13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 1,874 holding rows worth $15,726,595,000.
- Accession
- 0001085146-14-000736
- Filer
- CIK 1084580
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,874 entries on the cover page, a total value of $15,726,595,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,726,595,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 26,810,000 | $4,951,539,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 9,888,800 | $1,826,362,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,539,500 | $292,957,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 16,278,700 | $226,111,000 | thousands by filing date | call |
| HARBINGER GROUP INC | 41146A106 | COM | 18,632,180 | $220,791,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,737,900 | $201,805,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 16,467,774 | $196,955,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 984,667 | $181,858,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,995,600 | $157,054,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 638,400 | $155,897,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,623,800 | $151,439,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,850,000 | $124,117,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 215,400 | $120,844,000 | thousands by filing date | call |
| VODAFONE GP PLC | 92857W209 | ADR | 2,633,600 | $103,527,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 717,000 | $97,154,000 | thousands by filing date | call |
| VODAFONE GP PLC | 92857W209 | ADR | 2,371,800 | $93,235,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 100,000 | $83,546,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,227,000 | $82,319,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 3,000,000 | $82,170,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 70,500 | $81,949,000 | thousands by filing date | call |
| 38259p508 | COM | 72,500 | $81,251,000 | thousands by filing date | call | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,481,500 | $75,186,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,928,600 | $72,149,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,836,000 | $71,609,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 721,600 | $71,345,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 1,867,700 | $69,871,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,077,400 | $64,256,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,650,700 | $63,667,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 573,400 | $60,253,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 359,900 | $59,553,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 3,562,146 | $58,312,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,135,100 | $55,779,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 364,800 | $54,319,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 398,200 | $53,956,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 443,500 | $51,162,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 600,300 | $49,825,000 | thousands by filing date | call |
| FIFTH & PAC COS INC | 316645100 | COM | 1,542,900 | $49,481,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 2,148,100 | $46,721,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,100,000 | $45,906,000 | thousands by filing date | put |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 2,609,200 | $45,400,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 562,600 | $44,625,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 490,000 | $43,169,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 432,500 | $42,761,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 477,781 | $42,026,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,063,900 | $41,422,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 459,600 | $40,426,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 808,900 | $39,749,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 384,326 | $38,940,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 259,833 | $38,690,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 610,400 | $38,504,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,440,200 | $36,982,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,450,100 | $36,615,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 647,300 | $35,368,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 474,300 | $32,755,000 | thousands by filing date | call |
| ALLERGAN INC | 018490102 | COM | 274,796 | $30,524,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 379,400 | $29,859,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 418,600 | $29,461,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 181,300 | $29,262,000 | thousands by filing date | put |
| MCGRAW HILL FINL INC | 580645109 | COM | 368,300 | $28,801,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,563,300 | $27,555,000 | thousands by filing date | put |
| ALLERGAN INC | 018490102 | COM | 246,000 | $27,326,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 379,800 | $26,677,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 890,000 | $26,531,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 415,978 | $26,514,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 331,300 | $26,279,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 300,100 | $26,151,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 325,218 | $25,594,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,430,100 | $25,384,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 455,400 | $24,883,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 964,640 | $24,357,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 191,800 | $23,958,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 42,400 | $23,787,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,140,200 | $23,226,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 164,500 | $23,190,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 546,200 | $22,826,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 221,600 | $22,426,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 96,100 | $22,395,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 152,100 | $21,867,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000,000 | $21,860,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 436,600 | $21,577,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 45,000 | $21,507,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 554,700 | $21,284,000 | thousands by filing date | call |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 500,000 | $21,215,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 1,800,000 | $21,024,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 137,500 | $20,683,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 200,000 | $20,196,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 405,800 | $19,990,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 266,800 | $19,810,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 401,900 | $19,798,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 352,800 | $19,496,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 300,000 | $19,308,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 655,100 | $18,749,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 617,700 | $18,747,000 | thousands by filing date | call |
| MCGRAW HILL FINL INC | 580645109 | COM | 239,700 | $18,745,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 157,500 | $18,289,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 76,382 | $17,800,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 576,000 | $17,747,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 190,000 | $17,353,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 190,000 | $17,353,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 584,000 | $17,076,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 250,200 | $16,956,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 239,300 | $16,880,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 407,700 | $16,663,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 877,600 | $16,420,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 200,000 | $16,138,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 594,600 | $16,137,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 903,200 | $16,095,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 95,800 | $16,094,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 161,271 | $16,005,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 195,700 | $15,995,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 244,200 | $15,565,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 257,000 | $15,225,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 241,200 | $14,918,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 211,362 | $14,876,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 833,500 | $14,695,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 195,000 | $14,506,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 25,481 | $14,295,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 705,100 | $14,151,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 200,000 | $14,110,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 226,800 | $14,028,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 330,000 | $13,886,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 669,462 | $13,637,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 547,152 | $13,438,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 563,800 | $13,261,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 71,300 | $13,173,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 129,400 | $13,163,000 | thousands by filing date | call |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 263,300 | $13,126,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 402,700 | $12,826,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 257,100 | $12,739,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 177,900 | $12,521,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 9,665,000 | $12,431,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,513,989 | $12,279,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 65,300 | $12,248,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 120,000 | $12,223,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 133,600 | $12,207,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 302,300 | $12,056,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 223,498 | $12,051,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 64,100 | $12,023,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 228,656 | $11,950,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000,000 | $11,940,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 773,153 | $11,930,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 158,341 | $11,895,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 66,900 | $11,871,000 | thousands by filing date | call |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 156,400 | $11,855,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 224,100 | $11,835,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 78,500 | $11,808,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 200,810 | $11,743,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 179,600 | $11,448,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 494,427 | $11,343,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 234,502 | $11,188,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 201,547 | $11,137,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 181,700 | $11,133,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 110,000 | $11,132,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 160,000 | $11,032,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 145,000 | $10,963,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 145,000 | $10,963,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 213,700 | $10,963,000 | thousands by filing date | call |
| 38259p508 | COM | 9,767 | $10,946,000 | thousands by filing date | ||
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 3,300,000 | $10,884,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 186,338 | $10,792,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 10,707,000 | $10,761,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 156,500 | $10,725,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,048,500 | $10,639,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 808,900 | $10,556,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 19,600 | $10,442,000 | thousands by filing date | call |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 222,600 | $10,429,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 85,900 | $10,085,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 200,000 | $10,010,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 767,097 | $10,010,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 182,385 | $9,965,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 451,700 | $9,824,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 104,298 | $9,687,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 104,200 | $9,678,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 139,655 | $9,618,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 192,342 | $9,531,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 461,100 | $9,393,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 124,900 | $9,380,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 161,000 | $9,311,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 854,072 | $9,182,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 236,800 | $9,178,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400,000 | $9,176,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 587,100 | $9,141,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 111,284 | $9,035,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 225,889 | $8,930,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 290,000 | $8,929,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 231,248 | $8,919,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 662,110 | $8,905,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 221,656 | $8,884,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 118,800 | $8,827,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,184,100 | $8,810,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 5,772,000 | $8,795,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 107,200 | $8,727,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 81,675 | $8,695,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 542,900 | $8,627,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 1,656,922 | $8,616,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 228,200 | $8,612,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 108,363 | $8,595,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 652,400 | $8,514,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,055,642 | $8,456,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 295,000 | $8,443,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 212,000 | $8,419,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 212,000 | $8,419,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200,000 | $8,416,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 509,200 | $8,376,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 1,578,594 | $8,351,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 90,000 | $8,276,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 533,100 | $8,226,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 362,546 | $8,183,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 250,037 | $8,129,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 167,900 | $8,105,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 330,000 | $8,036,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 105,065 | $7,944,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 69,200 | $7,931,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 130,400 | $7,866,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 95,000 | $7,822,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 80,200 | $7,782,000 | thousands by filing date | put |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 7,310,000 | $7,676,000 | thousands by filing date | principal |
| IRON MTN INC NEW REIT | 462846106 | COM | 250,000 | $7,588,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 137,300 | $7,532,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 85,400 | $7,524,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 115,400 | $7,498,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 136,000 | $7,431,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 183,600 | $7,421,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 107,900 | $7,401,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 150,849 | $7,396,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 135,300 | $7,393,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 109,400 | $7,385,000 | thousands by filing date | call |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 6,500,000 | $7,345,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 216,200 | $7,273,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 135,462 | $7,232,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 7,060,000 | $7,210,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 218,606 | $7,209,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 179,476 | $7,195,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 55,860 | $7,186,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 214,800 | $7,084,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 176,300 | $7,066,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 7,331,000 | $7,047,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 127,500 | $6,995,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 180,405 | $6,993,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 30,000 | $6,991,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 120,600 | $6,985,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 267,300 | $6,936,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 331,400 | $6,920,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 78,800 | $6,858,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 38,200 | $6,795,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 180,000 | $6,793,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 5,821 | $6,766,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 94,711 | $6,750,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 375,000 | $6,743,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 120,000 | $6,739,000 | thousands by filing date | call |
| MEDTRONIC INC | 585055106 | COM | 117,200 | $6,726,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 115,000 | $6,661,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 163,900 | $6,622,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 888,900 | $6,613,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 235,900 | $6,612,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 106,025 | $6,558,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 87,000 | $6,534,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 77,300 | $6,485,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 765,854 | $6,418,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 16,700 | $6,414,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 133,400 | $6,365,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 133,400 | $6,347,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 100,000 | $6,337,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,213,000 | $6,278,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 1,430,900 | $6,267,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 112,200 | $6,192,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 99,960 | $6,185,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 150,592 | $6,155,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,181,400 | $6,143,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 4,559,000 | $6,060,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,105,000 | $6,050,000 | thousands by filing date | principal |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 78,812 | $6,034,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 65,000 | $6,031,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 150,000 | $5,934,000 | thousands by filing date | put |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 4,032,000 | $5,909,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 35,000 | $5,880,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 161,081 | $5,836,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 69,200 | $5,796,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 229,208 | $5,764,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 15,000 | $5,761,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 76,200 | $5,750,000 | thousands by filing date | call |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 5,131,000 | $5,747,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 53,973 | $5,741,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 3,833,000 | $5,713,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 150,000 | $5,696,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 150,000 | $5,696,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 90,000 | $5,677,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 120,000 | $5,672,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100,100 | $5,621,000 | thousands by filing date | call |
| AOL INC | 00184X105 | COM | 120,500 | $5,618,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 200,000 | $5,596,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 132,800 | $5,588,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 5,208,000 | $5,556,000 | thousands by filing date | principal |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 218,600 | $5,463,000 | thousands by filing date | call |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 100,000 | $5,445,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 91,600 | $5,438,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 60,000 | $5,366,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 385,403 | $5,353,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 90,000 | $5,343,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 40,200 | $5,342,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 100,000 | $5,339,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 59,415 | $5,330,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 112,662 | $5,278,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 218,100 | $5,243,000 | thousands by filing date | put |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 309,200 | $5,191,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 47,800 | $5,162,000 | thousands by filing date | put |
| Concur Technologies, Inc. | 206708109 | COM | 49,636 | $5,121,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 5,000,000 | $5,113,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 74,385 | $5,102,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 97,600 | $5,086,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 184,600 | $5,071,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 134,233 | $5,066,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 106,100 | $5,062,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 91,200 | $5,022,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 98,100 | $5,008,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 57,805 | $4,995,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 65,870 | $4,993,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 70,481 | $4,973,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 95,000 | $4,964,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,131,746 | $4,934,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 90,000 | $4,929,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 123,200 | $4,913,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 225,742 | $4,910,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 314,700 | $4,875,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 69,100 | $4,814,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 125,503 | $4,810,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 89,100 | $4,803,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 4,334,000 | $4,794,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 742,400 | $4,788,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 156,782 | $4,758,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 407,700 | $4,750,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 266,729 | $4,735,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 193,526 | $4,726,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 80,000 | $4,722,000 | thousands by filing date | put |
| COMPUWARE CORP | 205638109 | COM | 416,100 | $4,664,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 58,500 | $4,653,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 75,000 | $4,635,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 51,400 | $4,632,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 156,100 | $4,605,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 129,400 | $4,570,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 103,900 | $4,509,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 4,216,000 | $4,498,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 51,600 | $4,496,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 345,000 | $4,433,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 50,000 | $4,426,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 62,000 | $4,373,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 95,900 | $4,366,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 120,000 | $4,332,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 50,900 | $4,288,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 54,095 | $4,257,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 130,000 | $4,250,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 109,700 | $4,231,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 78,995 | $4,229,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 397,400 | $4,224,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 55,400 | $4,217,000 | thousands by filing date | call |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 90,000 | $4,217,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 225,000 | $4,210,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 174,690 | $4,200,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 100,000 | $4,156,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 100,000 | $4,156,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 114,086 | $4,118,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y322 | COM | 160,000 | $4,062,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50,000 | $4,060,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 202,000 | $4,026,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 439,100 | $4,018,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 755,000 | $3,994,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 10,000 | $3,988,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 72,683 | $3,987,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 55,524 | $3,924,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 48,600 | $3,922,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 56,395 | $3,922,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 75,000 | $3,919,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 84,200 | $3,914,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 67,551 | $3,907,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 89,900 | $3,876,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 27,600 | $3,871,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 102,159 | $3,864,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 59,163 | $3,839,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 177,400 | $3,837,000 | thousands by filing date | put |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 4,000,000 | $3,827,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 2,125,639 | $3,805,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 53,600 | $3,787,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 48,800 | $3,779,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 200,600 | $3,779,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 144,889 | $3,760,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 199,200 | $3,753,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 738,600 | $3,737,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 196,750 | $3,681,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 94,126 | $3,678,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 46,600 | $3,673,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 23,400 | $3,671,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 380,200 | $3,669,000 | thousands by filing date | call |
| MCGRAW HILL FINL INC | 580645109 | COM | 46,736 | $3,655,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 60,351 | $3,640,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 300,000 | $3,639,000 | thousands by filing date | put |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 3,648,000 | $3,623,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 42,478 | $3,588,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 58,700 | $3,585,000 | thousands by filing date | put |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,144,000 | $3,583,000 | thousands by filing date | principal |
| MEDTRONIC INC | 585055106 | COM | 62,259 | $3,573,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 3,189,000 | $3,554,000 | thousands by filing date | principal |
| CON-WAY INC | 205944101 | COM | 89,198 | $3,542,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 80,000 | $3,524,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 109,500 | $3,486,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 381,000 | $3,486,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 50,000 | $3,478,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 125,826 | $3,456,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 222,000 | $3,448,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 67,500 | $3,443,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,550,000 | $3,443,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 3,189,000 | $3,434,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 58,600 | $3,427,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 20,400 | $3,424,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 31,683 | $3,422,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 139,447 | $3,396,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 169,538 | $3,379,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 39,000 | $3,370,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 33,966 | $3,363,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 300,000 | $3,363,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 62,424 | $3,348,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 65,906 | $3,345,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 73,000 | $3,324,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 60,900 | $3,311,000 | thousands by filing date | put |
| OUTERWALL INC | 690070107 | COM | 48,800 | $3,283,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 51,863 | $3,281,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 65,600 | $3,274,000 | thousands by filing date | call |
| ISHARES | 464286848 | EXCHANGE TRADED | 266,400 | $3,231,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 109,300 | $3,223,000 | thousands by filing date | call |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 35,039 | $3,223,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 618,400 | $3,216,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 58,000 | $3,216,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 101,908 | $3,211,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 16,748 | $3,141,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 49,200 | $3,132,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 38,000 | $3,129,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 49,354 | $3,116,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 16,876 | $3,106,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 92,900 | $3,081,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 57,555 | $3,059,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 38,500 | $3,059,000 | thousands by filing date | put |
| TRULIA INC | 897888103 | COM | 86,088 | $3,037,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 53,269 | $3,032,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 143,200 | $3,026,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 44,082 | $3,002,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 16,900 | $2,999,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 80,600 | $2,967,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 35,000 | $2,956,000 | thousands by filing date | call |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 78,786 | $2,945,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 34,213 | $2,940,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 165,400 | $2,936,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 63,900 | $2,935,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 72,141 | $2,922,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 24,511 | $2,906,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 200,000 | $2,902,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 200,000 | $2,902,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 2,705,000 | $2,884,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 62,500 | $2,871,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 38,100 | $2,869,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 105,100 | $2,852,000 | thousands by filing date | put |
| The Jones Group Inc | 48020T101 | COM | 190,000 | $2,842,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 45,000 | $2,841,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 61,408 | $2,837,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 88,675 | $2,825,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 65,495 | $2,824,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 2,049,000 | $2,811,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 27,478 | $2,795,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 116,500 | $2,795,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 118,400 | $2,793,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 34,535 | $2,787,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 46,400 | $2,785,000 | thousands by filing date | call |
| WELLTOWER INC | 42217K106 | COM | 51,457 | $2,757,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 141,000 | $2,754,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 35,726 | $2,737,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 33,000 | $2,737,000 | thousands by filing date | call |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 54,838 | $2,706,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 49,162 | $2,704,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 150,467 | $2,694,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 28,300 | $2,691,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 30,800 | $2,684,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 47,500 | $2,680,000 | thousands by filing date | call |
| AUDIENCE INC | 05070J102 | COM | 230,000 | $2,677,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 102,000 | $2,673,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 53,500 | $2,668,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 78,600 | $2,667,000 | thousands by filing date | call |
| ISHARES | 464286848 | EXCHANGE TRADED | 219,162 | $2,658,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 52,100 | $2,644,000 | thousands by filing date | put |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 113,200 | $2,639,000 | thousands by filing date | call |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 9,200 | $2,634,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 397,771 | $2,633,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 33,059 | $2,629,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 63,800 | $2,608,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 95,900 | $2,602,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 78,400 | $2,589,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 98,400 | $2,579,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 48,100 | $2,575,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 59,435 | $2,572,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 88,367 | $2,566,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 46,200 | $2,553,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 213,900 | $2,515,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 67,480 | $2,511,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000736 | this filing | 2014-02-18 | acceptance time not in the bulk data set |