FD I More: the full row for FIRST TR EXCH TRD ALPHA FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 176 shares; 2016Q3: 2,588 shares 2,588 $36K <0.01% +2,412 NRG YIELD INC NRG YIELD INC More: the full row for NRG YIELD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 379 shares; 2015Q3: 616 shares; 2015Q4: 1,201 shares; 2016Q1: 1,201 shares; 2016Q2: 1,074 shares; 2016Q3: 2,205 shares 2,205 $36K <0.01% +1,131 SPYD SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 50 shares; 2016Q2: 656 shares; 2016Q3: 1,016 shares 1,016 $35K <0.01% +360 Timeline CW CURTISS WRIGHT CORP More: the full row for CURTISS WRIGHT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60 shares; 2015Q2: 61 shares; 2015Q3: 151 shares; 2015Q4: 542 shares; 2016Q1: 495 shares; 2016Q2: 467 shares; 2016Q3: 383 shares 383 $35K <0.01% -84 Timeline ITT ITT INC More: the full row for ITT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 764 shares; 2016Q3: 964 shares 964 $35K <0.01% +200 Timeline GPK GRAPHIC PACKAGING HLDG CO More: the full row for GRAPHIC PACKAGING HLDG CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,071 shares; 2015Q2: 677 shares; 2015Q3: 912 shares; 2015Q4: 1,443 shares; 2016Q1: 1,265 shares; 2016Q2: 1,256 shares; 2016Q3: 2,484 shares 2,484 $35K <0.01% +1,228 Timeline CBRE CBRE GROUP INC More: the full row for CBRE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 766 shares; 2015Q2: 742 shares; 2015Q3: 742 shares; 2015Q4: 1,310 shares; 2016Q1: 1,312 shares; 2016Q2: 1,271 shares; 2016Q3: 1,257 shares 1,257 $35K <0.01% -14 Timeline JLL JONES LANG LASALLE INC More: the full row for JONES LANG LASALLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 238 shares; 2015Q2: 359 shares; 2015Q3: 264 shares; 2015Q4: 387 shares; 2016Q1: 384 shares; 2016Q2: 393 shares; 2016Q3: 308 shares 308 $35K <0.01% -85 Timeline CASH PATHWARD FINANCIAL INC More: the full row for PATHWARD FINANCIAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 291 shares; 2016Q1: 284 shares; 2016Q2: 618 shares; 2016Q3: 583 shares 583 $35K <0.01% -35 Timeline GUGGENHEIM ENHANCED EQUITY I GUGGENHEIM ENHANCED EQUITY I More: the full row for GUGGENHEIM ENHANCED EQUITY I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,750 shares; 2015Q2: 5,759 shares; 2015Q3: 6,209 shares; 2015Q4: 6,209 shares; 2016Q1: 6,200 shares; 2016Q2: 6,200 shares; 2016Q3: 4,450 shares 4,450 $35K <0.01% -1,750 FAB FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 200 shares; 2015Q3: not reported; 2015Q4: 970 shares; 2016Q1: 970 shares; 2016Q2: 770 shares; 2016Q3: 770 shares 770 $35K <0.01% 0 Timeline AMTRUST FINL SVCS INC AMTRUST FINL SVCS INC More: the full row for AMTRUST FINL SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 392 shares; 2015Q2: 438 shares; 2015Q3: 480 shares; 2015Q4: 692 shares; 2016Q1: 1,300 shares; 2016Q2: 1,347 shares; 2016Q3: 1,311 shares 1,311 $35K <0.01% -36 CYS INVTS INC CYS INVTS INC More: the full row for CYS INVTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,900 shares; 2015Q2: 2,977 shares; 2015Q3: 900 shares; 2015Q4: 900 shares; 2016Q1: 900 shares; 2016Q2: 900 shares; 2016Q3: 4,070 shares 4,070 $35K <0.01% +3,170 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 100 shares; 2015Q4: 1,500 shares; 2016Q1: 1,500 shares; 2016Q2: 1,500 shares; 2016Q3: 1,434 shares 1,434 $35K <0.01% -66 BOARDWALK PIPELINE PARTNERS BOARDWALK PIPELINE PARTNERS More: the full row for BOARDWALK PIPELINE PARTNERS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,320 shares; 2015Q2: 3,440 shares; 2015Q3: 1,865 shares; 2015Q4: 3,967 shares; 2016Q1: 3,842 shares; 2016Q2: 3,772 shares; 2016Q3: 2,054 shares 2,054 $35K <0.01% -1,718 FIRST TR EXCH TRD ALPHA FD I FIRST TR EXCH TRD ALPHA FD I More: the full row for FIRST TR EXCH TRD ALPHA FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 630 shares; 2015Q2: 420 shares; 2015Q3: 420 shares; 2015Q4: 716 shares; 2016Q1: 930 shares; 2016Q2: 1,088 shares; 2016Q3: 960 shares 960 $35K <0.01% -128 ETF MANAGERS TR ETF MANAGERS TR More: the full row for ETF MANAGERS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,060 shares 1,060 $35K <0.01% new COMT ISHARES U S ETF TR More: the full row for ISHARES U S ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 365 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 643 shares; 2016Q1: 864 shares; 2016Q2: 1,053 shares; 2016Q3: 1,046 shares 1,046 $34K <0.01% -7 Timeline PLD PROLOGIS INC. More: the full row for PROLOGIS INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 114 shares; 2015Q2: 32 shares; 2015Q3: 830 shares; 2015Q4: 937 shares; 2016Q1: 1,002 shares; 2016Q2: 557 shares; 2016Q3: 630 shares 630 $34K <0.01% +73 Timeline UAL UNITED AIRLS HLDGS INC More: the full row for UNITED AIRLS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,503 shares; 2015Q2: 793 shares; 2015Q3: 1,657 shares; 2015Q4: 1,847 shares; 2016Q1: 2,501 shares; 2016Q2: 1,590 shares; 2016Q3: 640 shares 640 $34K <0.01% -950 Timeline MHD BLACKROCK MUNIHOLDINGS FD IN More: the full row for BLACKROCK MUNIHOLDINGS FD IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,400 shares; 2015Q2: 2,350 shares; 2015Q3: 2,150 shares; 2015Q4: 820 shares; 2016Q1: 1,046 shares; 2016Q2: 1,394 shares; 2016Q3: 1,832 shares 1,832 $34K <0.01% +438 Timeline TDC TERADATA CORP DEL More: the full row for TERADATA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 940 shares; 2015Q2: 1,108 shares; 2015Q3: 1,135 shares; 2015Q4: 1,442 shares; 2016Q1: 1,202 shares; 2016Q2: 1,315 shares; 2016Q3: 1,087 shares 1,087 $34K <0.01% -228 Timeline JUNIPER NETWORKS INC JUNIPER NETWORKS INC More: the full row for JUNIPER NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 935 shares; 2015Q2: 644 shares; 2015Q3: 1,224 shares; 2015Q4: 1,689 shares; 2016Q1: 1,037 shares; 2016Q2: 1,115 shares; 2016Q3: 1,424 shares 1,424 $34K <0.01% +309 SINA CORP SINA CORP More: the full row for SINA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50 shares; 2015Q2: 50 shares; 2015Q3: 50 shares; 2015Q4: 50 shares; 2016Q1: 100 shares; 2016Q2: 100 shares; 2016Q3: 460 shares 460 $34K <0.01% +360 TOTAL SYS SVCS INC TOTAL SYS SVCS INC More: the full row for TOTAL SYS SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 350 shares; 2015Q2: not reported; 2015Q3: 225 shares; 2015Q4: 842 shares; 2016Q1: 623 shares; 2016Q2: 632 shares; 2016Q3: 713 shares 713 $34K <0.01% +81 TDTT FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,004 shares; 2015Q2: 2,004 shares; 2015Q3: 2,004 shares; 2015Q4: 2,004 shares; 2016Q1: 364 shares; 2016Q2: 1,325 shares; 2016Q3: 1,383 shares 1,383 $34K <0.01% +58 Timeline TEEKAY CORPORATION TEEKAY CORPORATION More: the full row for TEEKAY CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 23 shares; 2016Q1: 607 shares; 2016Q2: 3,166 shares; 2016Q3: 4,401 shares 4,401 $34K <0.01% +1,235 EL PASO ELECTRIC CO EL PASO ELECTRIC CO More: the full row for EL PASO ELECTRIC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35 shares; 2015Q2: 35 shares; 2015Q3: 35 shares; 2015Q4: 1,209 shares; 2016Q1: 1,209 shares; 2016Q2: 732 shares; 2016Q3: 722 shares 722 $34K <0.01% -10 GII SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 918 shares; 2015Q2: 918 shares; 2015Q3: 918 shares; 2015Q4: 918 shares; 2016Q1: 718 shares; 2016Q2: 768 shares; 2016Q3: 718 shares 718 $34K <0.01% -50 Timeline GF NEW GERMANY FD INC More: the full row for NEW GERMANY FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,343 shares; 2016Q1: 2,391 shares; 2016Q2: 2,343 shares; 2016Q3: 2,370 shares 2,370 $34K <0.01% +27 Timeline RANDGOLD RES LTD RANDGOLD RES LTD More: the full row for RANDGOLD RES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 125 shares; 2015Q2: 126 shares; 2015Q3: 290 shares; 2015Q4: 326 shares; 2016Q1: 367 shares; 2016Q2: 265 shares; 2016Q3: 336 shares 336 $34K <0.01% +71 ADVISORSHARES TR ADVISORSHARES TR More: the full row for ADVISORSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,010 shares; 2015Q2: 1,414 shares; 2015Q3: 1,371 shares; 2015Q4: 1,353 shares; 2016Q1: 1,153 shares; 2016Q2: 978 shares; 2016Q3: 978 shares 978 $34K <0.01% 0 ATHENAHEALTH INC ATHENAHEALTH INC More: the full row for ATHENAHEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 49 shares; 2015Q2: 29 shares; 2015Q3: 36 shares; 2015Q4: 532 shares; 2016Q1: 632 shares; 2016Q2: 465 shares; 2016Q3: 270 shares 270 $34K <0.01% -195 B/E AEROSPACE INC B/E AEROSPACE INC More: the full row for B/E AEROSPACE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 387 shares; 2015Q2: 387 shares; 2015Q3: 443 shares; 2015Q4: 679 shares; 2016Q1: 617 shares; 2016Q2: 547 shares; 2016Q3: 663 shares 663 $34K <0.01% +116 WILLIAMS CLAYTON ENERGY INC WILLIAMS CLAYTON ENERGY INC More: the full row for WILLIAMS CLAYTON ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 400 shares 400 $34K <0.01% new SCHO SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 235 shares; 2015Q4: 655 shares; 2016Q1: 655 shares; 2016Q2: 655 shares; 2016Q3: 655 shares 655 $33K <0.01% 0 Timeline SSO PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 112 shares; 2015Q2: 470 shares; 2015Q3: 470 shares; 2015Q4: 1,008 shares; 2016Q1: 470 shares; 2016Q2: 470 shares; 2016Q3: 470 shares 470 $33K <0.01% 0 Timeline PLXS PLEXUS CORP More: the full row for PLEXUS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 650 shares; 2016Q1: 650 shares; 2016Q2: 700 shares; 2016Q3: 700 shares 700 $33K <0.01% 0 Timeline SLGN SILGAN HLDGS INC More: the full row for SILGAN HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 292 shares; 2016Q1: 293 shares; 2016Q2: 294 shares; 2016Q3: 646 shares 646 $33K <0.01% +352 Timeline HASI HA SUSTAINABLE INFRA CAP INC More: the full row for HA SUSTAINABLE INFRA CAP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 1,400 shares 1,400 $33K <0.01% +1,100 Timeline XMVFX BLACKROCK MUNIVEST FUND More: the full row for BLACKROCK MUNIVEST FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,576 shares; 2016Q2: 3,100 shares; 2016Q3: 3,122 shares 3,122 $33K <0.01% +22 Timeline SPLUNK INC SPLUNK INC More: the full row for SPLUNK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,016 shares; 2015Q2: 660 shares; 2015Q3: 349 shares; 2015Q4: 901 shares; 2016Q1: 901 shares; 2016Q2: 937 shares; 2016Q3: 562 shares 562 $33K <0.01% -375 ASPEN TECHNOLOGY INC ASPEN TECHNOLOGY INC More: the full row for ASPEN TECHNOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 675 shares; 2015Q2: 725 shares; 2015Q3: 841 shares; 2015Q4: 773 shares; 2016Q1: 783 shares; 2016Q2: 707 shares; 2016Q3: 707 shares 707 $33K <0.01% 0 SSP SCRIPPS E W CO OHIO More: the full row for SCRIPPS E W CO OHIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,546 shares; 2016Q2: 2,096 shares; 2016Q3: 2,096 shares 2,096 $33K <0.01% 0 Timeline EWQ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 869 shares; 2015Q2: 899 shares; 2015Q3: 899 shares; 2015Q4: 13,272 shares; 2016Q1: 8,896 shares; 2016Q2: 8,675 shares; 2016Q3: 1,357 shares 1,357 $33K <0.01% -7,318 Timeline TIPZ PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 696 shares; 2015Q2: 540 shares; 2015Q3: 540 shares; 2015Q4: 572 shares; 2016Q1: 572 shares; 2016Q2: 572 shares; 2016Q3: 557 shares 557 $33K <0.01% -15 Timeline Apollo Global Management Apollo Global Management More: the full row for Apollo Global Management Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 340 shares; 2015Q2: 340 shares; 2015Q3: 550 shares; 2015Q4: 210 shares; 2016Q1: 1,133 shares; 2016Q2: 1,220 shares; 2016Q3: 1,833 shares 1,833 $33K <0.01% +613 POWERSHARES INDIA ETF TR POWERSHARES INDIA ETF TR More: the full row for POWERSHARES INDIA ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,319 shares; 2015Q2: 5,512 shares; 2015Q3: 2,934 shares; 2015Q4: 2,532 shares; 2016Q1: 2,132 shares; 2016Q2: 1,532 shares; 2016Q3: 1,615 shares 1,615 $33K <0.01% +83 VCA ANTECH INC VCA ANTECH INC More: the full row for VCA ANTECH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 881 shares; 2016Q1: 1,005 shares; 2016Q2: 883 shares; 2016Q3: 475 shares 475 $33K <0.01% -408 VMRK VIVMARK RESIDENTIAL More: the full row for VIVMARK RESIDENTIAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 568 shares; 2015Q2: 568 shares; 2015Q3: 711 shares; 2015Q4: 732 shares; 2016Q1: 1,203 shares; 2016Q2: 1,127 shares; 2016Q3: 491 shares 491 $32K <0.01% -636 Timeline NTRS NORTHERN TR CORP More: the full row for NORTHERN TR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,328 shares; 2015Q2: 2,160 shares; 2015Q3: 2,211 shares; 2015Q4: 2,318 shares; 2016Q1: 711 shares; 2016Q2: 695 shares; 2016Q3: 469 shares 469 $32K <0.01% -226 Timeline FMX FOMENTO ECONOMICO MEXICANO S More: the full row for FOMENTO ECONOMICO MEXICANO S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 358 shares; 2015Q2: 388 shares; 2015Q3: 388 shares; 2015Q4: 389 shares; 2016Q1: 403 shares; 2016Q2: 374 shares; 2016Q3: 346 shares 346 $32K <0.01% -28 Timeline COKE COCA COLA CONS INC More: the full row for COCA COLA CONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 71 shares; 2016Q1: 203 shares; 2016Q2: 219 shares; 2016Q3: 214 shares 214 $32K <0.01% -5 Timeline SXI STANDEX INTL CORP More: the full row for STANDEX INTL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 230 shares; 2015Q2: 230 shares; 2015Q3: 255 shares; 2015Q4: 255 shares; 2016Q1: 305 shares; 2016Q2: 340 shares; 2016Q3: 340 shares 340 $32K <0.01% 0 Timeline OLED UNIVERSAL DISPLAY CORP More: the full row for UNIVERSAL DISPLAY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,500 shares; 2015Q2: 800 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 200 shares; 2016Q2: 4,340 shares; 2016Q3: 579 shares 579 $32K <0.01% -3,761 Timeline PETS PETMED EXPRESS INC More: the full row for PETMED EXPRESS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,097 shares; 2015Q2: 1,158 shares; 2015Q3: 1,132 shares; 2015Q4: 2,272 shares; 2016Q1: 3,890 shares; 2016Q2: 2,140 shares; 2016Q3: 1,583 shares 1,583 $32K <0.01% -557 Timeline PCH POTLATCHDELTIC CORP More: the full row for POTLATCHDELTIC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 29 shares; 2015Q2: 29 shares; 2015Q3: 29 shares; 2015Q4: 129 shares; 2016Q1: 429 shares; 2016Q2: 815 shares; 2016Q3: 822 shares 822 $32K <0.01% +7 Timeline KBR KBR INC More: the full row for KBR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,562 shares; 2015Q2: 3,246 shares; 2015Q3: 3,686 shares; 2015Q4: 3,766 shares; 2016Q1: 3,297 shares; 2016Q2: 2,879 shares; 2016Q3: 2,138 shares 2,138 $32K <0.01% -741 Timeline AROW ARROW FINL CORP More: the full row for ARROW FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 55 shares; 2015Q2: 111 shares; 2015Q3: 206 shares; 2015Q4: 2,061 shares; 2016Q1: 3,438 shares; 2016Q2: 3,830 shares; 2016Q3: 977 shares 977 $32K <0.01% -2,853 Timeline REX REX AMERICAN RES CORP More: the full row for REX AMERICAN RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 299 shares; 2015Q2: 437 shares; 2015Q3: 781 shares; 2015Q4: 777 shares; 2016Q1: 665 shares; 2016Q2: 493 shares; 2016Q3: 373 shares 373 $32K <0.01% -120 Timeline IFN ABERDEEN INDIA FD INC More: the full row for ABERDEEN INDIA FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 169 shares; 2015Q2: 169 shares; 2015Q3: 271 shares; 2015Q4: 3,634 shares; 2016Q1: 3,265 shares; 2016Q2: 3,368 shares; 2016Q3: 1,274 shares 1,274 $32K <0.01% -2,094 Timeline RGT ROYCE GLOBAL TRUST INC More: the full row for ROYCE GLOBAL TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,746 shares; 2015Q2: 3,625 shares; 2015Q3: 3,625 shares; 2015Q4: 3,696 shares; 2016Q1: 3,696 shares; 2016Q2: 3,940 shares; 2016Q3: 3,918 shares 3,918 $32K <0.01% -22 Timeline TURQUOISE HILL RESOURCES LTD TURQUOISE HILL RESOURCES LTD More: the full row for TURQUOISE HILL RESOURCES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,752 shares; 2016Q2: 10,752 shares; 2016Q3: 10,752 shares 10,752 $32K <0.01% 0 DELPHI AUTOMOTIVE PLC DELPHI AUTOMOTIVE PLC More: the full row for DELPHI AUTOMOTIVE PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 456 shares; 2015Q2: 71 shares; 2015Q3: 121 shares; 2015Q4: 444 shares; 2016Q1: 510 shares; 2016Q2: 518 shares; 2016Q3: 446 shares 446 $32K <0.01% -72 CLIFFS NATURAL RESOURCES CLIFFS NATURAL RESOURCES More: the full row for CLIFFS NATURAL RESOURCES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,635 shares; 2015Q2: 3,135 shares; 2015Q3: 1,735 shares; 2015Q4: 5,070 shares; 2016Q1: 4,713 shares; 2016Q2: 6,318 shares; 2016Q3: 5,478 shares 5,478 $32K <0.01% -840 QEP RESOURCES INC QEP RESOURCES INC More: the full row for QEP RESOURCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,575 shares; 2016Q1: 1,599 shares; 2016Q2: 1,641 shares; 2016Q3: 1,641 shares 1,641 $32K <0.01% 0 OAKTREE CAP GROUP LLC OAKTREE CAP GROUP LLC More: the full row for OAKTREE CAP GROUP LLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 762 shares; 2015Q2: 942 shares; 2015Q3: 907 shares; 2015Q4: 1,545 shares; 2016Q1: 2,942 shares; 2016Q2: 1,606 shares; 2016Q3: 756 shares 756 $32K <0.01% -850 BARCLAYS BANK PLC ETN+ FI E… BARCLAYS BANK PLC ETN+ FI ENHANCE… More: the full row for BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 641 shares; 2015Q2: 423 shares; 2015Q3: 662 shares; 2015Q4: 662 shares; 2016Q1: 662 shares; 2016Q2: 662 shares; 2016Q3: 239 shares 239 $32K <0.01% -423 RYDEX GUGGENHEIM RYDEX GUGGENHEIM More: the full row for RYDEX GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 200 shares; 2016Q1: 200 shares; 2016Q2: 485 shares; 2016Q3: 715 shares 715 $32K <0.01% +230 SYF SYNCHRONY FINANCIAL More: the full row for SYNCHRONY FINANCIAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 330 shares; 2015Q3: 407 shares; 2015Q4: 1,520 shares; 2016Q1: 1,690 shares; 2016Q2: 1,289 shares; 2016Q3: 1,101 shares 1,101 $31K <0.01% -188 Timeline CFG CITIZENS FINL GROUP INC More: the full row for CITIZENS FINL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 51 shares; 2015Q3: 203 shares; 2015Q4: 6,082 shares; 2016Q1: 5,163 shares; 2016Q2: 3,291 shares; 2016Q3: 1,247 shares 1,247 $31K <0.01% -2,044 Timeline WB WEIBO CORP More: the full row for WEIBO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 623 shares 623 $31K <0.01% new Timeline CHW CALAMOS GBL DYN INCOME FUND More: the full row for CALAMOS GBL DYN INCOME FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,349 shares; 2015Q2: 3,689 shares; 2015Q3: 3,689 shares; 2015Q4: 6,189 shares; 2016Q1: 6,189 shares; 2016Q2: 6,189 shares; 2016Q3: 4,149 shares 4,149 $31K <0.01% -2,040 Timeline VYX NCR VOYIX CORPORATION More: the full row for NCR VOYIX CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 571 shares; 2015Q2: 476 shares; 2015Q3: 476 shares; 2015Q4: 1,315 shares; 2016Q1: 1,116 shares; 2016Q2: 1,345 shares; 2016Q3: 955 shares 955 $31K <0.01% -390 Timeline ALKS ALKERMES PLC More: the full row for ALKERMES PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 650 shares; 2015Q2: 750 shares; 2015Q3: 750 shares; 2015Q4: 825 shares; 2016Q1: 832 shares; 2016Q2: 669 shares; 2016Q3: 669 shares 669 $31K <0.01% 0 Timeline BOH BANK OF HI CORP More: the full row for BANK OF HI CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 144 shares; 2015Q2: 133 shares; 2015Q3: 133 shares; 2015Q4: 318 shares; 2016Q1: 430 shares; 2016Q2: 430 shares; 2016Q3: 420 shares 420 $31K <0.01% -10 Timeline CREDIT SUISSE GROUP-ADR CREDIT SUISSE GROUP-ADR More: the full row for CREDIT SUISSE GROUP-ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 452 shares; 2015Q2: 22 shares; 2015Q3: 465 shares; 2015Q4: 722 shares; 2016Q1: 1,459 shares; 2016Q2: 2,046 shares; 2016Q3: 2,370 shares 2,370 $31K <0.01% +324 MIN ABERDEEN INTER INCOME FD More: the full row for ABERDEEN INTER INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,558 shares; 2015Q2: 3,636 shares; 2015Q3: 2,855 shares; 2015Q4: 9,037 shares; 2016Q1: 7,751 shares; 2016Q2: 7,001 shares; 2016Q3: 6,844 shares 6,844 $31K <0.01% -157 Timeline TDF TEMPLETON DRAGON FD INC More: the full row for TEMPLETON DRAGON FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,164 shares; 2015Q2: 2,164 shares; 2015Q3: 2,310 shares; 2015Q4: 1,907 shares; 2016Q1: 1,736 shares; 2016Q2: 1,726 shares; 2016Q3: 1,775 shares 1,775 $31K <0.01% +49 Timeline FCG FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,546 shares; 2016Q3: 1,193 shares 1,193 $31K <0.01% -353 Timeline NWFL NORWOOD FINANCIAL CORP More: the full row for NORWOOD FINANCIAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,078 shares; 2015Q2: 1,078 shares; 2015Q3: 1,078 shares; 2015Q4: 1,078 shares; 2016Q1: 1,078 shares; 2016Q2: 1,078 shares; 2016Q3: 1,078 shares 1,078 $31K <0.01% 0 Timeline CENT CENTRAL GARDEN & PET CO More: the full row for CENTRAL GARDEN & PET CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 508 shares; 2015Q4: 5,163 shares; 2016Q1: 2,231 shares; 2016Q2: 1,813 shares; 2016Q3: 1,190 shares 1,190 $31K <0.01% -623 Timeline WEIGHT WATCHERS INTL INC WEIGHT WATCHERS INTL INC More: the full row for WEIGHT WATCHERS INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,432 shares; 2015Q2: 1,432 shares; 2015Q3: 1,257 shares; 2015Q4: 2,152 shares; 2016Q1: 2,362 shares; 2016Q2: 3,179 shares; 2016Q3: 2,989 shares 2,989 $31K <0.01% -190 ARRIS INTL INC SHS ARRIS INTL INC SHS More: the full row for ARRIS INTL INC SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,881 shares; 2016Q2: 858 shares; 2016Q3: 1,104 shares 1,104 $31K <0.01% +246 AL AIR LEASE CORP More: the full row for AIR LEASE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 730 shares; 2015Q2: 430 shares; 2015Q3: 430 shares; 2015Q4: 2,415 shares; 2016Q1: 1,545 shares; 2016Q2: 1,046 shares; 2016Q3: 1,096 shares 1,096 $31K <0.01% +50 Timeline NUVEEN PREFERRED & INCO… NUVEEN PREFERRED & INCOME More: the full row for NUVEEN PREFERRED & INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 800 shares; 2015Q3: 800 shares; 2015Q4: 800 shares; 2016Q1: not reported; 2016Q2: 700 shares; 2016Q3: 1,250 shares 1,250 $31K <0.01% +550 XNQPX NUVEEN PA INVT QUALITY MUN F More: the full row for NUVEEN PA INVT QUALITY MUN F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,205 shares; 2015Q2: 3,005 shares; 2015Q3: 6,083 shares; 2015Q4: 8,609 shares; 2016Q1: 8,640 shares; 2016Q2: 4,011 shares; 2016Q3: 2,058 shares 2,058 $31K <0.01% -1,953 Timeline ZELTIQ AESTHETICS INC ZELTIQ AESTHETICS INC More: the full row for ZELTIQ AESTHETICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 2,450 shares; 2015Q3: 1,250 shares; 2015Q4: 2,500 shares; 2016Q1: 1,500 shares; 2016Q2: 500 shares; 2016Q3: 800 shares 800 $31K <0.01% +300 ABAXIS INC ABAXIS INC More: the full row for ABAXIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 45 shares; 2015Q2: 45 shares; 2015Q3: 932 shares; 2015Q4: 1,088 shares; 2016Q1: 931 shares; 2016Q2: 697 shares; 2016Q3: 595 shares 595 $31K <0.01% -102 LIFELOCK INC COM LIFELOCK INC COM More: the full row for LIFELOCK INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: not reported; 2015Q3: 300 shares; 2015Q4: 1,831 shares; 2016Q1: 1,831 shares; 2016Q2: 1,831 shares; 2016Q3: 1,831 shares 1,831 $31K <0.01% 0 ALON USA ENERGY INC ALON USA ENERGY INC More: the full row for ALON USA ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 655 shares; 2016Q1: 510 shares; 2016Q2: 510 shares; 2016Q3: 3,800 shares 3,800 $31K <0.01% +3,290 FERRELLGAS PARTNERS L.P. FERRELLGAS PARTNERS L.P. More: the full row for FERRELLGAS PARTNERS L.P. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,300 shares; 2015Q2: 7,300 shares; 2015Q3: 7,300 shares; 2015Q4: 14,587 shares; 2016Q1: 14,610 shares; 2016Q2: 2,775 shares; 2016Q3: 2,700 shares 2,700 $31K <0.01% -75 ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 458 shares; 2015Q3: 64 shares; 2015Q4: 182 shares; 2016Q1: 930 shares; 2016Q2: 1,589 shares; 2016Q3: 1,187 shares 1,187 $31K <0.01% -402 GUGGENHEIM CR ALLOCATION FD GUGGENHEIM CR ALLOCATION FD More: the full row for GUGGENHEIM CR ALLOCATION FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,350 shares; 2015Q2: 1,420 shares; 2015Q3: 1,420 shares; 2015Q4: 1,420 shares; 2016Q1: 1,420 shares; 2016Q2: 1,420 shares; 2016Q3: 1,420 shares 1,420 $31K <0.01% 0 YELP YELP INC More: the full row for YELP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 95 shares; 2015Q3: 204 shares; 2015Q4: 574 shares; 2016Q1: 519 shares; 2016Q2: 549 shares; 2016Q3: 729 shares 729 $30K <0.01% +180 Timeline WIX WIX COM LTD More: the full row for WIX COM LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: 400 shares; 2015Q3: 400 shares; 2015Q4: 406 shares; 2016Q1: 406 shares; 2016Q2: 406 shares; 2016Q3: 683 shares 683 $30K <0.01% +277 Timeline OSISKO GOLD ROYALTIES LTD OSISKO GOLD ROYALTIES LTD More: the full row for OSISKO GOLD ROYALTIES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,770 shares 2,770 $30K <0.01% new DHT DHT HOLDINGS INC More: the full row for DHT HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 500 shares; 2016Q2: 607 shares; 2016Q3: 7,302 shares 7,302 $30K <0.01% +6,695 Timeline ONB OLD NATL BANCORP IND More: the full row for OLD NATL BANCORP IND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,529 shares; 2015Q2: 1,553 shares; 2015Q3: 1,556 shares; 2015Q4: 2,784 shares; 2016Q1: 961 shares; 2016Q2: 1,649 shares; 2016Q3: 2,143 shares 2,143 $30K <0.01% +494 Timeline CYRUSONE INC CYRUSONE INC More: the full row for CYRUSONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 37 shares; 2015Q3: 130 shares; 2015Q4: 265 shares; 2016Q1: 144 shares; 2016Q2: 640 shares; 2016Q3: 621 shares 621 $30K <0.01% -19 CABELAS INC CABELAS INC More: the full row for CABELAS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,126 shares; 2015Q2: 2,178 shares; 2015Q3: 895 shares; 2015Q4: 1,639 shares; 2016Q1: 1,165 shares; 2016Q2: 656 shares; 2016Q3: 555 shares 555 $30K <0.01% -101 HEALTH INS INNOVATIONS INC HEALTH INS INNOVATIONS INC More: the full row for HEALTH INS INNOVATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5,706 shares 5,706 $30K <0.01% new EXCHANGE TRADED CONCEPTS TR EXCHANGE TRADED CONCEPTS TR More: the full row for EXCHANGE TRADED CONCEPTS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,020 shares; 2015Q2: 920 shares; 2015Q3: 820 shares; 2015Q4: 1,550 shares; 2016Q1: 550 shares; 2016Q2: 550 shares; 2016Q3: 1,550 shares 1,550 $30K <0.01% +1,000 GAL SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 482 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 640 shares; 2016Q3: 879 shares 879 $30K <0.01% +239 Timeline BNO UNITED STS BRENT OIL FD LP More: the full row for UNITED STS BRENT OIL FD LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 750 shares; 2016Q1: 750 shares; 2016Q2: 603 shares; 2016Q3: 2,074 shares 2,074 $30K <0.01% +1,471 Timeline DFP FLAHERTY & CRUMRINE DYNAMIC More: the full row for FLAHERTY & CRUMRINE DYNAMIC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,200 shares; 2015Q2: 1,200 shares; 2015Q3: 1,200 shares; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,200 shares; 2016Q3: 1,200 shares 1,200 $30K <0.01% 0 Timeline GBAB GUGGENHEIM TAXABLE MUNICP BO More: the full row for GUGGENHEIM TAXABLE MUNICP BO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,300 shares; 2015Q2: 1,300 shares; 2015Q3: 1,300 shares; 2015Q4: 1,300 shares; 2016Q1: 1,300 shares; 2016Q2: 1,300 shares; 2016Q3: 1,300 shares 1,300 $30K <0.01% 0 Timeline HALYARD HEALTH INC HALYARD HEALTH INC More: the full row for HALYARD HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,154 shares; 2015Q2: 21,012 shares; 2015Q3: 659 shares; 2015Q4: 1,493 shares; 2016Q1: 967 shares; 2016Q2: 854 shares; 2016Q3: 862 shares 862 $30K <0.01% +8 NIC INC NIC INC More: the full row for NIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 859 shares; 2016Q2: 1,596 shares; 2016Q3: 1,258 shares 1,258 $30K <0.01% -338 iShares Msci Singapore iShares Msci Singapore More: the full row for iShares Msci Singapore Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,852 shares; 2015Q2: 1,803 shares; 2015Q3: 1,803 shares; 2015Q4: 2,586 shares; 2016Q1: 2,419 shares; 2016Q2: 2,119 shares; 2016Q3: 2,755 shares 2,755 $30K <0.01% +636 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3 shares; 2015Q2: 3 shares; 2015Q3: 3 shares; 2015Q4: 3 shares; 2016Q1: 170 shares; 2016Q2: 2,328 shares; 2016Q3: 2,956 shares 2,956 $30K <0.01% +628 KAYNE ANDERSON ENERGY DEV CO KAYNE ANDERSON ENERGY DEV CO More: the full row for KAYNE ANDERSON ENERGY DEV CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 955 shares; 2015Q2: 1,355 shares; 2015Q3: 1,450 shares; 2015Q4: 3,672 shares; 2016Q1: 3,372 shares; 2016Q2: 3,072 shares; 2016Q3: 1,608 shares 1,608 $30K <0.01% -1,464 CLAYMORE GUGGENHEIM CLAYMORE GUGGENHEIM More: the full row for CLAYMORE GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: not reported; 2015Q4: 3,409 shares; 2016Q1: 3,409 shares; 2016Q2: 3,409 shares; 2016Q3: 2,575 shares 2,575 $30K <0.01% -834 HORIZON PHARMA PLC HORIZON PHARMA PLC More: the full row for HORIZON PHARMA PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4 shares; 2015Q2: 304 shares; 2015Q3: 2,248 shares; 2015Q4: 1,552 shares; 2016Q1: 1,080 shares; 2016Q2: 1,648 shares; 2016Q3: 1,647 shares 1,647 $30K <0.01% -1 PAAS PAN AMERN SILVER CORP More: the full row for PAN AMERN SILVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 664 shares; 2015Q3: 664 shares; 2015Q4: 680 shares; 2016Q1: 680 shares; 2016Q2: 3,787 shares; 2016Q3: 1,651 shares 1,651 $29K <0.01% -2,136 Timeline PHM PULTE GROUP INC More: the full row for PULTE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 210 shares; 2015Q2: 190 shares; 2015Q3: 590 shares; 2015Q4: 7,745 shares; 2016Q1: 2,709 shares; 2016Q2: 1,676 shares; 2016Q3: 1,443 shares 1,443 $29K <0.01% -233 Timeline ACGL ARCH CAP GROUP LTD More: the full row for ARCH CAP GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 70 shares; 2015Q4: 448 shares; 2016Q1: 395 shares; 2016Q2: 370 shares; 2016Q3: 370 shares 370 $29K <0.01% 0 Timeline MSGS MADISON SQUARE GRDN SPRT COR More: the full row for MADISON SQUARE GRDN SPRT COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 43 shares; 2016Q1: 117 shares; 2016Q2: 164 shares; 2016Q3: 173 shares 173 $29K <0.01% +9 Timeline PUK PRUDENTIAL PLC More: the full row for PRUDENTIAL PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 175 shares; 2015Q2: 225 shares; 2015Q3: 305 shares; 2015Q4: 778 shares; 2016Q1: 640 shares; 2016Q2: 660 shares; 2016Q3: 811 shares 811 $29K <0.01% +151 Timeline BC BRUNSWICK CORP More: the full row for BRUNSWICK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 448 shares; 2015Q2: 518 shares; 2015Q3: 581 shares; 2015Q4: 722 shares; 2016Q1: 721 shares; 2016Q2: 588 shares; 2016Q3: 594 shares 594 $29K <0.01% +6 Timeline ACH ACCENDRA HEALTH INC More: the full row for ACCENDRA HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 560 shares; 2016Q1: 2,485 shares; 2016Q2: 2,889 shares; 2016Q3: 846 shares 846 $29K <0.01% -2,043 Timeline XIFR XPLR INFRASTRUCTURE LP More: the full row for XPLR INFRASTRUCTURE LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 550 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,025 shares; 2016Q1: 1,025 shares; 2016Q2: 1,025 shares; 2016Q3: 1,025 shares 1,025 $29K <0.01% 0 Timeline ZYNGA INC. ZYNGA INC. More: the full row for ZYNGA INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25 shares; 2015Q2: 1,775 shares; 2015Q3: 1,775 shares; 2015Q4: 25 shares; 2016Q1: 2,525 shares; 2016Q2: 2,525 shares; 2016Q3: 10,020 shares 10,020 $29K <0.01% +7,495 UHT UNIVERSAL HEALTH RLTY INCOME More: the full row for UNIVERSAL HEALTH RLTY INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 406 shares; 2015Q2: 375 shares; 2015Q3: 375 shares; 2015Q4: 565 shares; 2016Q1: 466 shares; 2016Q2: 466 shares; 2016Q3: 467 shares 467 $29K <0.01% +1 Timeline VNM VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,620 shares; 2016Q3: 1,920 shares 1,920 $29K <0.01% +300 Timeline FTRI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,734 shares; 2016Q1: 2,734 shares; 2016Q2: 2,734 shares; 2016Q3: 2,734 shares 2,734 $29K <0.01% 0 Timeline GUANGSHEN RAILWAY CO LTD-ADR GUANGSHEN RAILWAY CO LTD-ADR More: the full row for GUANGSHEN RAILWAY CO LTD-ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 952 shares; 2015Q2: 1,052 shares; 2015Q3: 952 shares; 2015Q4: 1,332 shares; 2016Q1: 1,282 shares; 2016Q2: 1,222 shares; 2016Q3: 1,122 shares 1,122 $29K <0.01% -100 CRF CORNERSTONE TOTAL RETURN FD More: the full row for CORNERSTONE TOTAL RETURN FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,207 shares; 2016Q1: 2,207 shares; 2016Q2: 2,207 shares; 2016Q3: 1,967 shares 1,967 $29K <0.01% -240 Timeline TRIUMPH GROUP INC NEW TRIUMPH GROUP INC NEW More: the full row for TRIUMPH GROUP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 426 shares; 2015Q2: 164 shares; 2015Q3: 130 shares; 2015Q4: 497 shares; 2016Q1: 191 shares; 2016Q2: 1,127 shares; 2016Q3: 1,027 shares 1,027 $29K <0.01% -100 SPIRIT RLTY CAP INC NEW SPIRIT RLTY CAP INC NEW More: the full row for SPIRIT RLTY CAP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,000 shares; 2015Q2: 9,000 shares; 2015Q3: 8,000 shares; 2015Q4: 9,000 shares; 2016Q1: 1,121 shares; 2016Q2: 2,125 shares; 2016Q3: 2,153 shares 2,153 $29K <0.01% +28 PDLI PDL BIOPHARMA INC More: the full row for PDL BIOPHARMA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,606 shares; 2015Q2: 3,085 shares; 2015Q3: not reported; 2015Q4: 5,578 shares; 2016Q1: 8,578 shares; 2016Q2: 8,678 shares; 2016Q3: 8,682 shares 8,682 $29K <0.01% +4 Timeline WESTAR ENERGY INC WESTAR ENERGY INC More: the full row for WESTAR ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60 shares; 2015Q2: 3 shares; 2015Q3: 54 shares; 2015Q4: 911 shares; 2016Q1: 1,442 shares; 2016Q2: 515 shares; 2016Q3: 515 shares 515 $29K <0.01% 0 GOLAR LNG PARTNERS LP GOLAR LNG PARTNERS LP More: the full row for GOLAR LNG PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,500 shares 1,500 $29K <0.01% new PANDORA MEDIA INC PANDORA MEDIA INC More: the full row for PANDORA MEDIA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,108 shares; 2015Q2: 1,808 shares; 2015Q3: 1,943 shares; 2015Q4: 2,193 shares; 2016Q1: 2,193 shares; 2016Q2: 1,993 shares; 2016Q3: 1,993 shares 1,993 $29K <0.01% 0 POWERSHARES ETF TRUST DYN M… POWERSHARES ETF TRUST DYN MEDI More: the full row for POWERSHARES ETF TRUST DYN MEDI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,294 shares; 2015Q2: 2,688 shares; 2015Q3: 867 shares; 2015Q4: 1,324 shares; 2016Q1: 1,264 shares; 2016Q2: 1,264 shares; 2016Q3: 1,136 shares 1,136 $29K <0.01% -128 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 563 shares; 2016Q3: 1,182 shares 1,182 $29K <0.01% +619 INDEXIQ ETF TR INDEXIQ ETF TR More: the full row for INDEXIQ ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,023 shares; 2016Q2: 1,230 shares; 2016Q3: 1,641 shares 1,641 $29K <0.01% +411 LEGG MASON ETF INVESTMENT TR LEGG MASON ETF INVESTMENT TR More: the full row for LEGG MASON ETF INVESTMENT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,106 shares 1,106 $29K <0.01% new OPPENHEIMER ETF TR OPPENHEIMER ETF TR More: the full row for OPPENHEIMER ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 702 shares; 2016Q1: 702 shares; 2016Q2: 602 shares; 2016Q3: 603 shares 603 $29K <0.01% +1 SPMD SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 150 shares; 2015Q2: 150 shares; 2015Q3: 120 shares; 2015Q4: 335 shares; 2016Q1: 335 shares; 2016Q2: 335 shares; 2016Q3: 335 shares 335 $28K <0.01% 0 Timeline IWL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,592 shares; 2015Q2: 1,633 shares; 2015Q3: 338 shares; 2015Q4: 338 shares; 2016Q1: 338 shares; 2016Q2: 556 shares; 2016Q3: 559 shares 559 $28K <0.01% +3 Timeline SRCE 1ST SOURCE CORP More: the full row for 1ST SOURCE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 45 shares; 2015Q3: 49 shares; 2015Q4: 230 shares; 2016Q1: 82 shares; 2016Q2: 873 shares; 2016Q3: 791 shares 791 $28K <0.01% -82 Timeline ELS EQUITY LIFESTYLE PROPERTIES More: the full row for EQUITY LIFESTYLE PROPERTIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 37 shares; 2015Q3: 115 shares; 2015Q4: 730 shares; 2016Q1: 1,488 shares; 2016Q2: 1,623 shares; 2016Q3: 366 shares 366 $28K <0.01% -1,257 Timeline SKYW SKYWEST INC More: the full row for SKYWEST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,271 shares; 2016Q1: 115 shares; 2016Q2: not reported; 2016Q3: 1,065 shares 1,065 $28K <0.01% new Timeline MLI MUELLER INDS INC More: the full row for MUELLER INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22,165 shares; 2015Q2: 23,220 shares; 2015Q3: 25,015 shares; 2015Q4: 1,533 shares; 2016Q1: 1,483 shares; 2016Q2: 1,108 shares; 2016Q3: 857 shares 857 $28K <0.01% -251 Timeline FLTB FIDELITY MERRIMACK STR TR More: the full row for FIDELITY MERRIMACK STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 300 shares; 2015Q3: 300 shares; 2015Q4: 369 shares; 2016Q1: 369 shares; 2016Q2: 369 shares; 2016Q3: 547 shares 547 $28K <0.01% +178 Timeline THO THOR INDS INC More: the full row for THOR INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 238 shares; 2015Q2: 4,280 shares; 2015Q3: 580 shares; 2015Q4: 489 shares; 2016Q1: 896 shares; 2016Q2: 526 shares; 2016Q3: 326 shares 326 $28K <0.01% -200 Timeline JPEM J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 267 shares; 2016Q1: 372 shares; 2016Q2: 456 shares; 2016Q3: 582 shares 582 $28K <0.01% +126 Timeline SCHC SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 898 shares; 2016Q1: 1,228 shares; 2016Q2: 898 shares; 2016Q3: 898 shares 898 $28K <0.01% 0 Timeline MACQUARIE GLOBAL INFRASTRUC… MACQUARIE GLOBAL INFRASTRUCTUR More: the full row for MACQUARIE GLOBAL INFRASTRUCTUR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60 shares; 2015Q2: 671 shares; 2015Q3: 467 shares; 2015Q4: 475 shares; 2016Q1: 483 shares; 2016Q2: 835 shares; 2016Q3: 1,242 shares 1,242 $28K <0.01% +407 XEVGX EATON VANCE SHORT DURATION D More: the full row for EATON VANCE SHORT DURATION D Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30 shares; 2015Q2: 30 shares; 2015Q3: 30 shares; 2015Q4: 2,531 shares; 2016Q1: 2,131 shares; 2016Q2: 2,050 shares; 2016Q3: 2,051 shares 2,051 $28K <0.01% +1 Timeline EATON VANCE NJ MUNI INCOME T EATON VANCE NJ MUNI INCOME T More: the full row for EATON VANCE NJ MUNI INCOME T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,050 shares 2,050 $28K <0.01% new EATON VANCE MUN BD FD II EATON VANCE MUN BD FD II More: the full row for EATON VANCE MUN BD FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,053 shares; 2015Q2: 2,053 shares; 2015Q3: 2,053 shares; 2015Q4: 2,053 shares; 2016Q1: 2,053 shares; 2016Q2: 2,053 shares; 2016Q3: 2,053 shares 2,053 $28K <0.01% 0 INOVIO PHARMACEUTICALS INC INOVIO PHARMACEUTICALS INC More: the full row for INOVIO PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 500 shares; 2015Q3: 500 shares; 2015Q4: 2,400 shares; 2016Q1: 6,900 shares; 2016Q2: 5,345 shares; 2016Q3: 3,045 shares 3,045 $28K <0.01% -2,300 United Community Bancorp United Community Bancorp More: the full row for United Community Bancorp Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 136 shares; 2015Q3: 136 shares; 2015Q4: 2,046 shares; 2016Q1: 6,994 shares; 2016Q2: 8,238 shares; 2016Q3: 1,878 shares 1,878 $28K <0.01% -6,360 ALLERGAN PLC ALLERGAN PLC More: the full row for ALLERGAN PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 26 shares; 2016Q1: 51 shares; 2016Q2: 37 shares; 2016Q3: 34 shares 34 $28K <0.01% -3 WISDOMTREE TR DYNAMIC US EQT WISDOMTREE TR DYNAMIC US EQT More: the full row for WISDOMTREE TR DYNAMIC US EQT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,122 shares 1,122 $28K <0.01% new NHI NATIONAL HEALTH INVS INC More: the full row for NATIONAL HEALTH INVS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: not reported; 2015Q4: 320 shares; 2016Q1: 328 shares; 2016Q2: 341 shares; 2016Q3: 341 shares 341 $27K <0.01% 0 Timeline NRG NRG ENERGY INC More: the full row for NRG ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 247 shares; 2015Q2: 241 shares; 2015Q3: 824 shares; 2015Q4: 1,071 shares; 2016Q1: 2,457 shares; 2016Q2: 2,635 shares; 2016Q3: 2,422 shares 2,422 $27K <0.01% -213 Timeline LAMR LAMAR ADVERTISING CO More: the full row for LAMAR ADVERTISING CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22 shares; 2015Q2: 22 shares; 2015Q3: 53 shares; 2015Q4: 184 shares; 2016Q1: 181 shares; 2016Q2: 180 shares; 2016Q3: 413 shares 413 $27K <0.01% +233 Timeline BAK BRASKEM SA More: the full row for BRASKEM SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 52 shares; 2016Q1: 52 shares; 2016Q2: 55 shares; 2016Q3: 1,750 shares 1,750 $27K <0.01% +1,695 Timeline TGNA TEGNA INC More: the full row for TEGNA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 883 shares; 2015Q4: 8,439 shares; 2016Q1: 10,152 shares; 2016Q2: 2,173 shares; 2016Q3: 1,250 shares 1,250 $27K <0.01% -923 Timeline MUC BLACKROCK MUNIHLDNGS CALI More: the full row for BLACKROCK MUNIHLDNGS CALI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 792 shares; 2015Q2: 792 shares; 2015Q3: 792 shares; 2015Q4: 2,450 shares; 2016Q1: 2,465 shares; 2016Q2: 2,486 shares; 2016Q3: 1,707 shares 1,707 $27K <0.01% -779 Timeline FKU FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 628 shares; 2015Q2: 415 shares; 2015Q3: 1,415 shares; 2015Q4: 1,462 shares; 2016Q1: 1,678 shares; 2016Q2: 887 shares; 2016Q3: 785 shares 785 $27K <0.01% -102 Timeline XMQTX BLACKROCK MUNIYIELD QLTY II More: the full row for BLACKROCK MUNIYIELD QLTY II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,469 shares; 2015Q2: 1,469 shares; 2015Q3: 1,469 shares; 2015Q4: 1,469 shares; 2016Q1: 1,081 shares; 2016Q2: 1,206 shares; 2016Q3: 1,915 shares 1,915 $27K <0.01% +709 Timeline ANSYS INC ANSYS INC More: the full row for ANSYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4 shares; 2015Q2: 22 shares; 2015Q3: 69 shares; 2015Q4: 301 shares; 2016Q1: 348 shares; 2016Q2: 305 shares; 2016Q3: 289 shares 289 $27K <0.01% -16 VISTA OUTDOOR INC VISTA OUTDOOR INC More: the full row for VISTA OUTDOOR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 454 shares; 2015Q2: 458 shares; 2015Q3: 468 shares; 2015Q4: 475 shares; 2016Q1: 767 shares; 2016Q2: 779 shares; 2016Q3: 677 shares 677 $27K <0.01% -102 E TRADE FINANCIAL CORP E TRADE FINANCIAL CORP More: the full row for E TRADE FINANCIAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 225 shares; 2015Q2: 225 shares; 2015Q3: 291 shares; 2015Q4: 486 shares; 2016Q1: 996 shares; 2016Q2: 915 shares; 2016Q3: 915 shares 915 $27K <0.01% 0 TORTOISE ENERGY INFRA CORP TORTOISE ENERGY INFRA CORP More: the full row for TORTOISE ENERGY INFRA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,327 shares; 2015Q2: 2,557 shares; 2015Q3: 1,977 shares; 2015Q4: 2,455 shares; 2016Q1: 2,455 shares; 2016Q2: 1,501 shares; 2016Q3: 893 shares 893 $27K <0.01% -608 BMA BANCO MACRO S A More: the full row for BANCO MACRO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 222 shares; 2016Q1: 222 shares; 2016Q2: 304 shares; 2016Q3: 349 shares 349 $27K <0.01% +45 Timeline HBIO HARVARD BIOSCIENCE INC More: the full row for HARVARD BIOSCIENCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,550 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000 $27K <0.01% 0 Timeline XL GROUP LTD XL GROUP LTD More: the full row for XL GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 790 shares 790 $27K <0.01% new STATOIL ASA STATOIL ASA More: the full row for STATOIL ASA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,882 shares; 2015Q2: 2,065 shares; 2015Q3: 2,148 shares; 2015Q4: 2,657 shares; 2016Q1: 3,037 shares; 2016Q2: 1,460 shares; 2016Q3: 1,617 shares 1,617 $27K <0.01% +157 ENVISION HEALTHCARE HLDGS IN ENVISION HEALTHCARE HLDGS IN More: the full row for ENVISION HEALTHCARE HLDGS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 441 shares; 2015Q2: 485 shares; 2015Q3: 476 shares; 2015Q4: 1,521 shares; 2016Q1: 1,546 shares; 2016Q2: 1,450 shares; 2016Q3: 1,218 shares 1,218 $27K <0.01% -232 CALPINE CORP CALPINE CORP More: the full row for CALPINE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 2,184 shares; 2016Q1: 2,355 shares; 2016Q2: 2,184 shares; 2016Q3: 2,098 shares 2,098 $27K <0.01% -86 HI-CRUSH PARTNERS LP HI-CRUSH PARTNERS LP More: the full row for HI-CRUSH PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,100 shares; 2015Q2: 1,100 shares; 2015Q3: 1,100 shares; 2015Q4: 3,855 shares; 2016Q1: 3,655 shares; 2016Q2: 2,670 shares; 2016Q3: 1,770 shares 1,770 $27K <0.01% -900 EATON VANCE PA MUN BD FD EATON VANCE PA MUN BD FD More: the full row for EATON VANCE PA MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,795 shares; 2015Q2: 2,795 shares; 2015Q3: 1,455 shares; 2015Q4: 1,455 shares; 2016Q1: 1,788 shares; 2016Q2: 1,887 shares; 2016Q3: 1,887 shares 1,887 $27K <0.01% 0 ICSH ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 296 shares; 2015Q2: 116 shares; 2015Q3: 516 shares; 2015Q4: 516 shares; 2016Q1: 516 shares; 2016Q2: 516 shares; 2016Q3: 516 shares 516 $26K <0.01% 0 Timeline TREX TREX INC More: the full row for TREX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 65 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 602 shares; 2016Q1: 602 shares; 2016Q2: 602 shares; 2016Q3: 438 shares 438 $26K <0.01% -164 Timeline LGIH LGI HOMES INC More: the full row for LGI HOMES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 68 shares; 2015Q4: 1,327 shares; 2016Q1: 557 shares; 2016Q2: 385 shares; 2016Q3: 699 shares 699 $26K <0.01% +314 Timeline HRTX HERON THERAPEUTICS INC More: the full row for HERON THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 500 shares; 2016Q1: 500 shares; 2016Q2: 500 shares; 2016Q3: 1,500 shares 1,500 $26K <0.01% +1,000 Timeline ASB ASSOCIATED BANC-CORP More: the full row for ASSOCIATED BANC-CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 114 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,533 shares; 2016Q1: 1,533 shares; 2016Q2: 1,334 shares; 2016Q3: 1,334 shares 1,334 $26K <0.01% 0 Timeline PNNT PENNANTPARK INVTS CORP More: the full row for PENNANTPARK INVTS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: 597 shares; 2015Q4: 7,947 shares; 2016Q1: 4,997 shares; 2016Q2: 643 shares; 2016Q3: 3,453 shares 3,453 $26K <0.01% +2,810 Timeline WESTERN ASSET MUN PARTNERS F WESTERN ASSET MUN PARTNERS F More: the full row for WESTERN ASSET MUN PARTNERS F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 64 shares; 2015Q2: 64 shares; 2015Q3: 65 shares; 2015Q4: 1,546 shares; 2016Q1: 1,546 shares; 2016Q2: 1,547 shares; 2016Q3: 1,548 shares 1,548 $26K <0.01% +1 CONTINENTAL RES INC CONTINENTAL RES INC More: the full row for CONTINENTAL RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 122 shares; 2015Q2: 522 shares; 2015Q3: 737 shares; 2015Q4: 965 shares; 2016Q1: 1,165 shares; 2016Q2: 1,094 shares; 2016Q3: 498 shares 498 $26K <0.01% -596 WYNDHAM DESTINATIONS INC WYNDHAM DESTINATIONS INC More: the full row for WYNDHAM DESTINATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,300 shares; 2015Q2: 1,174 shares; 2015Q3: 71 shares; 2015Q4: 407 shares; 2016Q1: 572 shares; 2016Q2: 448 shares; 2016Q3: 390 shares 390 $26K <0.01% -58 EVC ENTRAVISION COMMUNICATIONS C More: the full row for ENTRAVISION COMMUNICATIONS C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 256 shares; 2015Q3: 285 shares; 2015Q4: 3,642 shares; 2016Q1: 3,354 shares; 2016Q2: 3,344 shares; 2016Q3: 3,343 shares 3,343 $26K <0.01% -1 Timeline PINNACLE FOODS INC DEL PINNACLE FOODS INC DEL More: the full row for PINNACLE FOODS INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6 shares; 2015Q4: 466 shares; 2016Q1: 520 shares; 2016Q2: 520 shares; 2016Q3: 520 shares 520 $26K <0.01% 0 MIDSOUTH BANCORP INC MIDSOUTH BANCORP INC More: the full row for MIDSOUTH BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6,250 shares; 2016Q3: 2,509 shares 2,509 $26K <0.01% -3,741 COMSCORE INC COMSCORE INC More: the full row for COMSCORE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 692 shares; 2015Q2: 3,668 shares; 2015Q3: 874 shares; 2015Q4: 889 shares; 2016Q1: 833 shares; 2016Q2: 833 shares; 2016Q3: 833 shares 833 $26K <0.01% 0 Q Q More: the full row for Q Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 7 shares; 2015Q3: 54 shares; 2015Q4: 370 shares; 2016Q1: 357 shares; 2016Q2: 316 shares; 2016Q3: 315 shares 315 $26K <0.01% -1 LEUCADIA NATL CORP LEUCADIA NATL CORP More: the full row for LEUCADIA NATL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 966 shares; 2015Q2: 920 shares; 2015Q3: 850 shares; 2015Q4: 2,913 shares; 2016Q1: 2,226 shares; 2016Q2: 1,326 shares; 2016Q3: 1,356 shares 1,356 $26K <0.01% +30 Guggenheim ETF Trust 2 Timb… Guggenheim ETF Trust 2 Timber More: the full row for Guggenheim ETF Trust 2 Timber Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 403 shares; 2015Q2: 403 shares; 2015Q3: 403 shares; 2015Q4: 1,508 shares; 2016Q1: 1,105 shares; 2016Q2: 1,455 shares; 2016Q3: 1,017 shares 1,017 $26K <0.01% -438 BARCLAYS BK PLC BARCLAYS BK PLC More: the full row for BARCLAYS BK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,208 shares; 2015Q2: 2,610 shares; 2015Q3: 1,734 shares; 2015Q4: 1,684 shares; 2016Q1: 391 shares; 2016Q2: 233 shares; 2016Q3: 196 shares 196 $26K <0.01% -37 BLDRS EUROPE 100 ADR INDEX BLDRS EUROPE 100 ADR INDEX More: the full row for BLDRS EUROPE 100 ADR INDEX Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 145 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 480 shares; 2016Q2: 872 shares; 2016Q3: 1,328 shares 1,328 $26K <0.01% +456 COLUMBIA ETF TR COLUMBIA ETF TR More: the full row for COLUMBIA ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 485 shares; 2016Q1: 485 shares; 2016Q2: 485 shares; 2016Q3: 485 shares 485 $26K <0.01% 0 EATON VANCE PA MUNI INCOME T EATON VANCE PA MUNI INCOME T More: the full row for EATON VANCE PA MUNI INCOME T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000 $26K <0.01% 0 UBS AG LONDON BRANCH UBS AG LONDON BRANCH More: the full row for UBS AG LONDON BRANCH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 189 shares; 2015Q4: 189 shares; 2016Q1: 189 shares; 2016Q2: 189 shares; 2016Q3: 189 shares 189 $26K <0.01% 0 FUELCELL ENERGY INC FUELCELL ENERGY INC More: the full row for FUELCELL ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,582 shares; 2016Q1: 4,166 shares; 2016Q2: 4,766 shares; 2016Q3: 4,766 shares 4,766 $26K <0.01% 0 STWD 3.75 10/17 STWD 3.75 10/17 More: the full row for STWD 3.75 10/17 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000 $26K <0.01% new JAZZ JAZZ PHARMACEUTICALS PLC More: the full row for JAZZ PHARMACEUTICALS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,811 shares; 2015Q2: 1,773 shares; 2015Q3: 1,643 shares; 2015Q4: 253 shares; 2016Q1: 512 shares; 2016Q2: 410 shares; 2016Q3: 209 shares 209 $25K <0.01% -201 Timeline TSEM TOWER SEMICONDUCTOR LTD More: the full row for TOWER SEMICONDUCTOR LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,577 shares; 2015Q2: 4,095 shares; 2015Q3: 4,202 shares; 2015Q4: 3,912 shares; 2016Q1: 3,352 shares; 2016Q2: 2,440 shares; 2016Q3: 1,674 shares 1,674 $25K <0.01% -766 Timeline SYNA SYNAPTICS INC More: the full row for SYNAPTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 337 shares; 2015Q2: 228 shares; 2015Q3: 132 shares; 2015Q4: 544 shares; 2016Q1: 156 shares; 2016Q2: 176 shares; 2016Q3: 426 shares 426 $25K <0.01% +250 Timeline MTZ MASTEC INC More: the full row for MASTEC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 738 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 27 shares; 2016Q1: not reported; 2016Q2: 973 shares; 2016Q3: 841 shares 841 $25K <0.01% -132 Timeline CFFN CAPITOL FED FINL INC More: the full row for CAPITOL FED FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,138 shares; 2015Q2: 1,919 shares; 2015Q3: 1,801 shares; 2015Q4: 5,952 shares; 2016Q1: 5,722 shares; 2016Q2: 1,793 shares; 2016Q3: 1,793 shares 1,793 $25K <0.01% 0 Timeline THS TREEHOUSE FOODS INC More: the full row for TREEHOUSE FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 687 shares; 2015Q2: 687 shares; 2015Q3: 186 shares; 2015Q4: 998 shares; 2016Q1: 1,002 shares; 2016Q2: 1,085 shares; 2016Q3: 285 shares 285 $25K <0.01% -800 Timeline TELFY TELEFONICA SA-SPON ADR More: the full row for TELEFONICA SA-SPON ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,400 shares; 2015Q2: 3,400 shares; 2015Q3: 3,400 shares; 2015Q4: 5,093 shares; 2016Q1: 5,059 shares; 2016Q2: 2,489 shares; 2016Q3: 2,490 shares 2,490 $25K <0.01% +1 Timeline ICUI ICU MED INC More: the full row for ICU MED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 59 shares; 2015Q4: 59 shares; 2016Q1: 51 shares; 2016Q2: 203 shares; 2016Q3: 196 shares 196 $25K <0.01% -7 Timeline SBNY SIGNATURE BANK More: the full row for SIGNATURE BANK Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1 shares; 2015Q4: 2 shares; 2016Q1: 117 shares; 2016Q2: 236 shares; 2016Q3: 210 shares 210 $25K <0.01% -26 Timeline PLAY DAVE & BUSTERS ENTMT INC More: the full row for DAVE & BUSTERS ENTMT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,566 shares; 2016Q1: 5 shares; 2016Q2: 755 shares; 2016Q3: 634 shares 634 $25K <0.01% -121 Timeline UVE UNIVERSAL INS HLDGS INC More: the full row for UNIVERSAL INS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,864 shares; 2015Q2: 2,764 shares; 2015Q3: 2,914 shares; 2015Q4: 4,019 shares; 2016Q1: 2,560 shares; 2016Q2: 1,743 shares; 2016Q3: 1,010 shares 1,010 $25K <0.01% -733 Timeline MUJ BLACKROCK MUNIHLDGS NJ QLTY More: the full row for BLACKROCK MUNIHLDGS NJ QLTY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,347 shares; 2015Q2: 1,347 shares; 2015Q3: 1,347 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,600 shares 1,600 $25K <0.01% new Timeline LVHI LEGG MASON ETF INVT More: the full row for LEGG MASON ETF INVT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,005 shares 1,005 $25K <0.01% new Timeline BKF ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,044 shares; 2015Q2: 763 shares; 2015Q3: 486 shares; 2015Q4: 1,181 shares; 2016Q1: 1,061 shares; 2016Q2: 743 shares; 2016Q3: 743 shares 743 $25K <0.01% 0 Timeline BBC ETFIS SER TR I More: the full row for ETFIS SER TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 300 shares; 2016Q1: 380 shares; 2016Q2: 1,400 shares; 2016Q3: 1,116 shares 1,116 $25K <0.01% -284 Timeline INSYS THERAPEUTICS INC INSYS THERAPEUTICS INC More: the full row for INSYS THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 400 shares; 2015Q4: 600 shares; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 2,100 shares 2,100 $25K <0.01% +1,500 CARA THERAPEUTICS INC CARA THERAPEUTICS INC More: the full row for CARA THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,000 shares; 2016Q1: 3,000 shares; 2016Q2: 3,000 shares; 2016Q3: 3,000 shares 3,000 $25K <0.01% 0 CIT GROUP INC COM NEW CIT GROUP INC COM NEW More: the full row for CIT GROUP INC COM NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 501 shares; 2015Q2: 439 shares; 2015Q3: 487 shares; 2015Q4: 997 shares; 2016Q1: 1,216 shares; 2016Q2: 891 shares; 2016Q3: 697 shares 697 $25K <0.01% -194 VANTIV INC VANTIV INC More: the full row for VANTIV INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 104 shares; 2015Q2: 111 shares; 2015Q3: 131 shares; 2015Q4: 318 shares; 2016Q1: 361 shares; 2016Q2: 387 shares; 2016Q3: 439 shares 439 $25K <0.01% +52 XNXNX NUVEEN NY SEL TAX-FR INC More: the full row for NUVEEN NY SEL TAX-FR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,700 shares 1,700 $25K <0.01% new Timeline CVR Partners, LP CVR Partners, LP More: the full row for CVR Partners, LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,168 shares; 2015Q2: 1,056 shares; 2015Q3: 1,357 shares; 2015Q4: 3,832 shares; 2016Q1: 4,776 shares; 2016Q2: 4,915 shares; 2016Q3: 4,665 shares 4,665 $25K <0.01% -250 CURRENCYSHS JAPANESE YEN TR CURRENCYSHS JAPANESE YEN TR More: the full row for CURRENCYSHS JAPANESE YEN TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 34 shares; 2015Q2: 34 shares; 2015Q3: 34 shares; 2015Q4: 34 shares; 2016Q1: 34 shares; 2016Q2: 326 shares; 2016Q3: 261 shares 261 $25K <0.01% -65 CURRENCYSHS BRIT POUND STER CURRENCYSHS BRIT POUND STER More: the full row for CURRENCYSHS BRIT POUND STER Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 200 shares; 2016Q3: 200 shares 200 $25K <0.01% 0 ESMC ESCALON MEDICAL CORP More: the full row for ESCALON MEDICAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 38,000 shares 38,000 $25K <0.01% new Timeline DEUTSCHE HIGH INCOME OPPORT DEUTSCHE HIGH INCOME OPPORT More: the full row for DEUTSCHE HIGH INCOME OPPORT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,955 shares; 2015Q2: 1,955 shares; 2015Q3: 1,955 shares; 2015Q4: 3,393 shares; 2016Q1: 2,985 shares; 2016Q2: 1,798 shares; 2016Q3: 1,798 shares 1,798 $25K <0.01% 0 KBH KB HOME More: the full row for KB HOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 414 shares; 2015Q2: 789 shares; 2015Q3: 852 shares; 2015Q4: 714 shares; 2016Q1: 1,008 shares; 2016Q2: 1,303 shares; 2016Q3: 1,516 shares 1,516 $24K <0.01% +213 Timeline JBL JABIL INC More: the full row for JABIL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 743 shares; 2015Q2: 615 shares; 2015Q3: 667 shares; 2015Q4: 980 shares; 2016Q1: 782 shares; 2016Q2: 1,332 shares; 2016Q3: 1,102 shares 1,102 $24K <0.01% -230 Timeline CNMD CONMED CORP More: the full row for CONMED CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 200 shares; 2016Q2: 601 shares; 2016Q3: 603 shares 603 $24K <0.01% +2 Timeline AVB AVALONBAY CMNTYS INC More: the full row for AVALONBAY CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60 shares; 2015Q2: 28 shares; 2015Q3: 95 shares; 2015Q4: 286 shares; 2016Q1: 273 shares; 2016Q2: 188 shares; 2016Q3: 136 shares 136 $24K <0.01% -52 Timeline NXP NUVEEN SELECT TAX-FREE INCOM More: the full row for NUVEEN SELECT TAX-FREE INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 683 shares; 2015Q2: 690 shares; 2015Q3: 12,099 shares; 2015Q4: 18,442 shares; 2016Q1: 19,597 shares; 2016Q2: 2,749 shares; 2016Q3: 1,546 shares 1,546 $24K <0.01% -1,203 Timeline CIO CITY OFFICE REIT INC More: the full row for CITY OFFICE REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,881 shares; 2016Q3: 1,881 shares 1,881 $24K <0.01% 0 Timeline VLY VALLEY NATL BANCORP More: the full row for VALLEY NATL BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 829 shares; 2015Q2: 829 shares; 2015Q3: 829 shares; 2015Q4: 884 shares; 2016Q1: 1,467 shares; 2016Q2: 4,653 shares; 2016Q3: 2,400 shares 2,400 $24K <0.01% -2,253 Timeline BANK OF AMER CORP BANK OF AMER CORP More: the full row for BANK OF AMER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50 shares; 2015Q2: 50 shares; 2015Q3: 50 shares; 2015Q4: 50 shares; 2016Q1: 55 shares; 2016Q2: 20 shares; 2016Q3: 20 shares 20 $24K <0.01% 0 PJT PJT PARTNERS INC More: the full row for PJT PARTNERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,816 shares; 2016Q1: 1,240 shares; 2016Q2: 1,232 shares; 2016Q3: 870 shares 870 $24K <0.01% -362 Timeline HOLLY ENERGY PARTNERS L P HOLLY ENERGY PARTNERS L P More: the full row for HOLLY ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 900 shares; 2015Q2: 947 shares; 2015Q3: 900 shares; 2015Q4: 2,182 shares; 2016Q1: 2,167 shares; 2016Q2: 665 shares; 2016Q3: 716 shares 716 $24K <0.01% +51 SLRC SLR INVESTMENT CORP More: the full row for SLR INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 418 shares; 2015Q2: 418 shares; 2015Q3: 418 shares; 2015Q4: 418 shares; 2016Q1: 218 shares; 2016Q2: 318 shares; 2016Q3: 1,168 shares 1,168 $24K <0.01% +850 Timeline ESCA ESCALADE INC More: the full row for ESCALADE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,906 shares; 2015Q2: 1,906 shares; 2015Q3: 1,906 shares; 2015Q4: 1,906 shares; 2016Q1: 1,906 shares; 2016Q2: 1,906 shares; 2016Q3: 1,906 shares 1,906 $24K <0.01% 0 Timeline JETS ETF SER SOLUTIONS More: the full row for ETF SER SOLUTIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: not reported; 2016Q1: 1,000 shares; 2016Q2: 1,030 shares; 2016Q3: 1,030 shares 1,030 $24K <0.01% 0 Timeline IEUS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 750 shares; 2015Q4: 450 shares; 2016Q1: 563 shares; 2016Q2: 532 shares; 2016Q3: 532 shares 532 $24K <0.01% 0 Timeline SELECT BANCORP INC NEW COM SELECT BANCORP INC NEW COM More: the full row for SELECT BANCORP INC NEW COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,995 shares 2,995 $24K <0.01% new BRIGGS & STRATTON CORP BRIGGS & STRATTON CORP More: the full row for BRIGGS & STRATTON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 299 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 261 shares; 2016Q1: 261 shares; 2016Q2: 1,268 shares; 2016Q3: 1,268 shares 1,268 $24K <0.01% 0 SEASPAN CORP SEASPAN CORP More: the full row for SEASPAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 605 shares; 2015Q2: 198 shares; 2015Q3: 201 shares; 2015Q4: 205 shares; 2016Q1: 209 shares; 2016Q2: 213 shares; 2016Q3: 1,811 shares 1,811 $24K <0.01% +1,598 GULF RESOURCES INC GULF RESOURCES INC More: the full row for GULF RESOURCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,511 shares; 2016Q2: 9,993 shares; 2016Q3: 11,201 shares 11,201 $24K <0.01% +1,208 RYDEX GUGGENHEIM RYDEX GUGGENHEIM More: the full row for RYDEX GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 342 shares; 2015Q2: 342 shares; 2015Q3: 342 shares; 2015Q4: 300 shares; 2016Q1: 45 shares; 2016Q2: 45 shares; 2016Q3: 262 shares 262 $24K <0.01% +217 ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 231 shares; 2016Q1: 232 shares; 2016Q2: 234 shares; 2016Q3: 942 shares 942 $24K <0.01% +708 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 966 shares; 2016Q2: 3,288 shares; 2016Q3: 1,099 shares 1,099 $24K <0.01% -2,189 CEB INC CEB INC More: the full row for CEB INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 35 shares; 2015Q4: 157 shares; 2016Q1: 131 shares; 2016Q2: 133 shares; 2016Q3: 442 shares 442 $24K <0.01% +309 AVT AVNET INC More: the full row for AVNET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,153 shares; 2015Q2: 1,435 shares; 2015Q3: 494 shares; 2015Q4: 1,106 shares; 2016Q1: 578 shares; 2016Q2: 578 shares; 2016Q3: 559 shares 559 $23K <0.01% -19 Timeline FMC FMC CORP More: the full row for FMC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24 shares; 2015Q2: 6 shares; 2015Q3: 43 shares; 2015Q4: 772 shares; 2016Q1: 789 shares; 2016Q2: 755 shares; 2016Q3: 471 shares 471 $23K <0.01% -284 Timeline MORN MORNINGSTAR INC More: the full row for MORNINGSTAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 59 shares; 2016Q1: 161 shares; 2016Q2: 286 shares; 2016Q3: 287 shares 287 $23K <0.01% +1 Timeline RCI ROGERS COMMUNICATIONS INC More: the full row for ROGERS COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 876 shares; 2015Q2: 841 shares; 2015Q3: 453 shares; 2015Q4: 453 shares; 2016Q1: 742 shares; 2016Q2: 535 shares; 2016Q3: 531 shares 531 $23K <0.01% -4 Timeline JD JD.COM INC More: the full row for JD.COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 860 shares; 2016Q1: 760 shares; 2016Q2: 860 shares; 2016Q3: 895 shares 895 $23K <0.01% +35 Timeline NFRA FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 502 shares; 2016Q2: 506 shares; 2016Q3: 510 shares 510 $23K <0.01% +4 Timeline XT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 250 shares; 2015Q2: 250 shares; 2015Q3: 125 shares; 2015Q4: 702 shares; 2016Q1: 515 shares; 2016Q2: not reported; 2016Q3: 879 shares 879 $23K <0.01% new Timeline XIGDX VOYA GLBL EQTY DIV & PREM OP More: the full row for VOYA GLBL EQTY DIV & PREM OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,625 shares; 2015Q2: 1,625 shares; 2015Q3: 1,625 shares; 2015Q4: 13,369 shares; 2016Q1: 11,553 shares; 2016Q2: 9,367 shares; 2016Q3: 3,230 shares 3,230 $23K <0.01% -6,137 Timeline KEX KIRBY CORP More: the full row for KIRBY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 302 shares; 2015Q2: 292 shares; 2015Q3: 298 shares; 2015Q4: 287 shares; 2016Q1: 361 shares; 2016Q2: 442 shares; 2016Q3: 366 shares 366 $23K <0.01% -76 Timeline GEM GOLDMAN SACHS ETF TR More: the full row for GOLDMAN SACHS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 400 shares; 2016Q3: 800 shares 800 $23K <0.01% +400 Timeline NBB NUVEEN TAXABLE MUNICPAL INM More: the full row for NUVEEN TAXABLE MUNICPAL INM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,105 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: 3,143 shares; 2016Q1: 4,745 shares; 2016Q2: 1,429 shares; 2016Q3: 1,000 shares 1,000 $23K <0.01% -429 Timeline HEWJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 850 shares; 2015Q2: 1,848 shares; 2015Q3: 3,113 shares; 2015Q4: 4,113 shares; 2016Q1: 4,000 shares; 2016Q2: 1,341 shares; 2016Q3: 941 shares 941 $23K <0.01% -400 Timeline RWM PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 430 shares; 2016Q1: 446 shares; 2016Q2: 839 shares; 2016Q3: 421 shares 421 $23K <0.01% -418 Timeline SOUTHSTATE BANK CORP SOUTHSTATE BANK CORP More: the full row for SOUTHSTATE BANK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 377 shares; 2015Q2: 377 shares; 2015Q3: 403 shares; 2015Q4: 673 shares; 2016Q1: 435 shares; 2016Q2: 370 shares; 2016Q3: 303 shares 303 $23K <0.01% -67 HEALTHCARE RLTY TR HEALTHCARE RLTY TR More: the full row for HEALTHCARE RLTY TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 245 shares; 2015Q2: 245 shares; 2015Q3: 250 shares; 2015Q4: 675 shares; 2016Q1: 685 shares; 2016Q2: 685 shares; 2016Q3: 685 shares 685 $23K <0.01% 0 BLACKROCK NJ MUNICIPAL BOND BLACKROCK NJ MUNICIPAL BOND More: the full row for BLACKROCK NJ MUNICIPAL BOND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,300 shares; 2016Q1: 1,300 shares; 2016Q2: 1,300 shares; 2016Q3: 1,300 shares 1,300 $23K <0.01% 0 SPARTANNASH CO SPARTANNASH CO More: the full row for SPARTANNASH CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,453 shares; 2015Q2: 1,207 shares; 2015Q3: 1,200 shares; 2015Q4: 800 shares; 2016Q1: 800 shares; 2016Q2: 900 shares; 2016Q3: 802 shares 802 $23K <0.01% -98 VALARIS ORD VALARIS ORD More: the full row for VALARIS ORD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,322 shares; 2015Q2: 513 shares; 2015Q3: 60 shares; 2015Q4: 68 shares; 2016Q1: 68 shares; 2016Q2: 68 shares; 2016Q3: 213 shares 213 $23K <0.01% +145 TEEKAY LNG PARTNERS L P TEEKAY LNG PARTNERS L P More: the full row for TEEKAY LNG PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,713 shares; 2015Q2: 6,665 shares; 2015Q3: 3,465 shares; 2015Q4: 5,020 shares; 2016Q1: 3,255 shares; 2016Q2: 1,605 shares; 2016Q3: 1,505 shares 1,505 $23K <0.01% -100 ROCKWELL MED INC ROCKWELL MED INC More: the full row for ROCKWELL MED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,500 shares; 2016Q3: 3,500 shares 3,500 $23K <0.01% 0 PERFUMANIA HOLDINGS INC PERFUMANIA HOLDINGS INC More: the full row for PERFUMANIA HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,500 shares 10,500 $23K <0.01% new TWO RIV BANCORP TWO RIV BANCORP More: the full row for TWO RIV BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000 $23K <0.01% 0 GLOBAL X GLOBAL X More: the full row for GLOBAL X Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,700 shares; 2016Q3: 2,700 shares 2,700 $23K <0.01% 0 VICTORY PORTFOLIOS II VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 54 shares; 2016Q1: 54 shares; 2016Q2: 628 shares; 2016Q3: 628 shares 628 $23K <0.01% 0 FIFTH STR ASSET MGMT INC FIFTH STR ASSET MGMT INC More: the full row for FIFTH STR ASSET MGMT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 4,232 shares 4,232 $23K <0.01% new EXELON CORP EXELON CORP More: the full row for EXELON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70 shares; 2015Q2: 70 shares; 2015Q3: 70 shares; 2015Q4: 165 shares; 2016Q1: 320 shares; 2016Q2: 185 shares; 2016Q3: 485 shares 485 $23K <0.01% +300 ESRT EMPIRE ST RLTY TR INC More: the full row for EMPIRE ST RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 1,033 shares 1,033 $22K <0.01% +33 Timeline NANR SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 647 shares 647 $22K <0.01% new Timeline KMPR KEMPER CORP More: the full row for KEMPER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 59 shares; 2015Q2: 15 shares; 2015Q3: 15 shares; 2015Q4: 556 shares; 2016Q1: 561 shares; 2016Q2: 565 shares; 2016Q3: 568 shares 568 $22K <0.01% +3 Timeline AJG GALLAGHER ARTHUR J & CO More: the full row for GALLAGHER ARTHUR J & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 253 shares; 2015Q2: 227 shares; 2015Q3: 2,168 shares; 2015Q4: 2,011 shares; 2016Q1: 1,472 shares; 2016Q2: 436 shares; 2016Q3: 436 shares 436 $22K <0.01% 0 Timeline BLD TOPBUILD COR More: the full row for TOPBUILD COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 967 shares; 2015Q4: 738 shares; 2016Q1: 739 shares; 2016Q2: 724 shares; 2016Q3: 663 shares 663 $22K <0.01% -61 Timeline CCJ CAMECO CORP More: the full row for CAMECO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 255 shares; 2015Q2: 373 shares; 2015Q3: 436 shares; 2015Q4: 554 shares; 2016Q1: 554 shares; 2016Q2: 325 shares; 2016Q3: 2,595 shares 2,595 $22K <0.01% +2,270 Timeline NDSN NORDSON CORP More: the full row for NORDSON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 205 shares; 2015Q2: 205 shares; 2015Q3: 205 shares; 2015Q4: 563 shares; 2016Q1: 211 shares; 2016Q2: 221 shares; 2016Q3: 221 shares 221 $22K <0.01% 0 Timeline GEF GREIF INC More: the full row for GREIF INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 446 shares 446 $22K <0.01% new Timeline ACLS AXCELIS TECHNOLOGIES INC More: the full row for AXCELIS TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,668 shares 1,668 $22K <0.01% new Timeline GBDC GOLUB CAP BDC INC More: the full row for GOLUB CAP BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,600 shares; 2015Q2: 1,600 shares; 2015Q3: 1,890 shares; 2015Q4: 3,240 shares; 2016Q1: 3,440 shares; 2016Q2: 3,440 shares; 2016Q3: 1,190 shares 1,190 $22K <0.01% -2,250 Timeline BLACKROCK CAP INVT CORP BLACKROCK CAP INVT CORP More: the full row for BLACKROCK CAP INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 762 shares; 2015Q2: 762 shares; 2015Q3: 1,071 shares; 2015Q4: 3,221 shares; 2016Q1: 2,971 shares; 2016Q2: 2,971 shares; 2016Q3: 2,671 shares 2,671 $22K <0.01% -300 EATON VANCE CORP EATON VANCE CORP More: the full row for EATON VANCE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,296 shares; 2015Q2: 1,315 shares; 2015Q3: 1,393 shares; 2015Q4: 1,918 shares; 2016Q1: 621 shares; 2016Q2: 449 shares; 2016Q3: 557 shares 557 $22K <0.01% +108 STAMPS COM INC STAMPS COM INC More: the full row for STAMPS COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 224 shares; 2015Q2: 224 shares; 2015Q3: 690 shares; 2015Q4: 690 shares; 2016Q1: 207 shares; 2016Q2: 207 shares; 2016Q3: 237 shares 237 $22K <0.01% +30 HILTON WORLDWIDE HLDGS INC HILTON WORLDWIDE HLDGS INC More: the full row for HILTON WORLDWIDE HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 1,210 shares; 2016Q1: 1,208 shares; 2016Q2: 976 shares; 2016Q3: 976 shares 976 $22K <0.01% 0 PNI PIMCO NEW YORK MUN FD II More: the full row for PIMCO NEW YORK MUN FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,660 shares 1,660 $22K <0.01% new Timeline PRSU PURSUIT ATTRACTIONS AND HOSP More: the full row for PURSUIT ATTRACTIONS AND HOSP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50 shares; 2015Q2: not reported; 2015Q3: 50 shares; 2015Q4: 550 shares; 2016Q1: 550 shares; 2016Q2: 611 shares; 2016Q3: 611 shares 611 $22K <0.01% 0 Timeline TUR ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 551 shares; 2015Q2: 520 shares; 2015Q3: 520 shares; 2015Q4: 510 shares; 2016Q1: 339 shares; 2016Q2: 269 shares; 2016Q3: 568 shares 568 $22K <0.01% +299 Timeline EMIF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 580 shares; 2015Q2: 307 shares; 2015Q3: 307 shares; 2015Q4: 999 shares; 2016Q1: 408 shares; 2016Q2: 708 shares; 2016Q3: 708 shares 708 $22K <0.01% 0 Timeline LIBERTY GLOBAL PLC- C LIBERTY GLOBAL PLC- C More: the full row for LIBERTY GLOBAL PLC- C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 370 shares; 2015Q2: 105 shares; 2015Q3: 105 shares; 2015Q4: 712 shares; 2016Q1: 1,043 shares; 2016Q2: 675 shares; 2016Q3: 675 shares 675 $22K <0.01% 0 CAVIUM INC CAVIUM INC More: the full row for CAVIUM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 49 shares; 2015Q2: 49 shares; 2015Q3: 116 shares; 2015Q4: 431 shares; 2016Q1: 472 shares; 2016Q2: 381 shares; 2016Q3: 370 shares 370 $22K <0.01% -11 VASCULAR SOLUTIONS INC VASCULAR SOLUTIONS INC More: the full row for VASCULAR SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 636 shares; 2015Q2: 763 shares; 2015Q3: 742 shares; 2015Q4: 742 shares; 2016Q1: 492 shares; 2016Q2: 466 shares; 2016Q3: 466 shares 466 $22K <0.01% 0 FLOTEK INDS INC DEL FLOTEK INDS INC DEL More: the full row for FLOTEK INDS INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,500 shares; 2015Q2: 1,500 shares; 2015Q3: 1,500 shares; 2015Q4: 1,500 shares; 2016Q1: 1,500 shares; 2016Q2: 1,500 shares; 2016Q3: 1,500 shares 1,500 $22K <0.01% 0 MANITOWOC COMPANY INC MANITOWOC COMPANY INC More: the full row for MANITOWOC COMPANY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 772 shares; 2015Q2: 1,262 shares; 2015Q3: 1,076 shares; 2015Q4: 4,089 shares; 2016Q1: 4,093 shares; 2016Q2: 5,643 shares; 2016Q3: 4,646 shares 4,646 $22K <0.01% -997 RACKSPACE HOSTING INC RACKSPACE HOSTING INC More: the full row for RACKSPACE HOSTING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 512 shares; 2015Q2: 512 shares; 2015Q3: 447 shares; 2015Q4: 1,400 shares; 2016Q1: 1,368 shares; 2016Q2: 1,092 shares; 2016Q3: 692 shares 692 $22K <0.01% -400 DDR CORP DDR CORP More: the full row for DDR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 950 shares; 2015Q2: 650 shares; 2015Q3: 1,175 shares; 2015Q4: 1,861 shares; 2016Q1: 1,616 shares; 2016Q2: 1,767 shares; 2016Q3: 1,268 shares 1,268 $22K <0.01% -499 POWERSHARES ETF TR II S&P50… POWERSHARES ETF TR II S&P500 H More: the full row for POWERSHARES ETF TR II S&P500 H Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,362 shares; 2016Q1: 661 shares; 2016Q2: 661 shares; 2016Q3: 661 shares 661 $22K <0.01% 0 TEEKAY TANKERS LTD TEEKAY TANKERS LTD More: the full row for TEEKAY TANKERS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 500 shares; 2015Q2: 500 shares; 2015Q3: not reported; 2015Q4: 6,650 shares; 2016Q1: 11,650 shares; 2016Q2: 5,156 shares; 2016Q3: 8,704 shares 8,704 $22K <0.01% +3,548 CAPITAL PRODUCT PARTNERS L P CAPITAL PRODUCT PARTNERS L P More: the full row for CAPITAL PRODUCT PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 1,250 shares; 2015Q3: 1,100 shares; 2015Q4: 11,000 shares; 2016Q1: 8,475 shares; 2016Q2: 6,650 shares; 2016Q3: 6,620 shares 6,620 $22K <0.01% -30 POWERSHARES GOLDEN DRAGON (… POWERSHARES GOLDEN DRAGON (PGJ) More: the full row for POWERSHARES GOLDEN DRAGON (PGJ) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 676 shares; 2015Q2: 676 shares; 2015Q3: 676 shares; 2015Q4: 676 shares; 2016Q1: 676 shares; 2016Q2: 676 shares; 2016Q3: 676 shares 676 $22K <0.01% 0 DEUTSCHE BK AG LONDON BRH DEUTSCHE BK AG LONDON BRH More: the full row for DEUTSCHE BK AG LONDON BRH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 257 shares; 2016Q2: 257 shares; 2016Q3: 257 shares 257 $22K <0.01% 0 EATON VANCE MA MUNI INCOME T EATON VANCE MA MUNI INCOME T More: the full row for EATON VANCE MA MUNI INCOME T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,500 shares; 2015Q2: 1,500 shares; 2015Q3: 1,500 shares; 2015Q4: 1,500 shares; 2016Q1: 1,500 shares; 2016Q2: 1,500 shares; 2016Q3: 1,500 shares 1,500 $22K <0.01% 0 POWERSHARES ETF TR II EURO … POWERSHARES ETF TR II EURO CUR HDG More: the full row for POWERSHARES ETF TR II EURO CUR HDG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 135 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 894 shares 894 $22K <0.01% new DIVERSIFIED REAL ASSET INC … DIVERSIFIED REAL ASSET INC FD COM… More: the full row for DIVERSIFIED REAL ASSET INC FD COM SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 21,234 shares; 2015Q2: 14,938 shares; 2015Q3: 768 shares; 2015Q4: 1,544 shares; 2016Q1: 1,551 shares; 2016Q2: 1,269 shares; 2016Q3: 1,269 shares 1,269 $22K <0.01% 0 KFY KORN FERRY More: the full row for KORN FERRY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 718 shares; 2016Q1: 1,165 shares; 2016Q2: 1,001 shares; 2016Q3: 1,003 shares 1,003 $21K <0.01% +2 Timeline MLAB MESA LABS INC More: the full row for MESA LABS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 18 shares; 2015Q3: 18 shares; 2015Q4: 107 shares; 2016Q1: 943 shares; 2016Q2: 1,138 shares; 2016Q3: 187 shares 187 $21K <0.01% -951 Timeline RJF RAYMOND JAMES FINL INC More: the full row for RAYMOND JAMES FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 670 shares; 2015Q2: 1,092 shares; 2015Q3: 393 shares; 2015Q4: 529 shares; 2016Q1: 499 shares; 2016Q2: 498 shares; 2016Q3: 363 shares 363 $21K <0.01% -135 Timeline BGH BARINGS GLOBAL SHORT DURATIO More: the full row for BARINGS GLOBAL SHORT DURATIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,126 shares 1,126 $21K <0.01% new Timeline PBR PETROLEO BRASILEIRO S A More: the full row for PETROLEO BRASILEIRO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,037 shares; 2015Q2: 12,855 shares; 2015Q3: 12,755 shares; 2015Q4: 18,224 shares; 2016Q1: 13,944 shares; 2016Q2: 13,162 shares; 2016Q3: 2,223 shares 2,223 $21K <0.01% -10,939 Timeline PRLB PROTO LABS INC More: the full row for PROTO LABS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 146 shares; 2015Q2: 146 shares; 2015Q3: 151 shares; 2015Q4: 321 shares; 2016Q1: 365 shares; 2016Q2: 471 shares; 2016Q3: 343 shares 343 $21K <0.01% -128 Timeline FIRST TRUST NEW OPPORTUNITI… FIRST TRUST NEW OPPORTUNITIES More: the full row for FIRST TRUST NEW OPPORTUNITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 350 shares; 2016Q1: 3,750 shares; 2016Q2: 1,350 shares; 2016Q3: 1,550 shares 1,550 $21K <0.01% +200 BHP BILLITON- ADR BHP BILLITON- ADR More: the full row for BHP BILLITON- ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 580 shares; 2015Q2: 1,725 shares; 2015Q3: 290 shares; 2015Q4: 980 shares; 2016Q1: 1,063 shares; 2016Q2: 1,063 shares; 2016Q3: 695 shares 695 $21K <0.01% -368 IHY VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 870 shares; 2016Q3: 866 shares 866 $21K <0.01% -4 Timeline BKU BANKUNITED INC More: the full row for BANKUNITED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 50 shares; 2015Q3: not reported; 2015Q4: 645 shares; 2016Q1: 712 shares; 2016Q2: 738 shares; 2016Q3: 682 shares 682 $21K <0.01% -56 Timeline MNRO MONRO INC More: the full row for MONRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 225 shares; 2015Q2: 226 shares; 2015Q3: 231 shares; 2015Q4: 277 shares; 2016Q1: 347 shares; 2016Q2: 348 shares; 2016Q3: 349 shares 349 $21K <0.01% +1 Timeline YORW YORK WTR CO More: the full row for YORK WTR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 700 shares; 2016Q2: 700 shares; 2016Q3: 704 shares 704 $21K <0.01% +4 Timeline FTAG FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 965 shares; 2016Q3: 965 shares 965 $21K <0.01% 0 Timeline INKM SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 672 shares; 2016Q3: 677 shares 677 $21K <0.01% +5 Timeline LLFLQ LUMBER LIQUIDATORS HOLDINGS More: the full row for LUMBER LIQUIDATORS HOLDINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 371 shares; 2015Q2: 471 shares; 2015Q3: 471 shares; 2015Q4: 871 shares; 2016Q1: 1,121 shares; 2016Q2: 1,081 shares; 2016Q3: 1,081 shares 1,081 $21K <0.01% 0 Timeline DENN DENNY'S CORP More: the full row for DENNY'S CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,000 shares; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000 $21K <0.01% 0 Timeline U S G CORP U S G CORP More: the full row for U S G CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,236 shares; 2015Q2: 2,245 shares; 2015Q3: 2,305 shares; 2015Q4: 2,506 shares; 2016Q1: 1,443 shares; 2016Q2: 2,668 shares; 2016Q3: 813 shares 813 $21K <0.01% -1,855 WISDOMTREE TR ASIA LC DBT FD WISDOMTREE TR ASIA LC DBT FD More: the full row for WISDOMTREE TR ASIA LC DBT FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 467 shares; 2016Q1: 467 shares; 2016Q2: 467 shares; 2016Q3: 467 shares 467 $21K <0.01% 0 POWERSHARES ETF TR II POWERSHARES ETF TR II More: the full row for POWERSHARES ETF TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 650 shares; 2015Q2: 650 shares; 2015Q3: 200 shares; 2015Q4: 663 shares; 2016Q1: 663 shares; 2016Q2: 955 shares; 2016Q3: 955 shares 955 $21K <0.01% 0 ADVISORSHARES TR ADVISORSHARES TR More: the full row for ADVISORSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 205 shares; 2015Q2: 205 shares; 2015Q3: 205 shares; 2015Q4: 205 shares; 2016Q1: 1,062 shares; 2016Q2: 539 shares; 2016Q3: 439 shares 439 $21K <0.01% -100 HULL TACTICAL US ETF HULL TACTICAL US ETF More: the full row for HULL TACTICAL US ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 400 shares; 2016Q2: 800 shares; 2016Q3: 800 shares 800 $21K <0.01% 0 ARES CAP CORP ARES CAP CORP More: the full row for ARES CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares; 2016Q2: 20,000 shares; 2016Q3: 20,000 shares 20,000 $21K <0.01% 0 COLONY CAP INC COLONY CAP INC More: the full row for COLONY CAP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 850 shares; 2016Q1: 850 shares; 2016Q2: 850 shares; 2016Q3: 850 shares 850 $21K <0.01% 0 ICLN ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,004 shares; 2015Q2: 15,159 shares; 2015Q3: 140 shares; 2015Q4: 685 shares; 2016Q1: 685 shares; 2016Q2: 2,211 shares; 2016Q3: 2,211 shares 2,211 $20K <0.01% 0 Timeline PAYC PAYCOM SOFTWARE INC More: the full row for PAYCOM SOFTWARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 150 shares; 2015Q2: 1,950 shares; 2015Q3: 1,590 shares; 2015Q4: 435 shares; 2016Q1: 395 shares; 2016Q2: 405 shares; 2016Q3: 395 shares 395 $20K <0.01% -10 Timeline FORM FORMFACTOR INC More: the full row for FORMFACTOR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 334 shares; 2016Q3: 1,834 shares 1,834 $20K <0.01% +1,500 Timeline DRD DRDGOLD LIMITED More: the full row for DRDGOLD LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 43 shares; 2016Q1: 10,282 shares; 2016Q2: 43 shares; 2016Q3: 4,083 shares 4,083 $20K <0.01% +4,040 Timeline WDAY WORKDAY INC More: the full row for WORKDAY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 668 shares; 2015Q2: 555 shares; 2015Q3: 219 shares; 2015Q4: 440 shares; 2016Q1: 230 shares; 2016Q2: 216 shares; 2016Q3: 223 shares 223 $20K <0.01% +7 Timeline INCY INCYTE CORP More: the full row for INCYTE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25 shares; 2015Q2: 25 shares; 2015Q3: 138 shares; 2015Q4: 142 shares; 2016Q1: 142 shares; 2016Q2: 207 shares; 2016Q3: 214 shares 214 $20K <0.01% +7 Timeline IMKTA INGLES MKTS INC More: the full row for INGLES MKTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 240 shares; 2015Q2: 560 shares; 2015Q3: 560 shares; 2015Q4: 560 shares; 2016Q1: 560 shares; 2016Q2: 560 shares; 2016Q3: 500 shares 500 $20K <0.01% -60 Timeline IBN ICICI BK LTD More: the full row for ICICI BK LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,300 shares; 2015Q2: 590 shares; 2015Q3: 115 shares; 2015Q4: 1,623 shares; 2016Q1: 2,389 shares; 2016Q2: 1,912 shares; 2016Q3: 2,620 shares 2,620 $20K <0.01% +708 Timeline PRGO PERRIGO CO PLC More: the full row for PERRIGO CO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 501 shares; 2015Q2: 123 shares; 2015Q3: 198 shares; 2015Q4: 290 shares; 2016Q1: 364 shares; 2016Q2: 436 shares; 2016Q3: 212 shares 212 $20K <0.01% -224 Timeline EUFN ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,159 shares; 2016Q1: 5,159 shares; 2016Q2: 305 shares; 2016Q3: 1,187 shares 1,187 $20K <0.01% +882 Timeline WWW WOLVERINE WORLD WIDE INC More: the full row for WOLVERINE WORLD WIDE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 31 shares; 2016Q1: 178 shares; 2016Q2: 844 shares; 2016Q3: 844 shares 844 $20K <0.01% 0 Timeline EPC EDGEWELL PERSONAL CARE CO More: the full row for EDGEWELL PERSONAL CARE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 417 shares; 2015Q4: 996 shares; 2016Q1: 298 shares; 2016Q2: 298 shares; 2016Q3: 246 shares 246 $20K <0.01% -52 Timeline DTF DTF TAX-FREE INCOME 2028 TER More: the full row for DTF TAX-FREE INCOME 2028 TER Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16 shares; 2015Q2: 16 shares; 2015Q3: 16 shares; 2015Q4: 1,202 shares; 2016Q1: 1,202 shares; 2016Q2: 1,202 shares; 2016Q3: 1,202 shares 1,202 $20K <0.01% 0 Timeline WBS WEBSTER FINL CORP More: the full row for WEBSTER FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,561 shares; 2015Q2: 1,505 shares; 2015Q3: 1,505 shares; 2015Q4: 2,019 shares; 2016Q1: 492 shares; 2016Q2: 513 shares; 2016Q3: 513 shares 513 $20K <0.01% 0 Timeline GSBD GOLDMAN SACHS BDC INC More: the full row for GOLDMAN SACHS BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,147 shares; 2016Q2: 1,716 shares; 2016Q3: 908 shares 908 $20K <0.01% -808 Timeline WKC WORLD KINECT CORPORATION More: the full row for WORLD KINECT CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 416 shares; 2015Q2: 400 shares; 2015Q3: 448 shares; 2015Q4: 576 shares; 2016Q1: 476 shares; 2016Q2: 476 shares; 2016Q3: 428 shares 428 $20K <0.01% -48 Timeline HYI WESTERN ASSET HIGH YIELD OPP More: the full row for WESTERN ASSET HIGH YIELD OPP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,613 shares; 2015Q2: 1,313 shares; 2015Q3: 1,313 shares; 2015Q4: 1,313 shares; 2016Q1: 1,313 shares; 2016Q2: 1,313 shares; 2016Q3: 1,313 shares 1,313 $20K <0.01% 0 Timeline FFA FIRST TR ENHANCED EQUITY More: the full row for FIRST TR ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,323 shares; 2016Q1: 1,342 shares; 2016Q2: 1,362 shares; 2016Q3: 1,476 shares 1,476 $20K <0.01% +114 Timeline JRI NUVEEN REAL ASSET INCOME & G More: the full row for NUVEEN REAL ASSET INCOME & G Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,150 shares; 2016Q1: 1,150 shares; 2016Q2: 1,150 shares; 2016Q3: 1,150 shares 1,150 $20K <0.01% 0 Timeline SOLAR SENIOR CAPITAL LTD SOLAR SENIOR CAPITAL LTD More: the full row for SOLAR SENIOR CAPITAL LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 316 shares; 2015Q2: 323 shares; 2015Q3: not reported; 2015Q4: 568 shares; 2016Q1: 583 shares; 2016Q2: 248 shares; 2016Q3: 1,253 shares 1,253 $20K <0.01% +1,005 WEINGARTEN RLTY INVS WEINGARTEN RLTY INVS More: the full row for WEINGARTEN RLTY INVS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 197 shares; 2015Q2: 199 shares; 2015Q3: 201 shares; 2015Q4: 504 shares; 2016Q1: 506 shares; 2016Q2: 508 shares; 2016Q3: 510 shares 510 $20K <0.01% +2 VTHR VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30 shares; 2016Q1: 132 shares; 2016Q2: 145 shares; 2016Q3: 198 shares 198 $20K <0.01% +53 Timeline LQDH ISHARES U S ETF TR More: the full row for ISHARES U S ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 137 shares; 2015Q2: 180 shares; 2015Q3: 215 shares; 2015Q4: 763 shares; 2016Q1: 1,724 shares; 2016Q2: 215 shares; 2016Q3: 215 shares 215 $20K <0.01% 0 Timeline FNK FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 350 shares; 2016Q1: 350 shares; 2016Q2: 350 shares; 2016Q3: 660 shares 660 $20K <0.01% +310 Timeline FTSD FRANKLIN ETF TR More: the full row for FRANKLIN ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 200 shares; 2016Q1: 200 shares; 2016Q2: 200 shares; 2016Q3: 200 shares 200 $20K <0.01% 0 Timeline AEF ABRDN EMERGING MARKETS EX CH More: the full row for ABRDN EMERGING MARKETS EX CH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,644 shares; 2015Q2: 7,644 shares; 2015Q3: 3,622 shares; 2015Q4: 2,872 shares; 2016Q1: 3,199 shares; 2016Q2: 3,209 shares; 2016Q3: 3,219 shares 3,219 $20K <0.01% +10 Timeline WEA WESTERN ASSET PREMIER BD FD More: the full row for WESTERN ASSET PREMIER BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,206 shares; 2015Q2: 6,677 shares; 2015Q3: 9,273 shares; 2015Q4: 12,548 shares; 2016Q1: 14,235 shares; 2016Q2: 13,447 shares; 2016Q3: 1,494 shares 1,494 $20K <0.01% -11,953 Timeline DIM WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 210 shares; 2015Q2: 210 shares; 2015Q3: 210 shares; 2015Q4: 501 shares; 2016Q1: 534 shares; 2016Q2: 545 shares; 2016Q3: 355 shares 355 $20K <0.01% -190 Timeline SINOPEC SHANGHAI PETROCHEMIC SINOPEC SHANGHAI PETROCHEMIC More: the full row for SINOPEC SHANGHAI PETROCHEMIC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 787 shares; 2015Q2: 787 shares; 2015Q3: 787 shares; 2015Q4: 1,187 shares; 2016Q1: 400 shares; 2016Q2: 400 shares; 2016Q3: 400 shares 400 $20K <0.01% 0 STRATEGY STRATEGY More: the full row for STRATEGY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 813 shares; 2016Q2: 680 shares; 2016Q3: 524 shares 524 $20K <0.01% -156 LIBERTY MEDIA CORP DEL LIBERTY MEDIA CORP DEL More: the full row for LIBERTY MEDIA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 641 shares; 2016Q3: 610 shares 610 $20K <0.01% -31 WESTERN ASSET MTG CAP CORP WESTERN ASSET MTG CAP CORP More: the full row for WESTERN ASSET MTG CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,783 shares; 2015Q2: 8,783 shares; 2015Q3: 8,783 shares; 2015Q4: 1,267 shares; 2016Q1: 1,267 shares; 2016Q2: 1,267 shares; 2016Q3: 1,957 shares 1,957 $20K <0.01% +690 MOBILE MINI INC MOBILE MINI INC More: the full row for MOBILE MINI INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 140 shares; 2015Q2: 140 shares; 2015Q3: 219 shares; 2015Q4: 1,460 shares; 2016Q1: 1,534 shares; 2016Q2: 677 shares; 2016Q3: 677 shares 677 $20K <0.01% 0 AVON PRODS INC AVON PRODS INC More: the full row for AVON PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,953 shares; 2015Q2: 1,953 shares; 2015Q3: 1,953 shares; 2015Q4: 5,799 shares; 2016Q1: 6,809 shares; 2016Q2: 5,909 shares; 2016Q3: 3,509 shares 3,509 $20K <0.01% -2,400 UNIT CORP UNIT CORP More: the full row for UNIT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,850 shares; 2016Q1: 1,100 shares; 2016Q2: 1,100 shares; 2016Q3: 1,100 shares 1,100 $20K <0.01% 0 INVENSENSE INC INVENSENSE INC More: the full row for INVENSENSE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,155 shares; 2015Q2: 3,605 shares; 2015Q3: 1,925 shares; 2015Q4: 2,315 shares; 2016Q1: 2,315 shares; 2016Q2: 3,024 shares; 2016Q3: 2,675 shares 2,675 $20K <0.01% -349 TERRA NITROGEN CO L P TERRA NITROGEN CO L P More: the full row for TERRA NITROGEN CO L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 130 shares; 2016Q1: 130 shares; 2016Q2: 181 shares; 2016Q3: 182 shares 182 $20K <0.01% +1 POWERSHARES ACTIVE POWERSHARES ACTIVE More: the full row for POWERSHARES ACTIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 34,045 shares; 2015Q2: 2,194 shares; 2015Q3: 2,119 shares; 2015Q4: 1,880 shares; 2016Q1: 855 shares; 2016Q2: 855 shares; 2016Q3: 855 shares 855 $20K <0.01% 0 TOP IMAGE SYSTEMS LTD TOP IMAGE SYSTEMS LTD More: the full row for TOP IMAGE SYSTEMS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 9,000 shares 9,000 $20K <0.01% new TALEN ENERGY CORP TALEN ENERGY CORP More: the full row for TALEN ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,587 shares; 2015Q3: 1,525 shares; 2015Q4: 1,940 shares; 2016Q1: 1,794 shares; 2016Q2: 1,537 shares; 2016Q3: 1,455 shares 1,455 $20K <0.01% -82 InterContinental Hotels InterContinental Hotels More: the full row for InterContinental Hotels Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 486 shares; 2016Q3: 486 shares 486 $20K <0.01% 0 ISHARES IBONDS DEC 2017 TER… ISHARES IBONDS DEC 2017 TERM CORP… More: the full row for ISHARES IBONDS DEC 2017 TERM CORPORATE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 802 shares; 2016Q2: 802 shares; 2016Q3: 802 shares 802 $20K <0.01% 0 UNM UNUM GROUP More: the full row for UNUM GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 122 shares; 2015Q2: 733 shares; 2015Q3: 871 shares; 2015Q4: 1,795 shares; 2016Q1: 1,240 shares; 2016Q2: 975 shares; 2016Q3: 542 shares 542 $19K <0.01% -433 Timeline SFM SPROUTS FMRS MKT INC More: the full row for SPROUTS FMRS MKT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 330 shares; 2015Q2: 330 shares; 2015Q3: 530 shares; 2015Q4: 816 shares; 2016Q1: 816 shares; 2016Q2: 1,203 shares; 2016Q3: 903 shares 903 $19K <0.01% -300 Timeline FIVE FIVE BELOW INC More: the full row for FIVE BELOW INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 600 shares; 2015Q2: 200 shares; 2015Q3: not reported; 2015Q4: 269 shares; 2016Q1: 333 shares; 2016Q2: 359 shares; 2016Q3: 477 shares 477 $19K <0.01% +118 Timeline VRSN VERISIGN INC More: the full row for VERISIGN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 125 shares; 2015Q2: 129 shares; 2015Q3: 126 shares; 2015Q4: 278 shares; 2016Q1: 370 shares; 2016Q2: 378 shares; 2016Q3: 241 shares 241 $19K <0.01% -137 Timeline RGA REINSURANCE GROUP AMER INC More: the full row for REINSURANCE GROUP AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 106 shares; 2015Q2: 107 shares; 2015Q3: 139 shares; 2015Q4: 182 shares; 2016Q1: 178 shares; 2016Q2: 148 shares; 2016Q3: 176 shares 176 $19K <0.01% +28 Timeline ERIC TELEFONAKTIEBOLAGET LM ERICS More: the full row for TELEFONAKTIEBOLAGET LM ERICS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,087 shares; 2015Q2: 579 shares; 2015Q3: 396 shares; 2015Q4: 3,140 shares; 2016Q1: 3,967 shares; 2016Q2: 4,202 shares; 2016Q3: 2,659 shares 2,659 $19K <0.01% -1,543 Timeline CNK CINEMARK HLDGS INC More: the full row for CINEMARK HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 4 shares; 2015Q3: 16 shares; 2015Q4: 71 shares; 2016Q1: 52 shares; 2016Q2: 498 shares; 2016Q3: 498 shares 498 $19K <0.01% 0 Timeline G GENPACT LIMITED More: the full row for GENPACT LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 585 shares; 2015Q2: 585 shares; 2015Q3: 787 shares; 2015Q4: 1,004 shares; 2016Q1: 994 shares; 2016Q2: 792 shares; 2016Q3: 792 shares 792 $19K <0.01% 0 Timeline SBS COMPANHIA DE SANEAMENTO BASI More: the full row for COMPANHIA DE SANEAMENTO BASI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 120 shares; 2016Q1: not reported; 2016Q2: 17,844 shares; 2016Q3: 2,082 shares 2,082 $19K <0.01% -15,762 Timeline SBH SALLY BEAUTY HLDGS INC More: the full row for SALLY BEAUTY HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 192 shares; 2015Q2: 236 shares; 2015Q3: 396 shares; 2015Q4: 396 shares; 2016Q1: 759 shares; 2016Q2: 759 shares; 2016Q3: 759 shares 759 $19K <0.01% 0 Timeline KIO KKR INCOME OPPORTUNITIES FD More: the full row for KKR INCOME OPPORTUNITIES FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,311 shares; 2015Q2: 9,711 shares; 2015Q3: 4,703 shares; 2015Q4: 1,735 shares; 2016Q1: 1,450 shares; 2016Q2: 1,200 shares; 2016Q3: 1,200 shares 1,200 $19K <0.01% 0 Timeline FCOM FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50 shares; 2015Q4: 550 shares; 2016Q1: 650 shares; 2016Q2: 650 shares; 2016Q3: 637 shares 637 $19K <0.01% -13 Timeline MAC MACERICH CO More: the full row for MACERICH CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 89 shares; 2015Q4: 345 shares; 2016Q1: 345 shares; 2016Q2: 237 shares; 2016Q3: 237 shares 237 $19K <0.01% 0 Timeline DCH DAUCH CORP More: the full row for DAUCH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 1,148 shares; 2016Q1: 1,105 shares; 2016Q2: 1,105 shares; 2016Q3: 1,105 shares 1,105 $19K <0.01% 0 Timeline JACOBS ENGINEERING GROUP INC JACOBS ENGINEERING GROUP INC More: the full row for JACOBS ENGINEERING GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 316 shares; 2015Q2: 274 shares; 2015Q3: 274 shares; 2015Q4: 2,424 shares; 2016Q1: 674 shares; 2016Q2: 814 shares; 2016Q3: 376 shares 376 $19K <0.01% -438 GASLOG PARTNERS LP GASLOG PARTNERS LP More: the full row for GASLOG PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 850 shares; 2016Q1: 850 shares; 2016Q2: 850 shares; 2016Q3: 850 shares 850 $19K <0.01% 0 STARZ STARZ More: the full row for STARZ Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 121 shares; 2015Q2: 99 shares; 2015Q3: 107 shares; 2015Q4: 827 shares; 2016Q1: 907 shares; 2016Q2: 633 shares; 2016Q3: 612 shares 612 $19K <0.01% -21 IAI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 266 shares; 2015Q2: 4,064 shares; 2015Q3: 4,573 shares; 2015Q4: 11,471 shares; 2016Q1: 988 shares; 2016Q2: 450 shares; 2016Q3: 450 shares 450 $19K <0.01% 0 Timeline RITCHIE BROS AUCTIONEERS RITCHIE BROS AUCTIONEERS More: the full row for RITCHIE BROS AUCTIONEERS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 153 shares; 2015Q3: 194 shares; 2015Q4: 501 shares; 2016Q1: 2,047 shares; 2016Q2: 529 shares; 2016Q3: 547 shares 547 $19K <0.01% +18 COHEN & STEERS GLOBAL INC B… COHEN & STEERS GLOBAL INC BLDR More: the full row for COHEN & STEERS GLOBAL INC BLDR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 953 shares; 2016Q1: 1,739 shares; 2016Q2: 1,935 shares; 2016Q3: 2,126 shares 2,126 $19K <0.01% +191 NCI INC-CLASS A NCI INC-CLASS A More: the full row for NCI INC-CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,302 shares; 2015Q2: 3,039 shares; 2015Q3: 1,778 shares; 2015Q4: 1,835 shares; 2016Q1: 1,816 shares; 2016Q2: 1,713 shares; 2016Q3: 1,659 shares 1,659 $19K <0.01% -54 CURRENCYSHARES SWISS FRANC … CURRENCYSHARES SWISS FRANC TRU More: the full row for CURRENCYSHARES SWISS FRANC TRU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 436 shares; 2015Q2: 314 shares; 2015Q3: 284 shares; 2015Q4: 459 shares; 2016Q1: 339 shares; 2016Q2: 339 shares; 2016Q3: 191 shares 191 $19K <0.01% -148 PREFERRED APT CMNTYS INC PREFERRED APT CMNTYS INC More: the full row for PREFERRED APT CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 908 shares; 2016Q2: 908 shares; 2016Q3: 1,408 shares 1,408 $19K <0.01% +500 FINISAR CORP FINISAR CORP More: the full row for FINISAR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4 shares; 2015Q2: 9 shares; 2015Q3: 16 shares; 2015Q4: 628 shares; 2016Q1: 627 shares; 2016Q2: 627 shares; 2016Q3: 627 shares 627 $19K <0.01% 0 AERIE PHARMACEUTICALS INC AERIE PHARMACEUTICALS INC More: the full row for AERIE PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 67 shares; 2015Q4: 70 shares; 2016Q1: 563 shares; 2016Q2: 501 shares; 2016Q3: 501 shares 501 $19K <0.01% 0 ENDURANCE SPECIALTY HLDGS LT ENDURANCE SPECIALTY HLDGS LT More: the full row for ENDURANCE SPECIALTY HLDGS LT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 43 shares; 2015Q2: 71 shares; 2015Q3: 166 shares; 2015Q4: 368 shares; 2016Q1: 313 shares; 2016Q2: 285 shares; 2016Q3: 286 shares 286 $19K <0.01% +1 CALLIDUS SOFTWARE INC CALLIDUS SOFTWARE INC More: the full row for CALLIDUS SOFTWARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,213 shares; 2015Q4: 2,213 shares; 2016Q1: 1,132 shares; 2016Q2: 1,041 shares; 2016Q3: 1,041 shares 1,041 $19K <0.01% 0 PRICELINE.COM INC 1.000 PRICELINE.COM INC 1.000 More: the full row for PRICELINE.COM INC 1.000 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,000 shares; 2015Q2: 4,000 shares; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 12,000 shares; 2016Q2: 21,000 shares; 2016Q3: 12,000 shares 12,000 $19K <0.01% -9,000 PIMCO NY MUNICIPAL INCOME FD PIMCO NY MUNICIPAL INCOME FD More: the full row for PIMCO NY MUNICIPAL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,411 shares; 2016Q1: 1,411 shares; 2016Q2: 1,411 shares; 2016Q3: 1,411 shares 1,411 $19K <0.01% 0 ZWEIG FUND INC. ZWEIG FUND INC. More: the full row for ZWEIG FUND INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,500 shares; 2016Q1: 1,500 shares; 2016Q2: 1,500 shares; 2016Q3: 1,500 shares 1,500 $19K <0.01% 0 ORGANOVO HOLDINGS INC ORGANOVO HOLDINGS INC More: the full row for ORGANOVO HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,510 shares; 2015Q2: 3,010 shares; 2015Q3: 2,560 shares; 2015Q4: 7,013 shares; 2016Q1: 5,788 shares; 2016Q2: 5,788 shares; 2016Q3: 5,138 shares 5,138 $19K <0.01% -650 SPDR S&P INTL TELECOM SECTOR SPDR S&P INTL TELECOM SECTOR More: the full row for SPDR S&P INTL TELECOM SECTOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 750 shares; 2016Q3: 750 shares 750 $19K <0.01% 0 ETF MANAGERS TR ETF MANAGERS TR More: the full row for ETF MANAGERS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 250 shares; 2016Q3: 1,250 shares 1,250 $19K <0.01% +1,000 VICTORY PORTFOLIOS II VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 629 shares; 2016Q3: 629 shares 629 $19K <0.01% 0 PRINCIPAL EXCHANGE TRADED FD PRINCIPAL EXCHANGE TRADED FD More: the full row for PRINCIPAL EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 764 shares 764 $19K <0.01% new NOW SERVICENOW INC More: the full row for SERVICENOW INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 720 shares; 2015Q2: 828 shares; 2015Q3: 612 shares; 2015Q4: 118 shares; 2016Q1: 1,574 shares; 2016Q2: 234 shares; 2016Q3: 233 shares 233 $18K <0.01% -1 Timeline GPN GLOBAL PMTS INC More: the full row for GLOBAL PMTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 409 shares; 2015Q2: 400 shares; 2015Q3: 400 shares; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,248 shares; 2016Q3: 230 shares 230 $18K <0.01% -1,018 Timeline IAG IAMGOLD CORP More: the full row for IAMGOLD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 900 shares; 2015Q2: 200 shares; 2015Q3: 200 shares; 2015Q4: 9,407 shares; 2016Q1: 9,407 shares; 2016Q2: 3,000 shares; 2016Q3: 4,500 shares 4,500 $18K <0.01% +1,500 Timeline SLM SLM CORP More: the full row for SLM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,682 shares; 2015Q2: 1,682 shares; 2015Q3: 1,682 shares; 2015Q4: 3,600 shares; 2016Q1: 3,436 shares; 2016Q2: 3,436 shares; 2016Q3: 2,436 shares 2,436 $18K <0.01% -1,000 Timeline NAK NORTHERN DYNASTY MINERALS LT More: the full row for NORTHERN DYNASTY MINERALS LT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 128 shares; 2016Q3: 25,128 shares 25,128 $18K <0.01% +25,000 Timeline WTW WILLIS TOWERS WATSON PLC LTD More: the full row for WILLIS TOWERS WATSON PLC LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 230 shares; 2016Q2: 137 shares; 2016Q3: 137 shares 137 $18K <0.01% 0 Timeline NGVT INGEVITY CORP More: the full row for INGEVITY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 199 shares; 2016Q3: 390 shares 390 $18K <0.01% +191 Timeline MD PEDIATRIX MEDICAL GROUP INC More: the full row for PEDIATRIX MEDICAL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 224 shares; 2015Q2: 210 shares; 2015Q3: 160 shares; 2015Q4: 368 shares; 2016Q1: 242 shares; 2016Q2: 262 shares; 2016Q3: 270 shares 270 $18K <0.01% +8 Timeline DIN DINE BRANDS GLOBAL INC More: the full row for DINE BRANDS GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50 shares; 2015Q2: 50 shares; 2015Q3: 50 shares; 2015Q4: 50 shares; 2016Q1: 60 shares; 2016Q2: 168 shares; 2016Q3: 221 shares 221 $18K <0.01% +53 Timeline TECH BIO-TECHNE CORP More: the full row for BIO-TECHNE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20 shares; 2015Q4: 111 shares; 2016Q1: 157 shares; 2016Q2: 157 shares; 2016Q3: 162 shares 162 $18K <0.01% +5 Timeline BSM BLACK STONE MINERALS L P More: the full row for BLACK STONE MINERALS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 988 shares; 2015Q4: 988 shares; 2016Q1: 988 shares; 2016Q2: 988 shares; 2016Q3: 988 shares 988 $18K <0.01% 0 Timeline FNB F N B CORP More: the full row for F N B CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,851 shares; 2015Q2: 1,862 shares; 2015Q3: 1,851 shares; 2015Q4: 11,351 shares; 2016Q1: 11,469 shares; 2016Q2: 10,969 shares; 2016Q3: 1,469 shares 1,469 $18K <0.01% -9,500 Timeline IEZ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 283 shares; 2015Q2: 283 shares; 2015Q3: 263 shares; 2015Q4: 811 shares; 2016Q1: 745 shares; 2016Q2: 27,628 shares; 2016Q3: 446 shares 446 $18K <0.01% -27,182 Timeline IGA VOYA GLBL ADV & PREM OPP FD More: the full row for VOYA GLBL ADV & PREM OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,428 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 3,547 shares; 2016Q1: 3,682 shares; 2016Q2: 3,265 shares; 2016Q3: 1,818 shares 1,818 $18K <0.01% -1,447 Timeline ARISTA NETWORKS INC ARISTA NETWORKS INC More: the full row for ARISTA NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 140 shares; 2016Q1: 266 shares; 2016Q2: 216 shares; 2016Q3: 216 shares 216 $18K <0.01% 0 ERC ALLSPRING MULTI SECTOR INCOM More: the full row for ALLSPRING MULTI SECTOR INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,765 shares; 2015Q4: 1,562 shares; 2016Q1: 1,390 shares; 2016Q2: 1,390 shares; 2016Q3: 1,390 shares 1,390 $18K <0.01% 0 Timeline PRAA PRA GROUP INC More: the full row for PRA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 315 shares; 2015Q2: 296 shares; 2015Q3: 296 shares; 2015Q4: 602 shares; 2016Q1: 510 shares; 2016Q2: 523 shares; 2016Q3: 533 shares 533 $18K <0.01% +10 Timeline ALLIANZGI EQUITY & CONV INCO ALLIANZGI EQUITY & CONV INCO More: the full row for ALLIANZGI EQUITY & CONV INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,073 shares; 2015Q2: 6,463 shares; 2015Q3: 1,238 shares; 2015Q4: 3,585 shares; 2016Q1: 255 shares; 2016Q2: 591 shares; 2016Q3: 949 shares 949 $18K <0.01% +358 HELE HELEN OF TROY LTD More: the full row for HELEN OF TROY LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 90 shares; 2015Q2: 215 shares; 2015Q3: 372 shares; 2015Q4: 726 shares; 2016Q1: 252 shares; 2016Q2: 1,781 shares; 2016Q3: 207 shares 207 $18K <0.01% -1,574 Timeline SHELL MIDSTREAM PARTNERS L P SHELL MIDSTREAM PARTNERS L P More: the full row for SHELL MIDSTREAM PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 215 shares; 2015Q3: 215 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 551 shares 551 $18K <0.01% new FJP FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 782 shares; 2015Q3: 1,975 shares; 2015Q4: 1,285 shares; 2016Q1: 615 shares; 2016Q2: 532 shares; 2016Q3: 374 shares 374 $18K <0.01% -158 Timeline BIGGQ BIG LOTS INC. More: the full row for BIG LOTS INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: 329 shares; 2015Q4: 415 shares; 2016Q1: 373 shares; 2016Q2: 374 shares; 2016Q3: 374 shares 374 $18K <0.01% 0 Timeline RMR RMR GROUP INC More: the full row for RMR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,752 shares; 2016Q1: 1,323 shares; 2016Q2: 712 shares; 2016Q3: 484 shares 484 $18K <0.01% -228 Timeline BLACKROCK MUNIHLDGS NY QLTY BLACKROCK MUNIHLDGS NY QLTY More: the full row for BLACKROCK MUNIHLDGS NY QLTY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 800 shares; 2015Q3: not reported; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,200 shares; 2016Q3: 1,200 shares 1,200 $18K <0.01% 0 CYH COMMUNITY HEALTH SYS INC NEW More: the full row for COMMUNITY HEALTH SYS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,816 shares; 2015Q2: 1,895 shares; 2015Q3: 1,850 shares; 2015Q4: 2,585 shares; 2016Q1: 2,352 shares; 2016Q2: 2,352 shares; 2016Q3: 1,527 shares 1,527 $18K <0.01% -825 Timeline SMMU PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 93 shares; 2015Q2: 93 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 125 shares; 2016Q2: 350 shares; 2016Q3: 350 shares 350 $18K <0.01% 0 Timeline EDF VIRTUS STONE HBR EMRG MKTS I More: the full row for VIRTUS STONE HBR EMRG MKTS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 55 shares; 2015Q2: 55 shares; 2015Q3: 55 shares; 2015Q4: 15,512 shares; 2016Q1: 15,263 shares; 2016Q2: 1,140 shares; 2016Q3: 1,140 shares 1,140 $18K <0.01% 0 Timeline TORTOISE PIPELINE & ENERGY F TORTOISE PIPELINE & ENERGY F More: the full row for TORTOISE PIPELINE & ENERGY F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,229 shares; 2015Q2: 4,786 shares; 2015Q3: 2,484 shares; 2015Q4: 1,763 shares; 2016Q1: 1,348 shares; 2016Q2: 828 shares; 2016Q3: 828 shares 828 $18K <0.01% 0 MERITOR INC MERITOR INC More: the full row for MERITOR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25 shares; 2015Q2: 25 shares; 2015Q3: 588 shares; 2015Q4: 1,658 shares; 2016Q1: 1,658 shares; 2016Q2: 1,658 shares; 2016Q3: 1,658 shares 1,658 $18K <0.01% 0 JOY GLOBAL INC JOY GLOBAL INC More: the full row for JOY GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 613 shares; 2015Q2: 592 shares; 2015Q3: 588 shares; 2015Q4: 1,078 shares; 2016Q1: 800 shares; 2016Q2: 670 shares; 2016Q3: 659 shares 659 $18K <0.01% -11 Cynosure, Inc. Cynosure, Inc. More: the full row for Cynosure, Inc. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 180 shares; 2016Q1: 180 shares; 2016Q2: 500 shares; 2016Q3: 360 shares 360 $18K <0.01% -140 KNOLL INC KNOLL INC More: the full row for KNOLL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6 shares; 2015Q4: 115 shares; 2016Q1: 502 shares; 2016Q2: 1,045 shares; 2016Q3: 771 shares 771 $18K <0.01% -274 UNITED FINL BANCORP INC NEW UNITED FINL BANCORP INC NEW More: the full row for UNITED FINL BANCORP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,100 shares; 2015Q3: 1,100 shares; 2015Q4: 150 shares; 2016Q1: 150 shares; 2016Q2: 1,326 shares; 2016Q3: 1,326 shares 1,326 $18K <0.01% 0 CREDIT SUISSE AG NASSAU BRH CREDIT SUISSE AG NASSAU BRH More: the full row for CREDIT SUISSE AG NASSAU BRH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 283 shares; 2016Q3: 1,589 shares 1,589 $18K <0.01% +1,306 MAA MID-AMER APT CMNTYS INC More: the full row for MID-AMER APT CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,097 shares; 2015Q2: 1,047 shares; 2015Q3: 1,080 shares; 2015Q4: 3,081 shares; 2016Q1: 3,635 shares; 2016Q2: 164 shares; 2016Q3: 183 shares 183 $17K <0.01% +19 Timeline EBND SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 611 shares; 2015Q2: 445 shares; 2015Q3: 372 shares; 2015Q4: 558 shares; 2016Q1: 558 shares; 2016Q2: 672 shares; 2016Q3: 599 shares 599 $17K <0.01% -73 Timeline EMHY ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 153 shares; 2015Q3: 153 shares; 2015Q4: 287 shares; 2016Q1: 287 shares; 2016Q2: 287 shares; 2016Q3: 337 shares 337 $17K <0.01% +50 Timeline NTGR NETGEAR INC More: the full row for NETGEAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 105 shares; 2015Q2: 111 shares; 2015Q3: not reported; 2015Q4: 80 shares; 2016Q1: 80 shares; 2016Q2: 80 shares; 2016Q3: 280 shares 280 $17K <0.01% +200 Timeline EQT EQT CORP More: the full row for EQT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: 318 shares; 2015Q4: 30 shares; 2016Q1: 132 shares; 2016Q2: 230 shares; 2016Q3: 230 shares 230 $17K <0.01% 0 Timeline BOX BOX INC More: the full row for BOX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 700 shares; 2016Q2: 800 shares; 2016Q3: 1,050 shares 1,050 $17K <0.01% +250 Timeline LITE LUMENTUM HLDGS INC More: the full row for LUMENTUM HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 35 shares; 2015Q4: 289 shares; 2016Q1: 387 shares; 2016Q2: 386 shares; 2016Q3: 417 shares 417 $17K <0.01% +31 Timeline ARMK ARAMARK More: the full row for ARAMARK Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8 shares; 2015Q2: 24 shares; 2015Q3: 79 shares; 2015Q4: 104 shares; 2016Q1: 358 shares; 2016Q2: 674 shares; 2016Q3: 434 shares 434 $17K <0.01% -240 Timeline MPWR MONOLITHIC PWR SYS INC More: the full row for MONOLITHIC PWR SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 61 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 214 shares; 2016Q1: 214 shares; 2016Q2: 214 shares; 2016Q3: 214 shares 214 $17K <0.01% 0 Timeline GIL GILDAN ACTIVEWEAR INC More: the full row for GILDAN ACTIVEWEAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 650 shares; 2015Q3: 600 shares; 2015Q4: 600 shares; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 600 shares 600 $17K <0.01% 0 Timeline ANIP ANI PHARMACEUTICALS INC More: the full row for ANI PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 14 shares; 2016Q1: 14 shares; 2016Q2: 68 shares; 2016Q3: 260 shares 260 $17K <0.01% +192 Timeline BEP BROOKFIELD RENEWABLE ENERGY More: the full row for BROOKFIELD RENEWABLE ENERGY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 354 shares; 2015Q3: 354 shares; 2015Q4: 554 shares; 2016Q1: 554 shares; 2016Q2: 554 shares; 2016Q3: 554 shares 554 $17K <0.01% 0 Timeline JBTM JBT MAREL CORPORATION More: the full row for JBT MAREL CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 101 shares; 2015Q3: 101 shares; 2015Q4: 141 shares; 2016Q1: 40 shares; 2016Q2: 40 shares; 2016Q3: 234 shares 234 $17K <0.01% +194 Timeline OPLN OPENLANE INC More: the full row for OPENLANE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 256 shares; 2015Q2: 262 shares; 2015Q3: 556 shares; 2015Q4: 493 shares; 2016Q1: 538 shares; 2016Q2: 461 shares; 2016Q3: 389 shares 389 $17K <0.01% -72 Timeline CRESTWOOD EQUITY PARTNERS L… CRESTWOOD EQUITY PARTNERS LP U More: the full row for CRESTWOOD EQUITY PARTNERS LP U Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 758 shares; 2016Q1: 711 shares; 2016Q2: 689 shares; 2016Q3: 803 shares 803 $17K <0.01% +114 FEDERAL REALTY INVESTMENT T… FEDERAL REALTY INVESTMENT TRUS More: the full row for FEDERAL REALTY INVESTMENT TRUS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5 shares; 2015Q4: 174 shares; 2016Q1: 131 shares; 2016Q2: 118 shares; 2016Q3: 107 shares 107 $17K <0.01% -11 LUXOFT HLDG INC LUXOFT HLDG INC More: the full row for LUXOFT HLDG INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 320 shares 320 $17K <0.01% new ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,535 shares; 2015Q2: 6,718 shares; 2015Q3: 4,618 shares; 2015Q4: 3,736 shares; 2016Q1: 1,100 shares; 2016Q2: 1,099 shares; 2016Q3: 1,101 shares 1,101 $17K <0.01% +2 JVA COFFEE HLDG CO INC More: the full row for COFFEE HLDG CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,000 shares 3,000 $17K <0.01% new Timeline WTRE WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 680 shares; 2015Q2: 563 shares; 2015Q3: 563 shares; 2015Q4: 563 shares; 2016Q1: 563 shares; 2016Q2: 563 shares; 2016Q3: 576 shares 576 $17K <0.01% +13 Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 360 shares; 2015Q3: 360 shares; 2015Q4: 360 shares; 2016Q1: 360 shares; 2016Q2: 660 shares; 2016Q3: 660 shares 660 $17K <0.01% 0 JMP GROUP INC JMP GROUP INC More: the full row for JMP GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,006 shares; 2016Q3: 3,054 shares 3,054 $17K <0.01% +48 PENGROWTH ENERGY CORP PENGROWTH ENERGY CORP More: the full row for PENGROWTH ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,128 shares; 2015Q2: 10,678 shares; 2015Q3: 7,108 shares; 2015Q4: 8,040 shares; 2016Q1: 11,440 shares; 2016Q2: 11,440 shares; 2016Q3: 10,633 shares 10,633 $17K <0.01% -807 REXNORD CORP REXNORD CORP More: the full row for REXNORD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 786 shares; 2016Q1: 786 shares; 2016Q2: 786 shares; 2016Q3: 786 shares 786 $17K <0.01% 0 STERLING BANCORP DEL STERLING BANCORP DEL More: the full row for STERLING BANCORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,454 shares; 2015Q2: 754 shares; 2015Q3: 370 shares; 2015Q4: 370 shares; 2016Q1: 370 shares; 2016Q2: 979 shares; 2016Q3: 982 shares 982 $17K <0.01% +3 QUALITY SYS INC QUALITY SYS INC More: the full row for QUALITY SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 250 shares; 2015Q2: 250 shares; 2015Q3: 377 shares; 2015Q4: 894 shares; 2016Q1: 645 shares; 2016Q2: 1,817 shares; 2016Q3: 1,518 shares 1,518 $17K <0.01% -299 CURRENCYSHARES AUSTRALIAN D… CURRENCYSHARES AUSTRALIAN DLAU More: the full row for CURRENCYSHARES AUSTRALIAN DLAU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 495 shares; 2015Q2: 545 shares; 2015Q3: 525 shares; 2015Q4: 450 shares; 2016Q1: 300 shares; 2016Q2: 270 shares; 2016Q3: 220 shares 220 $17K <0.01% -50 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 4,169 shares; 2015Q3: 3,177 shares; 2015Q4: 2,962 shares; 2016Q1: 1,635 shares; 2016Q2: 886 shares; 2016Q3: 772 shares 772 $17K <0.01% -114 BLACKROCK NEW YORK MUNI 2018 BLACKROCK NEW YORK MUNI 2018 More: the full row for BLACKROCK NEW YORK MUNI 2018 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 1,102 shares 1,102 $17K <0.01% +102 CRAFT BREW ALLIANCE INC CRAFT BREW ALLIANCE INC More: the full row for CRAFT BREW ALLIANCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15 shares; 2015Q2: 15 shares; 2015Q3: 15 shares; 2015Q4: 115 shares; 2016Q1: 100 shares; 2016Q2: 400 shares; 2016Q3: 900 shares 900 $17K <0.01% +500 BSQUARE CORP BSQUARE CORP More: the full row for BSQUARE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 269 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,500 shares 3,500 $17K <0.01% new BARCLAYS BK PLC BARCLAYS BK PLC More: the full row for BARCLAYS BK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,595 shares; 2015Q2: 5,455 shares; 2015Q3: 150 shares; 2015Q4: 150 shares; 2016Q1: 50 shares; 2016Q2: 1,150 shares; 2016Q3: 1,100 shares 1,100 $17K <0.01% -50