EOG EOG RES INC More: the full row for EOG RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,892 shares; 2015Q2: 11,577 shares; 2015Q3: 5,786 shares; 2015Q4: 7,747 shares; 2016Q1: 7,893 shares; 2016Q2: 7,669 shares; 2016Q3: 8,385 shares 8,385 $811K 0.03% +716 Timeline VECTOR GROUP LTD VECTOR GROUP LTD More: the full row for VECTOR GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 568 shares; 2015Q2: 568 shares; 2015Q3: 661 shares; 2015Q4: 26,059 shares; 2016Q1: 23,543 shares; 2016Q2: 34,421 shares; 2016Q3: 37,550 shares 37,550 $809K 0.03% +3,129 SM SM ENERGY COMPANY More: the full row for SM ENERGY COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 200 shares; 2015Q3: 406 shares; 2015Q4: 480 shares; 2016Q1: 600 shares; 2016Q2: 15,508 shares; 2016Q3: 20,938 shares 20,938 $808K 0.03% +5,430 Timeline SENIOR HSG PPTYS TR SENIOR HSG PPTYS TR More: the full row for SENIOR HSG PPTYS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 18,620 shares; 2015Q2: 27,752 shares; 2015Q3: 23,492 shares; 2015Q4: 15,718 shares; 2016Q1: 16,491 shares; 2016Q2: 30,416 shares; 2016Q3: 35,600 shares 35,600 $808K 0.03% +5,184 SWK STANLEY BLACK & DECKER INC More: the full row for STANLEY BLACK & DECKER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 528 shares; 2015Q2: 603 shares; 2015Q3: 1,100 shares; 2015Q4: 3,301 shares; 2016Q1: 4,800 shares; 2016Q2: 5,129 shares; 2016Q3: 6,509 shares 6,509 $801K 0.03% +1,380 Timeline EXC EXELON CORP More: the full row for EXELON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13,682 shares; 2015Q2: 10,801 shares; 2015Q3: 8,971 shares; 2015Q4: 27,915 shares; 2016Q1: 29,329 shares; 2016Q2: 25,958 shares; 2016Q3: 24,076 shares 24,076 $801K 0.03% -1,882 Timeline CENTURYLINK INC CENTURYLINK INC More: the full row for CENTURYLINK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,372 shares; 2015Q2: 27,402 shares; 2015Q3: 28,194 shares; 2015Q4: 39,873 shares; 2016Q1: 37,487 shares; 2016Q2: 28,262 shares; 2016Q3: 28,870 shares 28,870 $792K 0.03% +608 FXO FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,095 shares; 2015Q2: 4,717 shares; 2015Q3: 6,397 shares; 2015Q4: 9,310 shares; 2016Q1: 13,381 shares; 2016Q2: 30,956 shares; 2016Q3: 32,539 shares 32,539 $791K 0.03% +1,583 Timeline FCX FREEPORT MCMORAN INC More: the full row for FREEPORT MCMORAN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 37,882 shares; 2015Q2: 33,157 shares; 2015Q3: 32,994 shares; 2015Q4: 47,942 shares; 2016Q1: 73,571 shares; 2016Q2: 80,354 shares; 2016Q3: 72,730 shares 72,730 $790K 0.03% -7,624 Timeline XNEAX NUVEEN AMT FREE QLTY MUN INC More: the full row for NUVEEN AMT FREE QLTY MUN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70,439 shares; 2015Q2: 72,722 shares; 2015Q3: 31,769 shares; 2015Q4: 51,934 shares; 2016Q1: 49,156 shares; 2016Q2: 27,977 shares; 2016Q3: 53,959 shares 53,959 $788K 0.03% +25,982 Timeline SLYG SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,468 shares; 2015Q2: 1,525 shares; 2015Q3: 1,391 shares; 2015Q4: 2,754 shares; 2016Q1: 3,446 shares; 2016Q2: 3,841 shares; 2016Q3: 4,096 shares 4,096 $783K 0.03% +255 Timeline AZO AUTOZONE INC More: the full row for AUTOZONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 308 shares; 2015Q2: 304 shares; 2015Q3: 234 shares; 2015Q4: 819 shares; 2016Q1: 820 shares; 2016Q2: 721 shares; 2016Q3: 1,018 shares 1,018 $782K 0.03% +297 Timeline APD AIR PRODUCTS AND CHEMICALS I More: the full row for AIR PRODUCTS AND CHEMICALS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,009 shares; 2015Q2: 1,886 shares; 2015Q3: 1,884 shares; 2015Q4: 4,075 shares; 2016Q1: 4,480 shares; 2016Q2: 4,877 shares; 2016Q3: 5,186 shares 5,186 $780K 0.03% +309 Timeline ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,100 shares; 2015Q4: 2,326 shares; 2016Q1: 21,371 shares; 2016Q2: 34,447 shares; 2016Q3: 33,644 shares 33,644 $779K 0.03% -803 TIME WARNER INC TIME WARNER INC More: the full row for TIME WARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,075 shares; 2015Q2: 11,148 shares; 2015Q3: 12,204 shares; 2015Q4: 17,151 shares; 2016Q1: 12,792 shares; 2016Q2: 12,516 shares; 2016Q3: 9,772 shares 9,772 $778K 0.03% -2,744 XPGPX PIMCO GLOBAL STOCKPLUS INCOM More: the full row for PIMCO GLOBAL STOCKPLUS INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 113,158 shares; 2015Q2: 114,635 shares; 2015Q3: 117,046 shares; 2015Q4: 117,176 shares; 2016Q1: 124,127 shares; 2016Q2: 124,186 shares; 2016Q3: 38,135 shares 38,135 $778K 0.03% -86,051 Timeline SHW SHERWIN WILLIAMS CO More: the full row for SHERWIN WILLIAMS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 497 shares; 2015Q2: 3,598 shares; 2015Q3: 560 shares; 2015Q4: 1,799 shares; 2016Q1: 2,303 shares; 2016Q2: 2,514 shares; 2016Q3: 2,804 shares 2,804 $776K 0.03% +290 Timeline CPB THE CAMPBELLS COMPANY More: the full row for THE CAMPBELLS COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,054 shares; 2015Q2: 4,231 shares; 2015Q3: 3,950 shares; 2015Q4: 3,748 shares; 2016Q1: 10,628 shares; 2016Q2: 16,371 shares; 2016Q3: 14,144 shares 14,144 $773K 0.03% -2,227 Timeline DLTR DOLLAR TREE INC More: the full row for DOLLAR TREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,538 shares; 2015Q2: 3,885 shares; 2015Q3: 3,839 shares; 2015Q4: 4,715 shares; 2016Q1: 5,984 shares; 2016Q2: 7,469 shares; 2016Q3: 9,702 shares 9,702 $766K 0.03% +2,233 Timeline GWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,428 shares; 2015Q2: not reported; 2015Q3: 4,892 shares; 2015Q4: 23,496 shares; 2016Q1: 20,517 shares; 2016Q2: 19,832 shares; 2016Q3: 24,285 shares 24,285 $761K 0.03% +4,453 Timeline TRN TRINITY INDS INC More: the full row for TRINITY INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,672 shares; 2015Q2: 18,954 shares; 2015Q3: 30,664 shares; 2015Q4: 37,891 shares; 2016Q1: 44,742 shares; 2016Q2: 39,151 shares; 2016Q3: 31,386 shares 31,386 $759K 0.03% -7,765 Timeline AOK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,910 shares; 2015Q2: 6,410 shares; 2015Q3: 6,500 shares; 2015Q4: 16,142 shares; 2016Q1: 15,173 shares; 2016Q2: 21,767 shares; 2016Q3: 22,727 shares 22,727 $759K 0.03% +960 Timeline SCHP SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 240 shares; 2015Q3: 1,842 shares; 2015Q4: 5,111 shares; 2016Q1: 7,336 shares; 2016Q2: 7,071 shares; 2016Q3: 13,201 shares 13,201 $754K 0.03% +6,130 Timeline WY WEYERHAEUSER CO More: the full row for WEYERHAEUSER CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,371 shares; 2015Q2: 3,392 shares; 2015Q3: 3,663 shares; 2015Q4: 9,072 shares; 2016Q1: 15,545 shares; 2016Q2: 20,997 shares; 2016Q3: 23,567 shares 23,567 $753K 0.03% +2,570 Timeline ALOT ASTRONOVA INC More: the full row for ASTRONOVA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 6,028 shares; 2016Q2: 44,728 shares; 2016Q3: 50,884 shares 50,884 $753K 0.03% +6,156 Timeline ULTA ULTA BEAUTY INC More: the full row for ULTA BEAUTY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,412 shares; 2015Q2: 1,424 shares; 2015Q3: 1,371 shares; 2015Q4: 2,898 shares; 2016Q1: 3,083 shares; 2016Q2: 3,154 shares; 2016Q3: 3,158 shares 3,158 $752K 0.03% +4 Timeline ANADARKO PETROLEUM CORP ANADARKO PETROLEUM CORP More: the full row for ANADARKO PETROLEUM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,315 shares; 2015Q2: 3,631 shares; 2015Q3: 4,313 shares; 2015Q4: 6,772 shares; 2016Q1: 11,550 shares; 2016Q2: 11,837 shares; 2016Q3: 11,873 shares 11,873 $752K 0.03% +36 MTB M & T BK CORP More: the full row for M & T BK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,418 shares; 2015Q2: 4,370 shares; 2015Q3: 4,406 shares; 2015Q4: 8,144 shares; 2016Q1: 7,761 shares; 2016Q2: 6,344 shares; 2016Q3: 6,441 shares 6,441 $748K 0.03% +97 Timeline CNI CANADIAN NATL RY CO More: the full row for CANADIAN NATL RY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 4,026 shares; 2015Q3: 3,682 shares; 2015Q4: 10,672 shares; 2016Q1: 8,251 shares; 2016Q2: 10,234 shares; 2016Q3: 11,353 shares 11,353 $742K 0.03% +1,119 Timeline TRV TRAVELERS COMPANIES INC More: the full row for TRAVELERS COMPANIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,036 shares; 2015Q2: 3,746 shares; 2015Q3: 3,942 shares; 2015Q4: 7,949 shares; 2016Q1: 7,753 shares; 2016Q2: 6,495 shares; 2016Q3: 6,465 shares 6,465 $741K 0.03% -30 Timeline BLACKROCK INC BLACKROCK INC More: the full row for BLACKROCK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 981 shares; 2015Q2: 934 shares; 2015Q3: 1,799 shares; 2015Q4: 3,088 shares; 2016Q1: 3,382 shares; 2016Q2: 3,398 shares; 2016Q3: 2,045 shares 2,045 $741K 0.03% -1,353 SPSB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,306 shares; 2015Q2: 2,925 shares; 2015Q3: 2,391 shares; 2015Q4: 10,090 shares; 2016Q1: 13,211 shares; 2016Q2: 21,377 shares; 2016Q3: 24,048 shares 24,048 $740K 0.03% +2,671 Timeline PYPL PAYPAL HLDGS INC More: the full row for PAYPAL HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 49,653 shares; 2016Q1: 40,501 shares; 2016Q2: 22,567 shares; 2016Q3: 18,004 shares 18,004 $738K 0.03% -4,563 Timeline TDIV FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,064 shares; 2015Q2: 13,532 shares; 2015Q3: 3,664 shares; 2015Q4: 6,851 shares; 2016Q1: 6,099 shares; 2016Q2: 4,766 shares; 2016Q3: 24,980 shares 24,980 $732K 0.03% +20,214 Timeline BLACKROCK MUN INCOME TR BLACKROCK MUN INCOME TR More: the full row for BLACKROCK MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 47,764 shares; 2015Q2: 48,756 shares; 2015Q3: 60,312 shares; 2015Q4: 61,782 shares; 2016Q1: 61,939 shares; 2016Q2: 48,647 shares; 2016Q3: 46,164 shares 46,164 $730K 0.03% -2,483 VOD VODAFONE GROUP PLC More: the full row for VODAFONE GROUP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 21,295 shares; 2015Q2: 18,644 shares; 2015Q3: 18,045 shares; 2015Q4: 28,490 shares; 2016Q1: 31,744 shares; 2016Q2: 22,762 shares; 2016Q3: 24,950 shares 24,950 $727K 0.02% +2,188 Timeline MCK MCKESSON CORP More: the full row for MCKESSON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,216 shares; 2015Q2: 4,281 shares; 2015Q3: 3,280 shares; 2015Q4: 4,796 shares; 2016Q1: 4,227 shares; 2016Q2: 4,271 shares; 2016Q3: 4,361 shares 4,361 $727K 0.02% +90 Timeline ADVISORSHARES ADVISORSHARES More: the full row for ADVISORSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 59,380 shares; 2015Q2: 61,226 shares; 2015Q3: 62,410 shares; 2015Q4: 62,799 shares; 2016Q1: 73,471 shares; 2016Q2: 80,600 shares; 2016Q3: 75,608 shares 75,608 $727K 0.02% -4,992 HPQ HP INC More: the full row for HP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 33,427 shares; 2016Q1: 37,247 shares; 2016Q2: 44,911 shares; 2016Q3: 46,756 shares 46,756 $726K 0.02% +1,845 Timeline PTY PIMCO CORPORATE & INCOME OPP More: the full row for PIMCO CORPORATE & INCOME OPP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 79,594 shares; 2015Q2: 78,570 shares; 2015Q3: 86,534 shares; 2015Q4: 92,139 shares; 2016Q1: 114,287 shares; 2016Q2: 104,529 shares; 2016Q3: 49,613 shares 49,613 $725K 0.02% -54,916 Timeline AMERICAN CAPITAL AGENCY CORP AMERICAN CAPITAL AGENCY CORP More: the full row for AMERICAN CAPITAL AGENCY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 53,442 shares; 2015Q2: 56,336 shares; 2015Q3: 57,254 shares; 2015Q4: 68,412 shares; 2016Q1: 65,314 shares; 2016Q2: 65,680 shares; 2016Q3: 37,123 shares 37,123 $725K 0.02% -28,557 ATWOOD OCEANICS INC ATWOOD OCEANICS INC More: the full row for ATWOOD OCEANICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 309 shares; 2015Q2: 313 shares; 2015Q3: 497 shares; 2015Q4: 503 shares; 2016Q1: 607 shares; 2016Q2: 21,427 shares; 2016Q3: 83,150 shares 83,150 $723K 0.02% +61,723 AMT AMERICAN TOWER CORP More: the full row for AMERICAN TOWER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 21,263 shares; 2015Q2: 15,873 shares; 2015Q3: 3,760 shares; 2015Q4: 7,468 shares; 2016Q1: 6,998 shares; 2016Q2: 7,208 shares; 2016Q3: 6,374 shares 6,374 $722K 0.02% -834 Timeline POWERSHARES GLOBAL ETF TRUS… POWERSHARES GLOBAL ETF TRUSTHI More: the full row for POWERSHARES GLOBAL ETF TRUSTHI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,282 shares; 2015Q2: 3,246 shares; 2015Q3: 4,404 shares; 2015Q4: 7,573 shares; 2016Q1: 4,788 shares; 2016Q2: 26,998 shares; 2016Q3: 38,197 shares 38,197 $721K 0.02% +11,199 IXC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,610 shares; 2015Q2: 14,824 shares; 2015Q3: 14,964 shares; 2015Q4: 21,167 shares; 2016Q1: 22,393 shares; 2016Q2: 22,272 shares; 2016Q3: 21,887 shares 21,887 $719K 0.02% -385 Timeline SMLV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,760 shares; 2015Q2: 1,848 shares; 2015Q3: 2,319 shares; 2015Q4: 2,630 shares; 2016Q1: 5,335 shares; 2016Q2: 6,590 shares; 2016Q3: 8,759 shares 8,759 $718K 0.02% +2,169 Timeline ENERGY TRANSFER PRTNRS L P ENERGY TRANSFER PRTNRS L P More: the full row for ENERGY TRANSFER PRTNRS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 44,122 shares; 2015Q2: 52,300 shares; 2015Q3: 50,150 shares; 2015Q4: 52,682 shares; 2016Q1: 57,731 shares; 2016Q2: 33,685 shares; 2016Q3: 19,342 shares 19,342 $716K 0.02% -14,343 PPL PPL CORP More: the full row for PPL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22,411 shares; 2015Q2: 15,057 shares; 2015Q3: 13,339 shares; 2015Q4: 22,243 shares; 2016Q1: 26,997 shares; 2016Q2: 22,923 shares; 2016Q3: 20,692 shares 20,692 $715K 0.02% -2,231 Timeline VTWO VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 650 shares; 2015Q2: 675 shares; 2015Q3: 909 shares; 2015Q4: 4,656 shares; 2016Q1: 4,046 shares; 2016Q2: 5,898 shares; 2016Q3: 7,154 shares 7,154 $712K 0.02% +1,256 Timeline UNION BANKSHARES CORP UNION BANKSHARES CORP More: the full row for UNION BANKSHARES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 26,796 shares; 2015Q2: 26,583 shares; 2015Q3: 26,583 shares; 2015Q4: 29,705 shares; 2016Q1: 26,583 shares; 2016Q2: 26,583 shares; 2016Q3: 26,583 shares 26,583 $712K 0.02% 0 INDEXIQ ETF TR INDEXIQ ETF TR More: the full row for INDEXIQ ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,140 shares; 2015Q2: 12,790 shares; 2015Q3: 17,067 shares; 2015Q4: 23,205 shares; 2016Q1: 22,859 shares; 2016Q2: 25,799 shares; 2016Q3: 25,912 shares 25,912 $712K 0.02% +113 PEG PUBLIC SVC ENTERPRISE GROUP More: the full row for PUBLIC SVC ENTERPRISE GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,849 shares; 2015Q2: 13,007 shares; 2015Q3: 12,910 shares; 2015Q4: 30,543 shares; 2016Q1: 21,091 shares; 2016Q2: 18,366 shares; 2016Q3: 16,982 shares 16,982 $711K 0.02% -1,384 Timeline BBH VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6,797 shares; 2016Q3: 6,149 shares 6,149 $709K 0.02% -648 Timeline GOVT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,690 shares; 2015Q2: 245 shares; 2015Q3: not reported; 2015Q4: 12,033 shares; 2016Q1: 18,739 shares; 2016Q2: 25,879 shares; 2016Q3: 27,101 shares 27,101 $707K 0.02% +1,222 Timeline AIVL WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,315 shares; 2015Q2: 12,518 shares; 2015Q3: 10,322 shares; 2015Q4: 19,184 shares; 2016Q1: 12,333 shares; 2016Q2: 8,910 shares; 2016Q3: 9,004 shares 9,004 $707K 0.02% +94 Timeline REGN REGENERON PHARMACEUTICALS More: the full row for REGENERON PHARMACEUTICALS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 270 shares; 2015Q2: 257 shares; 2015Q3: 265 shares; 2015Q4: 1,424 shares; 2016Q1: 1,853 shares; 2016Q2: 2,037 shares; 2016Q3: 1,756 shares 1,756 $706K 0.02% -281 Timeline VEREIT INC VEREIT INC More: the full row for VEREIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 18,065 shares; 2015Q4: 37,677 shares; 2016Q1: 42,422 shares; 2016Q2: 60,410 shares; 2016Q3: 68,093 shares 68,093 $706K 0.02% +7,683 POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,987 shares; 2015Q4: 19,618 shares; 2016Q1: 19,506 shares; 2016Q2: 15,953 shares; 2016Q3: 12,436 shares 12,436 $701K 0.02% -3,517 BRISTOW GROUP INC BRISTOW GROUP INC More: the full row for BRISTOW GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 35 shares; 2016Q1: 35 shares; 2016Q2: 17,800 shares; 2016Q3: 49,599 shares 49,599 $695K 0.02% +31,799 BAX BAXTER INTL INC More: the full row for BAXTER INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,779 shares; 2015Q2: 9,648 shares; 2015Q3: 8,133 shares; 2015Q4: 12,942 shares; 2016Q1: 12,221 shares; 2016Q2: 16,024 shares; 2016Q3: 14,568 shares 14,568 $694K 0.02% -1,456 Timeline NUVEEN NUVEEN More: the full row for NUVEEN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,390 shares; 2015Q2: 25,877 shares; 2015Q3: 44,278 shares; 2015Q4: 57,679 shares; 2016Q1: 67,332 shares; 2016Q2: 65,128 shares; 2016Q3: 72,118 shares 72,118 $692K 0.02% +6,990 ECL ECOLAB INC More: the full row for ECOLAB INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,632 shares; 2015Q2: 1,210 shares; 2015Q3: 1,439 shares; 2015Q4: 3,358 shares; 2016Q1: 4,513 shares; 2016Q2: 5,495 shares; 2016Q3: 5,676 shares 5,676 $691K 0.02% +181 Timeline BLACKROCK MUNIENHANCED FD IN BLACKROCK MUNIENHANCED FD IN More: the full row for BLACKROCK MUNIENHANCED FD IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 54,790 shares; 2015Q2: 56,704 shares; 2015Q3: 56,575 shares; 2015Q4: 53,820 shares; 2016Q1: 53,820 shares; 2016Q2: 53,820 shares; 2016Q3: 53,820 shares 53,820 $684K 0.02% 0 FDT FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 74 shares; 2015Q2: 424 shares; 2015Q3: 424 shares; 2015Q4: 1,464 shares; 2016Q1: 13,917 shares; 2016Q2: 13,384 shares; 2016Q3: 13,724 shares 13,724 $676K 0.02% +340 Timeline CTAS CINTAS CORP More: the full row for CINTAS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 173 shares; 2015Q2: 1,180 shares; 2015Q3: 2,207 shares; 2015Q4: 5,025 shares; 2016Q1: 7,585 shares; 2016Q2: 7,929 shares; 2016Q3: 5,988 shares 5,988 $675K 0.02% -1,941 Timeline XEVTX EATON VANCE TAX ADVT DIV INC More: the full row for EATON VANCE TAX ADVT DIV INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 27,788 shares; 2015Q2: 29,360 shares; 2015Q3: 24,901 shares; 2015Q4: 55,622 shares; 2016Q1: 51,098 shares; 2016Q2: 42,250 shares; 2016Q3: 33,506 shares 33,506 $675K 0.02% -8,744 Timeline SPDR SERIES TRUST SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,999 shares; 2015Q2: 3,312 shares; 2015Q3: 1,792 shares; 2015Q4: 12,579 shares; 2016Q1: 12,936 shares; 2016Q2: 15,598 shares; 2016Q3: 17,519 shares 17,519 $674K 0.02% +1,921 DVN DEVON ENERGY CORP NEW More: the full row for DEVON ENERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,848 shares; 2015Q2: 6,551 shares; 2015Q3: 3,662 shares; 2015Q4: 5,416 shares; 2016Q1: 6,010 shares; 2016Q2: 11,515 shares; 2016Q3: 15,243 shares 15,243 $673K 0.02% +3,728 Timeline SPDR Series Trust SPDR Series Trust More: the full row for SPDR Series Trust Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,230 shares; 2015Q2: 6,489 shares; 2015Q3: 15,848 shares; 2015Q4: 23,581 shares; 2016Q1: 28,423 shares; 2016Q2: 22,711 shares; 2016Q3: 14,704 shares 14,704 $673K 0.02% -8,007 LVHD LEGG MASON ETF INVT More: the full row for LEGG MASON ETF INVT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,040 shares; 2016Q3: 24,098 shares 24,098 $672K 0.02% +21,058 Timeline ETG EATON VANCE TX ADV GLBL DIV More: the full row for EATON VANCE TX ADV GLBL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,824 shares; 2015Q2: 1,774 shares; 2015Q3: 2,799 shares; 2015Q4: 31,067 shares; 2016Q1: 36,306 shares; 2016Q2: 32,967 shares; 2016Q3: 45,029 shares 45,029 $671K 0.02% +12,062 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,365 shares; 2015Q2: 3,001 shares; 2015Q3: 3,460 shares; 2015Q4: 8,777 shares; 2016Q1: 26,237 shares; 2016Q2: 34,803 shares; 2016Q3: 31,192 shares 31,192 $665K 0.02% -3,611 WEC WEC ENERGY GROUP INC More: the full row for WEC ENERGY GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 6,186 shares; 2015Q3: 7,583 shares; 2015Q4: 11,432 shares; 2016Q1: 11,885 shares; 2016Q2: 12,191 shares; 2016Q3: 11,018 shares 11,018 $660K 0.02% -1,173 Timeline SCHG SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,554 shares; 2016Q1: 8,300 shares; 2016Q2: 9,374 shares; 2016Q3: 11,863 shares 11,863 $658K 0.02% +2,489 Timeline MPC MARATHON PETE CORP More: the full row for MARATHON PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,656 shares; 2015Q2: 6,413 shares; 2015Q3: 6,195 shares; 2015Q4: 13,532 shares; 2016Q1: 12,696 shares; 2016Q2: 14,933 shares; 2016Q3: 16,116 shares 16,116 $654K 0.02% +1,183 Timeline PFXF VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 35,748 shares; 2016Q3: 31,428 shares 31,428 $652K 0.02% -4,320 Timeline CCD CALAMOS DYNAMIC CONV & INCOM More: the full row for CALAMOS DYNAMIC CONV & INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,650 shares; 2016Q1: 46,236 shares; 2016Q2: 43,921 shares; 2016Q3: 34,933 shares 34,933 $649K 0.02% -8,988 Timeline IIF MORGAN STANLEY INDIA INVT FD More: the full row for MORGAN STANLEY INDIA INVT FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,509 shares; 2015Q2: 17,909 shares; 2015Q3: 22,659 shares; 2015Q4: 22,180 shares; 2016Q1: 22,900 shares; 2016Q2: 22,813 shares; 2016Q3: 22,828 shares 22,828 $649K 0.02% +15 Timeline BTI BRITISH AMERN TOB PLC More: the full row for BRITISH AMERN TOB PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,454 shares; 2015Q2: 3,426 shares; 2015Q3: 3,026 shares; 2015Q4: 5,437 shares; 2016Q1: 5,173 shares; 2016Q2: 5,036 shares; 2016Q3: 5,062 shares 5,062 $646K 0.02% +26 Timeline EES WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,013 shares; 2015Q2: 8,704 shares; 2015Q3: 9,893 shares; 2015Q4: 12,596 shares; 2016Q1: 7,563 shares; 2016Q2: 8,108 shares; 2016Q3: 7,614 shares 7,614 $646K 0.02% -494 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,644 shares; 2015Q3: 1,289 shares; 2015Q4: 5,554 shares; 2016Q1: 23,255 shares; 2016Q2: 33,560 shares; 2016Q3: 30,062 shares 30,062 $643K 0.02% -3,498 BARCLAYS BANK PLC 8.125% P BARCLAYS BANK PLC 8.125% P More: the full row for BARCLAYS BANK PLC 8.125% P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,195 shares; 2015Q2: 17,925 shares; 2015Q3: 18,425 shares; 2015Q4: 24,773 shares; 2016Q1: 24,523 shares; 2016Q2: 24,848 shares; 2016Q3: 24,618 shares 24,618 $641K 0.02% -230 NVDA NVIDIA CORPORATION More: the full row for NVIDIA CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 1,087 shares; 2015Q3: 988 shares; 2015Q4: 3,275 shares; 2016Q1: 5,863 shares; 2016Q2: 7,278 shares; 2016Q3: 9,342 shares 9,342 $640K 0.02% +2,064 Timeline UGI UGI CORP NEW More: the full row for UGI CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,266 shares; 2015Q2: 3,566 shares; 2015Q3: 3,311 shares; 2015Q4: 17,495 shares; 2016Q1: 16,668 shares; 2016Q2: 14,147 shares; 2016Q3: 14,142 shares 14,142 $640K 0.02% -5 Timeline Guggenheim Exch Trd Fd Guggenheim Exch Trd Fd More: the full row for Guggenheim Exch Trd Fd Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 56,098 shares; 2015Q2: 73,573 shares; 2015Q3: 73,724 shares; 2015Q4: 31,010 shares; 2016Q1: 29,940 shares; 2016Q2: 32,879 shares; 2016Q3: 32,969 shares 32,969 $639K 0.02% +90 FIW FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100 shares; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 14,008 shares; 2016Q3: 16,817 shares 16,817 $636K 0.02% +2,809 Timeline CERNER CORP CERNER CORP More: the full row for CERNER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,366 shares; 2015Q2: 7,700 shares; 2015Q3: 7,748 shares; 2015Q4: 8,344 shares; 2016Q1: 10,064 shares; 2016Q2: 11,385 shares; 2016Q3: 10,287 shares 10,287 $635K 0.02% -1,098 EPP ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,811 shares; 2015Q2: 14,050 shares; 2015Q3: 14,187 shares; 2015Q4: 16,681 shares; 2016Q1: 15,408 shares; 2016Q2: 17,485 shares; 2016Q3: 14,991 shares 14,991 $634K 0.02% -2,494 Timeline CLAYMORE EXCHANGE TRD FD TR… CLAYMORE EXCHANGE TRD FD TR GUGG … More: the full row for CLAYMORE EXCHANGE TRD FD TR GUGG INSDR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 26,353 shares; 2015Q2: 25,896 shares; 2015Q3: 26,028 shares; 2015Q4: 36,364 shares; 2016Q1: 13,133 shares; 2016Q2: 13,018 shares; 2016Q3: 12,609 shares 12,609 $632K 0.02% -409 CMG CHIPOTLE MEXICAN GRILL INC More: the full row for CHIPOTLE MEXICAN GRILL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 434 shares; 2015Q2: 484 shares; 2015Q3: 386 shares; 2015Q4: 652 shares; 2016Q1: 1,164 shares; 2016Q2: 1,334 shares; 2016Q3: 1,478 shares 1,478 $626K 0.02% +144 Timeline KIE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 75 shares; 2015Q2: 222 shares; 2015Q3: 912 shares; 2015Q4: 2,764 shares; 2016Q1: 4,516 shares; 2016Q2: 6,606 shares; 2016Q3: 8,447 shares 8,447 $626K 0.02% +1,841 Timeline XMPT VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 23,087 shares; 2016Q3: 21,770 shares 21,770 $626K 0.02% -1,317 Timeline SLYV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 757 shares; 2015Q2: 1,656 shares; 2015Q3: 2,321 shares; 2015Q4: 2,559 shares; 2016Q1: 3,245 shares; 2016Q2: 4,815 shares; 2016Q3: 5,817 shares 5,817 $624K 0.02% +1,002 Timeline NUE NUCOR CORP More: the full row for NUCOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,926 shares; 2015Q2: 4,174 shares; 2015Q3: 3,706 shares; 2015Q4: 7,537 shares; 2016Q1: 8,561 shares; 2016Q2: 11,109 shares; 2016Q3: 12,603 shares 12,603 $623K 0.02% +1,494 Timeline PCN PIMCO CORPORATE & INCM STRG More: the full row for PIMCO CORPORATE & INCM STRG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 135,125 shares; 2015Q2: 41,659 shares; 2015Q3: 28,950 shares; 2015Q4: 46,072 shares; 2016Q1: 48,376 shares; 2016Q2: 48,013 shares; 2016Q3: 40,249 shares 40,249 $617K 0.02% -7,764 Timeline APH AMPHENOL CORP More: the full row for AMPHENOL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,341 shares; 2015Q2: 23,035 shares; 2015Q3: 3,760 shares; 2015Q4: 6,789 shares; 2016Q1: 7,305 shares; 2016Q2: 8,576 shares; 2016Q3: 9,473 shares 9,473 $615K 0.02% +897 Timeline HOS HORNBECK OFFSHORE SERVICES I More: the full row for HORNBECK OFFSHORE SERVICES I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,180 shares; 2015Q2: 484 shares; 2015Q3: 480 shares; 2015Q4: 798 shares; 2016Q1: 10,498 shares; 2016Q2: 45,398 shares; 2016Q3: 75,198 shares 75,198 $611K 0.02% +29,800 Timeline HYT BLACKROCK CORPOR HI YLD FD I More: the full row for BLACKROCK CORPOR HI YLD FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,248 shares; 2015Q2: 8,248 shares; 2015Q3: 7,884 shares; 2015Q4: 26,166 shares; 2016Q1: 25,427 shares; 2016Q2: 36,652 shares; 2016Q3: 56,407 shares 56,407 $610K 0.02% +19,755 Timeline INVESCO AEROSPACE & DEFENSE… INVESCO AEROSPACE & DEFENSE ETF More: the full row for INVESCO AEROSPACE & DEFENSE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,037 shares; 2015Q2: 608 shares; 2015Q3: 3,305 shares; 2015Q4: 17,794 shares; 2016Q1: 12,802 shares; 2016Q2: 13,932 shares; 2016Q3: 15,696 shares 15,696 $609K 0.02% +1,764 MCS MARCUS CORP DEL More: the full row for MARCUS CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 99 shares; 2015Q4: 99 shares; 2016Q1: 4,799 shares; 2016Q2: 21,138 shares; 2016Q3: 24,156 shares 24,156 $605K 0.02% +3,018 Timeline HPE HEWLETT PACKARD ENTERPRISE C More: the full row for HEWLETT PACKARD ENTERPRISE C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 31,530 shares; 2016Q1: 30,326 shares; 2016Q2: 28,509 shares; 2016Q3: 26,468 shares 26,468 $602K 0.02% -2,041 Timeline GUGGENHEIM GUGGENHEIM More: the full row for GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35,894 shares; 2015Q2: 31,416 shares; 2015Q3: 36,620 shares; 2015Q4: 40,863 shares; 2016Q1: 15,081 shares; 2016Q2: 14,738 shares; 2016Q3: 13,989 shares 13,989 $600K 0.02% -749 FLEXSHARES TR FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 26,448 shares 26,448 $600K 0.02% new POWERSHARES ETF TRUST INTL … POWERSHARES ETF TRUST INTL DIV More: the full row for POWERSHARES ETF TRUST INTL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 145,301 shares; 2015Q2: 112,015 shares; 2015Q3: 21,305 shares; 2015Q4: 45,910 shares; 2016Q1: 40,700 shares; 2016Q2: 43,648 shares; 2016Q3: 40,664 shares 40,664 $599K 0.02% -2,984 NUVEEN CONNECTICUT PREM INC NUVEEN CONNECTICUT PREM INC More: the full row for NUVEEN CONNECTICUT PREM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 29,930 shares; 2015Q2: 30,438 shares; 2015Q3: 28,166 shares; 2015Q4: 45,705 shares; 2016Q1: 43,684 shares; 2016Q2: 44,270 shares; 2016Q3: 43,353 shares 43,353 $599K 0.02% -917 CRD-A CRAWFORD & CO More: the full row for CRAWFORD & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 6,500 shares; 2016Q2: 61,242 shares; 2016Q3: 66,756 shares 66,756 $598K 0.02% +5,514 Timeline UTF COHEN & STEERS INFRASTRUCTUR More: the full row for COHEN & STEERS INFRASTRUCTUR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13,449 shares; 2015Q2: 20,061 shares; 2015Q3: 25,209 shares; 2015Q4: 35,747 shares; 2016Q1: 32,785 shares; 2016Q2: 31,236 shares; 2016Q3: 27,679 shares 27,679 $596K 0.02% -3,557 Timeline DISCOVER FINL SVCS DISCOVER FINL SVCS More: the full row for DISCOVER FINL SVCS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,671 shares; 2015Q2: 3,102 shares; 2015Q3: 4,642 shares; 2015Q4: 7,432 shares; 2016Q1: 8,920 shares; 2016Q2: 10,491 shares; 2016Q3: 10,530 shares 10,530 $595K 0.02% +39 SRE SEMPRA More: the full row for SEMPRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,990 shares; 2015Q2: 2,752 shares; 2015Q3: 2,820 shares; 2015Q4: 6,141 shares; 2016Q1: 5,592 shares; 2016Q2: 5,500 shares; 2016Q3: 5,540 shares 5,540 $594K 0.02% +40 Timeline SUB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,023 shares; 2015Q2: 6,513 shares; 2015Q3: 6,218 shares; 2015Q4: 9,122 shares; 2016Q1: 8,646 shares; 2016Q2: 6,074 shares; 2016Q3: 5,603 shares 5,603 $594K 0.02% -471 Timeline IYY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,776 shares; 2015Q2: 3,566 shares; 2015Q3: 2,303 shares; 2015Q4: 3,731 shares; 2016Q1: 3,344 shares; 2016Q2: 5,861 shares; 2016Q3: 5,463 shares 5,463 $593K 0.02% -398 Timeline MSML ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 158 shares; 2015Q2: 78 shares; 2015Q3: 123 shares; 2015Q4: 4,282 shares; 2016Q1: 3,297 shares; 2016Q2: 4,179 shares; 2016Q3: 4,065 shares 4,065 $588K 0.02% -114 Timeline LNG CHENIERE ENERGY INC More: the full row for CHENIERE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 26,032 shares; 2015Q2: 10,732 shares; 2015Q3: 5,910 shares; 2015Q4: 9,956 shares; 2016Q1: 11,896 shares; 2016Q2: 12,756 shares; 2016Q3: 13,430 shares 13,430 $586K 0.02% +674 Timeline PSK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,095 shares; 2015Q2: 2,095 shares; 2015Q3: 2,151 shares; 2015Q4: 5,092 shares; 2016Q1: 7,662 shares; 2016Q2: 8,996 shares; 2016Q3: 12,890 shares 12,890 $586K 0.02% +3,894 Timeline AMAT APPLIED MATLS INC More: the full row for APPLIED MATLS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,761 shares; 2015Q2: 9,040 shares; 2015Q3: 7,338 shares; 2015Q4: 16,000 shares; 2016Q1: 13,480 shares; 2016Q2: 19,648 shares; 2016Q3: 19,421 shares 19,421 $585K 0.02% -227 Timeline FYX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,216 shares; 2015Q2: 3,377 shares; 2015Q3: 3,986 shares; 2015Q4: 4,445 shares; 2016Q1: 3,911 shares; 2016Q2: 5,616 shares; 2016Q3: 11,753 shares 11,753 $585K 0.02% +6,137 Timeline CTSH COGNIZANT TECHNOLOGY SOLUTIO More: the full row for COGNIZANT TECHNOLOGY SOLUTIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,931 shares; 2015Q2: 3,928 shares; 2015Q3: 4,163 shares; 2015Q4: 9,416 shares; 2016Q1: 11,285 shares; 2016Q2: 12,959 shares; 2016Q3: 12,250 shares 12,250 $584K 0.02% -709 Timeline FNDX SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 1,992 shares; 2015Q3: 3,417 shares; 2015Q4: 5,226 shares; 2016Q1: 11,306 shares; 2016Q2: 15,344 shares; 2016Q3: 18,688 shares 18,688 $581K 0.02% +3,344 Timeline NAD NUVEEN QUALITY MUNCP INCOME More: the full row for NUVEEN QUALITY MUNCP INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,740 shares; 2015Q2: 11,548 shares; 2015Q3: 9,964 shares; 2015Q4: 13,223 shares; 2016Q1: 13,228 shares; 2016Q2: 11,129 shares; 2016Q3: 38,465 shares 38,465 $580K 0.02% +27,336 Timeline PRICELINE GRP INC PRICELINE GRP INC More: the full row for PRICELINE GRP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 226 shares; 2015Q2: 369 shares; 2015Q3: 431 shares; 2015Q4: 851 shares; 2016Q1: 615 shares; 2016Q2: 508 shares; 2016Q3: 392 shares 392 $577K 0.02% -116 BCX BLACKROCK RES & COMMODITIES More: the full row for BLACKROCK RES & COMMODITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 170,044 shares; 2015Q2: 152,989 shares; 2015Q3: 71,447 shares; 2015Q4: 70,973 shares; 2016Q1: 72,789 shares; 2016Q2: 71,549 shares; 2016Q3: 70,508 shares 70,508 $575K 0.02% -1,041 Timeline BROADCOM LTD BROADCOM LTD More: the full row for BROADCOM LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,014 shares; 2016Q2: 4,298 shares; 2016Q3: 3,337 shares 3,337 $575K 0.02% -961 TSM TAIWAN SEMICONDUCTOR MANUFAC More: the full row for TAIWAN SEMICONDUCTOR MANUFAC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 80,533 shares; 2015Q2: 59,167 shares; 2015Q3: 54,264 shares; 2015Q4: 47,430 shares; 2016Q1: 51,681 shares; 2016Q2: 44,989 shares; 2016Q3: 18,658 shares 18,658 $571K 0.02% -26,331 Timeline EATON VANCE NY MUNI INCOME T EATON VANCE NY MUNI INCOME T More: the full row for EATON VANCE NY MUNI INCOME T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,070 shares; 2016Q1: 41,100 shares; 2016Q2: 41,125 shares; 2016Q3: 37,068 shares 37,068 $564K 0.02% -4,057 POWERSHARES GLOBAL ETF FD POWERSHARES GLOBAL ETF FD More: the full row for POWERSHARES GLOBAL ETF FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 32,625 shares; 2015Q2: 27,331 shares; 2015Q3: 27,899 shares; 2015Q4: 35,723 shares; 2016Q1: 38,902 shares; 2016Q2: 31,366 shares; 2016Q3: 26,779 shares 26,779 $563K 0.02% -4,587 GUGGENHEIM MID-CAP CORE ETF GUGGENHEIM MID-CAP CORE ETF More: the full row for GUGGENHEIM MID-CAP CORE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 524 shares; 2015Q2: 1,787 shares; 2015Q3: not reported; 2015Q4: 4,121 shares; 2016Q1: 9,355 shares; 2016Q2: 9,076 shares; 2016Q3: 10,534 shares 10,534 $562K 0.02% +1,458 MOO VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 12,301 shares; 2016Q3: 11,244 shares 11,244 $561K 0.02% -1,057 Timeline HSIC SCHEIN HENRY INC More: the full row for SCHEIN HENRY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 550 shares; 2015Q2: 534 shares; 2015Q3: 1,012 shares; 2015Q4: 1,134 shares; 2016Q1: 2,213 shares; 2016Q2: 3,307 shares; 2016Q3: 3,437 shares 3,437 $560K 0.02% +130 Timeline INGR INGREDION INC More: the full row for INGREDION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 575 shares; 2015Q2: 6,250 shares; 2015Q3: not reported; 2015Q4: 16,836 shares; 2016Q1: 4,103 shares; 2016Q2: 4,023 shares; 2016Q3: 4,204 shares 4,204 $559K 0.02% +181 Timeline MEDIDATE SOLUTIONS INC MEDIDATE SOLUTIONS INC More: the full row for MEDIDATE SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,400 shares; 2015Q3: 10,400 shares; 2015Q4: 10,026 shares; 2016Q1: 10,026 shares; 2016Q2: 10,026 shares; 2016Q3: 10,026 shares 10,026 $559K 0.02% 0 FRONTIER COMMUNICATIONS CORP FRONTIER COMMUNICATIONS CORP More: the full row for FRONTIER COMMUNICATIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 85,631 shares; 2015Q2: 114,368 shares; 2015Q3: 109,061 shares; 2015Q4: 144,150 shares; 2016Q1: 134,428 shares; 2016Q2: 128,795 shares; 2016Q3: 134,496 shares 134,496 $559K 0.02% +5,701 BXMX NUVEEN S&P 500 BUY-WRITE INCOM More: the full row for NUVEEN S&P 500 BUY-WRITE INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16,968 shares; 2015Q2: 15,036 shares; 2015Q3: 13,184 shares; 2015Q4: 29,991 shares; 2016Q1: 26,773 shares; 2016Q2: 41,379 shares; 2016Q3: 42,090 shares 42,090 $557K 0.02% +711 Timeline SKYY FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 43,197 shares; 2015Q2: 43,467 shares; 2015Q3: 30,858 shares; 2015Q4: 44,594 shares; 2016Q1: 15,150 shares; 2016Q2: 16,833 shares; 2016Q3: 16,295 shares 16,295 $557K 0.02% -538 Timeline iShares MSCI Frontier 100 iShares MSCI Frontier 100 More: the full row for iShares MSCI Frontier 100 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 20,296 shares; 2015Q2: 23,368 shares; 2015Q3: 3,045 shares; 2015Q4: 29,263 shares; 2016Q1: 30,796 shares; 2016Q2: 23,487 shares; 2016Q3: 21,664 shares 21,664 $556K 0.02% -1,823 DR PEPPER SNAPPLE GROUP INC DR PEPPER SNAPPLE GROUP INC More: the full row for DR PEPPER SNAPPLE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,773 shares; 2015Q2: 1,356 shares; 2015Q3: 874 shares; 2015Q4: 3,283 shares; 2016Q1: 4,367 shares; 2016Q2: 4,859 shares; 2016Q3: 6,066 shares 6,066 $554K 0.02% +1,207 TMO THERMO FISHER SCIENTIFIC INC More: the full row for THERMO FISHER SCIENTIFIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,773 shares; 2015Q2: 3,278 shares; 2015Q3: 3,018 shares; 2015Q4: 3,634 shares; 2016Q1: 3,091 shares; 2016Q2: 3,022 shares; 2016Q3: 3,450 shares 3,450 $549K 0.02% +428 Timeline SRLN SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,120 shares; 2015Q2: 923 shares; 2015Q3: 1,548 shares; 2015Q4: 6,246 shares; 2016Q1: 9,004 shares; 2016Q2: 10,183 shares; 2016Q3: 11,602 shares 11,602 $549K 0.02% +1,419 Timeline SCHE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,980 shares; 2015Q2: 12,886 shares; 2015Q3: 15,190 shares; 2015Q4: 28,336 shares; 2016Q1: 20,897 shares; 2016Q2: 23,342 shares; 2016Q3: 23,823 shares 23,823 $549K 0.02% +481 Timeline IVZ INVESCO LTD More: the full row for INVESCO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 651 shares; 2015Q2: 1,097 shares; 2015Q3: 1,800 shares; 2015Q4: 7,335 shares; 2016Q1: 16,419 shares; 2016Q2: 19,789 shares; 2016Q3: 17,539 shares 17,539 $548K 0.02% -2,250 Timeline MGA MAGNA INTL INC More: the full row for MAGNA INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,899 shares; 2015Q2: 1,170 shares; 2015Q3: 1,080 shares; 2015Q4: 3,464 shares; 2016Q1: 3,456 shares; 2016Q2: 6,030 shares; 2016Q3: 12,717 shares 12,717 $547K 0.02% +6,687 Timeline OIA INVESCO MUNI INCOME OPP TRST More: the full row for INVESCO MUNI INCOME OPP TRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,520 shares; 2015Q2: 1,520 shares; 2015Q3: 1,520 shares; 2015Q4: 36,067 shares; 2016Q1: 49,578 shares; 2016Q2: 64,279 shares; 2016Q3: 65,621 shares 65,621 $544K 0.02% +1,342 Timeline CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,996 shares; 2015Q2: 8,215 shares; 2015Q3: 7,292 shares; 2015Q4: 16,085 shares; 2016Q1: 18,129 shares; 2016Q2: 15,286 shares; 2016Q3: 11,521 shares 11,521 $543K 0.02% -3,765 Timeline WPC WP CAREY INC More: the full row for WP CAREY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,960 shares; 2015Q2: 1,762 shares; 2015Q3: 1,821 shares; 2015Q4: 7,147 shares; 2016Q1: 8,434 shares; 2016Q2: 5,944 shares; 2016Q3: 8,414 shares 8,414 $543K 0.02% +2,470 Timeline SCHM SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 250 shares; 2015Q2: 525 shares; 2015Q3: 100 shares; 2015Q4: 6,262 shares; 2016Q1: 10,197 shares; 2016Q2: 10,588 shares; 2016Q3: 12,461 shares 12,461 $542K 0.02% +1,873 Timeline NRK NUVEEN NY AMT FREE More: the full row for NUVEEN NY AMT FREE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,615 shares; 2015Q2: 8,229 shares; 2015Q3: 8,860 shares; 2015Q4: 28,383 shares; 2016Q1: 32,033 shares; 2016Q2: 33,702 shares; 2016Q3: 38,261 shares 38,261 $540K 0.02% +4,559 Timeline NATIONAL OILWELL VARCO INC NATIONAL OILWELL VARCO INC More: the full row for NATIONAL OILWELL VARCO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,892 shares; 2015Q2: 4,000 shares; 2015Q3: 3,892 shares; 2015Q4: 3,158 shares; 2016Q1: 7,763 shares; 2016Q2: 19,555 shares; 2016Q3: 14,643 shares 14,643 $538K 0.02% -4,912 REGL PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 286 shares; 2016Q2: 6,298 shares; 2016Q3: 11,516 shares 11,516 $535K 0.02% +5,218 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,720 shares; 2016Q1: 14,278 shares; 2016Q2: 24,585 shares; 2016Q3: 24,633 shares 24,633 $532K 0.02% +48 INDEXIQ ETF TR INDEXIQ ETF TR More: the full row for INDEXIQ ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 26,163 shares 26,163 $532K 0.02% new IGV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 639 shares; 2015Q2: 738 shares; 2015Q3: 820 shares; 2015Q4: 790 shares; 2016Q1: 3,718 shares; 2016Q2: 5,093 shares; 2016Q3: 4,669 shares 4,669 $530K 0.02% -424 Timeline EQIX EQUINIX INC More: the full row for EQUINIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,346 shares; 2015Q2: 1,293 shares; 2015Q3: 1,352 shares; 2015Q4: 5,496 shares; 2016Q1: 5,743 shares; 2016Q2: 6,424 shares; 2016Q3: 1,468 shares 1,468 $529K 0.02% -4,956 Timeline BNY BANK OF NY MELLON CORP More: the full row for BANK OF NY MELLON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,619 shares; 2015Q2: 5,715 shares; 2015Q3: 5,637 shares; 2015Q4: 14,862 shares; 2016Q1: 15,264 shares; 2016Q2: 13,684 shares; 2016Q3: 13,234 shares 13,234 $528K 0.02% -450 Timeline CBRL CRACKER BARREL OLD CTRY STOR More: the full row for CRACKER BARREL OLD CTRY STOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 146 shares; 2015Q2: 173 shares; 2015Q3: 171 shares; 2015Q4: 1,660 shares; 2016Q1: 3,733 shares; 2016Q2: 4,663 shares; 2016Q3: 3,987 shares 3,987 $528K 0.02% -676 Timeline WU WESTERN UN CO More: the full row for WESTERN UN CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,780 shares; 2015Q2: 1,870 shares; 2015Q3: 1,972 shares; 2015Q4: 7,819 shares; 2016Q1: 14,733 shares; 2016Q2: 22,877 shares; 2016Q3: 25,271 shares 25,271 $526K 0.02% +2,394 Timeline ALEXION PHARMACEUTICALS INC ALEXION PHARMACEUTICALS INC More: the full row for ALEXION PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 694 shares; 2015Q2: 691 shares; 2015Q3: 1,259 shares; 2015Q4: 4,026 shares; 2016Q1: 4,955 shares; 2016Q2: 4,246 shares; 2016Q3: 4,290 shares 4,290 $526K 0.02% +44 AFDM FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 9,924 shares 9,924 $524K 0.02% new Timeline ISRG INTUITIVE SURGICAL INC More: the full row for INTUITIVE SURGICAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 117 shares; 2015Q2: 100 shares; 2015Q3: 73 shares; 2015Q4: 239 shares; 2016Q1: 779 shares; 2016Q2: 768 shares; 2016Q3: 720 shares 720 $522K 0.02% -48 Timeline PNC PNC FINL SVCS GROUP INC More: the full row for PNC FINL SVCS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,266 shares; 2015Q2: 5,358 shares; 2015Q3: 6,109 shares; 2015Q4: 8,521 shares; 2016Q1: 7,173 shares; 2016Q2: 6,458 shares; 2016Q3: 5,800 shares 5,800 $522K 0.02% -658 Timeline MARATHON OIL CORP MARATHON OIL CORP More: the full row for MARATHON OIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,795 shares; 2015Q2: 2,992 shares; 2015Q3: 2,905 shares; 2015Q4: 8,760 shares; 2016Q1: 12,419 shares; 2016Q2: 15,681 shares; 2016Q3: 33,029 shares 33,029 $522K 0.02% +17,348 PSA PUBLIC STORAGE More: the full row for PUBLIC STORAGE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 181 shares; 2015Q2: 181 shares; 2015Q3: 257 shares; 2015Q4: 1,776 shares; 2016Q1: 2,166 shares; 2016Q2: 3,203 shares; 2016Q3: 2,328 shares 2,328 $520K 0.02% -875 Timeline MAT MATTEL INC More: the full row for MATTEL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,879 shares; 2015Q2: 2,279 shares; 2015Q3: 2,146 shares; 2015Q4: 7,969 shares; 2016Q1: 10,308 shares; 2016Q2: 15,463 shares; 2016Q3: 17,189 shares 17,189 $520K 0.02% +1,726 Timeline AMP AMERIPRISE FINL INC More: the full row for AMERIPRISE FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 562 shares; 2015Q2: 688 shares; 2015Q3: 829 shares; 2015Q4: 4,524 shares; 2016Q1: 4,030 shares; 2016Q2: 5,229 shares; 2016Q3: 5,189 shares 5,189 $518K 0.02% -40 Timeline EA ELECTRONIC ARTS INC More: the full row for ELECTRONIC ARTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,498 shares; 2015Q2: 1,133 shares; 2015Q3: 1,330 shares; 2015Q4: 6,038 shares; 2016Q1: 4,944 shares; 2016Q2: 5,610 shares; 2016Q3: 6,045 shares 6,045 $517K 0.02% +435 Timeline NYF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,221 shares; 2015Q2: 3,018 shares; 2015Q3: 3,017 shares; 2015Q4: 4,257 shares; 2016Q1: 3,480 shares; 2016Q2: 5,925 shares; 2016Q3: 4,508 shares 4,508 $514K 0.02% -1,417 Timeline CFA VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100 shares; 2016Q2: 2,071 shares; 2016Q3: 13,279 shares 13,279 $514K 0.02% +11,208 Timeline USB US BANCORP More: the full row for US BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,064 shares; 2015Q2: 15,636 shares; 2015Q3: 9,258 shares; 2015Q4: 12,368 shares; 2016Q1: 13,137 shares; 2016Q2: 13,167 shares; 2016Q3: 11,917 shares 11,917 $511K 0.02% -1,250 Timeline TER TERADYNE INC More: the full row for TERADYNE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 34 shares; 2016Q1: 410 shares; 2016Q2: 154 shares; 2016Q3: 23,657 shares 23,657 $511K 0.02% +23,503 Timeline ZBH ZIMMER BIOMET HOLDINGS INC More: the full row for ZIMMER BIOMET HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 308 shares; 2015Q2: 275 shares; 2015Q3: 279 shares; 2015Q4: 2,204 shares; 2016Q1: 3,279 shares; 2016Q2: 4,485 shares; 2016Q3: 3,920 shares 3,920 $510K 0.02% -565 Timeline BARCLAYS BANK PLC BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,550 shares; 2016Q2: 4,826 shares; 2016Q3: 5,513 shares 5,513 $510K 0.02% +687 HAS HASBRO INC More: the full row for HASBRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,600 shares; 2015Q2: 3,884 shares; 2015Q3: 2,090 shares; 2015Q4: 6,560 shares; 2016Q1: 7,331 shares; 2016Q2: 6,655 shares; 2016Q3: 6,411 shares 6,411 $509K 0.02% -244 Timeline HYMB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 892 shares; 2015Q2: 1,109 shares; 2015Q3: 1,109 shares; 2015Q4: 3,692 shares; 2016Q1: 3,647 shares; 2016Q2: 7,916 shares; 2016Q3: 8,503 shares 8,503 $504K 0.02% +587 Timeline GLOBAL X FDS GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 63,057 shares; 2015Q2: 77,393 shares; 2015Q3: 83,524 shares; 2015Q4: 45,646 shares; 2016Q1: 21,332 shares; 2016Q2: 23,649 shares; 2016Q3: 23,495 shares 23,495 $504K 0.02% -154 LINKEDIN CORP LINKEDIN CORP More: the full row for LINKEDIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,084 shares; 2015Q2: 1,684 shares; 2015Q3: 1,532 shares; 2015Q4: 1,517 shares; 2016Q1: 2,311 shares; 2016Q2: 2,935 shares; 2016Q3: 2,623 shares 2,623 $501K 0.02% -312 AIG AMERICAN INTL GROUP INC More: the full row for AMERICAN INTL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,448 shares; 2015Q2: 9,331 shares; 2015Q3: 9,213 shares; 2015Q4: 14,748 shares; 2016Q1: 16,687 shares; 2016Q2: 12,842 shares; 2016Q3: 8,394 shares 8,394 $498K 0.02% -4,448 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,869 shares; 2015Q2: 26,977 shares; 2015Q3: 27,659 shares; 2015Q4: 31,396 shares; 2016Q1: 29,031 shares; 2016Q2: 17,044 shares; 2016Q3: 11,879 shares 11,879 $498K 0.02% -5,165 AAL AMERICAN AIRLINES GROUP INC More: the full row for AMERICAN AIRLINES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,651 shares; 2015Q2: 3,489 shares; 2015Q3: 10,797 shares; 2015Q4: 16,474 shares; 2016Q1: 15,289 shares; 2016Q2: 10,981 shares; 2016Q3: 13,588 shares 13,588 $497K 0.02% +2,607 Timeline DELAWARE ENHANCED GLOBAL DI… DELAWARE ENHANCED GLOBAL DIVID More: the full row for DELAWARE ENHANCED GLOBAL DIVID Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 700 shares; 2015Q4: 8,724 shares; 2016Q1: 31,577 shares; 2016Q2: 35,232 shares; 2016Q3: 49,143 shares 49,143 $497K 0.02% +13,911 ROYAL DUTCH SHELL PLC SPN A… ROYAL DUTCH SHELL PLC SPN ADR More: the full row for ROYAL DUTCH SHELL PLC SPN ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,417 shares; 2015Q2: 4,601 shares; 2015Q3: 3,753 shares; 2015Q4: 6,365 shares; 2016Q1: 8,195 shares; 2016Q2: 10,024 shares; 2016Q3: 9,886 shares 9,886 $495K 0.02% -138 BIDU BAIDU INC More: the full row for BAIDU INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,432 shares; 2015Q2: 3,136 shares; 2015Q3: 3,614 shares; 2015Q4: 5,453 shares; 2016Q1: 5,194 shares; 2016Q2: 4,589 shares; 2016Q3: 2,713 shares 2,713 $494K 0.02% -1,876 Timeline PHYS SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 81,155 shares; 2015Q2: 83,216 shares; 2015Q3: 63,970 shares; 2015Q4: 71,193 shares; 2016Q1: 42,390 shares; 2016Q2: 42,188 shares; 2016Q3: 44,928 shares 44,928 $492K 0.02% +2,740 Timeline CRM SALESFORCE INC More: the full row for SALESFORCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,056 shares; 2015Q2: 2,574 shares; 2015Q3: 4,810 shares; 2015Q4: 6,785 shares; 2016Q1: 7,684 shares; 2016Q2: 7,799 shares; 2016Q3: 6,876 shares 6,876 $491K 0.02% -923 Timeline PAA PLAINS ALL AMERN PIPELINE L More: the full row for PLAINS ALL AMERN PIPELINE L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22,298 shares; 2015Q2: 23,460 shares; 2015Q3: 17,141 shares; 2015Q4: 17,449 shares; 2016Q1: 15,236 shares; 2016Q2: 13,819 shares; 2016Q3: 15,548 shares 15,548 $488K 0.02% +1,729 Timeline COMMUNICATIONS SALES&LEAS IN COMMUNICATIONS SALES&LEAS IN More: the full row for COMMUNICATIONS SALES&LEAS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 19,575 shares; 2015Q3: not reported; 2015Q4: 18,116 shares; 2016Q1: 15,374 shares; 2016Q2: 15,872 shares; 2016Q3: 15,530 shares 15,530 $488K 0.02% -342 XHB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,049 shares; 2015Q2: 9,224 shares; 2015Q3: 17,095 shares; 2015Q4: 42,896 shares; 2016Q1: 46,332 shares; 2016Q2: 29,459 shares; 2016Q3: 14,302 shares 14,302 $485K 0.02% -15,157 Timeline HPS HANCOCK JOHN PFD INCOME FD I More: the full row for HANCOCK JOHN PFD INCOME FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300 shares; 2015Q2: 300 shares; 2015Q3: 300 shares; 2015Q4: 56,006 shares; 2016Q1: 50,868 shares; 2016Q2: 35,643 shares; 2016Q3: 25,078 shares 25,078 $485K 0.02% -10,565 Timeline AZN ASTRAZENECA PLC-SPONS ADR More: the full row for ASTRAZENECA PLC-SPONS ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,261 shares; 2015Q2: 1,544 shares; 2015Q3: 6,344 shares; 2015Q4: 13,148 shares; 2016Q1: 21,884 shares; 2016Q2: 14,871 shares; 2016Q3: 14,694 shares 14,694 $483K 0.02% -177 Timeline NXPI NXP SEMICONDUCTORS N V More: the full row for NXP SEMICONDUCTORS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 37,829 shares; 2015Q2: 27,764 shares; 2015Q3: 26,311 shares; 2015Q4: 25,876 shares; 2016Q1: 26,742 shares; 2016Q2: 21,095 shares; 2016Q3: 4,696 shares 4,696 $479K 0.02% -16,399 Timeline XHR XENIA HOTELS & RESORTS INC More: the full row for XENIA HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,189 shares; 2015Q2: 10,353 shares; 2015Q3: 11,361 shares; 2015Q4: 37,380 shares; 2016Q1: 30,428 shares; 2016Q2: 32,643 shares; 2016Q3: 31,580 shares 31,580 $479K 0.02% -1,063 Timeline KXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 181 shares; 2015Q2: 80 shares; 2015Q3: 80 shares; 2015Q4: 1,943 shares; 2016Q1: 1,974 shares; 2016Q2: 4,052 shares; 2016Q3: 4,818 shares 4,818 $478K 0.02% +766 Timeline EWA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,078 shares; 2015Q2: 2,588 shares; 2015Q3: 1,838 shares; 2015Q4: 7,884 shares; 2016Q1: 9,652 shares; 2016Q2: 15,898 shares; 2016Q3: 22,685 shares 22,685 $474K 0.02% +6,787 Timeline LNT ALLIANT ENERGY CORP More: the full row for ALLIANT ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,425 shares; 2015Q2: 1,209 shares; 2015Q3: 756 shares; 2015Q4: 2,602 shares; 2016Q1: 3,155 shares; 2016Q2: 13,144 shares; 2016Q3: 12,350 shares 12,350 $473K 0.02% -794 Timeline DREYFUS DREYFUS More: the full row for DREYFUS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17,784 shares; 2016Q1: 107,585 shares; 2016Q2: 123,573 shares; 2016Q3: 138,212 shares 138,212 $473K 0.02% +14,639 WEB.COM GROUP INC WEB.COM GROUP INC More: the full row for WEB.COM GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50 shares; 2016Q1: 50 shares; 2016Q2: 22,286 shares; 2016Q3: 27,125 shares 27,125 $468K 0.02% +4,839 RQI COHEN & STEERS QUALITY INCOM More: the full row for COHEN & STEERS QUALITY INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16,961 shares; 2015Q2: 16,911 shares; 2015Q3: 19,594 shares; 2015Q4: 23,566 shares; 2016Q1: 21,996 shares; 2016Q2: 37,321 shares; 2016Q3: 34,943 shares 34,943 $466K 0.02% -2,378 Timeline PDI PIMCO DYNAMIC INCOME FD More: the full row for PIMCO DYNAMIC INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 33,175 shares; 2015Q2: 32,268 shares; 2015Q3: 24,936 shares; 2015Q4: 28,241 shares; 2016Q1: 34,704 shares; 2016Q2: 17,995 shares; 2016Q3: 16,212 shares 16,212 $462K 0.02% -1,783 Timeline LYB LYONDELLBASELL INDUSTRIES NV More: the full row for LYONDELLBASELL INDUSTRIES NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,371 shares; 2015Q2: 2,374 shares; 2015Q3: 9,169 shares; 2015Q4: 11,107 shares; 2016Q1: 10,034 shares; 2016Q2: 6,106 shares; 2016Q3: 5,719 shares 5,719 $461K 0.02% -387 Timeline RIG TRANSOCEAN LTD More: the full row for TRANSOCEAN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,564 shares; 2015Q2: 11,281 shares; 2015Q3: 11,183 shares; 2015Q4: 34,545 shares; 2016Q1: 36,205 shares; 2016Q2: 38,172 shares; 2016Q3: 43,151 shares 43,151 $460K 0.02% +4,979 Timeline ALL ALLSTATE CORP More: the full row for ALLSTATE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,533 shares; 2015Q2: 4,959 shares; 2015Q3: 6,035 shares; 2015Q4: 7,880 shares; 2016Q1: 7,049 shares; 2016Q2: 7,672 shares; 2016Q3: 6,620 shares 6,620 $458K 0.02% -1,052 Timeline IYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,272 shares; 2015Q2: 4,963 shares; 2015Q3: 4,907 shares; 2015Q4: 6,265 shares; 2016Q1: 6,141 shares; 2016Q2: 5,663 shares; 2016Q3: 5,186 shares 5,186 $455K 0.02% -477 Timeline ROWAN COMPANIES PLC ROWAN COMPANIES PLC More: the full row for ROWAN COMPANIES PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 320 shares; 2015Q2: 2,250 shares; 2015Q3: 2,250 shares; 2015Q4: 2,088 shares; 2016Q1: 1,988 shares; 2016Q2: 2,780 shares; 2016Q3: 29,990 shares 29,990 $455K 0.02% +27,210 ROST ROSS STORES INC More: the full row for ROSS STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 266 shares; 2015Q2: 404 shares; 2015Q3: 547 shares; 2015Q4: 3,308 shares; 2016Q1: 4,939 shares; 2016Q2: 5,526 shares; 2016Q3: 7,064 shares 7,064 $454K 0.02% +1,538 Timeline SLQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 299 shares; 2015Q4: 299 shares; 2016Q1: 419 shares; 2016Q2: 6,922 shares; 2016Q3: 8,906 shares 8,906 $453K 0.02% +1,984 Timeline ILF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,798 shares; 2015Q2: 1,784 shares; 2015Q3: 2,196 shares; 2015Q4: 5,552 shares; 2016Q1: 5,723 shares; 2016Q2: 10,454 shares; 2016Q3: 16,169 shares 16,169 $453K 0.02% +5,715 Timeline AAXJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 120 shares; 2015Q2: 120 shares; 2015Q3: 85 shares; 2015Q4: 1,947 shares; 2016Q1: 2,026 shares; 2016Q2: 296 shares; 2016Q3: 7,470 shares 7,470 $452K 0.02% +7,174 Timeline POWERSHARES DWA TACTICAL SE… POWERSHARES DWA TACTICAL SECTOR R… More: the full row for POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 180,569 shares; 2016Q1: 16,897 shares; 2016Q2: 14,727 shares; 2016Q3: 17,978 shares 17,978 $452K 0.02% +3,251 WHOLE FOODS MKT INC WHOLE FOODS MKT INC More: the full row for WHOLE FOODS MKT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,533 shares; 2015Q2: 11,183 shares; 2015Q3: 6,655 shares; 2015Q4: 12,426 shares; 2016Q1: 16,884 shares; 2016Q2: 17,914 shares; 2016Q3: 15,900 shares 15,900 $451K 0.02% -2,014 NFG NATIONAL FUEL GAS CO More: the full row for NATIONAL FUEL GAS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 915 shares; 2015Q2: 685 shares; 2015Q3: 1,684 shares; 2015Q4: 5,898 shares; 2016Q1: 6,054 shares; 2016Q2: 9,054 shares; 2016Q3: 8,328 shares 8,328 $450K 0.02% -726 Timeline BDJ BLACKROCK ENHANCED EQUITY DI More: the full row for BLACKROCK ENHANCED EQUITY DI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,433 shares; 2015Q2: 4,230 shares; 2015Q3: 4,223 shares; 2015Q4: 49,819 shares; 2016Q1: 52,803 shares; 2016Q2: 47,172 shares; 2016Q3: 57,019 shares 57,019 $450K 0.02% +9,847 Timeline HSY HERSHEY CO More: the full row for HERSHEY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,609 shares; 2015Q2: 14,286 shares; 2015Q3: 356 shares; 2015Q4: 3,799 shares; 2016Q1: 4,193 shares; 2016Q2: 3,664 shares; 2016Q3: 4,698 shares 4,698 $449K 0.02% +1,034 Timeline FSTA FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,255 shares; 2015Q4: 9,584 shares; 2016Q1: 10,891 shares; 2016Q2: 11,056 shares; 2016Q3: 14,079 shares 14,079 $449K 0.02% +3,023 Timeline EPR EPR PPTYS More: the full row for EPR PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,090 shares; 2015Q2: 693 shares; 2015Q3: 500 shares; 2015Q4: 1,445 shares; 2016Q1: 1,599 shares; 2016Q2: 4,356 shares; 2016Q3: 5,683 shares 5,683 $447K 0.02% +1,327 Timeline YAHOO INC YAHOO INC More: the full row for YAHOO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16,787 shares; 2015Q2: 10,464 shares; 2015Q3: 9,821 shares; 2015Q4: 11,558 shares; 2016Q1: 12,750 shares; 2016Q2: 12,351 shares; 2016Q3: 10,372 shares 10,372 $447K 0.02% -1,979 TIPX SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 2,723 shares; 2015Q3: 12,410 shares; 2015Q4: 12,140 shares; 2016Q1: 19,827 shares; 2016Q2: 23,475 shares; 2016Q3: 22,552 shares 22,552 $446K 0.02% -923 Timeline DKS DICKS SPORTING GOODS INC More: the full row for DICKS SPORTING GOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 976 shares; 2015Q2: 873 shares; 2015Q3: 973 shares; 2015Q4: 3,232 shares; 2016Q1: 3,478 shares; 2016Q2: 7,399 shares; 2016Q3: 7,825 shares 7,825 $444K 0.02% +426 Timeline XRAY DENTSPLY SIRONA INC More: the full row for DENTSPLY SIRONA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,234 shares; 2016Q2: 7,484 shares; 2016Q3: 7,473 shares 7,473 $444K 0.02% -11 Timeline PPT FRANKLIN PREMIER INCOME TR More: the full row for FRANKLIN PREMIER INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,785 shares; 2015Q2: 8,248 shares; 2015Q3: 60,976 shares; 2015Q4: 66,886 shares; 2016Q1: 68,722 shares; 2016Q2: 87,559 shares; 2016Q3: 90,662 shares 90,662 $443K 0.02% +3,103 Timeline PCAR PACCAR INC More: the full row for PACCAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,937 shares; 2015Q2: 3,165 shares; 2015Q3: 3,621 shares; 2015Q4: 5,152 shares; 2016Q1: 5,747 shares; 2016Q2: 6,705 shares; 2016Q3: 7,449 shares 7,449 $438K 0.02% +744 Timeline SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 74,966 shares; 2015Q2: 79,697 shares; 2015Q3: 76,155 shares; 2015Q4: 104,166 shares; 2016Q1: 111,767 shares; 2016Q2: 120,808 shares; 2016Q3: 105,083 shares 105,083 $438K 0.02% -15,725 IUSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 314 shares; 2016Q1: 314 shares; 2016Q2: 314 shares; 2016Q3: 8,393 shares 8,393 $437K 0.01% +8,079 Timeline RPM RPM INTL INC More: the full row for RPM INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,028 shares; 2015Q2: 769 shares; 2015Q3: 647 shares; 2015Q4: 9,219 shares; 2016Q1: 9,148 shares; 2016Q2: 9,142 shares; 2016Q3: 8,105 shares 8,105 $436K 0.01% -1,037 Timeline PSLV SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60,341 shares; 2015Q2: 35,290 shares; 2015Q3: 27,770 shares; 2015Q4: 42,770 shares; 2016Q1: 39,678 shares; 2016Q2: 41,493 shares; 2016Q3: 58,899 shares 58,899 $435K 0.01% +17,406 Timeline DEM WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,079 shares; 2015Q2: 4,362 shares; 2015Q3: 3,317 shares; 2015Q4: 12,138 shares; 2016Q1: 11,577 shares; 2016Q2: 12,341 shares; 2016Q3: 11,569 shares 11,569 $435K 0.01% -772 Timeline PATTERSON COS INC PATTERSON COS INC More: the full row for PATTERSON COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,416 shares; 2015Q3: 1,482 shares; 2015Q4: 2,043 shares; 2016Q1: 6,427 shares; 2016Q2: 10,181 shares; 2016Q3: 9,470 shares 9,470 $435K 0.01% -711 MSD MORGAN STANLEY EMKT DBT FD I More: the full row for MORGAN STANLEY EMKT DBT FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,100 shares; 2015Q2: 17,100 shares; 2015Q3: 52,486 shares; 2015Q4: 52,780 shares; 2016Q1: 47,062 shares; 2016Q2: 46,608 shares; 2016Q3: 45,045 shares 45,045 $435K 0.01% -1,563 Timeline PEOPLE'S UNITED FINANCIAL I… PEOPLE'S UNITED FINANCIAL INC More: the full row for PEOPLE'S UNITED FINANCIAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,823 shares; 2015Q2: 10,435 shares; 2015Q3: 10,049 shares; 2015Q4: 19,062 shares; 2016Q1: 24,282 shares; 2016Q2: 27,621 shares; 2016Q3: 27,475 shares 27,475 $435K 0.01% -146 BAH BOOZ ALLEN HAMILTON HLDG COR More: the full row for BOOZ ALLEN HAMILTON HLDG COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 9 shares; 2015Q3: not reported; 2015Q4: 19,931 shares; 2016Q1: 32,937 shares; 2016Q2: 13,248 shares; 2016Q3: 13,745 shares 13,745 $434K 0.01% +497 Timeline BBN BLACKROCK TAX MUNICPAL BD TR More: the full row for BLACKROCK TAX MUNICPAL BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,725 shares; 2015Q2: 1,525 shares; 2015Q3: 2,025 shares; 2015Q4: 13,845 shares; 2016Q1: 18,331 shares; 2016Q2: 20,261 shares; 2016Q3: 18,052 shares 18,052 $433K 0.01% -2,209 Timeline KWR QUAKER HOUGHTON More: the full row for QUAKER HOUGHTON Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 983 shares; 2015Q2: 986 shares; 2015Q3: 652 shares; 2015Q4: 652 shares; 2016Q1: 659 shares; 2016Q2: 4,069 shares; 2016Q3: 4,083 shares 4,083 $433K 0.01% +14 Timeline TM TOYOTA MOTOR CORP More: the full row for TOYOTA MOTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,859 shares; 2015Q2: not reported; 2015Q3: 2,387 shares; 2015Q4: 3,745 shares; 2016Q1: 3,683 shares; 2016Q2: 3,653 shares; 2016Q3: 3,722 shares 3,722 $432K 0.01% +69 Timeline QUAL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 440 shares; 2015Q2: 440 shares; 2015Q3: 290 shares; 2015Q4: 590 shares; 2016Q1: 1,294 shares; 2016Q2: 1,836 shares; 2016Q3: 6,387 shares 6,387 $431K 0.01% +4,551 Timeline DIEBOLD NXDF INC DIEBOLD NXDF INC More: the full row for DIEBOLD NXDF INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 874 shares; 2015Q2: 881 shares; 2015Q3: 924 shares; 2015Q4: 1,046 shares; 2016Q1: 1,056 shares; 2016Q2: 12,023 shares; 2016Q3: 17,368 shares 17,368 $431K 0.01% +5,345 BEN FRANKLIN TEMPLETON INC More: the full row for FRANKLIN TEMPLETON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 566 shares; 2015Q2: 503 shares; 2015Q3: 503 shares; 2015Q4: 1,467 shares; 2016Q1: 1,526 shares; 2016Q2: 889 shares; 2016Q3: 12,039 shares 12,039 $428K 0.01% +11,150 Timeline MGC VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 487 shares; 2015Q2: 387 shares; 2015Q3: 798 shares; 2015Q4: 9,705 shares; 2016Q1: 8,599 shares; 2016Q2: 6,162 shares; 2016Q3: 5,798 shares 5,798 $427K 0.01% -364 Timeline BARD C R INC BARD C R INC More: the full row for BARD C R INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 318 shares; 2015Q2: 318 shares; 2015Q3: 208 shares; 2015Q4: 521 shares; 2016Q1: 1,389 shares; 2016Q2: 1,974 shares; 2016Q3: 1,899 shares 1,899 $426K 0.01% -75 FITB FIFTH THIRD BANCORP More: the full row for FIFTH THIRD BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,849 shares; 2015Q2: 15,245 shares; 2015Q3: 14,684 shares; 2015Q4: 18,187 shares; 2016Q1: 16,320 shares; 2016Q2: 23,671 shares; 2016Q3: 20,738 shares 20,738 $425K 0.01% -2,933 Timeline GYLD ARROW ETF TR More: the full row for ARROW ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,681 shares; 2015Q2: 7,700 shares; 2015Q3: 7,796 shares; 2015Q4: 11,499 shares; 2016Q1: 8,132 shares; 2016Q2: 20,860 shares; 2016Q3: 22,211 shares 22,211 $424K 0.01% +1,351 Timeline XAWFX ALLIANCEBERNSTEIN GLOBAL HIG More: the full row for ALLIANCEBERNSTEIN GLOBAL HIG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,435 shares; 2015Q2: 2,028 shares; 2015Q3: 2,028 shares; 2015Q4: 27,974 shares; 2016Q1: 34,072 shares; 2016Q2: 34,409 shares; 2016Q3: 33,447 shares 33,447 $422K 0.01% -962 Timeline RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 23 shares; 2015Q2: 743 shares; 2015Q3: 1,380 shares; 2015Q4: 1,856 shares; 2016Q1: 3,338 shares; 2016Q2: 6,407 shares; 2016Q3: 5,170 shares 5,170 $420K 0.01% -1,237 SUI SUN CMNTYS INC More: the full row for SUN CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 185 shares; 2016Q2: 3,677 shares; 2016Q3: 5,338 shares 5,338 $419K 0.01% +1,661 Timeline NORDSTROM INC NORDSTROM INC More: the full row for NORDSTROM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,679 shares; 2015Q2: 1,754 shares; 2015Q3: 1,473 shares; 2015Q4: 2,173 shares; 2016Q1: 2,782 shares; 2016Q2: 7,896 shares; 2016Q3: 8,086 shares 8,086 $419K 0.01% +190 DHR DANAHER CORP DEL More: the full row for DANAHER CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,197 shares; 2015Q2: 2,293 shares; 2015Q3: 1,567 shares; 2015Q4: 4,728 shares; 2016Q1: 4,527 shares; 2016Q2: 4,361 shares; 2016Q3: 5,329 shares 5,329 $418K 0.01% +968 Timeline PIMCO DYNAMIC CR INCOME FD PIMCO DYNAMIC CR INCOME FD More: the full row for PIMCO DYNAMIC CR INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 29,640 shares; 2015Q2: 28,912 shares; 2015Q3: 9,949 shares; 2015Q4: 18,834 shares; 2016Q1: 24,162 shares; 2016Q2: 17,338 shares; 2016Q3: 20,479 shares 20,479 $417K 0.01% +3,141 NAVI NAVIENT CORPORATION More: the full row for NAVIENT CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,191 shares; 2015Q2: 716 shares; 2015Q3: 522 shares; 2015Q4: 611 shares; 2016Q1: 511 shares; 2016Q2: 38,217 shares; 2016Q3: 28,717 shares 28,717 $416K 0.01% -9,500 Timeline AMERICAN RAILCAR INDUSTRIES AMERICAN RAILCAR INDUSTRIES More: the full row for AMERICAN RAILCAR INDUSTRIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 65 shares; 2015Q2: 95 shares; 2015Q3: 100 shares; 2015Q4: 168 shares; 2016Q1: 168 shares; 2016Q2: 11,672 shares; 2016Q3: 10,032 shares 10,032 $416K 0.01% -1,640 APOG APOGEE ENTERPRISES INC More: the full row for APOGEE ENTERPRISES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,450 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 9,210 shares 9,210 $412K 0.01% new Timeline SCHB SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,185 shares; 2015Q2: 12,050 shares; 2015Q3: 11,634 shares; 2015Q4: 9,676 shares; 2016Q1: 8,994 shares; 2016Q2: 8,659 shares; 2016Q3: 7,842 shares 7,842 $410K 0.01% -817 Timeline TXT TEXTRON INC More: the full row for TEXTRON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,519 shares; 2015Q2: 9,519 shares; 2015Q3: 9,259 shares; 2015Q4: 9,404 shares; 2016Q1: 9,399 shares; 2016Q2: 10,306 shares; 2016Q3: 10,295 shares 10,295 $410K 0.01% -11 Timeline FEP FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 48,117 shares; 2015Q2: 76,999 shares; 2015Q3: 82,179 shares; 2015Q4: 44,214 shares; 2016Q1: 36,476 shares; 2016Q2: 31,797 shares; 2016Q3: 13,896 shares 13,896 $410K 0.01% -17,901 Timeline CFO VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 35 shares; 2016Q1: 35 shares; 2016Q2: 4,723 shares; 2016Q3: 10,616 shares 10,616 $410K 0.01% +5,893 Timeline RVT ROYCE SMALL CAP TRUST INC More: the full row for ROYCE SMALL CAP TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,212 shares; 2015Q2: 6,246 shares; 2015Q3: 6,286 shares; 2015Q4: 26,812 shares; 2016Q1: 27,650 shares; 2016Q2: 29,881 shares; 2016Q3: 32,296 shares 32,296 $409K 0.01% +2,415 Timeline SILVER WHEATON CORP SILVER WHEATON CORP More: the full row for SILVER WHEATON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,281 shares; 2015Q2: 10,376 shares; 2015Q3: 11,920 shares; 2015Q4: 12,891 shares; 2016Q1: 13,451 shares; 2016Q2: 14,413 shares; 2016Q3: 15,115 shares 15,115 $409K 0.01% +702 NVO NOVO-NORDISK A S More: the full row for NOVO-NORDISK A S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,723 shares; 2015Q2: 7,927 shares; 2015Q3: 7,456 shares; 2015Q4: 11,354 shares; 2016Q1: 12,115 shares; 2016Q2: 11,860 shares; 2016Q3: 9,812 shares 9,812 $408K 0.01% -2,048 Timeline DG DOLLAR GEN CORP More: the full row for DOLLAR GEN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,890 shares; 2015Q2: 1,892 shares; 2015Q3: 4,082 shares; 2015Q4: 5,014 shares; 2016Q1: 6,243 shares; 2016Q2: 6,373 shares; 2016Q3: 5,810 shares 5,810 $407K 0.01% -563 Timeline CBS CORP NEW CBS CORP NEW More: the full row for CBS CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,663 shares; 2015Q2: 1,842 shares; 2015Q3: 2,201 shares; 2015Q4: 5,127 shares; 2016Q1: 6,745 shares; 2016Q2: 7,204 shares; 2016Q3: 7,444 shares 7,444 $407K 0.01% +240 XTN SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,030 shares; 2015Q2: 4,534 shares; 2015Q3: 6,472 shares; 2015Q4: 15,726 shares; 2016Q1: 12,523 shares; 2016Q2: 11,872 shares; 2016Q3: 8,604 shares 8,604 $407K 0.01% -3,268 Timeline IEO ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,849 shares; 2015Q2: 4,404 shares; 2015Q3: 3,078 shares; 2015Q4: 8,086 shares; 2016Q1: 6,276 shares; 2016Q2: 6,029 shares; 2016Q3: 6,610 shares 6,610 $406K 0.01% +581 Timeline MGF ABERDEEN GOVT MARKETS INCOME More: the full row for ABERDEEN GOVT MARKETS INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 69,668 shares; 2015Q2: 74,683 shares; 2015Q3: 73,883 shares; 2015Q4: 76,020 shares; 2016Q1: 74,620 shares; 2016Q2: 72,866 shares; 2016Q3: 75,095 shares 75,095 $406K 0.01% +2,229 Timeline PIMCO NEW YORK MUN INCM PIMCO NEW YORK MUN INCM More: the full row for PIMCO NEW YORK MUN INCM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 25,391 shares; 2016Q1: 35,228 shares; 2016Q2: 37,374 shares; 2016Q3: 36,778 shares 36,778 $405K 0.01% -596 STONEMOR PARTNERS LP STONEMOR PARTNERS LP More: the full row for STONEMOR PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,900 shares; 2015Q2: 5,850 shares; 2015Q3: 5,850 shares; 2015Q4: 6,365 shares; 2016Q1: 7,335 shares; 2016Q2: 13,151 shares; 2016Q3: 16,068 shares 16,068 $402K 0.01% +2,917 SCHA SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 149 shares; 2015Q2: 1,584 shares; 2015Q3: 1,960 shares; 2015Q4: 6,847 shares; 2016Q1: 8,891 shares; 2016Q2: 7,432 shares; 2016Q3: 6,962 shares 6,962 $401K 0.01% -470 Timeline SPIB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,821 shares; 2015Q2: 3,709 shares; 2015Q3: 4,706 shares; 2015Q4: 8,079 shares; 2016Q1: 8,998 shares; 2016Q2: 10,436 shares; 2016Q3: 11,469 shares 11,469 $400K 0.01% +1,033 Timeline ELV ELEVANCE HEALTH INC FORMERLY More: the full row for ELEVANCE HEALTH INC FORMERLY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,312 shares; 2015Q2: 2,173 shares; 2015Q3: 2,238 shares; 2015Q4: 3,465 shares; 2016Q1: 3,315 shares; 2016Q2: 3,173 shares; 2016Q3: 3,174 shares 3,174 $398K 0.01% +1 Timeline AMERICA MOVIL-SPN ADR CL L AMERICA MOVIL-SPN ADR CL L More: the full row for AMERICA MOVIL-SPN ADR CL L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,029 shares; 2015Q2: 1,976 shares; 2015Q3: 1,694 shares; 2015Q4: 7,288 shares; 2016Q1: 7,288 shares; 2016Q2: 34,678 shares; 2016Q3: 34,673 shares 34,673 $396K 0.01% -5 ALLIANZGI CONV INCOME FD ALLIANZGI CONV INCOME FD More: the full row for ALLIANZGI CONV INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 281,338 shares; 2015Q2: 269,684 shares; 2015Q3: 272,436 shares; 2015Q4: 287,681 shares; 2016Q1: 301,970 shares; 2016Q2: 295,348 shares; 2016Q3: 58,355 shares 58,355 $394K 0.01% -236,993 XFRAX BLACKROCK FLOATING RATE INCO More: the full row for BLACKROCK FLOATING RATE INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22,087 shares; 2015Q2: 38,296 shares; 2015Q3: 46,765 shares; 2015Q4: 82,362 shares; 2016Q1: 79,735 shares; 2016Q2: 27,906 shares; 2016Q3: 28,319 shares 28,319 $393K 0.01% +413 Timeline CARBO CERAMICS INC CARBO CERAMICS INC More: the full row for CARBO CERAMICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 17,250 shares; 2016Q3: 35,950 shares 35,950 $393K 0.01% +18,700 MFM ABERDEEN MUN INCOME FD More: the full row for ABERDEEN MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 63,301 shares; 2015Q2: 62,802 shares; 2015Q3: 62,802 shares; 2015Q4: 62,722 shares; 2016Q1: 55,294 shares; 2016Q2: 53,107 shares; 2016Q3: 52,201 shares 52,201 $391K 0.01% -906 Timeline SPEU SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 28 shares; 2015Q2: 28 shares; 2015Q3: 28 shares; 2015Q4: 36,655 shares; 2016Q1: 38,076 shares; 2016Q2: 18,112 shares; 2016Q3: 12,924 shares 12,924 $391K 0.01% -5,188 Timeline AOM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,570 shares; 2015Q2: 2,881 shares; 2015Q3: 2,881 shares; 2015Q4: 7,407 shares; 2016Q1: 6,577 shares; 2016Q2: 11,141 shares; 2016Q3: 10,798 shares 10,798 $390K 0.01% -343 Timeline VPL VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 591 shares; 2015Q2: 1,219 shares; 2015Q3: 2,266 shares; 2015Q4: 4,821 shares; 2016Q1: 5,294 shares; 2016Q2: 6,123 shares; 2016Q3: 6,417 shares 6,417 $389K 0.01% +294 Timeline Pimco Income Oppty Fund Pimco Income Oppty Fund More: the full row for Pimco Income Oppty Fund Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,673 shares; 2015Q2: 2,598 shares; 2015Q3: 2,372 shares; 2015Q4: 4,009 shares; 2016Q1: 15,008 shares; 2016Q2: 16,222 shares; 2016Q3: 16,782 shares 16,782 $389K 0.01% +560 RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 728 shares; 2015Q2: 226 shares; 2015Q3: 361 shares; 2015Q4: 3,698 shares; 2016Q1: 4,972 shares; 2016Q2: 4,815 shares; 2016Q3: 4,356 shares 4,356 $389K 0.01% -459 VTWG VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25 shares; 2015Q4: 950 shares; 2016Q1: 2,611 shares; 2016Q2: 2,458 shares; 2016Q3: 3,577 shares 3,577 $387K 0.01% +1,119 Timeline MNST MONSTER BEVERAGE CORP NEW More: the full row for MONSTER BEVERAGE CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,654 shares; 2015Q3: 1,292 shares; 2015Q4: 2,841 shares; 2016Q1: 3,093 shares; 2016Q2: 2,717 shares; 2016Q3: 2,635 shares 2,635 $387K 0.01% -82 Timeline POWERSHARES ETF TR II S&P S… POWERSHARES ETF TR II S&P SMCP More: the full row for POWERSHARES ETF TR II S&P SMCP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 509 shares; 2015Q2: 239 shares; 2015Q3: 114 shares; 2015Q4: 3,590 shares; 2016Q1: 2,193 shares; 2016Q2: 4,211 shares; 2016Q3: 6,066 shares 6,066 $385K 0.01% +1,855 MYN BLACKROCK MUNIYIELD N Y QUAL More: the full row for BLACKROCK MUNIYIELD N Y QUAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 756 shares; 2015Q2: 756 shares; 2015Q3: 756 shares; 2015Q4: 4,156 shares; 2016Q1: 9,685 shares; 2016Q2: 14,349 shares; 2016Q3: 27,228 shares 27,228 $384K 0.01% +12,879 Timeline SPDR S&P SPDR S&P More: the full row for SPDR S&P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,603 shares; 2016Q1: 2,603 shares; 2016Q2: 2,603 shares; 2016Q3: 8,659 shares 8,659 $384K 0.01% +6,056 EBAY EBAY INC. More: the full row for EBAY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,933 shares; 2015Q2: 15,415 shares; 2015Q3: 13,968 shares; 2015Q4: 18,828 shares; 2016Q1: 18,371 shares; 2016Q2: 15,896 shares; 2016Q3: 11,623 shares 11,623 $382K 0.01% -4,273 Timeline QQXT FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 900 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,738 shares; 2016Q1: 7,380 shares; 2016Q2: 8,977 shares; 2016Q3: 9,403 shares 9,403 $381K 0.01% +426 Timeline DBJP DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,548 shares; 2015Q2: 10,415 shares; 2015Q3: 14,487 shares; 2015Q4: 18,212 shares; 2016Q1: 21,258 shares; 2016Q2: 16,949 shares; 2016Q3: 11,547 shares 11,547 $380K 0.01% -5,402 Timeline POWERSHARES ETF TRUST INDL … POWERSHARES ETF TRUST INDL SEC More: the full row for POWERSHARES ETF TRUST INDL SEC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 455 shares; 2015Q2: 4,271 shares; 2015Q3: 14,276 shares; 2015Q4: 7,953 shares; 2016Q1: 8,379 shares; 2016Q2: 8,448 shares; 2016Q3: 7,823 shares 7,823 $380K 0.01% -625 MMU WESTERN ASSET MANAGED MUNS F More: the full row for WESTERN ASSET MANAGED MUNS F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 22,096 shares; 2016Q1: 22,251 shares; 2016Q2: 19,686 shares; 2016Q3: 24,972 shares 24,972 $379K 0.01% +5,286 Timeline IXJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,939 shares; 2015Q2: 27,230 shares; 2015Q3: 30,706 shares; 2015Q4: 6,247 shares; 2016Q1: 5,007 shares; 2016Q2: 4,971 shares; 2016Q3: 3,756 shares 3,756 $378K 0.01% -1,215 Timeline ABERDEEN ASIA-PACIFIC INCOM… ABERDEEN ASIA-PACIFIC INCOME F More: the full row for ABERDEEN ASIA-PACIFIC INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 31,343 shares; 2015Q2: 34,900 shares; 2015Q3: 8,654 shares; 2015Q4: 71,910 shares; 2016Q1: 62,748 shares; 2016Q2: 65,597 shares; 2016Q3: 73,784 shares 73,784 $378K 0.01% +8,187 BLACKROCK MUNIYIELD ARIZ FD BLACKROCK MUNIYIELD ARIZ FD More: the full row for BLACKROCK MUNIYIELD ARIZ FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,587 shares; 2015Q2: 11,578 shares; 2015Q3: 11,140 shares; 2015Q4: 19,722 shares; 2016Q1: 20,932 shares; 2016Q2: 21,264 shares; 2016Q3: 22,504 shares 22,504 $377K 0.01% +1,240 VTIP VANGUARD MALVERN FDS More: the full row for VANGUARD MALVERN FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,448 shares; 2015Q2: 2,809 shares; 2015Q3: 4,373 shares; 2015Q4: 3,321 shares; 2016Q1: 3,793 shares; 2016Q2: 7,397 shares; 2016Q3: 7,590 shares 7,590 $376K 0.01% +193 Timeline WISDOMTREE DYNAMIC LONG/SHO… WISDOMTREE DYNAMIC LONG/SHORT More: the full row for WISDOMTREE DYNAMIC LONG/SHORT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 13,427 shares 13,427 $376K 0.01% new QQQX NUVEEN NASDAQ 100 DYNAMIC OV More: the full row for NUVEEN NASDAQ 100 DYNAMIC OV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,620 shares; 2015Q2: 9,995 shares; 2015Q3: 9,995 shares; 2015Q4: 32,685 shares; 2016Q1: 27,534 shares; 2016Q2: 26,249 shares; 2016Q3: 19,765 shares 19,765 $374K 0.01% -6,484 Timeline RVTY REVVITY INC More: the full row for REVVITY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 36 shares; 2015Q3: 50 shares; 2015Q4: 61 shares; 2016Q1: 3,989 shares; 2016Q2: 6,959 shares; 2016Q3: 6,638 shares 6,638 $372K 0.01% -321 Timeline MU MICRON TECHNOLOGY INC More: the full row for MICRON TECHNOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,650 shares; 2015Q2: 7,907 shares; 2015Q3: 11,786 shares; 2015Q4: 14,478 shares; 2016Q1: 18,658 shares; 2016Q2: 19,336 shares; 2016Q3: 20,862 shares 20,862 $371K 0.01% +1,526 Timeline MS MORGAN STANLEY More: the full row for MORGAN STANLEY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16,030 shares; 2015Q2: 12,561 shares; 2015Q3: not reported; 2015Q4: 48,393 shares; 2016Q1: 23,462 shares; 2016Q2: 14,769 shares; 2016Q3: 11,575 shares 11,575 $371K 0.01% -3,194 Timeline EL LAUDER ESTEE COS INC More: the full row for LAUDER ESTEE COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 959 shares; 2015Q2: 1,064 shares; 2015Q3: 1,183 shares; 2015Q4: 2,718 shares; 2016Q1: 3,024 shares; 2016Q2: 3,673 shares; 2016Q3: 4,186 shares 4,186 $371K 0.01% +513 Timeline ALLIANZGI DIVIDEND INT & PRM ALLIANZGI DIVIDEND INT & PRM More: the full row for ALLIANZGI DIVIDEND INT & PRM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 81,107 shares; 2015Q2: 86,119 shares; 2015Q3: 88,782 shares; 2015Q4: 89,419 shares; 2016Q1: 98,271 shares; 2016Q2: 99,425 shares; 2016Q3: 29,196 shares 29,196 $369K 0.01% -70,229 SIL GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,281 shares; 2016Q1: 4,061 shares; 2016Q2: 8,495 shares; 2016Q3: 8,269 shares 8,269 $368K 0.01% -226 Timeline MLN VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 16,116 shares; 2016Q3: 17,687 shares 17,687 $368K 0.01% +1,571 Timeline UBS Alerian MLP/ MLPI UBS Alerian MLP/ MLPI More: the full row for UBS Alerian MLP/ MLPI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,367 shares; 2015Q2: 8,733 shares; 2015Q3: 9,586 shares; 2015Q4: 10,462 shares; 2016Q1: 10,327 shares; 2016Q2: 11,488 shares; 2016Q3: 12,969 shares 12,969 $368K 0.01% +1,481 CINF CINCINNATI FINL CORP More: the full row for CINCINNATI FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 559 shares; 2015Q4: 2,021 shares; 2016Q1: 3,378 shares; 2016Q2: 4,965 shares; 2016Q3: 4,862 shares 4,862 $367K 0.01% -103 Timeline FXZ FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,510 shares; 2015Q2: 2,885 shares; 2015Q3: 3,775 shares; 2015Q4: 3,591 shares; 2016Q1: 3,591 shares; 2016Q2: 7,924 shares; 2016Q3: 10,741 shares 10,741 $367K 0.01% +2,817 Timeline FE FIRSTENERGY CORP More: the full row for FIRSTENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,312 shares; 2015Q2: 6,286 shares; 2015Q3: 5,548 shares; 2015Q4: 7,451 shares; 2016Q1: 9,419 shares; 2016Q2: 13,347 shares; 2016Q3: 11,012 shares 11,012 $365K 0.01% -2,335 Timeline CE CELANESE CORP DEL More: the full row for CELANESE CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 364 shares; 2015Q2: 992 shares; 2015Q3: 986 shares; 2015Q4: 1,448 shares; 2016Q1: 2,264 shares; 2016Q2: 3,478 shares; 2016Q3: 5,480 shares 5,480 $365K 0.01% +2,002 Timeline XSW SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 65 shares; 2015Q2: 1,565 shares; 2015Q3: 4,005 shares; 2015Q4: 3,286 shares; 2016Q1: 5,823 shares; 2016Q2: 6,027 shares; 2016Q3: 6,545 shares 6,545 $364K 0.01% +518 Timeline AVANGRID INC AVANGRID INC More: the full row for AVANGRID INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,964 shares; 2016Q1: 8,466 shares; 2016Q2: 8,725 shares; 2016Q3: 8,708 shares 8,708 $364K 0.01% -17 EWC ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,015 shares; 2015Q2: 4,954 shares; 2015Q3: 4,461 shares; 2015Q4: 19,281 shares; 2016Q1: 12,569 shares; 2016Q2: 18,754 shares; 2016Q3: 14,060 shares 14,060 $361K 0.01% -4,694 Timeline ALLIANZGI CONV INCOME FD II ALLIANZGI CONV INCOME FD II More: the full row for ALLIANZGI CONV INCOME FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 303,533 shares; 2015Q2: 292,149 shares; 2015Q3: 296,586 shares; 2015Q4: 305,364 shares; 2016Q1: 318,577 shares; 2016Q2: 309,258 shares; 2016Q3: 60,880 shares 60,880 $361K 0.01% -248,378 HSBC HLDGS PLC HSBC HLDGS PLC More: the full row for HSBC HLDGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,130 shares; 2015Q2: 3,135 shares; 2015Q3: 7,791 shares; 2015Q4: 14,021 shares; 2016Q1: 17,220 shares; 2016Q2: 18,220 shares; 2016Q3: 14,018 shares 14,018 $360K 0.01% -4,202 PRAXAIR INC PRAXAIR INC More: the full row for PRAXAIR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 960 shares; 2015Q2: 1,014 shares; 2015Q3: 975 shares; 2015Q4: 2,231 shares; 2016Q1: 2,174 shares; 2016Q2: 2,888 shares; 2016Q3: 2,967 shares 2,967 $359K 0.01% +79 LEMB ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 156 shares; 2016Q1: 2,902 shares; 2016Q2: 6,106 shares; 2016Q3: 7,801 shares 7,801 $358K 0.01% +1,695 Timeline SNY SANOFI SA More: the full row for SANOFI SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,958 shares; 2015Q2: 5,893 shares; 2015Q3: 4,914 shares; 2015Q4: 9,386 shares; 2016Q1: 9,044 shares; 2016Q2: 11,705 shares; 2016Q3: 9,357 shares 9,357 $357K 0.01% -2,348 Timeline UA UNDER ARMOUR INC More: the full row for UNDER ARMOUR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13,151 shares; 2016Q3: 10,520 shares 10,520 $356K 0.01% -2,631 Timeline IYLD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,451 shares; 2015Q2: 30,430 shares; 2015Q3: 20,451 shares; 2015Q4: 17,648 shares; 2016Q1: 15,115 shares; 2016Q2: 13,785 shares; 2016Q3: 14,027 shares 14,027 $355K 0.01% +242 Timeline FMB FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,016 shares; 2015Q2: 996 shares; 2015Q3: 1,597 shares; 2015Q4: 1,140 shares; 2016Q1: 2,145 shares; 2016Q2: 5,370 shares; 2016Q3: 6,569 shares 6,569 $354K 0.01% +1,199 Timeline HIO WESTERN ASSET HIGH INCOME OP More: the full row for WESTERN ASSET HIGH INCOME OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,159 shares; 2015Q2: 455 shares; 2015Q3: 455 shares; 2015Q4: 12,194 shares; 2016Q1: 10,609 shares; 2016Q2: 27,150 shares; 2016Q3: 69,929 shares 69,929 $353K 0.01% +42,779 Timeline ACWX ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,684 shares; 2016Q1: 3,816 shares; 2016Q2: 3,550 shares; 2016Q3: 8,463 shares 8,463 $352K 0.01% +4,913 Timeline MAS MASCO CORP More: the full row for MASCO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 38,775 shares; 2015Q2: 43,177 shares; 2015Q3: not reported; 2015Q4: 23,319 shares; 2016Q1: 9,404 shares; 2016Q2: 10,387 shares; 2016Q3: 10,273 shares 10,273 $352K 0.01% -114 Timeline BLV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 813 shares; 2015Q2: 781 shares; 2015Q3: 806 shares; 2015Q4: 2,346 shares; 2016Q1: 2,547 shares; 2016Q2: 2,415 shares; 2016Q3: 3,570 shares 3,570 $352K 0.01% +1,155 Timeline INTREXON CORP INTREXON CORP More: the full row for INTREXON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40 shares; 2015Q2: 40 shares; 2015Q3: 630 shares; 2015Q4: 1,306 shares; 2016Q1: 1,656 shares; 2016Q2: 10,855 shares; 2016Q3: 12,580 shares 12,580 $352K 0.01% +1,725 LVS LAS VEGAS SANDS CORP More: the full row for LAS VEGAS SANDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,632 shares; 2015Q2: 3,070 shares; 2015Q3: 2,518 shares; 2015Q4: 3,572 shares; 2016Q1: 3,895 shares; 2016Q2: 4,146 shares; 2016Q3: 6,099 shares 6,099 $351K 0.01% +1,953 Timeline AAP ADVANCE AUTO PARTS INC More: the full row for ADVANCE AUTO PARTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,507 shares; 2015Q2: 2,529 shares; 2015Q3: 2,023 shares; 2015Q4: 2,528 shares; 2016Q1: 2,512 shares; 2016Q2: 2,667 shares; 2016Q3: 2,351 shares 2,351 $351K 0.01% -316 Timeline MGEE MGE ENERGY INC More: the full row for MGE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,318 shares; 2015Q2: 5,980 shares; 2015Q3: 5,981 shares; 2015Q4: 6,104 shares; 2016Q1: 6,155 shares; 2016Q2: 6,155 shares; 2016Q3: 6,195 shares 6,195 $350K 0.01% +40 Timeline BUCKEYE PARTNERS LP (BPL) BUCKEYE PARTNERS LP (BPL) More: the full row for BUCKEYE PARTNERS LP (BPL) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,730 shares; 2015Q2: 3,289 shares; 2015Q3: 2,658 shares; 2015Q4: 6,862 shares; 2016Q1: 5,797 shares; 2016Q2: 5,181 shares; 2016Q3: 4,847 shares 4,847 $347K 0.01% -334 J P MORGAN EXCHANGE-TRADED F J P MORGAN EXCHANGE-TRADED F More: the full row for J P MORGAN EXCHANGE-TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,799 shares; 2015Q2: 4,602 shares; 2015Q3: 4,941 shares; 2015Q4: 7,670 shares; 2016Q1: 5,933 shares; 2016Q2: 6,310 shares; 2016Q3: 6,483 shares 6,483 $347K 0.01% +173 XEMDX WESTERN ASSET EMERGING MKTS More: the full row for WESTERN ASSET EMERGING MKTS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,637 shares; 2015Q2: 17,653 shares; 2015Q3: 16,145 shares; 2015Q4: 37,041 shares; 2016Q1: 31,683 shares; 2016Q2: 22,696 shares; 2016Q3: 21,182 shares 21,182 $345K 0.01% -1,514 Timeline XBNYX BLACKROCK NEW YORK MUNI INC More: the full row for BLACKROCK NEW YORK MUNI INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 2,512 shares; 2015Q3: 908 shares; 2015Q4: 9,520 shares; 2016Q1: 21,760 shares; 2016Q2: 22,671 shares; 2016Q3: 21,471 shares 21,471 $345K 0.01% -1,200 Timeline FNY FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 475 shares; 2015Q3: 475 shares; 2015Q4: 1,647 shares; 2016Q1: 7,795 shares; 2016Q2: 8,354 shares; 2016Q3: 11,130 shares 11,130 $345K 0.01% +2,776 Timeline MFC MANULIFE FINL CORP More: the full row for MANULIFE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,524 shares; 2015Q2: 15,557 shares; 2015Q3: 14,935 shares; 2015Q4: 23,168 shares; 2016Q1: 22,770 shares; 2016Q2: 25,124 shares; 2016Q3: 24,294 shares 24,294 $343K 0.01% -830 Timeline ST JUDE MED INC ST JUDE MED INC More: the full row for ST JUDE MED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,314 shares; 2015Q2: 2,252 shares; 2015Q3: 2,502 shares; 2015Q4: 4,137 shares; 2016Q1: 4,296 shares; 2016Q2: 4,695 shares; 2016Q3: 4,301 shares 4,301 $343K 0.01% -394 RXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,792 shares; 2015Q2: 2,832 shares; 2015Q3: 2,582 shares; 2015Q4: 4,898 shares; 2016Q1: 4,731 shares; 2016Q2: 4,255 shares; 2016Q3: 3,831 shares 3,831 $342K 0.01% -424 Timeline SOCL GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,543 shares; 2015Q2: 1,070 shares; 2015Q3: 1,070 shares; 2015Q4: 9,175 shares; 2016Q1: 8,287 shares; 2016Q2: 11,622 shares; 2016Q3: 13,538 shares 13,538 $342K 0.01% +1,916 Timeline RITEAID CORP RITEAID CORP More: the full row for RITEAID CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 21,069 shares; 2015Q2: 24,642 shares; 2015Q3: 30,690 shares; 2015Q4: 35,187 shares; 2016Q1: 29,202 shares; 2016Q2: 31,786 shares; 2016Q3: 44,156 shares 44,156 $339K 0.01% +12,370 SAN BANCO SANTANDER SA More: the full row for BANCO SANTANDER SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16,003 shares; 2015Q2: 9,706 shares; 2015Q3: 12,865 shares; 2015Q4: 26,742 shares; 2016Q1: 26,172 shares; 2016Q2: 71,402 shares; 2016Q3: 76,800 shares 76,800 $339K 0.01% +5,398 Timeline Spectra Energy Partners Spectra Energy Partners More: the full row for Spectra Energy Partners Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,529 shares; 2015Q2: 8,035 shares; 2015Q3: 7,283 shares; 2015Q4: 9,611 shares; 2016Q1: 8,599 shares; 2016Q2: 7,181 shares; 2016Q3: 7,779 shares 7,779 $339K 0.01% +598 DEUTSCHE BK AG LONDON DEUTSCHE BK AG LONDON More: the full row for DEUTSCHE BK AG LONDON Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,284 shares; 2015Q2: 9,884 shares; 2015Q3: 11,084 shares; 2015Q4: 12,259 shares; 2016Q1: 15,748 shares; 2016Q2: 15,000 shares; 2016Q3: 18,694 shares 18,694 $339K 0.01% +3,694 HYS PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,830 shares; 2015Q2: 16,838 shares; 2015Q3: 5,300 shares; 2015Q4: 7,758 shares; 2016Q1: 5,942 shares; 2016Q2: 3,569 shares; 2016Q3: 3,400 shares 3,400 $338K 0.01% -169 Timeline XEL XCEL ENERGY INC More: the full row for XCEL ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,307 shares; 2015Q2: 2,173 shares; 2015Q3: 2,973 shares; 2015Q4: 6,647 shares; 2016Q1: 7,026 shares; 2016Q2: 8,153 shares; 2016Q3: 8,177 shares 8,177 $336K 0.01% +24 Timeline RY ROYAL BK CDA More: the full row for ROYAL BK CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,185 shares; 2015Q2: 3,845 shares; 2015Q3: 4,632 shares; 2015Q4: 5,509 shares; 2016Q1: 4,782 shares; 2016Q2: 5,209 shares; 2016Q3: 5,427 shares 5,427 $336K 0.01% +218 Timeline INVESCO WATER RESOURCES ETF INVESCO WATER RESOURCES ETF More: the full row for INVESCO WATER RESOURCES ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 20,965 shares; 2015Q2: 7,305 shares; 2015Q3: 5,405 shares; 2015Q4: 9,188 shares; 2016Q1: 10,048 shares; 2016Q2: 9,692 shares; 2016Q3: 13,621 shares 13,621 $336K 0.01% +3,929 GDXJ VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 8,105 shares; 2016Q3: 7,560 shares 7,560 $335K 0.01% -545 Timeline XPH SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,466 shares; 2015Q2: 8,772 shares; 2015Q3: 19,159 shares; 2015Q4: 25,729 shares; 2016Q1: 9,740 shares; 2016Q2: 9,777 shares; 2016Q3: 7,542 shares 7,542 $333K 0.01% -2,235 Timeline POTASH CORP OF SASKATCHEWAN POTASH CORP OF SASKATCHEWAN More: the full row for POTASH CORP OF SASKATCHEWAN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,443 shares; 2015Q2: 10,245 shares; 2015Q3: 14,519 shares; 2015Q4: 17,596 shares; 2016Q1: 16,274 shares; 2016Q2: 19,256 shares; 2016Q3: 20,332 shares 20,332 $332K 0.01% +1,076 HOLX HOLOGIC INC More: the full row for HOLOGIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,315 shares; 2015Q2: 1,315 shares; 2015Q3: 1,309 shares; 2015Q4: 1,656 shares; 2016Q1: 1,616 shares; 2016Q2: 3,024 shares; 2016Q3: 8,508 shares 8,508 $330K 0.01% +5,484 Timeline IGOV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 699 shares; 2015Q2: 720 shares; 2015Q3: 627 shares; 2015Q4: 1,142 shares; 2016Q1: 1,825 shares; 2016Q2: 3,018 shares; 2016Q3: 3,287 shares 3,287 $330K 0.01% +269 Timeline POWERSHARES GLOBAL EXCHANGE… POWERSHARES GLOBAL EXCHANGE TRADE… More: the full row for POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,266 shares; 2015Q2: 11,435 shares; 2015Q3: 4,066 shares; 2015Q4: 10,543 shares; 2016Q1: 12,467 shares; 2016Q2: 8,351 shares; 2016Q3: 9,526 shares 9,526 $330K 0.01% +1,175 HRL HORMEL FOODS CORP More: the full row for HORMEL FOODS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 623 shares; 2015Q2: 824 shares; 2015Q3: 798 shares; 2015Q4: 3,165 shares; 2016Q1: 7,150 shares; 2016Q2: 7,036 shares; 2016Q3: 8,652 shares 8,652 $329K 0.01% +1,616 Timeline SPFF GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,770 shares; 2015Q2: 9,570 shares; 2015Q3: 9,570 shares; 2015Q4: 10,827 shares; 2016Q1: 16,638 shares; 2016Q2: 19,806 shares; 2016Q3: 24,445 shares 24,445 $329K 0.01% +4,639 Timeline GUGGENHEIM ETF GUGGENHEIM ETF More: the full row for GUGGENHEIM ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,425 shares; 2015Q2: 1,390 shares; 2015Q3: 1,555 shares; 2015Q4: 3,603 shares; 2016Q1: 4,220 shares; 2016Q2: 5,015 shares; 2016Q3: 5,460 shares 5,460 $328K 0.01% +445 DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,946 shares; 2015Q2: 12,508 shares; 2015Q3: 14,657 shares; 2015Q4: 4,639 shares; 2016Q1: 3,098 shares; 2016Q2: 4,896 shares; 2016Q3: 4,449 shares 4,449 $327K 0.01% -447 Timeline BLACKROCK MUNICIPAL INCOME … BLACKROCK MUNICIPAL INCOME FUN More: the full row for BLACKROCK MUNICIPAL INCOME FUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,100 shares; 2015Q2: 1,100 shares; 2015Q3: 1,375 shares; 2015Q4: 19,597 shares; 2016Q1: 20,020 shares; 2016Q2: 21,157 shares; 2016Q3: 21,601 shares 21,601 $327K 0.01% +444 VANECK VECTORS ETF TR VANECK VECTORS ETF TR More: the full row for VANECK VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 12,302 shares; 2016Q3: 11,182 shares 11,182 $327K 0.01% -1,120 EFG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,853 shares; 2015Q2: 5,736 shares; 2015Q3: 2,403 shares; 2015Q4: 3,406 shares; 2016Q1: 4,070 shares; 2016Q2: 3,040 shares; 2016Q3: 4,761 shares 4,761 $326K 0.01% +1,721 Timeline POWERSHS DB US DOLLAR INDEX… POWERSHS DB US DOLLAR INDEX DO More: the full row for POWERSHS DB US DOLLAR INDEX DO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 36,384 shares; 2015Q2: 33,554 shares; 2015Q3: 36,419 shares; 2015Q4: 44,911 shares; 2016Q1: 48,264 shares; 2016Q2: 14,381 shares; 2016Q3: 13,155 shares 13,155 $325K 0.01% -1,226 MASI MASIMO CORP More: the full row for MASIMO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 5 shares; 2015Q3: 16 shares; 2015Q4: 22 shares; 2016Q1: 1,004 shares; 2016Q2: 4,937 shares; 2016Q3: 5,437 shares 5,437 $323K 0.01% +500 Timeline NVG NUVEEN AMT FREE MUN CR INC F More: the full row for NUVEEN AMT FREE MUN CR INC F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 884 shares; 2015Q4: 884 shares; 2016Q1: 1,884 shares; 2016Q2: 21,331 shares; 2016Q3: 20,069 shares 20,069 $323K 0.01% -1,262 Timeline GOF GUGGENHEIM STRATEGIC OPPORTU More: the full row for GUGGENHEIM STRATEGIC OPPORTU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,419 shares; 2015Q2: 14,082 shares; 2015Q3: 14,507 shares; 2015Q4: 20,321 shares; 2016Q1: 15,912 shares; 2016Q2: 16,556 shares; 2016Q3: 16,842 shares 16,842 $322K 0.01% +286 Timeline XSCDX LMP CAP & INCOME FD INC More: the full row for LMP CAP & INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 507 shares; 2015Q4: 1,319 shares; 2016Q1: 1,505 shares; 2016Q2: 1,316 shares; 2016Q3: 23,645 shares 23,645 $322K 0.01% +22,329 Timeline CREDIT SUISSE NASSAU BRH ET… CREDIT SUISSE NASSAU BRH ETN L More: the full row for CREDIT SUISSE NASSAU BRH ETN L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,528 shares; 2015Q2: 10,169 shares; 2015Q3: 11,501 shares; 2015Q4: 23,654 shares; 2016Q1: 16,986 shares; 2016Q2: 12,505 shares; 2016Q3: 14,872 shares 14,872 $322K 0.01% +2,367 BARRICK GOLD CORP BARRICK GOLD CORP More: the full row for BARRICK GOLD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,232 shares; 2015Q2: 16,172 shares; 2015Q3: 17,204 shares; 2015Q4: 30,120 shares; 2016Q1: 27,279 shares; 2016Q2: 24,885 shares; 2016Q3: 17,940 shares 17,940 $318K 0.01% -6,945 EDV VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 487 shares; 2015Q2: 1,750 shares; 2015Q3: 2,076 shares; 2015Q4: 2,296 shares; 2016Q1: 2,986 shares; 2016Q2: 1,360 shares; 2016Q3: 2,320 shares 2,320 $317K 0.01% +960 Timeline HOLLYFRONTIER CORP HOLLYFRONTIER CORP More: the full row for HOLLYFRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,182 shares; 2015Q2: 4,306 shares; 2015Q3: 3,236 shares; 2015Q4: 5,848 shares; 2016Q1: 7,853 shares; 2016Q2: 12,352 shares; 2016Q3: 12,884 shares 12,884 $316K 0.01% +532 CHIMERA INVESTMENT CORP CHIMERA INVESTMENT CORP More: the full row for CHIMERA INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16,516 shares; 2015Q3: not reported; 2015Q4: 20,265 shares; 2016Q1: 17,293 shares; 2016Q2: 17,136 shares; 2016Q3: 19,785 shares 19,785 $315K 0.01% +2,649 DSI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,416 shares; 2015Q2: 2,254 shares; 2015Q3: 2,254 shares; 2015Q4: 3,790 shares; 2016Q1: 4,744 shares; 2016Q2: 4,746 shares; 2016Q3: 3,893 shares 3,893 $314K 0.01% -853 Timeline ROYAL DUTCH SHELL PLC SPN A… ROYAL DUTCH SHELL PLC SPN ADR More: the full row for ROYAL DUTCH SHELL PLC SPN ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,361 shares; 2015Q2: 2,151 shares; 2015Q3: 1,979 shares; 2015Q4: 5,145 shares; 2016Q1: 5,266 shares; 2016Q2: 5,886 shares; 2016Q3: 5,947 shares 5,947 $314K 0.01% +61 NUSTAR GP HOLDINGS LLC NUSTAR GP HOLDINGS LLC More: the full row for NUSTAR GP HOLDINGS LLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17,889 shares; 2016Q1: 14,653 shares; 2016Q2: 12,376 shares; 2016Q3: 12,223 shares 12,223 $313K 0.01% -153 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,357 shares; 2015Q2: 16,212 shares; 2015Q3: 14,949 shares; 2015Q4: 13,937 shares; 2016Q1: 13,109 shares; 2016Q2: 2,706 shares; 2016Q3: 6,236 shares 6,236 $313K 0.01% +3,530 GDL GDL FD More: the full row for GDL FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40,599 shares; 2015Q2: 35,610 shares; 2015Q3: 35,903 shares; 2015Q4: 34,797 shares; 2016Q1: 31,602 shares; 2016Q2: 32,035 shares; 2016Q3: 31,319 shares 31,319 $312K 0.01% -716 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 37,120 shares; 2015Q2: 6,127 shares; 2015Q3: 3,008 shares; 2015Q4: 5,882 shares; 2016Q1: 5,360 shares; 2016Q2: 9,357 shares; 2016Q3: 5,376 shares 5,376 $312K 0.01% -3,981 AON PLC AON PLC More: the full row for AON PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,138 shares; 2015Q2: 1,147 shares; 2015Q3: 1,147 shares; 2015Q4: 3,293 shares; 2016Q1: 3,077 shares; 2016Q2: 4,301 shares; 2016Q3: 2,760 shares 2,760 $311K 0.01% -1,541 INGERSOLL-RAND PLC INGERSOLL-RAND PLC More: the full row for INGERSOLL-RAND PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,794 shares; 2015Q2: 1,547 shares; 2015Q3: 1,490 shares; 2015Q4: 3,144 shares; 2016Q1: 2,577 shares; 2016Q2: 2,960 shares; 2016Q3: 4,584 shares 4,584 $311K 0.01% +1,624 URI UNITED RENTALS INC More: the full row for UNITED RENTALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,222 shares; 2015Q2: 6,909 shares; 2015Q3: 12,735 shares; 2015Q4: 11,992 shares; 2016Q1: 10,353 shares; 2016Q2: 5,682 shares; 2016Q3: 3,945 shares 3,945 $310K 0.01% -1,737 Timeline SBI WESTERN ASSET INTER MUNI More: the full row for WESTERN ASSET INTER MUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 21,088 shares; 2016Q1: 23,145 shares; 2016Q2: 22,805 shares; 2016Q3: 29,411 shares 29,411 $310K 0.01% +6,606 Timeline RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13,539 shares; 2015Q2: 16,260 shares; 2015Q3: 16,260 shares; 2015Q4: 21,452 shares; 2016Q1: 20,721 shares; 2016Q2: 22,763 shares; 2016Q3: 18,453 shares 18,453 $310K 0.01% -4,310 CFR CULLEN FROST BANKERS INC More: the full row for CULLEN FROST BANKERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,813 shares; 2015Q2: 342 shares; 2015Q3: 319 shares; 2015Q4: 313 shares; 2016Q1: 557 shares; 2016Q2: 4,282 shares; 2016Q3: 4,292 shares 4,292 $309K 0.01% +10 Timeline RECON CAP NASDAQ 100 COVERE… RECON CAP NASDAQ 100 COVERED C More: the full row for RECON CAP NASDAQ 100 COVERED C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,344 shares; 2016Q1: 1,665 shares; 2016Q2: 1,670 shares; 2016Q3: 13,963 shares 13,963 $309K 0.01% +12,293 ORLY OREILLY AUTOMOTIVE INC More: the full row for OREILLY AUTOMOTIVE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 157 shares; 2015Q2: 202 shares; 2015Q3: 374 shares; 2015Q4: 2,169 shares; 2016Q1: 1,902 shares; 2016Q2: 1,123 shares; 2016Q3: 1,099 shares 1,099 $308K 0.01% -24 Timeline COACH INC COACH INC More: the full row for COACH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,940 shares; 2015Q2: 11,409 shares; 2015Q3: 7,217 shares; 2015Q4: 10,510 shares; 2016Q1: 10,861 shares; 2016Q2: 10,206 shares; 2016Q3: 8,417 shares 8,417 $308K 0.01% -1,789 OKE ONEOK INC NEW More: the full row for ONEOK INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,206 shares; 2015Q2: 3,966 shares; 2015Q3: 3,394 shares; 2015Q4: 7,315 shares; 2016Q1: 5,049 shares; 2016Q2: 6,354 shares; 2016Q3: 5,951 shares 5,951 $306K 0.01% -403 Timeline INDY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70,102 shares; 2015Q2: 50,158 shares; 2015Q3: 47,227 shares; 2015Q4: 8,197 shares; 2016Q1: 6,710 shares; 2016Q2: 8,080 shares; 2016Q3: 10,235 shares 10,235 $305K 0.01% +2,155 Timeline PSF COHEN & STEERS SELECT PFD & More: the full row for COHEN & STEERS SELECT PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,800 shares; 2016Q1: 11,343 shares; 2016Q2: 11,353 shares; 2016Q3: 11,362 shares 11,362 $305K 0.01% +9 Timeline ONEQ FIDELITY COMWLTH TR More: the full row for FIDELITY COMWLTH TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,169 shares; 2015Q2: 3,265 shares; 2015Q3: 2,116 shares; 2015Q4: 2,252 shares; 2016Q1: 2,166 shares; 2016Q2: 1,360 shares; 2016Q3: 1,457 shares 1,457 $304K 0.01% +97 Timeline MGK VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 439 shares; 2015Q2: 499 shares; 2015Q3: 485 shares; 2015Q4: 5,184 shares; 2016Q1: 5,167 shares; 2016Q2: 3,755 shares; 2016Q3: 3,473 shares 3,473 $304K 0.01% -282 Timeline HOG HARLEY DAVIDSON INC More: the full row for HARLEY DAVIDSON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,734 shares; 2015Q2: 3,850 shares; 2015Q3: 3,208 shares; 2015Q4: 2,841 shares; 2016Q1: 2,861 shares; 2016Q2: 4,794 shares; 2016Q3: 5,774 shares 5,774 $304K 0.01% +980 Timeline FLTR VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13,067 shares; 2016Q3: 12,207 shares 12,207 $304K 0.01% -860 Timeline POWERSHS EXCH TRAD FD TR IN… POWERSHS EXCH TRAD FD TR INSURED … More: the full row for POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,525 shares; 2015Q4: 7,879 shares; 2016Q1: 7,663 shares; 2016Q2: 9,358 shares; 2016Q3: 12,103 shares 12,103 $304K 0.01% +2,745 RCL ROYAL CARIBBEAN GROUP More: the full row for ROYAL CARIBBEAN GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,180 shares; 2015Q2: 658 shares; 2015Q3: 741 shares; 2015Q4: 2,476 shares; 2016Q1: 2,902 shares; 2016Q2: 2,595 shares; 2016Q3: 4,038 shares 4,038 $303K 0.01% +1,443 Timeline FEZ SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 13,703 shares; 2015Q2: 16,442 shares; 2015Q3: 24,903 shares; 2015Q4: 37,666 shares; 2016Q1: 17,063 shares; 2016Q2: 18,721 shares; 2016Q3: 9,253 shares 9,253 $303K 0.01% -9,468 Timeline PEO ADAM NAT RES FD INC More: the full row for ADAM NAT RES FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,491 shares; 2015Q2: 2,189 shares; 2015Q3: 8,123 shares; 2015Q4: 12,050 shares; 2016Q1: 15,660 shares; 2016Q2: 15,701 shares; 2016Q3: 15,201 shares 15,201 $303K 0.01% -500 Timeline DOL WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,347 shares; 2015Q2: 1,697 shares; 2015Q3: 780 shares; 2015Q4: 1,096 shares; 2016Q1: 1,096 shares; 2016Q2: 6,787 shares; 2016Q3: 6,981 shares 6,981 $302K 0.01% +194 Timeline MOAT VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 11,772 shares; 2016Q3: 8,846 shares 8,846 $301K 0.01% -2,926 Timeline BWX SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,419 shares; 2015Q2: 1,564 shares; 2015Q3: 1,332 shares; 2015Q4: 3,264 shares; 2016Q1: 8,806 shares; 2016Q2: 5,038 shares; 2016Q3: 10,372 shares 10,372 $299K 0.01% +5,334 Timeline FYT FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 250 shares; 2015Q3: 250 shares; 2015Q4: 559 shares; 2016Q1: 795 shares; 2016Q2: 5,013 shares; 2016Q3: 9,650 shares 9,650 $298K 0.01% +4,637 Timeline HCA HCA HEALTHCARE INC More: the full row for HCA HEALTHCARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,517 shares; 2015Q2: 4,082 shares; 2015Q3: 6,940 shares; 2015Q4: 4,076 shares; 2016Q1: 3,828 shares; 2016Q2: 4,229 shares; 2016Q3: 3,908 shares 3,908 $296K 0.01% -321 Timeline NRG YIELD INC NRG YIELD INC More: the full row for NRG YIELD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 379 shares; 2015Q3: 616 shares; 2015Q4: 1,936 shares; 2016Q1: 8,471 shares; 2016Q2: 14,986 shares; 2016Q3: 17,437 shares 17,437 $296K 0.01% +2,451 SEAGATE TECHNOLOGY HOLDINGS SEAGATE TECHNOLOGY HOLDINGS More: the full row for SEAGATE TECHNOLOGY HOLDINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,969 shares; 2015Q2: 1,937 shares; 2015Q3: 1,445 shares; 2015Q4: 6,804 shares; 2016Q1: 11,509 shares; 2016Q2: 6,970 shares; 2016Q3: 7,648 shares 7,648 $295K 0.01% +678 KYN KAYNE ANDERSON ENERGY INFRST More: the full row for KAYNE ANDERSON ENERGY INFRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,315 shares; 2015Q2: 12,155 shares; 2015Q3: 2,634 shares; 2015Q4: 10,634 shares; 2016Q1: 27,140 shares; 2016Q2: 22,483 shares; 2016Q3: 14,277 shares 14,277 $294K 0.01% -8,206 Timeline MCHP MICROCHIP TECHNOLOGY INC. More: the full row for MICROCHIP TECHNOLOGY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,148 shares; 2015Q2: 1,980 shares; 2015Q3: 1,745 shares; 2015Q4: 2,200 shares; 2016Q1: 1,934 shares; 2016Q2: 3,196 shares; 2016Q3: 4,714 shares 4,714 $293K 0.01% +1,518 Timeline NEW YORK COMMUNITY BANCORP NEW YORK COMMUNITY BANCORP More: the full row for NEW YORK COMMUNITY BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,387 shares; 2015Q2: 8,535 shares; 2015Q3: 9,127 shares; 2015Q4: 23,040 shares; 2016Q1: 23,484 shares; 2016Q2: 23,002 shares; 2016Q3: 20,539 shares 20,539 $293K 0.01% -2,463 PDM PIEDMONT REALTY TRUST INC More: the full row for PIEDMONT REALTY TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 23,319 shares; 2016Q1: 24,996 shares; 2016Q2: 17,096 shares; 2016Q3: 13,464 shares 13,464 $293K 0.01% -3,632 Timeline RIGS ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,272 shares; 2015Q2: 38,948 shares; 2015Q3: 34,376 shares; 2015Q4: 27,290 shares; 2016Q1: 18,770 shares; 2016Q2: 13,835 shares; 2016Q3: 11,539 shares 11,539 $292K 0.01% -2,296 Timeline XEXGX EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,877 shares; 2015Q2: 13,748 shares; 2015Q3: 14,864 shares; 2015Q4: 53,060 shares; 2016Q1: 39,534 shares; 2016Q2: 37,868 shares; 2016Q3: 33,286 shares 33,286 $289K 0.01% -4,582 Timeline CHTR CHARTER COMMUNICATIONS INC More: the full row for CHARTER COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,085 shares; 2016Q3: 1,063 shares 1,063 $287K 0.01% -22 Timeline PH PARKER-HANNIFIN CORP More: the full row for PARKER-HANNIFIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 577 shares; 2015Q2: 455 shares; 2015Q3: 65 shares; 2015Q4: 1,029 shares; 2016Q1: 1,469 shares; 2016Q2: 2,412 shares; 2016Q3: 2,289 shares 2,289 $287K 0.01% -123 Timeline BLACKROCK MUN BD TR BLACKROCK MUN BD TR More: the full row for BLACKROCK MUN BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,827 shares; 2015Q2: 1,841 shares; 2015Q3: 1,854 shares; 2015Q4: 10,736 shares; 2016Q1: 13,406 shares; 2016Q2: 10,174 shares; 2016Q3: 16,011 shares 16,011 $287K 0.01% +5,837 MPV BARINGS PARTN INVS More: the full row for BARINGS PARTN INVS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 19,699 shares 19,699 $287K 0.01% new Timeline DDD 3D SYS CORP DEL More: the full row for 3D SYS CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,727 shares; 2015Q2: 12,687 shares; 2015Q3: 12,257 shares; 2015Q4: 16,674 shares; 2016Q1: 28,124 shares; 2016Q2: 15,196 shares; 2016Q3: 15,854 shares 15,854 $285K 0.01% +658 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: 513 shares; 2015Q3: 300 shares; 2015Q4: 12,934 shares; 2016Q1: 17,077 shares; 2016Q2: 11,155 shares; 2016Q3: 11,055 shares 11,055 $285K 0.01% -100 MNA NYLIM ETF TR More: the full row for NYLIM ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 268 shares; 2015Q4: 9,806 shares; 2016Q1: 7,557 shares; 2016Q2: 7,244 shares; 2016Q3: 9,593 shares 9,593 $281K 0.01% +2,349 Timeline DLR DIGITAL RLTY TR INC More: the full row for DIGITAL RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,329 shares; 2015Q2: 1,375 shares; 2015Q3: 2,162 shares; 2015Q4: 5,047 shares; 2016Q1: 3,830 shares; 2016Q2: 3,283 shares; 2016Q3: 2,880 shares 2,880 $280K 0.01% -403 Timeline Empire District Electric Co… Empire District Electric Co/Th More: the full row for Empire District Electric Co/Th Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,186 shares; 2016Q1: 8,188 shares; 2016Q2: 8,190 shares; 2016Q3: 8,192 shares 8,192 $280K 0.01% +2 AOR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 775 shares; 2015Q2: 9,225 shares; 2015Q3: 11,025 shares; 2015Q4: 7,873 shares; 2016Q1: 6,723 shares; 2016Q2: 6,723 shares; 2016Q3: 6,771 shares 6,771 $279K 0.01% +48 Timeline IWC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 294 shares; 2015Q2: 416 shares; 2015Q3: 22,449 shares; 2015Q4: 24,570 shares; 2016Q1: 3,143 shares; 2016Q2: 3,069 shares; 2016Q3: 3,563 shares 3,563 $278K 0.01% +494 Timeline MCO MOODYS CORP More: the full row for MOODYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,160 shares; 2015Q2: 1,008 shares; 2015Q3: 1,030 shares; 2015Q4: 2,254 shares; 2016Q1: 2,562 shares; 2016Q2: 2,541 shares; 2016Q3: 2,568 shares 2,568 $278K 0.01% +27 Timeline HUBB HUBBELL INC More: the full row for HUBBELL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,037 shares; 2016Q1: 870 shares; 2016Q2: 1,711 shares; 2016Q3: 2,572 shares 2,572 $277K 0.01% +861 Timeline STWD STARWOOD PPTY TR INC More: the full row for STARWOOD PPTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,758 shares; 2015Q2: 2,858 shares; 2015Q3: 2,618 shares; 2015Q4: 4,049 shares; 2016Q1: 5,158 shares; 2016Q2: 7,685 shares; 2016Q3: 12,234 shares 12,234 $276K 0.01% +4,549 Timeline USCI UNITED STS COMMODITY INDEX F More: the full row for UNITED STS COMMODITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,875 shares; 2015Q2: 9,358 shares; 2015Q3: 8,505 shares; 2015Q4: 8,231 shares; 2016Q1: 7,253 shares; 2016Q2: 6,786 shares; 2016Q3: 6,659 shares 6,659 $276K 0.01% -127 Timeline ICLR ICON PUB LTD CO More: the full row for ICON PUB LTD CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 565 shares; 2015Q2: 1,652 shares; 2015Q3: 1,952 shares; 2015Q4: 4,339 shares; 2016Q1: 3,837 shares; 2016Q2: 4,625 shares; 2016Q3: 3,539 shares 3,539 $274K 0.01% -1,086 Timeline FOOT LOCKER INC FOOT LOCKER INC More: the full row for FOOT LOCKER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,030 shares; 2015Q2: 3,961 shares; 2015Q3: 3,926 shares; 2015Q4: 4,815 shares; 2016Q1: 16,755 shares; 2016Q2: 4,220 shares; 2016Q3: 4,052 shares 4,052 $274K 0.01% -168 ALK ALASKA AIR GROUP INC More: the full row for ALASKA AIR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,064 shares; 2015Q2: 2,096 shares; 2015Q3: 1,874 shares; 2015Q4: 3,624 shares; 2016Q1: 4,128 shares; 2016Q2: 3,662 shares; 2016Q3: 4,140 shares 4,140 $273K 0.01% +478 Timeline HARRIS CORP INC HARRIS CORP INC More: the full row for HARRIS CORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,340 shares; 2015Q2: 1,382 shares; 2015Q3: 1,652 shares; 2015Q4: 2,728 shares; 2016Q1: 3,359 shares; 2016Q2: 3,669 shares; 2016Q3: 2,983 shares 2,983 $273K 0.01% -686 MOS MOSAIC CO More: the full row for MOSAIC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 670 shares; 2015Q2: 770 shares; 2015Q3: 570 shares; 2015Q4: 2,119 shares; 2016Q1: 1,517 shares; 2016Q2: 5,465 shares; 2016Q3: 11,134 shares 11,134 $272K 0.01% +5,669 Timeline HST HOST HOTELS & RESORTS INC More: the full row for HOST HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 456 shares; 2015Q2: 507 shares; 2015Q3: 929 shares; 2015Q4: 1,615 shares; 2016Q1: 4,899 shares; 2016Q2: 28,552 shares; 2016Q3: 17,494 shares 17,494 $272K 0.01% -11,058 Timeline JBLU JETBLUE AIRWAYS CORP More: the full row for JETBLUE AIRWAYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 34,824 shares; 2015Q2: 79,088 shares; 2015Q3: not reported; 2015Q4: 40,260 shares; 2016Q1: 48,099 shares; 2016Q2: 15,662 shares; 2016Q3: 15,750 shares 15,750 $272K 0.01% +88 Timeline HFXI NYLIM ETF TR More: the full row for NYLIM ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 24,544 shares; 2016Q3: 14,919 shares 14,919 $272K 0.01% -9,625 Timeline JGH NUVEEN GLOBAL HIGH INCOME FD More: the full row for NUVEEN GLOBAL HIGH INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 79,266 shares; 2015Q2: 75,591 shares; 2015Q3: 50,456 shares; 2015Q4: 47,019 shares; 2016Q1: 29,432 shares; 2016Q2: 26,868 shares; 2016Q3: 17,280 shares 17,280 $271K 0.01% -9,588 Timeline SCJ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 866 shares; 2015Q3: 1,892 shares; 2015Q4: 2,567 shares; 2016Q1: 3,276 shares; 2016Q2: 3,658 shares; 2016Q3: 4,198 shares 4,198 $271K 0.01% +540 Timeline SUNOCO LOGISTICS PRTNRS L P SUNOCO LOGISTICS PRTNRS L P More: the full row for SUNOCO LOGISTICS PRTNRS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 14,953 shares; 2015Q2: 14,713 shares; 2015Q3: 6,074 shares; 2015Q4: 8,077 shares; 2016Q1: 7,437 shares; 2016Q2: 10,224 shares; 2016Q3: 9,516 shares 9,516 $271K 0.01% -708 AMERIGAS PARTNERS MLP AMERIGAS PARTNERS MLP More: the full row for AMERIGAS PARTNERS MLP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,742 shares; 2015Q2: 6,941 shares; 2015Q3: 2,745 shares; 2015Q4: 5,207 shares; 2016Q1: 6,491 shares; 2016Q2: 9,766 shares; 2016Q3: 5,940 shares 5,940 $271K 0.01% -3,826 DGS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,938 shares; 2015Q2: 3,599 shares; 2015Q3: 3,335 shares; 2015Q4: 4,225 shares; 2016Q1: 3,952 shares; 2016Q2: 6,226 shares; 2016Q3: 6,466 shares 6,466 $270K 0.01% +240 Timeline SINCLAIR BROADCAST GROUP INC SINCLAIR BROADCAST GROUP INC More: the full row for SINCLAIR BROADCAST GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,835 shares; 2015Q2: 8,906 shares; 2015Q3: 9,598 shares; 2015Q4: 9,601 shares; 2016Q1: 9,628 shares; 2016Q2: 9,314 shares; 2016Q3: 9,310 shares 9,310 $269K 0.01% -4 IXN ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,367 shares; 2015Q2: 11,231 shares; 2015Q3: 12,436 shares; 2015Q4: 3,529 shares; 2016Q1: 2,539 shares; 2016Q2: 2,646 shares; 2016Q3: 2,421 shares 2,421 $268K 0.01% -225 Timeline MAXIM INTEGRATED PRODS INC MAXIM INTEGRATED PRODS INC More: the full row for MAXIM INTEGRATED PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 649 shares; 2015Q2: 312 shares; 2015Q3: 129 shares; 2015Q4: 3,300 shares; 2016Q1: 5,550 shares; 2016Q2: 6,123 shares; 2016Q3: 6,708 shares 6,708 $268K 0.01% +585 OMC OMNICOM GROUP INC More: the full row for OMNICOM GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 476 shares; 2015Q2: 477 shares; 2015Q3: 452 shares; 2015Q4: 2,579 shares; 2016Q1: 2,200 shares; 2016Q2: 2,972 shares; 2016Q3: 3,143 shares 3,143 $267K 0.01% +171 Timeline WMB WILLIAMS COS INC More: the full row for WILLIAMS COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,553 shares; 2015Q2: 1,947 shares; 2015Q3: 2,655 shares; 2015Q4: 5,230 shares; 2016Q1: 4,875 shares; 2016Q2: 5,634 shares; 2016Q3: 8,679 shares 8,679 $267K 0.01% +3,045 Timeline STLD STEEL DYNAMICS INC More: the full row for STEEL DYNAMICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,001 shares; 2015Q2: 5,040 shares; 2015Q3: 2,800 shares; 2015Q4: 2,630 shares; 2016Q1: 1,565 shares; 2016Q2: 13,701 shares; 2016Q3: 10,644 shares 10,644 $266K 0.01% -3,057 Timeline M MACYS INC More: the full row for MACYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,526 shares; 2015Q2: 3,249 shares; 2015Q3: 5,279 shares; 2015Q4: 5,188 shares; 2016Q1: 4,685 shares; 2016Q2: 7,744 shares; 2016Q3: 7,186 shares 7,186 $266K 0.01% -558 Timeline TE CONNECTIVITY LTD TE CONNECTIVITY LTD More: the full row for TE CONNECTIVITY LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,543 shares; 2015Q2: 1,507 shares; 2015Q3: 1,448 shares; 2015Q4: 2,490 shares; 2016Q1: 2,824 shares; 2016Q2: 3,805 shares; 2016Q3: 4,139 shares 4,139 $266K 0.01% +334 CEW WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 12,697 shares; 2016Q3: 14,616 shares 14,616 $266K 0.01% +1,919 Timeline XEROX CORP XEROX CORP More: the full row for XEROX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,493 shares; 2015Q2: 4,085 shares; 2015Q3: 4,351 shares; 2015Q4: 9,957 shares; 2016Q1: 10,482 shares; 2016Q2: 22,717 shares; 2016Q3: 26,242 shares 26,242 $266K 0.01% +3,525 NNN NNN REIT INC More: the full row for NNN REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,319 shares; 2015Q2: 7,346 shares; 2015Q3: 7,263 shares; 2015Q4: 10,645 shares; 2016Q1: 10,398 shares; 2016Q2: 4,886 shares; 2016Q3: 5,210 shares 5,210 $265K 0.01% +324 Timeline CHD CHURCH & DWIGHT CO INC More: the full row for CHURCH & DWIGHT CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 981 shares; 2015Q2: 361 shares; 2015Q3: 258 shares; 2015Q4: 1,537 shares; 2016Q1: 1,963 shares; 2016Q2: 2,439 shares; 2016Q3: 5,491 shares 5,491 $263K 0.01% +3,052 Timeline IPAC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 90 shares; 2015Q3: 90 shares; 2015Q4: 2,872 shares; 2016Q1: 3,441 shares; 2016Q2: 5,220 shares; 2016Q3: 5,144 shares 5,144 $262K 0.01% -76 Timeline SCHD SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,077 shares; 2015Q2: 2,643 shares; 2015Q3: 2,937 shares; 2015Q4: 7,629 shares; 2016Q1: 5,827 shares; 2016Q2: 5,897 shares; 2016Q3: 6,171 shares 6,171 $261K 0.01% +274 Timeline FQF TR FQF TR More: the full row for FQF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 100 shares; 2015Q4: 945 shares; 2016Q1: 4,374 shares; 2016Q2: 4,322 shares; 2016Q3: 9,546 shares 9,546 $261K 0.01% +5,224 EIX EDISON INTL More: the full row for EDISON INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,114 shares; 2015Q2: 4,721 shares; 2015Q3: 4,634 shares; 2015Q4: 7,051 shares; 2016Q1: 4,411 shares; 2016Q2: 4,279 shares; 2016Q3: 3,599 shares 3,599 $260K 0.01% -680 Timeline FSLR FIRST SOLAR INC More: the full row for FIRST SOLAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,293 shares; 2015Q2: 3,094 shares; 2015Q3: 3,169 shares; 2015Q4: 3,893 shares; 2016Q1: 2,858 shares; 2016Q2: 5,052 shares; 2016Q3: 6,546 shares 6,546 $259K 0.01% +1,494 Timeline EMN EASTMAN CHEM CO More: the full row for EASTMAN CHEM CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,495 shares; 2015Q2: 11,892 shares; 2015Q3: 4,849 shares; 2015Q4: 11,697 shares; 2016Q1: 4,626 shares; 2016Q2: 4,456 shares; 2016Q3: 3,822 shares 3,822 $259K 0.01% -634 Timeline DRI DARDEN RESTAURANTS INC More: the full row for DARDEN RESTAURANTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,801 shares; 2015Q2: 1,940 shares; 2015Q3: 2,306 shares; 2015Q4: 5,085 shares; 2016Q1: 6,743 shares; 2016Q2: 3,943 shares; 2016Q3: 4,225 shares 4,225 $259K 0.01% +282 Timeline EEMA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 139 shares; 2015Q2: 139 shares; 2015Q3: not reported; 2015Q4: 176 shares; 2016Q1: 5,120 shares; 2016Q2: 5,663 shares; 2016Q3: 4,503 shares 4,503 $259K 0.01% -1,160 Timeline DUNKIN BRANDS GROUP INC DUNKIN BRANDS GROUP INC More: the full row for DUNKIN BRANDS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 733 shares; 2015Q2: 935 shares; 2015Q3: 604 shares; 2015Q4: 3,860 shares; 2016Q1: 4,434 shares; 2016Q2: 4,770 shares; 2016Q3: 4,942 shares 4,942 $257K 0.01% +172 RR DONNELLEY + SONS CO RR DONNELLEY + SONS CO More: the full row for RR DONNELLEY + SONS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,722 shares; 2015Q2: 9,497 shares; 2015Q3: 10,550 shares; 2015Q4: 11,185 shares; 2016Q1: 12,771 shares; 2016Q2: 14,122 shares; 2016Q3: 16,349 shares 16,349 $257K 0.01% +2,227 POWERSHARES ACTIVE MNG ETF … POWERSHARES ACTIVE MNG ETF TUS More: the full row for POWERSHARES ACTIVE MNG ETF TUS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,252 shares; 2015Q2: 960 shares; 2015Q3: 1,320 shares; 2015Q4: 3,483 shares; 2016Q1: 3,330 shares; 2016Q2: 3,226 shares; 2016Q3: 3,226 shares 3,226 $257K 0.01% 0 MAR MARRIOTT INTL INC NEW More: the full row for MARRIOTT INTL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 477 shares; 2015Q2: 407 shares; 2015Q3: 490 shares; 2015Q4: 1,767 shares; 2016Q1: 1,680 shares; 2016Q2: 2,377 shares; 2016Q3: 3,785 shares 3,785 $255K 0.01% +1,408 Timeline USRT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 346 shares; 2015Q2: 306 shares; 2015Q3: 306 shares; 2015Q4: 3,082 shares; 2016Q1: 3,872 shares; 2016Q2: 4,694 shares; 2016Q3: 5,021 shares 5,021 $255K 0.01% +327 Timeline FTF FRANKLIN LTD DURATION INCOME More: the full row for FRANKLIN LTD DURATION INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15,725 shares; 2016Q1: 16,225 shares; 2016Q2: 17,819 shares; 2016Q3: 21,061 shares 21,061 $255K 0.01% +3,242 Timeline MACQUARIE INFRASTRUCTURE HO… MACQUARIE INFRASTRUCTURE HOLDI More: the full row for MACQUARIE INFRASTRUCTURE HOLDI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,301 shares; 2015Q2: 1,296 shares; 2015Q3: 1,461 shares; 2015Q4: 2,264 shares; 2016Q1: 2,499 shares; 2016Q2: 2,641 shares; 2016Q3: 3,050 shares 3,050 $254K 0.01% +409 ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,342 shares; 2015Q2: 4,268 shares; 2015Q3: 4,438 shares; 2015Q4: 10,730 shares; 2016Q1: 9,581 shares; 2016Q2: 23,661 shares; 2016Q3: 15,990 shares 15,990 $253K 0.01% -7,671 CORENERGY INFRASTRUCTURE TR CORENERGY INFRASTRUCTURE TR More: the full row for CORENERGY INFRASTRUCTURE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 8,638 shares 8,638 $253K 0.01% new PBI PITNEY BOWES INC More: the full row for PITNEY BOWES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 38,469 shares; 2015Q2: 43,789 shares; 2015Q3: 10,506 shares; 2015Q4: 15,332 shares; 2016Q1: 14,572 shares; 2016Q2: 14,218 shares; 2016Q3: 13,709 shares 13,709 $249K 0.01% -509 Timeline EIM EATON VANCE MUN BD FD More: the full row for EATON VANCE MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,865 shares; 2015Q2: 12,578 shares; 2015Q3: 11,380 shares; 2015Q4: 16,807 shares; 2016Q1: 20,390 shares; 2016Q2: 22,693 shares; 2016Q3: 18,288 shares 18,288 $249K 0.01% -4,405 Timeline ROK ROCKWELL AUTOMATION INC More: the full row for ROCKWELL AUTOMATION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,479 shares; 2015Q2: 1,754 shares; 2015Q3: 1,832 shares; 2015Q4: 2,489 shares; 2016Q1: 3,024 shares; 2016Q2: 1,969 shares; 2016Q3: 2,016 shares 2,016 $247K 0.01% +47 Timeline LRGF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,972 shares; 2016Q1: 9,075 shares; 2016Q2: 9,429 shares; 2016Q3: 9,792 shares 9,792 $247K 0.01% +363 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,966 shares; 2015Q2: 2,387 shares; 2015Q3: 880 shares; 2015Q4: 8,114 shares; 2016Q1: 8,244 shares; 2016Q2: 8,145 shares; 2016Q3: 8,044 shares 8,044 $247K 0.01% -101 ANGL VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 8,778 shares; 2016Q3: 8,499 shares 8,499 $246K 0.01% -279 Timeline XEFRX EATON VANCE SR FLTNG RTE TR More: the full row for EATON VANCE SR FLTNG RTE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,186 shares; 2015Q2: 1,894 shares; 2015Q3: 2,021 shares; 2015Q4: 2,035 shares; 2016Q1: 1,025 shares; 2016Q2: 7,538 shares; 2016Q3: 17,380 shares 17,380 $246K 0.01% +9,842 Timeline GNR SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,853 shares; 2015Q2: not reported; 2015Q3: 2,904 shares; 2015Q4: 4,188 shares; 2016Q1: 4,619 shares; 2016Q2: 5,781 shares; 2016Q3: 6,260 shares 6,260 $245K 0.01% +479 Timeline VARIAN MED SYS INC VARIAN MED SYS INC More: the full row for VARIAN MED SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,520 shares; 2015Q2: 2,714 shares; 2015Q3: 503 shares; 2015Q4: 494 shares; 2016Q1: 200 shares; 2016Q2: 242 shares; 2016Q3: 2,459 shares 2,459 $245K 0.01% +2,217 NEWT NEWTEKONE INC More: the full row for NEWTEKONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,086 shares; 2016Q3: 17,116 shares 17,116 $244K 0.01% +14,030 Timeline EUHY ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,624 shares; 2016Q1: 2,564 shares; 2016Q2: 2,568 shares; 2016Q3: 5,081 shares 5,081 $244K 0.01% +2,513 Timeline IRM IRON MTN INC DEL More: the full row for IRON MTN INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 27,480 shares; 2015Q2: 4,604 shares; 2015Q3: 2,857 shares; 2015Q4: 4,559 shares; 2016Q1: 4,641 shares; 2016Q2: 5,932 shares; 2016Q3: 6,473 shares 6,473 $243K 0.01% +541 Timeline FAST FASTENAL CO More: the full row for FASTENAL CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 28 shares; 2015Q2: 140 shares; 2015Q3: 740 shares; 2015Q4: 2,810 shares; 2016Q1: 3,433 shares; 2016Q2: 4,320 shares; 2016Q3: 5,820 shares 5,820 $243K 0.01% +1,500 Timeline BST BLACKROCK SCIENCE & TECHNOLO More: the full row for BLACKROCK SCIENCE & TECHNOLO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 4,894 shares; 2015Q3: 10,099 shares; 2015Q4: 12,219 shares; 2016Q1: 12,641 shares; 2016Q2: 15,794 shares; 2016Q3: 13,062 shares 13,062 $243K 0.01% -2,732 Timeline VOOV VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 231 shares; 2015Q2: 231 shares; 2015Q3: 231 shares; 2015Q4: 313 shares; 2016Q1: 1,571 shares; 2016Q2: 2,138 shares; 2016Q3: 2,646 shares 2,646 $242K 0.01% +508 Timeline IAT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 787 shares; 2015Q2: 1,292 shares; 2015Q3: 29,000 shares; 2015Q4: 40,467 shares; 2016Q1: 9,646 shares; 2016Q2: 9,363 shares; 2016Q3: 6,886 shares 6,886 $242K 0.01% -2,477 Timeline PPH VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6,400 shares; 2016Q3: 4,220 shares 4,220 $242K 0.01% -2,180 Timeline EUSA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,029 shares; 2015Q2: 4,033 shares; 2015Q3: 4,037 shares; 2015Q4: 8,021 shares; 2016Q1: 4,922 shares; 2016Q2: 5,254 shares; 2016Q3: 5,234 shares 5,234 $241K 0.01% -20 Timeline DHI D R HORTON INC More: the full row for D R HORTON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,575 shares; 2015Q2: 1,575 shares; 2015Q3: not reported; 2015Q4: 15,812 shares; 2016Q1: 4,439 shares; 2016Q2: 6,187 shares; 2016Q3: 7,971 shares 7,971 $241K 0.01% +1,784 Timeline CNO CNO FINL GROUP INC More: the full row for CNO FINL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 119 shares; 2015Q2: 266 shares; 2015Q3: 754 shares; 2015Q4: 1,191 shares; 2016Q1: 507 shares; 2016Q2: 308 shares; 2016Q3: 15,792 shares 15,792 $241K 0.01% +15,484 Timeline BLACKROCK NY MUN INCOME TR I BLACKROCK NY MUN INCOME TR I More: the full row for BLACKROCK NY MUN INCOME TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,612 shares; 2016Q1: 9,643 shares; 2016Q2: 11,135 shares; 2016Q3: 14,026 shares 14,026 $240K 0.01% +2,891 FIRST TR BICK INDEX FD FIRST TR BICK INDEX FD More: the full row for FIRST TR BICK INDEX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,258 shares; 2016Q2: 1,258 shares; 2016Q3: 10,440 shares 10,440 $240K 0.01% +9,182 WESTERN GAS PARTNERS LP WESTERN GAS PARTNERS LP More: the full row for WESTERN GAS PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,947 shares; 2015Q2: 3,397 shares; 2015Q3: 2,980 shares; 2015Q4: 4,278 shares; 2016Q1: 4,316 shares; 2016Q2: 4,341 shares; 2016Q3: 4,316 shares 4,316 $238K 0.01% -25 CHI CALAMOS CONV OPPORTUNITIES & More: the full row for CALAMOS CONV OPPORTUNITIES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 21,036 shares; 2015Q2: 33,721 shares; 2015Q3: 33,688 shares; 2015Q4: 46,123 shares; 2016Q1: 46,597 shares; 2016Q2: 30,080 shares; 2016Q3: 22,915 shares 22,915 $237K 0.01% -7,165 Timeline ALPINE GLOBAL PREMIER PPTYS ALPINE GLOBAL PREMIER PPTYS More: the full row for ALPINE GLOBAL PREMIER PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 32,260 shares; 2015Q2: 25,576 shares; 2015Q3: 40,006 shares; 2015Q4: 48,219 shares; 2016Q1: 34,833 shares; 2016Q2: 33,882 shares; 2016Q3: 42,666 shares 42,666 $237K 0.01% +8,784 TOWN TOWNEBANK PORTSMOUTH VA More: the full row for TOWNEBANK PORTSMOUTH VA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,454 shares; 2015Q2: 12,454 shares; 2015Q3: 12,454 shares; 2015Q4: 12,454 shares; 2016Q1: 12,454 shares; 2016Q2: 9,834 shares; 2016Q3: 9,834 shares 9,834 $236K 0.01% 0 Timeline CII BLACKROCK ENHANCED LARGE CAP More: the full row for BLACKROCK ENHANCED LARGE CAP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,155 shares; 2015Q2: 21,913 shares; 2015Q3: 14,492 shares; 2015Q4: 35,987 shares; 2016Q1: 31,025 shares; 2016Q2: 19,830 shares; 2016Q3: 17,014 shares 17,014 $235K 0.01% -2,816 Timeline WDIV SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 476 shares; 2015Q2: 476 shares; 2015Q3: 476 shares; 2015Q4: 876 shares; 2016Q1: 876 shares; 2016Q2: 916 shares; 2016Q3: 3,704 shares 3,704 $235K 0.01% +2,788 Timeline HLF HERBALIFE LTD More: the full row for HERBALIFE LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 232 shares; 2015Q2: 153 shares; 2015Q3: 539 shares; 2015Q4: 719 shares; 2016Q1: 550 shares; 2016Q2: 500 shares; 2016Q3: 3,789 shares 3,789 $235K 0.01% +3,289 Timeline ZTR VIRTUS TOTAL RETURN FD INC More: the full row for VIRTUS TOTAL RETURN FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 19,517 shares 19,517 $235K 0.01% new Timeline DPZ DOMINOS PIZZA INC More: the full row for DOMINOS PIZZA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 792 shares; 2015Q2: 793 shares; 2015Q3: 1,113 shares; 2015Q4: 1,972 shares; 2016Q1: 2,578 shares; 2016Q2: 2,944 shares; 2016Q3: 1,537 shares 1,537 $233K 0.01% -1,407 Timeline INN SUMMIT HOTEL PPTYS More: the full row for SUMMIT HOTEL PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 17,683 shares; 2016Q3: 17,700 shares 17,700 $233K 0.01% +17 Timeline IMCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 31,607 shares; 2015Q2: 18,801 shares; 2015Q3: 13,178 shares; 2015Q4: 10,690 shares; 2016Q1: 4,444 shares; 2016Q2: 2,449 shares; 2016Q3: 1,428 shares 1,428 $232K 0.01% -1,021 Timeline INDA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,253 shares; 2015Q2: 2,495 shares; 2015Q3: 1,333 shares; 2015Q4: 2,030 shares; 2016Q1: 3,486 shares; 2016Q2: 3,512 shares; 2016Q3: 7,911 shares 7,911 $232K 0.01% +4,399 Timeline BTZ BLACKROCK CR ALLOCATION More: the full row for BLACKROCK CR ALLOCATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,073 shares; 2015Q2: 15,068 shares; 2015Q3: 14,788 shares; 2015Q4: 20,041 shares; 2016Q1: 17,204 shares; 2016Q2: 17,443 shares; 2016Q3: 17,399 shares 17,399 $232K 0.01% -44 Timeline GLOF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,194 shares; 2016Q1: 9,063 shares; 2016Q2: 9,514 shares; 2016Q3: 9,547 shares 9,547 $232K 0.01% +33 Timeline TSCO TRACTOR SUPPLY CO More: the full row for TRACTOR SUPPLY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 683 shares; 2015Q2: 529 shares; 2015Q3: 542 shares; 2015Q4: 1,550 shares; 2016Q1: 1,620 shares; 2016Q2: 3,199 shares; 2016Q3: 3,442 shares 3,442 $231K 0.01% +243 Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,297 shares; 2015Q2: 1,087 shares; 2015Q3: 749 shares; 2015Q4: 3,425 shares; 2016Q1: 4,001 shares; 2016Q2: 7,676 shares; 2016Q3: 10,495 shares 10,495 $231K 0.01% +2,819 PFN PIMCO INCOME STRATEGY FD II More: the full row for PIMCO INCOME STRATEGY FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,620 shares; 2015Q2: 12,205 shares; 2015Q3: 9,805 shares; 2015Q4: 36,587 shares; 2016Q1: 32,193 shares; 2016Q2: 30,493 shares; 2016Q3: 24,183 shares 24,183 $230K 0.01% -6,310 Timeline WDFC WD 40 CO More: the full row for WD 40 CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35 shares; 2015Q2: 35 shares; 2015Q3: 35 shares; 2015Q4: 2,035 shares; 2016Q1: 2,035 shares; 2016Q2: 2,035 shares; 2016Q3: 2,023 shares 2,023 $227K 0.01% -12 Timeline UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,356 shares; 2015Q2: 6,681 shares; 2015Q3: 6,652 shares; 2015Q4: 7,913 shares; 2016Q1: 6,938 shares; 2016Q2: 6,850 shares; 2016Q3: 7,437 shares 7,437 $227K 0.01% +587 Timeline BLACKROCK MUN INCOME INVT TR BLACKROCK MUN INCOME INVT TR More: the full row for BLACKROCK MUN INCOME INVT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,930 shares; 2015Q2: 6,930 shares; 2015Q3: 6,930 shares; 2015Q4: 6,930 shares; 2016Q1: 6,930 shares; 2016Q2: 11,594 shares; 2016Q3: 14,734 shares 14,734 $227K 0.01% +3,140 BGS B & G FOODS INC More: the full row for B & G FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,448 shares; 2015Q2: 6,933 shares; 2015Q3: 4,011 shares; 2015Q4: 5,593 shares; 2016Q1: 6,359 shares; 2016Q2: 3,517 shares; 2016Q3: 4,592 shares 4,592 $226K 0.01% +1,075 Timeline REGAL ENTMT GROUP REGAL ENTMT GROUP More: the full row for REGAL ENTMT GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,500 shares; 2016Q1: 10,090 shares; 2016Q2: 10,400 shares; 2016Q3: 10,400 shares 10,400 $226K 0.01% 0 ICE INTERCONTINENTAL EXCHANGE IN More: the full row for INTERCONTINENTAL EXCHANGE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 255 shares; 2015Q2: 256 shares; 2015Q3: 476 shares; 2015Q4: 900 shares; 2016Q1: 789 shares; 2016Q2: 580 shares; 2016Q3: 832 shares 832 $225K 0.01% +252 Timeline