Jefferies Group LLC
Follow13F filer, CIK 1084580, NEW YORK, NY
Jefferies Group LLC reported $11,950,525,611 across 1,610 holdings for the quarter ended 2022-09-30, in a 13F-HR/A filed 2023-09-21. Its ten largest share positions make up 24.57% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001085146-23-003534
- Period
- 2022-09-30
- Reported value
- $12B
- Holdings
- 1,610
- Top 10 weight
- 24.57%
- New
- 638
- Sold out
- 547
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYadded | +185,938 | $66.4M |
| LIBERTY MEDIA CORP DELadded | +1,554,721 | $58.6M |
| UNHadded | +59,423 | $30M |
| SJNKnew | +1,200,777 | $28.6M |
| CEDAR FAIR L Padded | +652,471 | $26.8M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CARexited | -1,689,182 | -$248M |
| QQQreduced | -347,686 | -$92.9M |
| EMBreduced | -849,195 | -$67.4M |
| WYNNreduced | -607,776 | -$38.3M |
| SAILPOINT TECHNOLOGIES HOLD…exited | -575,832 | -$36.1M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 964 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 482. All 482
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| QQQINVESCO QQQ TR COM | put | 4,056,700 | $1.08B | +1,984,300 |
| HYGISHARES TR IBOXX HI YD ETF | put | 8,232,300 | $588M | +1,636,100 |
| EMBISHARES TR JPMORGAN USD EMG | put | 7,350,300 | $584M | +1,749,300 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 911,000 | $325M | -1,239,100 |
| XLESELECT SECTOR SPDR TR SHS | put | 4,289,600 | $309M | +207,100 |
| LQDISHARES TR SHS | put | 2,595,300 | $266M | +1,039,300 |
| EMBISHARES TR JPMORGAN USD EMG | call | 3,241,400 | $257M | +2,806,400 |
| IWMISHARES TR SHS | put | 1,036,200 | $171M | +998,700 |
| HYGISHARES TR IBOXX HI YD ETF | call | 2,277,500 | $163M | +577,500 |
| LQDISHARES TR SHS | call | 1,340,000 | $137M | +1,330,000 |
| XLESELECT SECTOR SPDR TR SHS | call | 1,815,100 | $131M | +345,100 |
| AAPLAPPLE INC COM | put | 928,400 | $128M | -885,300 |
| SPLUNK INCSPLUNK INC COM | call | 1,561,400 | $117M | -235,600 |
| IBBISHARES TR ISHARES BIOTECH | put | 914,200 | $107M | +697,700 |
| TWITTER INCTWITTER INC COM | call | 2,232,800 | $97.9M | +1,266,700 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 269,000 | $96.1M | -686,600 |
| ALBALBEMARLE CORP COM | put | 350,000 | $92.6M | +150,800 |
| EWZISHARES INC MSCI BRAZIL ETF | call | 2,903,500 | $86M | new |
| XBISPDR SERIES TRUST S&P BIOTECH | call | 1,055,600 | $83.7M | +472,600 |
| AAPLAPPLE INC COM | call | 604,200 | $83.5M | -498,600 |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | put | 1,106,600 | $75.3M | +683,600 |
| CCJCAMECO CORP Stock | call | 2,655,800 | $70.4M | -45,100 |
| GOOGLALPHABET INC COM | put | 732,100 | $70M | new |
| QQQINVESCO QQQ TR COM | call | 249,400 | $66.7M | -774,700 |
| SIERRA WIRELESS INCSIERRA WIRELESS INC COM | put | 2,147,500 | $65.4M | +147,500 |
| INTCINTEL CORP COM | put | 2,526,100 | $65.1M | +1,451,600 |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | call | 908,300 | $61.8M | new |
| DEDEERE & CO COM | put | 174,700 | $58.3M | +164,700 |
| METAMETA PLATFORMS INC COM | put | 412,600 | $56M | -311,700 |
| GOOGLALPHABET INC COM | call | 584,900 | $55.9M | new |
| CVXCHEVRON CORPORATION COM | put | 372,600 | $53.5M | +232,600 |
| JNJJOHNSON & JOHNSON COM | call | 327,500 | $53.5M | +290,000 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 319,300 | $52.6M | -43,100 |
| MSFTMICROSOFT CORP COM | put | 217,300 | $50.6M | +64,800 |
| BIIBBIOGEN INC Stock | call | 186,100 | $49.7M | +116,100 |
| GLDSPDR GOLD TR GOLD SHS | call | 317,500 | $49.1M | new |
| TWITTER INCTWITTER INC COM | put | 1,073,600 | $47.1M | +877,100 |
| BIIBBIOGEN INC Stock | put | 172,100 | $46M | -29,700 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | call | 1,820,400 | $44.9M | -2,342,000 |
| TMOTHERMO FISHER SCIENTIFIC INC COM | put | 84,500 | $42.9M | +2,600 |
| CVXCHEVRON CORPORATION COM | call | 295,000 | $42.4M | +95,000 |
| CMCSACOMCAST CORP NEW COM | put | 1,377,600 | $40.4M | +27,700 |
| MUMICRON TECHNOLOGY INC COM | put | 798,600 | $40M | +367,900 |
| EWZISHARES INC MSCI BRAZIL ETF | put | 1,350,000 | $40M | new |
| FXIISHARES TR CHINA LG-CAP ETF | call | 1,500,000 | $38.8M | new |
| METAMETA PLATFORMS INC COM | call | 275,000 | $37.3M | -72,400 |
| AMDADVANCED MICRO DEVICES INC COM | put | 585,100 | $37.1M | -47,900 |
| EFAISHARES TR MSCI EAFE ETF | put | 658,400 | $36.9M | -483,500 |
| TXNTEXAS INSTRS INC COM | put | 213,800 | $33.1M | -86,300 |
| JNJJOHNSON & JOHNSON COM | put | 202,500 | $33.1M | +127,500 |
| IBMINTERNATIONAL BUSINESS MACHS COM | put | 263,300 | $31.3M | -218,800 |
| IBMINTERNATIONAL BUSINESS MACHS COM | call | 247,900 | $29.5M | +37,400 |
| WBDWARNER BROS DISCOVERY INC Stock | call | 2,549,100 | $29.3M | +2,049,100 |
| XLVSELECT SECTOR SPDR TR SHS | put | 238,300 | $28.9M | -214,700 |
| LLYELI LILLY & CO COM | put | 87,500 | $28.3M | +12,500 |
| QCOMQUALCOMM INC COM | put | 231,200 | $26.1M | +10,400 |
| UBERUBER TECHNOLOGIES INC COM | put | 968,900 | $25.7M | -335,500 |
| TLTISHARES TR 20 YR TR BD ETF | call | 250,000 | $25.6M | new |
| CLFCLEVELAND-CLIFFS INC NEW Stock | put | 1,812,500 | $24.4M | -100,000 |
| TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR SPONSORED ADS | put | 520,200 | $24.2M | new |
| INTCINTEL CORP COM | call | 913,100 | $23.5M | +653,300 |
| SPLUNK INCSPLUNK INC COM | put | 309,900 | $23.3M | new |
| XLVSELECT SECTOR SPDR TR SHS | call | 189,800 | $23M | -282,200 |
| IBBISHARES TR ISHARES BIOTECH | call | 192,500 | $22.5M | +40,500 |
| ORCLORACLE CORP COM | put | 368,100 | $22.5M | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL COM A SIRIUSXM | call | 584,000 | $22.2M | -50,000 |
| XBISPDR SERIES TRUST S&P BIOTECH | put | 280,200 | $22.2M | -461,700 |
| CMCSACOMCAST CORP NEW COM | call | 756,200 | $22.2M | +197,100 |
| COPCONOCOPHILLIPS COM | put | 210,000 | $21.5M | 0 |
| TJXTJX COS INC NEW COM | call | 344,100 | $21.4M | new |
| LLYELI LILLY & CO COM | call | 65,900 | $21.3M | +40,900 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | put | 307,600 | $21.1M | +247,500 |
| GSGOLDMAN SACHS GROUP INC COM | put | 70,000 | $20.5M | +35,000 |
| CCJCAMECO CORP Stock | put | 727,500 | $19.3M | new |
| ALNYALNYLAM PHARMACEUTICALS INC Stock | put | 93,600 | $18.7M | +61,500 |
| TXNTEXAS INSTRS INC COM | call | 120,800 | $18.7M | +50,800 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | put | 749,100 | $18.5M | +284,300 |
| OIHVANECK ETF TRUST OIL SERVICES ETF | call | 87,000 | $18.4M | +84,000 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | put | 308,900 | $18.2M | -95,000 |
| STZCONSTELLATION BRANDS INC Stock | put | 77,500 | $17.8M | 0 |
| CPNGCOUPANG INC CL A | call | 1,063,000 | $17.7M | +9,700 |
| BIDUBAIDU INC ADR | put | 149,500 | $17.6M | +3,300 |
| ABBVABBVIE INC COM | put | 126,000 | $16.9M | +6,700 |
| FLNAFILANA THERAPEUTICS INC CMN | put | 403,100 | $16.9M | -266,100 |
| XOPSPDR SERIES TRUST S&P OILGAS EXP | put | 135,000 | $16.8M | -35,500 |
| ARANTERO RESOURCES CORP Stock | put | 542,500 | $16.6M | 0 |
| AMGNAMGEN INC COM | call | 71,900 | $16.2M | new |
| WBDWARNER BROS DISCOVERY INC Stock | put | 1,361,400 | $15.7M | +974,200 |
| VISTA OUTDOOR INCVISTA OUTDOOR INC COM | put | 641,900 | $15.6M | +157,400 |
| UNHUNITEDHEALTH GROUP INC COM | put | 30,500 | $15.4M | +4,000 |
| LYVLIVE NATION ENTERTAINMENT IN Stock | call | 200,000 | $15.2M | new |
| AMDADVANCED MICRO DEVICES INC COM | call | 235,200 | $14.9M | +23,100 |
| XLYSELECT SECTOR SPDR TR SBI CONS DISCR | put | 102,500 | $14.6M | new |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | call | 1,170,100 | $14.4M | +420,100 |
| NEMNEWMONT CORP COM | call | 336,400 | $14.1M | +281,400 |
| CRMSALESFORCE INC COM | put | 96,600 | $13.9M | -54,000 |
| HCAHCA HEALTHCARE INC COM | put | 75,600 | $13.9M | +42,300 |
| HUMHUMANA INC Stock | put | 27,800 | $13.5M | 0 |
| JDJD.COM INC ADR | put | 267,500 | $13.5M | +117,500 |
| HONHONEYWELL INTL INC COM | put | 80,000 | $13.4M | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 164. All 164
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| TWITTER INCTWITTER INC NOTE 3/1 | principal | 32,664,000 | $30.1M | +15,247,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 21,137,000 | $14.8M | +15,844,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 17,527,000 | $14.6M | +10,457,000 |
| NICE LTDNICE LTD NOTE 9/1 | principal | 14,855,000 | $13.9M | +12,832,000 |
| CHEFS WHSE INCCHEFS WHSE INC BOND | principal | 13,832,000 | $13.8M | -538,000 |
| INFINERA CORPINFINERA CORP CNV | principal | 13,023,000 | $13M | new |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 12,360,000 | $12.9M | +7,295,000 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 11,756,000 | $11.6M | -2,164,000 |
| LIVEPERSON INCLIVEPERSON INC NOTE 12/1 | principal | 15,303,000 | $10.5M | +10,400,000 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 10,200,000 | $10.5M | -3,805,000 |
| TWITTER INCTWITTER INC NOTE 0.250% 6/1 | principal | 9,082,000 | $9.26M | new |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 13,562,000 | $9.02M | +2,509,000 |
| CABLE ONE INCCABLE ONE INC NOTE 3/1 | principal | 11,523,000 | $8.91M | -1,303,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 9,848,000 | $8.68M | -5,559,000 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 9,849,000 | $8.66M | +2,870,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 8,306,000 | $8.28M | +5,458,000 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1 | principal | 12,460,000 | $8.25M | -8,660,000 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 12,667,000 | $8.03M | -5,698,000 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 8,539,000 | $7.87M | -1,766,000 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 8,396,000 | $7.58M | new |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC BOND | principal | 7,347,000 | $7.41M | -2,749,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 | principal | 6,971,000 | $6.64M | +327,000 |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 5,880,000 | $5.88M | -192,000 |
| AVADEL FIN CAYMAN LTDAVADEL FIN CAYMAN LTD NOTE 4.500% 2/0 | principal | 5,875,000 | $5.74M | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 6,115,000 | $5.7M | new |
| BILIBILI INCBILIBILI INC NOTE 1.375% 4/0 | principal | 5,715,000 | $5.35M | +1,957,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 4,700,000 | $5.07M | -10,073,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 4,182,000 | $4.95M | +2,427,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 6,904,000 | $4.84M | -1,894,000 |
| UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0 | principal | 3,000,000 | $4.64M | new |
| ETSY INCETSY INC NOTE 0.250% 6/1 | principal | 5,300,000 | $4.12M | new |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 4,476,000 | $4.12M | +2,868,000 |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 4,819,000 | $3.71M | new |
| SABRE GLBL INCSABRE GLBL INC BOND | principal | 3,836,000 | $3.68M | +3,731,000 |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 8,000,000 | $3.66M | new |
| GREEN PLAINS INCGREEN PLAINS INC NOTE 2.250% 3/1 | principal | 3,092,000 | $3.58M | +2,138,000 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 3,423,000 | $3.55M | +1,913,000 |
| COLLEGIUM PHARMACEUTICAL INCCOLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1 | principal | 4,010,000 | $3.49M | -2,000,000 |
| DROPBOX INCDROPBOX INC NOTE 3/0 | principal | 4,041,000 | $3.46M | -21,972,000 |
| SPLUNK INCSPLUNK INC BOND | principal | 3,733,000 | $3.34M | +3,535,000 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 4,150,000 | $3.28M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 4,861,000 | $3.17M | -5,687,000 |
| INVACARE CORPINVACARE CORP NOTE 4.250% 3/1 | principal | 6,600,000 | $3.1M | 0 |
| FIVERR INTL LTDFIVERR INTL LTD NOTE 11/0 | principal | 3,815,000 | $3M | -855,000 |
| SPLUNK INCSPLUNK INC NOTE 1.125% 6/1 | principal | 3,659,000 | $2.91M | -8,245,000 |
| LCI INDSLCI INDS NOTE 1.125% 5/1 | principal | 3,316,000 | $2.84M | new |
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 4,500,000 | $2.78M | -9,000,000 |
| BANDWIDTH INCBANDWIDTH INC NOTE 0.250% 3/0 | principal | 4,150,000 | $2.75M | new |
| PANDORA MEDIA INCPANDORA MEDIA INC BOND | principal | 2,612,000 | $2.7M | +8,000 |
| FUBOTV INCFUBOTV INC NOTE 3.250% 2/1 | principal | 5,000,000 | $2.46M | -3,623,000 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 1/1 | principal | 2,662,000 | $2.44M | +2,262,000 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 2,903,000 | $2.44M | new |
| ZENDESK INCZENDESK INC NOTE 0.625% 6/1 | principal | 2,450,000 | $2.41M | new |
| NIO INCNIO INC NOTE 0.500% 2/0 | principal | 3,080,000 | $2.35M | -4,712,000 |
| INNOVIVA INCINNOVIVA INC NOTE 2.500% 8/1 | principal | 2,275,000 | $2.26M | 0 |
| NEUROCRINE BIOSCIENCES INCNEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 | principal | 1,546,000 | $2.2M | -68,000 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 3,075,000 | $2.14M | -11,107,000 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 2,293,000 | $2.07M | new |
| OMNICELL COMOMNICELL COM NOTE 0.250% 9/1 | principal | 1,939,000 | $2.06M | +1,803,000 |
| ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION BOND | principal | 1,226,000 | $2.02M | new |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 0.750%12/1 | principal | 2,662,000 | $2.02M | -16,120,000 |
| VAREX IMAGING CORPVAREX IMAGING CORP NOTE 4.000% 6/0 | principal | 1,593,000 | $1.93M | -2,000,000 |
| NIO INCNIO INC NOTE 2/0 | principal | 2,190,000 | $1.93M | new |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 2,234,000 | $1.88M | -5,192,000 |
| GUESS INCGUESS INC BOND | principal | 1,994,000 | $1.88M | -1,839,000 |
| WIX COM LTDWIX COM LTD NOTE 7/0 | principal | 1,900,000 | $1.85M | new |
| CABLE ONE INCCABLE ONE INC NOTE | principal | 2,398,000 | $1.75M | +311,000 |
| DEXCOM INCDEXCOM INC NOTE 0.750%12/0 | principal | 878,000 | $1.74M | new |
| TripAdvisor IncTripAdvisor Inc CONV | principal | 2,000,000 | $1.6M | 0 |
| BOX INCBOX INC NOTE 1/1 | principal | 1,361,000 | $1.51M | +1,326,000 |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 1,391,000 | $1.41M | +1,191,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 1,366,000 | $1.4M | -132,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 1,670,000 | $1.34M | +117,000 |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1 | principal | 1,977,000 | $1.33M | new |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 1,830,000 | $1.33M | -7,811,000 |
| IMAX CORPIMAX CORP NOTE 0.500% 4/0 | principal | 1,575,000 | $1.32M | -1,453,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 | principal | 1,266,000 | $1.28M | -2,439,000 |
| MESA LABS INCMESA LABS INC NOTE 1.375% 8/1 | principal | 1,518,000 | $1.27M | -6,467,000 |
| PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0 | principal | 1,313,000 | $1.19M | new |
| 8X8 INC NEW8X8 INC NEW BOND | principal | 1,357,000 | $1.16M | new |
| HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C BOND | principal | 1,221,000 | $1.16M | +1,166,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 1,322,000 | $1.03M | -14,002,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 824,000 | $946K | new |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0 | principal | 1,101,000 | $930K | -3,250,000 |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 1,096,000 | $867K | +498,000 |
| WIX COM LTDWIX COM LTD NOTE 8/1 | principal | 990,000 | $828K | -3,915,000 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.375% 9/0 | principal | 808,000 | $791K | new |
| INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1 | principal | 600,000 | $776K | new |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 986,000 | $762K | new |
| LIVEPERSON INCLIVEPERSON INC BOND | principal | 809,000 | $751K | +744,000 |
| MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 | principal | 803,000 | $737K | +753,000 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DEBT 1.250% 9/1 | principal | 684,000 | $709K | new |
| WORKIVA INCWORKIVA INC NOTE 1.125% 8/1 | principal | 584,000 | $695K | new |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 769,000 | $661K | new |
| PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1 | principal | 299,000 | $649K | new |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 697,000 | $621K | new |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 795,000 | $621K | -28,000 |
| HAEMONETICS CORP MASSHAEMONETICS CORP MASS NOTE 3/0 | principal | 737,000 | $593K | new |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 577,000 | $590K | new |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 514,000 | $586K | -191,000 |
Sold out in Q3 2022
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| PEGASYSTEMS INCPEGASYSTEMS INC | 88,000 | $71.9K | principal |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC | 46,000 | $71.3K | principal |
| MIRMIRION TECHNOLOGIES INC | 12,246 | $70.5K | shares |
| VREXVAREX IMAGING CORP | 2,902 | $62.1K | shares |
| ALTERYX INCALTERYX INC | 68,000 | $61.2K | principal |
| HLTHILTON WORLDWIDE HLDGS INC | 519 | $57.8K | shares |
| SPIRIT AIRLS INCSPIRIT AIRLS INC | 2,400 | $57.2K | shares |
| NORTONLIFELOCK INCNORTONLIFELOCK INC | 50,000 | $56K | principal |
| EBIX INCEBIX INC | 3,300 | $55.8K | put |
| PLRXPLIANT THERAPEUTICS INC | 6,799 | $54.5K | shares |
| NXDRNEXTDOOR HOLDINGS INC | 16,401 | $54.3K | shares |
| SPIRIT AIRLS INCSPIRIT AIRLS INC | 56,000 | $51.5K | principal |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD | 44,000 | $46.2K | principal |
| AEHRAEHR TEST SYS | 6,000 | $45K | call |
| KBHKB HOME | 1,550 | $44.1K | shares |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC | 38,000 | $43.5K | principal |
| Allbirds IncAllbirds Inc | 10,565 | $41.5K | shares |
| VELO3D INCVELO3D INC | 28,571 | $39.4K | shares |
| CMCCOMMERCIAL METALS CO | 1,178 | $39K | shares |
| AVXLANAVEX LIFE SCIENCES CORP | 3,403 | $34.1K | shares |
| ENDO INTL PLCENDO INTL PLC | 51,400 | $23.9K | put |
| TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC | 34,000 | $23.7K | principal |
| CRUCIBLE ACQUISITION CORPCRUCIBLE ACQUISITION CORP | 208,345 | $20.8K | shares |
| BILL HOLDINGS INCBILL HOLDINGS INC | 20,000 | $20.5K | principal |
| NEOGENOMICS INCNEOGENOMICS INC | 33,000 | $20.5K | principal |
| LIBERTY LATIN AMERICA LTDLIBERTY LATIN AMERICA LTD | 21,000 | $19.2K | principal |
| CANOO INCCANOO INC | 10,000 | $18.5K | put |
| HTHTH WORLD GROUP LTD | 432 | $16.5K | shares |
| WENWENDYS CO | 729 | $13.8K | shares |
| CANOO INCCANOO INC | 7,000 | $12.9K | shares |
| RIBBIT LEAP LTDRIBBIT LEAP LTD | 45,278 | $9.96K | shares |
| NOBLE CORP NEWNOBLE CORP NEW | 205 | $5.2K | shares |
| CITRIX SYSTEMS INCCITRIX SYSTEMS INC | 50 | $4.86K | shares |
| Uxin LtdUxin Ltd | 10,000 | $4.2K | shares |
| Uxin LtdUxin Ltd | 10,000 | $4.2K | put |
| Uxin LtdUxin Ltd | 5,000 | $2.1K | call |
| APDAIR PRODUCTS AND CHEMICALS I | 6 | $1.44K | shares |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 121 | $1.34K | shares |
| ENDO INTL PLCENDO INTL PLC | 2,803 | $1.3K | shares |
| EXELA TECHNOLOGIES INCEXELA TECHNOLOGIES INC | 10,000 | $1.14K | shares |
| DOCNDIGITALOCEAN HLDGS INC | 9 | $372 | shares |
| ROIVROIVANT SCIENCES LTD | 42,400 | $0 | call |
| RPRXROYALTY PHARMA PLC | 10,000 | $0 | put |
| LINDE PLC/OLDLINDE PLC/OLD | 364,300 | $0 | put |
| NOBLE CORP NEWNOBLE CORP NEW | 30,000 | $0 | call |
| NNOXNANO X IMAGING LTD | 120,900 | $0 | put |
| NEWEGG COMMERCE INCNEWEGG COMMERCE INC | 22,500 | $0 | call |
How Q3 2022 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-22-004048 | superseded | 2022-11-14 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001085146-23-003534 | base | restatement | 2023-09-21 | acceptance time not in the bulk data set |
Filings
Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001085146-23-003530 | Quarter ended 2022-03-31 | 2023-09-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003527 | Quarter ended 2021-06-30 | 2023-09-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003534 | Quarter ended 2022-09-30 | 2023-09-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003525 | Quarter ended 2020-12-31 | 2023-09-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003529 | Quarter ended 2021-12-31 | 2023-09-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003533 | Quarter ended 2022-06-30 | 2023-09-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003526 | Quarter ended 2021-03-31 | 2023-09-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003528 | Quarter ended 2021-09-30 | 2023-09-21 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-22-004048 | Quarter ended 2022-09-30 | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-22-003033 | Quarter ended 2022-06-30 | 2022-08-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-22-002167 | Quarter ended 2022-03-31 | 2022-05-16 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-22-000911 | Quarter ended 2021-12-31 | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-003436 | Quarter ended 2021-09-30 | 2021-12-17 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-21-003298 | Quarter ended 2021-09-30 | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002619 | Quarter ended 2021-06-30 | 2021-08-20 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-21-002551 | Quarter ended 2021-06-30 | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-21-001676 | Quarter ended 2021-03-31 | 2021-05-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-21-000868 | Quarter ended 2020-12-31 | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-003078 | Quarter ended 2020-03-31 | 2020-11-24 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-20-002964 | Quarter ended 2020-09-30 | 2020-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-002716 | Quarter ended 2020-06-30 | 2020-11-02 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-20-002266 | Quarter ended 2020-06-30 | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-20-001562 | Quarter ended 2020-03-31 | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-20-000652 | Quarter ended 2019-12-31 | 2020-02-13 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-19-002878 | Quarter ended 2019-09-30 | 2019-11-13 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-19-002337 | Quarter ended 2019-06-30 | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-19-001610 | Quarter ended 2019-03-31 | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-19-000846 | Quarter ended 2018-12-31 | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-18-002714 | Quarter ended 2018-09-30 | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-18-002089 | Quarter ended 2018-06-30 | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-18-001472 | Quarter ended 2018-03-31 | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-18-000805 | Quarter ended 2017-12-31 | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-17-002412 | Quarter ended 2017-09-30 | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-17-001828 | Quarter ended 2017-06-30 | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-17-001347 | Quarter ended 2017-03-31 | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-000755 | Quarter ended 2016-12-31 | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-17-000740 | Quarter ended 2016-12-31 | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-16-004785 | Quarter ended 2016-09-30 | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-16-004276 | Quarter ended 2016-06-30 | 2016-08-12 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-16-003654 | Quarter ended 2016-03-31 | 2016-05-11 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-16-003146 | Quarter ended 2015-12-31 | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-15-002345 | Quarter ended 2015-09-30 | 2015-11-13 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-15-001908 | Quarter ended 2015-06-30 | 2015-08-18 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-15-001336 | Quarter ended 2015-03-31 | 2015-05-18 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-15-000689 | Quarter ended 2014-12-31 | 2015-02-17 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-14-002364 | Quarter ended 2014-09-30 | 2014-11-17 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-14-001746 | Quarter ended 2014-06-30 | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-14-001241 | Quarter ended 2014-03-31 | 2014-05-16 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-14-000736 | Quarter ended 2013-12-31 | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-13-002036 | Quarter ended 2013-09-30 | 2013-11-18 | acceptance time not in the bulk data set | |
| 13F-HR 0001085146-13-001571 | Quarter ended 2013-06-30 | 2013-08-15 | acceptance time not in the bulk data set |