13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-11-24, with 186 holding rows worth $957,878,000.
- Accession
- 0001085146-20-003078
- Filer
- CIK 1084580
- Filed
- 2020-11-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type new holdings, 186 entries on the cover page, a total value of $957,878,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $957,878,000 with VALUE read as thousands by filing date, 13F file number 028-10917. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 780,700 | $149,926,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 585,500 | $149,191,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 288,800 | $73,589,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 348,961 | $67,027,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 234,000 | $35,634,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 175,600 | $33,722,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 212,062 | $32,293,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11,537 | $22,658,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,410 | $16,158,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 637,852 | $14,058,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 242,600 | $11,611,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 83,453 | $10,575,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 782,371 | $10,531,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 731,300 | $9,931,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 95,000 | $9,400,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 186,025 | $8,903,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 39,900 | $8,318,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 104,145 | $8,263,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 89,500 | $7,810,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 33,240 | $7,408,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 45,400 | $7,078,000 | thousands by filing date | put |
| Apollo Global Management Inc | 03768E105 | COM CL A | 177,500 | $6,292,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 26,800 | $5,587,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 679,401 | $5,462,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 159,100 | $5,433,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 58,315 | $5,305,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 33,293 | $5,191,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 51,900 | $5,136,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 27,200 | $4,982,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 225,800 | $4,977,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 51,700 | $4,964,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 2,500 | $4,910,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 251,500 | $4,851,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 48,620 | $4,811,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 22,800 | $4,753,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 58,611 | $4,444,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 100,000 | $4,314,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 20,247 | $4,182,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 17,900 | $4,127,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 40,329 | $3,872,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 44,100 | $3,692,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 38,400 | $3,634,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 15,700 | $3,620,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 42,300 | $3,477,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 440,119 | $3,389,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 42,137 | $3,294,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 65,300 | $3,089,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 33,900 | $3,084,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 40,100 | $3,041,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 17,800 | $2,775,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 107,200 | $2,756,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 1,400 | $2,750,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 106,316 | $2,733,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 33,157 | $2,725,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30,400 | $2,653,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 17,000 | $2,586,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 90,000 | $2,568,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 167,000 | $2,547,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 2,900 | $2,535,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,949 | $2,522,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 179,822 | $2,442,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 15,813 | $2,405,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 24,700 | $2,338,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 100,000 | $2,296,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 27,209 | $2,278,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 24,600 | $2,221,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 45,800 | $2,192,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 33,100 | $2,184,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 46,000 | $2,176,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 21,100 | $2,165,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 9,700 | $2,162,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 16,300 | $2,066,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 16,200 | $2,053,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 30,700 | $2,026,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 22,800 | $2,009,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 80,932 | $1,989,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 145,900 | $1,981,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 49,108 | $1,969,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 56,335 | $1,924,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 47,100 | $1,889,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 70,200 | $1,805,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,400 | $1,691,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 35,378 | $1,673,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,200 | $1,662,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 85,800 | $1,655,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 17,900 | $1,628,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 29,713 | $1,595,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 51,430 | $1,467,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,200 | $1,459,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 21,590 | $1,425,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 142,570 | $1,419,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 40,000 | $1,418,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 24,800 | $1,379,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 15,100 | $1,363,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 17,100 | $1,357,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 21,611 | $1,350,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,500 | $1,342,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 14,655 | $1,323,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 85,000 | $1,300,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,300 | $1,282,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 12,477 | $1,280,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 76,500 | $1,254,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 5,500 | $1,226,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 33,300 | $1,132,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 12,520 | $1,092,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 67,000 | $1,024,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 11,593 | $1,021,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 11,900 | $978,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,400 | $973,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,800 | $941,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 212,500 | $893,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 10,900 | $865,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 73,536 | $845,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 101,200 | $814,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 190,334 | $799,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,200 | $792,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,800 | $785,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 4,985 | $743,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 36,035 | $695,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,838 | $691,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 6,832 | $686,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,800 | $684,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 37,966 | $579,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 7,770 | $554,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 9,000 | $538,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 23,100 | $530,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,900 | $523,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,600 | $510,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,352 | $485,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 16,848 | $477,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 12,000 | $470,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 27,678 | $454,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 9,372 | $443,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 8,009 | $430,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 7,896 | $413,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 25,000 | $410,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,000 | $408,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,900 | $400,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 5,300 | $391,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 80,390 | $375,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,500 | $372,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,542 | $364,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100,000 | $362,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 1,745 | $359,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 75,900 | $354,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 9,706 | $352,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,300 | $337,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 13,164 | $334,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,500 | $332,000 | thousands by filing date | put |
| GLOBE LIFE INC | 37959E102 | COM | 4,471 | $332,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,900 | $305,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 5,780 | $302,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,100 | $290,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 78,198 | $283,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 15,757 | $281,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 20,300 | $256,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 45,114 | $256,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,283 | $252,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,800 | $247,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 4,561 | $247,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 40,242 | $232,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,600 | $231,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 40,000 | $231,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 7,718 | $227,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,500 | $195,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,300 | $190,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 13,542 | $176,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,308 | $170,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,400 | $158,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 13,178 | $158,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,585 | $156,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3,500 | $145,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10,000 | $135,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 2,314 | $129,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,800 | $128,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 700 | $128,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 3,200 | $116,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 3,300 | $113,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 439 | $101,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,017 | $96,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 20,000 | $93,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,801 | $74,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 391 | $72,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 400 | $60,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 469 | $20,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 138 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001562 | base | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-003078 | this filing | 2020-11-24 | acceptance time not in the bulk data set |