13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2023-09-21, with 1,677 holding rows worth $13,716,843,513.
- Accession
- 0001085146-23-003528
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 1,677 entries on the cover page, a total value of $13,716,843,513 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,716,843,513 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,407,993 | $1,462,506,116 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,970,600 | $609,857,794 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,509,614 | $540,381,427 | dollars as filed | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,739,900 | $301,553,394 | dollars as filed | put |
| SPY | 78462F103 | SHS | 550,804 | $236,372,042 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,422,200 | $210,556,710 | dollars as filed | put |
| SPY | 78462F103 | SHS | 389,200 | $167,021,288 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,040,500 | $153,180,390 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 425,000 | $152,133,000 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 719,000 | $148,948,040 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 850,500 | $143,879,085 | dollars as filed | put |
| SNAP INC | 83304A106 | CL A | 1,934,400 | $142,894,128 | dollars as filed | put |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,409,600 | $136,336,512 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 616,500 | $127,714,140 | dollars as filed | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,150,000 | $126,569,000 | dollars as filed | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,388,400 | $124,411,756 | dollars as filed | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,149,200 | $111,951,828 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 493,095 | $107,864,531 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 720,000 | $106,596,000 | dollars as filed | call |
| SPLUNK INC | 848637104 | COM | 725,600 | $105,001,576 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 671,500 | $96,910,880 | dollars as filed | put |
| Comcast Corp | 20030N101 | COM | 1,687,700 | $94,393,061 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 537,500 | $88,268,250 | dollars as filed | call |
| Micron Technology,Inc. | 595112103 | COM | 1,069,400 | $75,906,012 | dollars as filed | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 587,300 | $73,829,483 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 195,972 | $70,151,430 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 249,700 | $65,476,334 | dollars as filed | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 490,000 | $65,184,700 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 291,106 | $63,679,495 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 569,000 | $62,624,140 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 680,000 | $57,630,000 | dollars as filed | put |
| FTAI AVIATION LTD | 34960P101 | COM | 2,266,757 | $57,530,293 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 540,600 | $55,627,740 | dollars as filed | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,415,100 | $55,089,843 | dollars as filed | put |
| Uber Technologies | 90353T100 | COM | 1,093,500 | $48,988,800 | dollars as filed | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,045,000 | $48,467,100 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 168,300 | $47,447,136 | dollars as filed | put |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 488,400 | $47,238,048 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,249,100 | $46,878,723 | dollars as filed | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,581,200 | $46,597,964 | dollars as filed | call |
| Amgen Inc. | 031162100 | COM | 218,234 | $46,407,460 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 170,400 | $46,215,888 | dollars as filed | call |
| Citigroup Inc. | 172967424 | COM | 652,000 | $45,757,360 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 518,104 | $45,328,919 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,257,400 | $44,719,094 | dollars as filed | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 77,700 | $44,392,341 | dollars as filed | put |
| TWILIO INC CL A | 90138F102 | Stock | 130,800 | $41,731,740 | dollars as filed | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 330,250 | $41,515,727 | dollars as filed | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 189,300 | $41,490,774 | dollars as filed | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 275,000 | $41,063,000 | dollars as filed | call |
| COUPANG INC | 22266T109 | CL A | 1,472,100 | $40,997,985 | dollars as filed | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,068,800 | $40,982,928 | dollars as filed | call |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 422,176 | $40,832,863 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 268,000 | $40,017,760 | dollars as filed | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 312,400 | $39,271,804 | dollars as filed | call |
| Pfizer Inc. | 717081103 | COM | 850,000 | $36,558,500 | dollars as filed | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 462,400 | $36,071,824 | dollars as filed | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 682,771 | $35,654,302 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 90,867 | $34,971,074 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 216,200 | $34,955,216 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 424,400 | $33,574,284 | dollars as filed | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 841,200 | $32,747,916 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 636,000 | $32,041,680 | dollars as filed | call |
| BIOGEN INC COM | 09062X103 | Stock | 112,700 | $31,892,973 | dollars as filed | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 606,207 | $31,492,453 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 694,800 | $31,127,040 | dollars as filed | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 42,500 | $30,921,300 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 591,324 | $30,802,170 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 820,700 | $30,800,871 | dollars as filed | put |
| UnitedHealth Group Inc | 91324P102 | COM | 78,115 | $30,522,657 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 225,000 | $29,931,750 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 182,400 | $29,457,600 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 370,000 | $29,270,700 | dollars as filed | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 192,758 | $28,782,625 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 177,200 | $28,649,696 | dollars as filed | call |
| DEXCOM INC COM | 252131107 | Stock | 52,196 | $28,543,905 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 99,900 | $28,163,808 | dollars as filed | call |
| SONOS INC | 83570H108 | COM | 869,895 | $28,149,802 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 589,184 | $27,344,031 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 69,200 | $27,039,208 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 190,200 | $26,913,300 | dollars as filed | call |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 24,599,000 | $26,617,627 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 121,400 | $26,556,250 | dollars as filed | call |
| OVINTIV INC | 69047Q102 | COM | 802,360 | $26,381,596 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 160,000 | $26,275,200 | dollars as filed | put |
| Abbott Laboratories | 002824100 | COM | 219,100 | $25,882,283 | dollars as filed | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 878,100 | $25,877,607 | dollars as filed | put |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 30,060,000 | $25,281,643 | dollars as filed | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 352,400 | $24,756,100 | dollars as filed | put |
| SPLUNK INC | 848637104 | COM | 170,600 | $24,687,526 | dollars as filed | put |
| VANECK ETF TRUST | 92189F676 | COM | 95,500 | $24,473,785 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 415,000 | $24,410,300 | dollars as filed | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 99,200 | $24,381,376 | dollars as filed | put |
| HCA Healthcare Inc | 40412C101 | COM | 100,200 | $24,320,544 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 357,400 | $24,213,850 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 273,600 | $23,937,264 | dollars as filed | call |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 21,764,000 | $23,933,867 | dollars as filed | principal |
| UDR INC COM | 902653104 | REIT | 450,497 | $23,867,331 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 640,500 | $23,775,360 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 500,000 | $23,660,000 | dollars as filed | call |
| DISCOVERY INC | 25470F104 | COM SER A | 916,600 | $23,263,308 | dollars as filed | put |
| VANECK ETF TRUST | 92189F676 | COM | 89,700 | $22,987,419 | dollars as filed | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,160,000 | $22,979,600 | dollars as filed | |
| Intel Corp | 458140100 | COM | 427,300 | $22,766,544 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 160,500 | $22,710,750 | dollars as filed | put |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 2,277,000 | $22,633,380 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 219,571 | $22,593,856 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 300,800 | $22,593,088 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 527,200 | $22,379,640 | dollars as filed | call |
| INNOVATE CORP | 45784J105 | COM | 5,450,314 | $22,346,287 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 22,600,000 | $21,996,945 | dollars as filed | principal |
| CAMECO CORP COM | 13321L108 | Stock | 1,010,700 | $21,962,511 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 134,207 | $21,674,431 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 387,500 | $21,672,875 | dollars as filed | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 150,000 | $21,337,500 | dollars as filed | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 138,500 | $21,294,375 | dollars as filed | put |
| ConocoPhillips | 20825C104 | COM | 314,100 | $21,286,557 | dollars as filed | put |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 20,607,000 | $20,858,767 | dollars as filed | principal |
| SNAP INC | 83304A106 | CL A | 282,039 | $20,834,220 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 76,500 | $20,748,330 | dollars as filed | put |
| Elevance Health, Inc. | 036752103 | COM | 55,195 | $20,576,696 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 120,090 | $20,315,680 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 170,738 | $20,169,281 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 295,700 | $20,113,514 | dollars as filed | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 59,121 | $19,999,990 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 69,904 | $19,976,466 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 544,000 | $19,910,400 | dollars as filed | call |
| Salesforce.com, Inc | 79466L302 | COM | 72,850 | $19,758,379 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 12,700,000 | $19,442,603 | dollars as filed | principal |
| MODERNA INC | 60770K107 | COM | 50,000 | $19,243,000 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 196,600 | $19,235,344 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 194,857 | $19,064,712 | dollars as filed | |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 14,875,000 | $18,804,984 | dollars as filed | principal |
| TWITTER INC | 90184L102 | COM | 303,700 | $18,340,443 | dollars as filed | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 25,179 | $18,319,232 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 125,924 | $18,298,016 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 1,008,000 | $18,194,400 | dollars as filed | put |
| Gilead Sciences,Inc. | 375558103 | COM | 259,542 | $18,129,009 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 597,000 | $18,005,520 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 124,300 | $17,938,976 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 174,300 | $17,935,470 | dollars as filed | call |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 1,503,200 | $17,933,176 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 256,500 | $17,916,525 | dollars as filed | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 72,600 | $17,843,628 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 420,000 | $17,829,000 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 119,805 | $17,737,130 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 90,000 | $17,730,900 | dollars as filed | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,206,800 | $17,720,604 | dollars as filed | put |
| Micron Technology,Inc. | 595112103 | COM | 246,900 | $17,524,962 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 121,400 | $17,520,448 | dollars as filed | call |
| HESS CORP | 42809H107 | COM | 222,698 | $17,394,941 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 475,372 | $17,390,904 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 44,072 | $17,383,174 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 75,000 | $17,328,750 | dollars as filed | put |
| XILINX INC | 983919101 | COM | 114,300 | $17,258,157 | dollars as filed | put |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 615,747 | $17,160,868 | dollars as filed | |
| DISCOVERY INC | 25470F104 | COM SER A | 674,200 | $17,111,196 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 210,000 | $16,789,500 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 400,000 | $16,696,000 | dollars as filed | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 34,400 | $16,477,600 | dollars as filed | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 218,100 | $16,381,491 | dollars as filed | put |
| WYNN RESORTS LTD | 983134107 | COM | 190,000 | $16,102,500 | dollars as filed | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 125,462 | $15,971,387 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 125,000 | $15,912,500 | dollars as filed | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 305,600 | $15,817,856 | dollars as filed | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 64,176 | $15,773,177 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 64,450 | $15,643,304 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 85,000 | $15,418,150 | dollars as filed | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 139,100 | $15,374,723 | dollars as filed | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 130,800 | $15,239,508 | dollars as filed | put |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 75,992 | $14,971,184 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 311,700 | $14,749,644 | dollars as filed | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 132,300 | $14,492,142 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 69,945 | $14,489,806 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 450,000 | $14,458,500 | dollars as filed | put |
| FIVE9 INC | 338307101 | COM | 90,500 | $14,456,470 | dollars as filed | call |
| EVERBRIDGE INC | 29978A104 | COM | 95,200 | $14,379,008 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 451,979 | $14,336,774 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 74,367 | $14,294,081 | dollars as filed | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 243,800 | $14,240,358 | dollars as filed | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 370,089 | $13,889,437 | dollars as filed | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 6,451,000 | $13,835,049 | dollars as filed | principal |
| Abbott Laboratories | 002824100 | COM | 116,300 | $13,738,519 | dollars as filed | call |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 91,616 | $13,725,856 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 82,400 | $13,720,424 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 245,000 | $13,702,850 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 269,888 | $13,605,054 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 200,200 | $13,567,554 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 276,400 | $13,565,712 | dollars as filed | call |
| COUPANG INC | 22266T109 | CL A | 485,000 | $13,507,250 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 441,100 | $13,303,576 | dollars as filed | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 86,500 | $13,299,375 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 704,615 | $13,253,808 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 176,000 | $13,219,360 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 439,317 | $13,021,356 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 282,215 | $12,987,534 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 175,800 | $12,986,346 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 71,700 | $12,866,565 | dollars as filed | put |
| CIENA CORP COM NEW | 171779309 | Stock | 250,000 | $12,837,500 | dollars as filed | put |
| TWITTER INC | 90184L102 | COM | 211,200 | $12,754,368 | dollars as filed | call |
| Stryker Corporation | 863667101 | COM | 48,268 | $12,729,237 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 321,283 | $12,507,547 | dollars as filed | |
| FERGUSON PLC NEW | G3421J106 | SHS | 89,748 | $12,498,213 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 125,401 | $12,467,367 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 91,700 | $12,301,555 | dollars as filed | call |
| RH | 74967X103 | COM | 18,445 | $12,301,155 | dollars as filed | |
| DISCOVERY INC | 25470F302 | COM SER C | 500,000 | $12,135,000 | dollars as filed | call |
| Microsoft Corp | 594918104 | COM | 43,022 | $12,128,822 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 55,500 | $12,071,250 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 282,748 | $12,002,653 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,476 | $11,966,677 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 88,800 | $11,874,336 | dollars as filed | call |
| ILLUMINA INC | 452327109 | COM | 29,246 | $11,862,470 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 263,007 | $11,782,714 | dollars as filed | |
| Intel Corp | 458140100 | COM | 220,000 | $11,721,600 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 9,142,000 | $11,719,249 | dollars as filed | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 43,042 | $11,648,887 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 393,800 | $11,648,604 | dollars as filed | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 535,000 | $11,641,600 | dollars as filed | call |
| NIKE,Inc. Class B | 654106103 | COM | 79,554 | $11,553,627 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 349,000 | $11,503,040 | dollars as filed | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 300,000 | $11,502,000 | dollars as filed | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 70,823 | $11,450,663 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 192,850 | $11,410,934 | dollars as filed | |
| Intel Corp | 458140100 | COM | 214,000 | $11,401,920 | dollars as filed | put |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 695,000 | $11,349,350 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 450,000 | $11,254,500 | dollars as filed | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 442,900 | $11,209,799 | dollars as filed | put |
| FIVE9 INC | 338307101 | COM | 70,000 | $11,181,800 | dollars as filed | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 10,032,000 | $11,100,953 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 121,500 | $11,072,295 | dollars as filed | call |
| ARISTA NETWORKS INC | 040413106 | COM | 32,000 | $10,996,480 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 332,900 | $10,972,384 | dollars as filed | call |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 11,030,000 | $10,944,893 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 10,140,000 | $10,886,785 | dollars as filed | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 60,000 | $10,883,400 | dollars as filed | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 167,435 | $10,859,834 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 1,642,999 | $10,827,363 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 9,420,000 | $10,824,854 | dollars as filed | principal |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,072,589 | $10,820,268 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 65,801 | $10,784,785 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 136,586 | $10,724,733 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 248,893 | $10,704,888 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 95,051 | $10,672,327 | dollars as filed | |
| MERITOR INC | 59001K100 | COMMON STOCK | 500,000 | $10,655,000 | dollars as filed | call |
| FORTIVE CORP COM | 34959J108 | Stock | 150,000 | $10,585,500 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 230,000 | $10,527,100 | dollars as filed | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 476,139 | $10,360,785 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 9,742,000 | $10,347,020 | dollars as filed | principal |
| iShares Silver Trust | 46428Q109 | COM | 500,000 | $10,260,000 | dollars as filed | call |
| ATI INC COM | 01741R102 | Stock | 615,300 | $10,232,439 | dollars as filed | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 80,000 | $10,184,000 | dollars as filed | put |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 10,308,000 | $10,175,027 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F676 | COM | 39,700 | $10,173,919 | dollars as filed | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 89,800 | $10,166,258 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 8,500 | $10,158,605 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 32,666 | $9,944,710 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 47,600 | $9,930,312 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 5,783,000 | $9,882,762 | dollars as filed | principal |
| Elevance Health, Inc. | 036752103 | COM | 26,500 | $9,879,200 | dollars as filed | call |
| NIO INC SPON ADS | 62914V106 | ADR | 277,100 | $9,873,073 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 6,973,000 | $9,799,284 | dollars as filed | principal |
| XILINX INC | 983919101 | COM | 64,797 | $9,783,700 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 6,999,000 | $9,780,007 | dollars as filed | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 200,000 | $9,776,000 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300,000 | $9,759,000 | dollars as filed | put |
| HAYMAKER ACQUISITION CORP II | 42087R108 | CLASS A COM | 1,000,000 | $9,740,000 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 578,200 | $9,661,722 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 263,011 | $9,628,833 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 300,700 | $9,625,407 | dollars as filed | call |
| IRONNET INC | 46323Q105 | COM | 564,400 | $9,623,020 | dollars as filed | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 987,500 | $9,618,250 | dollars as filed | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 250,000 | $9,585,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 28,000 | $9,502,920 | dollars as filed | call |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 10,000,000 | $9,492,297 | dollars as filed | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 35,000 | $9,472,400 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 53,200 | $9,326,492 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 118,500 | $9,304,620 | dollars as filed | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 350,000 | $9,173,500 | dollars as filed | call |
| SAFEHOLD INC | 78645L100 | COM | 127,247 | $9,147,787 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 65,411 | $9,116,988 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 422,993 | $9,115,499 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 5,575,000 | $9,004,422 | dollars as filed | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 253,400 | $8,998,234 | dollars as filed | call |
| ATI INC COM | 01741R102 | Stock | 540,000 | $8,980,200 | dollars as filed | |
| HEALTHCARE RLTY TR | 421946104 | COM | 300,000 | $8,934,000 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 8,000,000 | $8,901,762 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,850,000 | $8,895,920 | dollars as filed | principal |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 156,733 | $8,847,578 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 9,413,000 | $8,840,889 | dollars as filed | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 334,800 | $8,811,936 | dollars as filed | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 150,300 | $8,744,454 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 512,700 | $8,741,535 | dollars as filed | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 220,872 | $8,726,653 | dollars as filed | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 10,000,000 | $8,637,500 | dollars as filed | principal |
| TRIPADVISOR INC | 896945201 | COM | 254,100 | $8,601,285 | dollars as filed | call |
| PERFICIENT INC | 71375U101 | COM | 74,304 | $8,596,973 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 160,000 | $8,571,200 | dollars as filed | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 340,693 | $8,544,580 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 26,000 | $8,534,760 | dollars as filed | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 96,800 | $8,531,952 | dollars as filed | put |
| DOVER CORP COM | 260003108 | Stock | 54,800 | $8,521,400 | dollars as filed | put |
| PARSONS CORP DEL | 70202LAB8 | BOND | 8,500,000 | $8,518,496 | dollars as filed | principal |
| CVS Health Corporation | 126650100 | COM | 100,300 | $8,511,458 | dollars as filed | call |
| CVS Health Corporation | 126650100 | COM | 100,000 | $8,486,000 | dollars as filed | put |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 8,568,000 | $8,457,021 | dollars as filed | principal |
| CONMED CORP COM | 207410101 | Stock | 64,519 | $8,441,021 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,047,925 | $8,414,838 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 117,900 | $8,368,542 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 170,000 | $8,343,600 | dollars as filed | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 8,020,000 | $8,340,800 | dollars as filed | principal |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 150,000 | $8,224,500 | dollars as filed | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51,700 | $8,144,301 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 102,700 | $8,124,598 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 275,000 | $8,104,250 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 50,000 | $8,075,000 | dollars as filed | call |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 51,550 | $8,068,815 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 1,334,900 | $8,049,447 | dollars as filed | call |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 144,200 | $7,906,486 | dollars as filed | put |
| NIKE,Inc. Class B | 654106103 | COM | 54,000 | $7,842,420 | dollars as filed | call |
| DISCOVERY INC | 25470F104 | COM SER A | 307,004 | $7,791,762 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 7,186,000 | $7,761,943 | dollars as filed | principal |
| ZYNGA INC. | 98986T108 | CL A | 1,030,400 | $7,758,912 | dollars as filed | call |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 1,285,200 | $7,749,756 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 188,211 | $7,733,590 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 52,406 | $7,670,143 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 115,500 | $7,642,635 | dollars as filed | put |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 200,000 | $7,636,000 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 253,000 | $7,630,480 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 47,680 | $7,616,403 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 63,300 | $7,597,899 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 53,300 | $7,533,955 | dollars as filed | put |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 736,278 | $7,524,761 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 12,968 | $7,465,937 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 19,100 | $7,463,134 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 362,700 | $7,442,604 | dollars as filed | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 84,000 | $7,403,760 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 45,061 | $7,399,918 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 18,500 | $7,384,090 | dollars as filed | put |
| WIX COM LTD SHS | M98068105 | Stock | 37,500 | $7,348,875 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 40,637 | $7,292,310 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 120,200 | $7,219,212 | dollars as filed | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 506,200 | $7,213,350 | dollars as filed | put |
| DATADOGINCCLASSA | 23804L103 | STOK | 50,000 | $7,067,500 | dollars as filed | call |
| HUMANA INC COM | 444859102 | Stock | 18,100 | $7,043,615 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 103,500 | $7,014,195 | dollars as filed | call |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 62,300 | $6,995,044 | dollars as filed | call |
| Barclays Bank PLC | 06747R477 | COM | 250,000 | $6,957,500 | dollars as filed | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 26,723 | $6,953,592 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 671,100 | $6,945,885 | dollars as filed | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 15,100 | $6,925,615 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 98,200 | $6,925,064 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 175,000 | $6,914,250 | dollars as filed | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 96,000 | $6,889,920 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 193,900 | $6,885,389 | dollars as filed | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 75,550 | $6,884,871 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,000 | $6,884,000 | dollars as filed | call |
| Citigroup Inc. | 172967424 | COM | 97,194 | $6,821,075 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 94,100 | $6,818,486 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 123,843 | $6,816,319 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 70,000 | $6,811,700 | dollars as filed | call |
| Anglogold Ashanti Plc | 035128206 | Common | 425,000 | $6,795,750 | dollars as filed | put |
| Anglogold Ashanti Plc | 035128206 | Common | 425,000 | $6,795,750 | dollars as filed | call |
| DISCOVER FINL SVCS | 254709108 | COM | 55,000 | $6,756,750 | dollars as filed | put |
| DISCOVER FINL SVCS | 254709108 | COM | 55,000 | $6,756,750 | dollars as filed | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 339,945 | $6,727,511 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 11,586 | $6,619,429 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 139,352 | $6,594,136 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 303,900 | $6,579,435 | dollars as filed | call |
| Morgan Stanley | 617446448 | COM | 66,850 | $6,505,174 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 300,000 | $6,495,000 | dollars as filed | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 92,204 | $6,477,331 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 126,575 | $6,474,312 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 659,660 | $6,405,299 | dollars as filed | |
| Barclays Bank PLC | 06747R477 | COM | 229,600 | $6,389,768 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 24,330 | $6,379,813 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 13,500 | $6,365,385 | dollars as filed | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 122,850 | $6,358,716 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 4,600 | $6,335,856 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 75,000 | $6,333,000 | dollars as filed | call |
| BARRICK GOLD CORP | 067901108 | COM | 350,000 | $6,317,500 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 57,669 | $6,317,062 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 100,000 | $6,208,000 | dollars as filed | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 56,663 | $6,187,405 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 70,227 | $6,109,749 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 69,280 | $6,106,340 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 105,800 | $6,089,848 | dollars as filed | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 55,300 | $6,057,562 | dollars as filed | put |
| PRIMO WATER CORPORATION | 74167P108 | COM | 384,841 | $6,049,701 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 515,000 | $6,025,500 | dollars as filed | put |
| INCYTE CORP COM | 45337C102 | Stock | 86,985 | $5,982,828 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 4,032,000 | $5,941,562 | dollars as filed | principal |
| ZYNGA INC. | 98986T108 | CL A | 784,671 | $5,908,572 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 53,400 | $5,902,302 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 92,500 | $5,830,275 | dollars as filed | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 80,000 | $5,796,800 | dollars as filed | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 11,628 | $5,764,581 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 264,800 | $5,754,104 | dollars as filed | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 51,000 | $5,726,280 | dollars as filed | put |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,005,000 | $5,697,807 | dollars as filed | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 73,000 | $5,694,730 | dollars as filed | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 48,000 | $5,663,520 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 253,834 | $5,584,348 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 17,000 | $5,580,420 | dollars as filed | |
| OMNICELL COM COM | 68213N109 | Stock | 37,481 | $5,563,305 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 250,000 | $5,527,500 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 250,000 | $5,527,500 | dollars as filed | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 19,500 | $5,454,735 | dollars as filed | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 93,328 | $5,451,289 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 165,038 | $5,439,652 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 59,100 | $5,417,106 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 30,600 | $5,413,446 | dollars as filed | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 118,689 | $5,281,661 | dollars as filed | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 82,122 | $5,279,623 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 75,000 | $5,268,750 | dollars as filed | call |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 5,000,000 | $5,256,819 | dollars as filed | principal |
| Union Pacific Corporation | 907818108 | COM | 26,800 | $5,253,068 | dollars as filed | |
| Boeing Company | 097023105 | COM | 23,754 | $5,224,454 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 58,448 | $5,214,731 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 72,412 | $5,206,422 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 1,326,241 | $5,172,340 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 22,500 | $5,147,325 | dollars as filed | put |
| TARGET CORP COM | 87612E106 | Stock | 22,500 | $5,147,325 | dollars as filed | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 140,000 | $5,125,400 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 122,500 | $5,113,150 | dollars as filed | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 500,000 | $5,110,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,000 | $5,090,850 | dollars as filed | put |
| VALE S A | 91912E105 | SPONSORED ADS | 363,100 | $5,065,245 | dollars as filed | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 33,686 | $5,051,890 | dollars as filed | |
| HYRECAR INC | 44916T107 | COM | 594,300 | $5,051,550 | dollars as filed | call |
| VERADIGM INC | 01988PAF5 | BOND | 4,249,000 | $5,048,579 | dollars as filed | principal |
| SONOS INC | 83570H108 | COM | 156,000 | $5,048,160 | dollars as filed | call |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 3,410,000 | $5,043,295 | dollars as filed | principal |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 439,764 | $5,004,514 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 4,425,000 | $4,992,898 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 178,600 | $4,974,010 | dollars as filed | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,200 | $4,962,476 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 34,000 | $4,937,820 | dollars as filed | put |
| RANGE RES CORP COM | 75281A109 | Stock | 218,000 | $4,933,340 | dollars as filed | call |
| THOR INDS INC | 885160101 | COM | 40,000 | $4,910,400 | dollars as filed | put |
| Morgan Stanley | 617446448 | COM | 50,000 | $4,865,500 | dollars as filed | put |
| BATTALION OIL CORP | 07134L107 | COM | 500,000 | $4,865,000 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 30,000 | $4,859,100 | dollars as filed | call |
| DRAFTKINGS INC | 26142R104 | COM CL A | 100,800 | $4,854,528 | dollars as filed | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 5,050,000 | $4,825,172 | dollars as filed | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 130,800 | $4,816,056 | dollars as filed | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 100,000 | $4,816,000 | dollars as filed | put |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 43,588 | $4,815,602 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 135,000 | $4,810,050 | dollars as filed | call |
| FUBOTV INC | 35953D104 | COM | 200,000 | $4,792,000 | dollars as filed | call |
| ANAPLAN INC | 03272L108 | COM | 78,300 | $4,767,687 | dollars as filed | call |
| Analog Devices,Inc. | 032654105 | COM | 28,379 | $4,752,913 | dollars as filed | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 3,913,000 | $4,734,199 | dollars as filed | principal |
| MONGODB INC CL A | 60937P106 | Stock | 10,000 | $4,715,100 | dollars as filed | put |
| BLOCK INC CL A | 852234103 | Stock | 19,649 | $4,712,617 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 96,100 | $4,703,134 | dollars as filed | call |
| TERADYNE INC COM | 880770102 | Stock | 43,049 | $4,699,659 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 90,205 | $4,639,242 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 99,400 | $4,613,154 | dollars as filed | call |
| DISCOVER FINL SVCS | 254709108 | COM | 37,350 | $4,588,448 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 76,186 | $4,575,731 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 24,200 | $4,569,202 | dollars as filed | put |
| CHEFS WHSE INC | 163086101 | COM | 140,000 | $4,559,800 | dollars as filed | call |
| Procter & Gamble Co | 742718109 | COM | 32,600 | $4,557,480 | dollars as filed | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 182,000 | $4,551,820 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 25,066 | $4,546,722 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 350,000 | $4,539,500 | dollars as filed | put |
| XILINX INC | 983919101 | COM | 30,000 | $4,529,700 | dollars as filed | call |
| Pfizer Inc. | 717081103 | COM | 105,200 | $4,524,652 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 219,704 | $4,508,326 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 150,000 | $4,504,500 | dollars as filed | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 16,000 | $4,503,040 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 111,972 | $4,487,838 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 25,200 | $4,458,132 | dollars as filed | call |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 4,644,000 | $4,424,832 | dollars as filed | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 87,480 | $4,407,242 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 21,080 | $4,403,401 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 33,500 | $4,362,035 | dollars as filed | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 201,200 | $4,353,968 | dollars as filed | call |
| NEWMONT CORP | 651639106 | COM | 80,000 | $4,344,000 | dollars as filed | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 93,726 | $4,288,902 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 17,102 | $4,273,619 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 530,789 | $4,251,809 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 7,841 | $4,230,298 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 42,500 | $4,225,350 | dollars as filed | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 72,000 | $4,216,320 | dollars as filed | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 159,850 | $4,207,252 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 141,500 | $4,185,570 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,103,900 | $4,183,781 | dollars as filed | put |
| Oracle Corporation | 68389X105 | COM | 47,900 | $4,173,527 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 42,500 | $4,158,200 | dollars as filed | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 24,300 | $4,110,588 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 49,900 | $4,105,772 | dollars as filed | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 84,500 | $4,091,490 | dollars as filed | call |
| APTIV PLC | G6095L109 | SHS | 27,427 | $4,085,800 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 125,000 | $4,071,250 | dollars as filed | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 117,731 | $4,062,897 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 73,215 | $4,061,236 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 35,000 | $4,047,750 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 10,500 | $4,041,030 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003298 | superseded | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-003436 | superseded | 2021-12-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003528 | this filing | 2023-09-21 | acceptance time not in the bulk data set |