13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2023-09-21, with 1,530 holding rows worth $12,730,304,139.
- Accession
- 0001085146-23-003525
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 1,530 entries on the cover page, a total value of $12,730,304,139 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,730,304,139 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,283,100 | $853,605,428 | dollars as filed | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,346,600 | $689,618,822 | dollars as filed | call |
| SPY | 78462F103 | SHS | 1,402,691 | $524,438,031 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,015,600 | $395,178,536 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,051,500 | $329,897,610 | dollars as filed | put |
| SPY | 78462F103 | SHS | 777,200 | $290,579,536 | dollars as filed | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,117,300 | $260,029,229 | dollars as filed | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,326,200 | $200,906,038 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 860,000 | $200,264,165 | dollars as filed | call |
| INVESCO QQQ TR | 46090E103 | COM | 637,200 | $199,915,128 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,790,200 | $195,839,634 | dollars as filed | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,247,700 | $163,992,192 | dollars as filed | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,200,000 | $156,442,000 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 676,400 | $132,614,984 | dollars as filed | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,707,700 | $128,724,058 | dollars as filed | call |
| SNAP INC | 83304A106 | CL A | 2,536,500 | $127,002,555 | dollars as filed | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 825,200 | $116,171,656 | dollars as filed | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,754,182 | $102,730,989 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,728,300 | $101,105,550 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 540,000 | $96,314,400 | dollars as filed | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 982,500 | $85,772,250 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 429,838 | $84,274,020 | dollars as filed | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,629,001 | $79,106,640 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,222,391 | $78,000,770 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,310,500 | $76,664,250 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 100,000 | $70,567,000 | dollars as filed | call |
| INVESCO QQQ TR | 46090E103 | COM | 218,607 | $68,586,552 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 3,610,200 | $67,655,148 | dollars as filed | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 7,134,962 | $63,001,716 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,166,654 | $58,134,370 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 773,100 | $58,121,658 | dollars as filed | call |
| SNAP INC | 83304A106 | CL A | 1,155,000 | $57,830,850 | dollars as filed | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 2,249,999 | $52,897,476 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 985,000 | $48,008,900 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 972,070 | $47,378,692 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 637,784 | $45,435,732 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 428,400 | $44,754,948 | dollars as filed | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,900,100 | $42,225,456 | dollars as filed | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 190,800 | $41,907,312 | dollars as filed | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 685,097 | $40,763,271 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 301,200 | $39,095,760 | dollars as filed | put |
| Home Depot, Inc | 437076102 | COM | 145,900 | $38,753,958 | dollars as filed | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 879,598 | $38,438,433 | dollars as filed | |
| Apple Inc | 037833100 | COM | 289,500 | $38,413,755 | dollars as filed | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 320,000 | $36,444,800 | dollars as filed | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 547,200 | $35,907,264 | dollars as filed | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 959,399 | $35,747,207 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 464,200 | $34,898,556 | dollars as filed | put |
| GODADDY INC CL A | 380237107 | Stock | 409,512 | $33,969,020 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 41,300 | $33,787,530 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 295,000 | $33,464,800 | dollars as filed | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 645,077 | $33,331,129 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 1,760,913 | $32,999,511 | dollars as filed | |
| Apple Inc | 037833100 | COM | 245,400 | $32,562,126 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 178,300 | $32,304,394 | dollars as filed | call |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 521,720 | $32,106,649 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 1,131,896 | $31,693,088 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 627,410 | $31,414,419 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 595,400 | $31,198,960 | dollars as filed | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 602,383 | $31,149,225 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 200,000 | $30,800,000 | dollars as filed | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 236,900 | $30,749,620 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 24,232,000 | $30,624,685 | dollars as filed | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,701,806 | $29,747,569 | dollars as filed | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 375,000 | $29,598,750 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 1,243,747 | $28,817,618 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 597,200 | $27,710,080 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 174,900 | $27,525,762 | dollars as filed | put |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 554,248 | $26,404,376 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 23,416,000 | $26,343,000 | dollars as filed | principal |
| CVS Health Corporation | 126650100 | COM | 385,000 | $26,295,500 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 510,948 | $26,058,348 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 163,804 | $25,779,473 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 110,980 | $25,516,522 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 68,093 | $25,194,410 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 175,000 | $24,636,500 | dollars as filed | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 335,000 | $24,441,600 | dollars as filed | call |
| SPLUNK INC | 848637104 | COM | 143,800 | $24,430,182 | dollars as filed | call |
| EXXON MOBIL CORP | 30231G102 | COM | 591,600 | $24,385,752 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 133,855 | $24,251,910 | dollars as filed | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 209,800 | $24,213,018 | dollars as filed | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 377,100 | $24,062,751 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 807,800 | $23,813,944 | dollars as filed | put |
| ConocoPhillips | 20825C104 | COM | 593,040 | $23,715,669 | dollars as filed | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,586,483 | $23,559,272 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 130,000 | $23,553,400 | dollars as filed | put |
| EXELON CORP COM | 30161N101 | Stock | 555,600 | $23,457,432 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 792,000 | $23,348,160 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 148,300 | $23,339,454 | dollars as filed | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 482,000 | $22,914,280 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 189,700 | $22,612,240 | dollars as filed | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 202,500 | $22,530,150 | dollars as filed | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 262,500 | $22,501,500 | dollars as filed | put |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 1,749,769 | $22,484,532 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 618,600 | $22,281,972 | dollars as filed | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 478,500 | $22,202,400 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 176,700 | $21,520,293 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 97,580 | $21,432,471 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 736,600 | $21,199,348 | dollars as filed | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,430,000 | $20,820,800 | dollars as filed | call |
| PINTEREST INC CL A | 72352L106 | Stock | 311,700 | $20,541,030 | dollars as filed | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 135,500 | $20,526,895 | dollars as filed | call |
| Qualcomm Incorporated | 747525103 | COM | 133,400 | $20,322,156 | dollars as filed | put |
| Elevance Health, Inc. | 036752103 | COM | 63,106 | $20,262,706 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 57,491 | $20,160,944 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 140,000 | $20,104,000 | dollars as filed | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,190,300 | $19,961,331 | dollars as filed | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 228,300 | $19,553,895 | dollars as filed | put |
| SAFEHOLD INC | 78645L100 | COM | 267,330 | $19,378,752 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 1,552,400 | $19,342,904 | dollars as filed | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 167,745 | $19,104,477 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 146,000 | $18,950,800 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,192,200 | $18,800,994 | dollars as filed | put |
| CARVANA CO CL A | 146869102 | Stock | 78,200 | $18,732,028 | dollars as filed | call |
| SPLUNK INC | 848637104 | COM | 110,100 | $18,704,889 | dollars as filed | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 100,000 | $18,581,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400,000 | $18,572,000 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 494,628 | $18,207,257 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 82,703 | $17,999,481 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 951,200 | $17,825,488 | dollars as filed | put |
| HC2 HLDGS INC | 404139107 | COM | 5,450,314 | $17,768,024 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 300,000 | $17,550,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 13,807,000 | $17,535,506 | dollars as filed | principal |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 17,445,000 | $17,491,178 | dollars as filed | principal |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 15,100 | $17,209,168 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 121,300 | $17,160,311 | dollars as filed | put |
| NIKE,Inc. Class B | 654106103 | COM | 121,300 | $17,160,311 | dollars as filed | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,178,000 | $17,151,680 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 472,500 | $17,019,450 | dollars as filed | call |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 1,513,200 | $16,902,444 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 396,475 | $16,739,175 | dollars as filed | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 454,512 | $16,316,981 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 540,790 | $15,942,489 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 673,346 | $15,749,563 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 115,300 | $15,548,205 | dollars as filed | put |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 14,908,000 | $15,215,412 | dollars as filed | principal |
| Apple Inc | 037833100 | COM | 114,309 | $15,167,645 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 337,000 | $15,080,750 | dollars as filed | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 55,163 | $15,068,325 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 394,500 | $14,939,714 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 226,400 | $14,919,760 | dollars as filed | call |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 1,425,000 | $14,805,750 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 36,000 | $14,769,720 | dollars as filed | call |
| CVS Health Corporation | 126650100 | COM | 215,900 | $14,745,970 | dollars as filed | put |
| WAYFAIR INC | 94419L101 | CL A | 65,000 | $14,677,650 | dollars as filed | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,026,300 | $14,573,460 | dollars as filed | put |
| Chevron Corporation | 166764100 | COM | 172,000 | $14,525,400 | dollars as filed | put |
| VALE S A | 91912E105 | SPONSORED ADS | 864,500 | $14,489,020 | dollars as filed | call |
| CHEFS WHSE INC | 163086AB7 | BOND | 15,035,000 | $14,470,619 | dollars as filed | principal |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 297,600 | $14,147,904 | dollars as filed | put |
| DANIMER SCIENTIFIC INC | 236272118 | *W EXP 05/08/202 | 1,249,999 | $14,137,489 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 153,000 | $14,031,630 | dollars as filed | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,110 | $13,989,400 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 364,000 | $13,795,600 | dollars as filed | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 573,315 | $13,760,885 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 39,854 | $13,697,420 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 51,693 | $13,621,623 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 49,700 | $13,576,052 | dollars as filed | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 124,200 | $13,517,928 | dollars as filed | call |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 181,000 | $13,442,870 | dollars as filed | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 200,000 | $13,410,000 | dollars as filed | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 85,788 | $13,403,517 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 178,000 | $13,382,040 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 362,300 | $13,336,263 | dollars as filed | call |
| PG&E CORP COM | 69331C108 | Stock | 1,069,200 | $13,322,232 | dollars as filed | call |
| FLEX LTD ORD | Y2573F102 | Stock | 737,500 | $13,260,250 | dollars as filed | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 143,000 | $13,114,530 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 55,707 | $13,046,580 | dollars as filed | |
| TWITTER INC | 90184L102 | COM | 237,040 | $12,835,716 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 63,200 | $12,621,672 | dollars as filed | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 332,800 | $12,613,120 | dollars as filed | put |
| GUESS INC COM | 401617105 | Stock | 551,300 | $12,470,406 | dollars as filed | put |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 1,150,000 | $12,362,500 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 83,000 | $12,309,730 | dollars as filed | put |
| Gilead Sciences,Inc. | 375558103 | COM | 209,300 | $12,193,818 | dollars as filed | call |
| EXXON MOBIL CORP | 30231G102 | COM | 295,468 | $12,179,192 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 295,000 | $12,159,900 | dollars as filed | put |
| EVERBRIDGE INC | 29978A104 | COM | 81,500 | $12,149,205 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 8,555,000 | $12,100,549 | dollars as filed | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 691,600 | $12,089,168 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 67,640 | $12,064,270 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 90,833 | $11,998,131 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 175,000 | $11,823,000 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 53,600 | $11,772,704 | dollars as filed | call |
| VALE S A | 91912E105 | SPONSORED ADS | 700,000 | $11,732,000 | dollars as filed | put |
| FLEX LTD ORD | Y2573F102 | Stock | 647,500 | $11,642,050 | dollars as filed | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,199,100 | $11,571,315 | dollars as filed | put |
| HESS CORP | 42809H107 | COM | 219,130 | $11,567,873 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 54,240 | $11,459,285 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 27,925 | $11,456,790 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 196,498 | $11,447,974 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 69,522 | $11,410,646 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 113,809 | $11,403,662 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 85,318 | $11,303,783 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 45,000 | $11,259,900 | dollars as filed | call |
| FUBOTV INC | 35953D104 | COM | 400,000 | $11,200,000 | dollars as filed | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 77,837 | $11,177,394 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 106,800 | $11,079,432 | dollars as filed | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 776,163 | $11,021,515 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 128,200 | $10,989,304 | dollars as filed | call |
| ZSCALERINC | 98980G102 | STOK | 54,931 | $10,970,270 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 877,700 | $10,936,142 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 10,113,000 | $10,896,757 | dollars as filed | principal |
| ZYNGA INC. | 98986T108 | CL A | 1,083,201 | $10,691,193 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 490,000 | $10,613,400 | dollars as filed | call |
| ATI INC COM | 01741R102 | Stock | 625,300 | $10,486,281 | dollars as filed | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 251,969 | $10,454,194 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 68,854 | $10,446,529 | dollars as filed | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 7,061,000 | $10,340,133 | dollars as filed | principal |
| HCA Healthcare Inc | 40412C101 | COM | 62,200 | $10,229,412 | dollars as filed | put |
| DISCOVERY INC | 25470F104 | COM SER A | 337,500 | $10,155,375 | dollars as filed | put |
| Schlumberger Limited | 806857108 | COM | 462,866 | $10,104,365 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 147,349 | $10,063,937 | dollars as filed | |
| CORELOGIC INC | 21871D103 | COM | 130,000 | $10,051,600 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 110,558 | $10,008,816 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 81,968 | $9,982,882 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 454,000 | $9,960,760 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 45,319 | $9,927,127 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 125,261 | $9,920,671 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 44,403 | $9,881,001 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 116,091 | $9,803,945 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 375,000 | $9,757,500 | dollars as filed | call |
| WORKDAY INC CL A | 98138H101 | Stock | 40,671 | $9,745,178 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 150,000 | $9,703,500 | dollars as filed | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 25,000 | $9,695,750 | dollars as filed | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 545,000 | $9,662,850 | dollars as filed | call |
| Microsoft Corp | 594918104 | COM | 43,013 | $9,566,902 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 66,135 | $9,537,990 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,438 | $9,526,723 | dollars as filed | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 10,732,000 | $9,523,845 | dollars as filed | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,700 | $9,478,652 | dollars as filed | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 85,132 | $9,471,786 | dollars as filed | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 220,162 | $9,299,643 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 110,000 | $9,289,500 | dollars as filed | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200,000 | $9,286,000 | dollars as filed | call |
| COPA HOLDINGS SA | P31076105 | CL A | 120,000 | $9,267,600 | dollars as filed | put |
| MODERNA INC | 60770K107 | COM | 88,500 | $9,245,595 | dollars as filed | call |
| Analog Devices,Inc. | 032654105 | COM | 62,337 | $9,209,044 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 31,200 | $9,151,896 | dollars as filed | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 46,879 | $9,149,843 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 152,200 | $9,136,566 | dollars as filed | put |
| GAP INC COM | 364760108 | Stock | 446,600 | $9,016,854 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 12,750 | $8,997,292 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 800,000 | $8,984,000 | dollars as filed | put |
| TRIPADVISOR INC | 896945201 | COM | 311,500 | $8,964,970 | dollars as filed | |
| TWITTER INC | 90184L102 | COM | 164,900 | $8,929,335 | dollars as filed | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 19,100 | $8,896,398 | dollars as filed | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 25,000 | $8,852,500 | dollars as filed | put |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 6,640,000 | $8,824,171 | dollars as filed | principal |
| CONMED CORP COM | 207410101 | Stock | 77,939 | $8,729,168 | dollars as filed | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 25,711 | $8,713,715 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 98,347 | $8,708,649 | dollars as filed | |
| ABIOMED INC | 003654100 | COM | 26,820 | $8,695,044 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 370,506 | $8,666,135 | dollars as filed | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 99,000 | $8,550,630 | dollars as filed | call |
| FLEX LTD ORD | Y2573F102 | Stock | 470,206 | $8,454,304 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 113,781 | $8,450,515 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 60,000 | $8,446,800 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 188,748 | $8,446,474 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 22,406 | $8,442,132 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 275,000 | $8,434,250 | dollars as filed | call |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 792,395 | $8,423,159 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 161,643 | $8,397,354 | dollars as filed | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 9,328,000 | $8,298,379 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 177,709 | $8,283,017 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 33,100 | $8,282,282 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 93,500 | $8,279,425 | dollars as filed | put |
| HAPPEN INC COM NEW | 52603A208 | Stock | 782,123 | $8,259,219 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 247,560 | $8,223,943 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 110,506 | $8,211,700 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 520,000 | $8,200,400 | dollars as filed | call |
| Intuit Inc. | 461202103 | COM | 21,574 | $8,194,884 | dollars as filed | |
| FIREEYE INC | 31816Q101 | COM | 354,600 | $8,177,076 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 24,200 | $8,163,144 | dollars as filed | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 16,856 | $8,143,302 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 484,907 | $8,131,890 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 72,000 | $8,028,720 | dollars as filed | put |
| ConocoPhillips | 20825C104 | COM | 200,000 | $7,998,000 | dollars as filed | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 67,405 | $7,986,818 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 155,771 | $7,981,706 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 34,987 | $7,945,548 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 724,381 | $7,902,997 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 66,048 | $7,870,941 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 79,900 | $7,811,024 | dollars as filed | call |
| FORTIVE CORP COM | 34959J108 | Stock | 109,039 | $7,722,089 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 43,800 | $7,665,000 | dollars as filed | put |
| NEWMONT CORP | 651639106 | COM | 127,359 | $7,627,531 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 389,627 | $7,496,423 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 50,000 | $7,415,500 | dollars as filed | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 213,000 | $7,316,550 | dollars as filed | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 6,240,000 | $7,311,775 | dollars as filed | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 45,000 | $7,258,050 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 56,746 | $7,237,563 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 66,719 | $7,208,321 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 109,800 | $7,205,076 | dollars as filed | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 98,738 | $7,203,924 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 58,493 | $7,101,635 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 235,000 | $7,092,300 | dollars as filed | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,219 | $7,088,706 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 41,705 | $7,085,263 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 74,000 | $7,079,580 | dollars as filed | call |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 162,000 | $7,055,100 | dollars as filed | call |
| ROSS STORES INC COM | 778296103 | Stock | 57,254 | $7,031,362 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 489,234 | $7,025,400 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 394,900 | $7,013,424 | dollars as filed | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 159,002 | $7,010,398 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 24,704 | $7,004,572 | dollars as filed | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 185,812 | $6,969,808 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 367,300 | $6,941,970 | dollars as filed | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,434,900 | $6,901,869 | dollars as filed | call |
| NextEra Energy,Inc. | 65339F101 | COM | 89,290 | $6,888,723 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 28,500 | $6,826,890 | dollars as filed | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 59,109 | $6,821,770 | dollars as filed | |
| IAA INC | 449253103 | COM | 104,000 | $6,757,920 | dollars as filed | call |
| Union Pacific Corporation | 907818108 | COM | 32,300 | $6,725,506 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 76,900 | $6,718,753 | dollars as filed | call |
| MOODYS CORP COM | 615369105 | Stock | 23,100 | $6,704,544 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,996 | $6,694,179 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,053 | $6,686,479 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 260,000 | $6,679,400 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 308,100 | $6,673,446 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 4,746,000 | $6,661,287 | dollars as filed | principal |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 23,200 | $6,588,104 | dollars as filed | put |
| PENUMBRA INC COM | 70975L107 | Stock | 37,600 | $6,580,000 | dollars as filed | call |
| COPA HOLDINGS SA | P31076105 | CL A | 85,000 | $6,564,550 | dollars as filed | call |
| Cigna Corporation | 125523100 | COM | 31,500 | $6,557,670 | dollars as filed | put |
| Comcast Corp | 20030N101 | COM | 123,900 | $6,492,360 | dollars as filed | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 54,600 | $6,469,554 | dollars as filed | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 40,000 | $6,463,600 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 38,805 | $6,381,870 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 291,900 | $6,372,177 | dollars as filed | call |
| RH | 74967X103 | COM | 14,224 | $6,365,524 | dollars as filed | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 6,171,000 | $6,297,432 | dollars as filed | principal |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 25,000 | $6,246,500 | dollars as filed | put |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 5,528,000 | $6,203,350 | dollars as filed | principal |
| PINTEREST INC CL A | 72352L106 | Stock | 94,000 | $6,194,600 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 34,500 | $6,160,320 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 71,000 | $6,132,270 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 48,136 | $6,116,641 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 100,000 | $6,111,000 | dollars as filed | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 100,000 | $6,111,000 | dollars as filed | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 28,800 | $6,100,416 | dollars as filed | call |
| TWITTER INC | 90184L102 | COM | 112,600 | $6,097,290 | dollars as filed | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 71,000 | $6,081,150 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 490,700 | $6,079,773 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 22,200 | $6,065,484 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 200,000 | $6,062,000 | dollars as filed | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 130,250 | $6,047,508 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 197,000 | $6,041,990 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 164,100 | $6,040,521 | dollars as filed | put |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 5,649,000 | $6,034,595 | dollars as filed | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 305,000 | $6,032,900 | dollars as filed | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 341,600 | $5,971,168 | dollars as filed | put |
| RAPID7 INC COM | 753422104 | Stock | 65,952 | $5,946,232 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 183,600 | $5,937,624 | dollars as filed | call |
| Microsoft Corp | 594918104 | COM | 26,600 | $5,916,372 | dollars as filed | call |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 121,400 | $5,855,122 | dollars as filed | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 155,100 | $5,850,372 | dollars as filed | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 140,638 | $5,816,788 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 153,331 | $5,811,245 | dollars as filed | |
| FITBIT INC | 33812L102 | CL A | 853,900 | $5,806,520 | dollars as filed | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 94,900 | $5,728,164 | dollars as filed | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 175,000 | $5,727,750 | dollars as filed | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 32,900 | $5,721,968 | dollars as filed | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,187,500 | $5,711,875 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 61,481 | $5,708,511 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 23,300 | $5,705,238 | dollars as filed | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 20,000 | $5,679,400 | dollars as filed | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 12,500 | $5,657,125 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 76,000 | $5,644,520 | dollars as filed | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 150,000 | $5,626,500 | dollars as filed | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 323,800 | $5,604,978 | dollars as filed | call |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 128,200 | $5,583,110 | dollars as filed | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 133,344 | $5,537,776 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 31,382 | $5,529,508 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 85,000 | $5,508,850 | dollars as filed | put |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 134,480 | $5,482,750 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 80,000 | $5,482,400 | dollars as filed | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 130,908 | $5,474,572 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 35,130 | $5,398,427 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 243,000 | $5,392,170 | dollars as filed | put |
| Cigna Corporation | 125523100 | COM | 25,900 | $5,391,862 | dollars as filed | call |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 100,000 | $5,387,000 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 246,000 | $5,370,180 | dollars as filed | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 55,500 | $5,319,675 | dollars as filed | call |
| HUBSPOTINC | 443573100 | STOK | 13,380 | $5,304,367 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 152,500 | $5,293,275 | dollars as filed | put |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 178,382 | $5,271,188 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 30,000 | $5,250,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 182,400 | $5,245,824 | dollars as filed | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 46,202 | $5,241,125 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 46,700 | $5,237,405 | dollars as filed | call |
| Costco Wholesale Corporation | 22160K105 | COM | 13,900 | $5,237,242 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 70,000 | $5,228,300 | dollars as filed | put |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 65,000 | $5,198,700 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $5,195,000 | dollars as filed | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 30,400 | $5,182,896 | dollars as filed | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 46,872 | $5,180,763 | dollars as filed | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 82,967 | $5,157,229 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 36,800 | $5,152,000 | dollars as filed | call |
| VALE S A | 91912E105 | SPONSORED ADS | 306,073 | $5,129,783 | dollars as filed | |
| CMC MATERIALS INC | 12571T100 | COM | 33,900 | $5,129,070 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200,000 | $5,086,000 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 195,000 | $5,073,900 | dollars as filed | put |
| Eli Lilly and Company | 532457108 | COM | 30,000 | $5,065,200 | dollars as filed | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 133,344 | $5,064,405 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 35,594 | $5,035,479 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 60,000 | $5,025,600 | dollars as filed | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 90,700 | $5,023,873 | dollars as filed | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 47,831 | $5,021,777 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 20,788 | $5,013,013 | dollars as filed | |
| ZYNGA INC. | 98986T108 | CL A | 507,600 | $5,010,012 | dollars as filed | call |
| BECTON DICKINSON & CO | 075887109 | COM | 19,879 | $4,974,124 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 72,500 | $4,968,425 | dollars as filed | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 65,000 | $4,939,350 | dollars as filed | call |
| ZIFF DAVIS INC | 48123V102 | COM | 50,000 | $4,884,500 | dollars as filed | put |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 5,000,000 | $4,881,250 | dollars as filed | principal |
| PRIMO WATER CORPORATION | 74167P108 | COM | 310,781 | $4,873,046 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 107,705 | $4,860,727 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 250,000 | $4,855,000 | dollars as filed | put |
| JPMorgan Chase & Co | 46625H100 | COM | 38,100 | $4,841,367 | dollars as filed | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,000 | $4,831,100 | dollars as filed | put |
| AMBARELLA INC | G037AX101 | SHS | 52,300 | $4,802,186 | dollars as filed | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 156,200 | $4,790,654 | dollars as filed | put |
| COMSCORE INC | 20564W105 | COM | 1,921,241 | $4,783,890 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 20,000 | $4,752,200 | dollars as filed | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 534,000 | $4,725,900 | dollars as filed | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 227,000 | $4,721,600 | dollars as filed | put |
| CLOROX CO DEL | 189054109 | COM | 23,306 | $4,705,948 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 700,000 | $4,690,000 | dollars as filed | call |
| CARVANA CO CL A | 146869102 | Stock | 19,500 | $4,671,030 | dollars as filed | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 232,200 | $4,660,254 | dollars as filed | call |
| BEYOND MEAT INC | 08862E109 | COM | 37,232 | $4,654,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 238,654 | $4,634,661 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 73,800 | $4,628,736 | dollars as filed | call |
| DEXCOM INC COM | 252131107 | Stock | 12,500 | $4,621,500 | dollars as filed | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 441,601 | $4,597,066 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 90,000 | $4,590,000 | dollars as filed | call |
| HALLIBURTON CO COM | 406216101 | Stock | 242,500 | $4,583,250 | dollars as filed | call |
| ZENDESK INC | 98936J101 | COM | 32,012 | $4,581,557 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 93,200 | $4,578,916 | dollars as filed | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 40,000 | $4,555,600 | dollars as filed | call |
| Oracle Corporation | 68389X105 | COM | 70,000 | $4,528,300 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 29,853 | $4,522,431 | dollars as filed | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 128,500 | $4,515,490 | dollars as filed | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,951,300 | $4,507,503 | dollars as filed | put |
| IAA INC | 449253103 | COM | 69,000 | $4,483,620 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 106,000 | $4,452,000 | dollars as filed | call |
| OMNICELL COM COM | 68213N109 | Stock | 37,000 | $4,440,740 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 29,332 | $4,434,705 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 48,300 | $4,429,593 | dollars as filed | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 500,492 | $4,429,354 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,600 | $4,418,568 | dollars as filed | put |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 500,000 | $4,380,000 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 88,575 | $4,351,690 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 27,500 | $4,337,575 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 448,405 | $4,336,076 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 99,900 | $4,322,673 | dollars as filed | call |
| GAN LTD | G3728V109 | SHS | 213,100 | $4,321,668 | dollars as filed | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 72,000 | $4,308,480 | dollars as filed | call |
| LUMOS PHARMA INC | 55028X109 | COM | 120,651 | $4,308,447 | dollars as filed | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 411,488 | $4,283,590 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 45,852 | $4,272,489 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 28,000 | $4,265,520 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,431 | $4,260,666 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 85,000 | $4,238,950 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 58,000 | $4,198,620 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 23,618 | $4,169,282 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 4,371,000 | $4,167,638 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 127,300 | $4,166,529 | dollars as filed | call |
| BIOGEN INC COM | 09062X103 | Stock | 17,000 | $4,162,620 | dollars as filed | put |
| BATTALION OIL CORP | 07134L107 | COM | 500,000 | $4,150,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 40,000 | $4,110,400 | dollars as filed | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 55,800 | $4,081,770 | dollars as filed | call |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 26,500 | $4,081,000 | dollars as filed | call |
| ROCKET COS INC | 77311W101 | COM CL A | 201,436 | $4,073,036 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 200,800 | $4,060,176 | dollars as filed | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 96,000 | $4,032,000 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 17,500 | $4,023,600 | dollars as filed | put |
| L BRANDS INC | 501797104 | COM | 108,000 | $4,016,520 | dollars as filed | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 97,500 | $3,996,525 | dollars as filed | call |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,743,000 | $3,993,897 | dollars as filed | principal |
| PPD INC | 69355F102 | COM | 116,300 | $3,979,786 | dollars as filed | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 25,000 | $3,975,250 | dollars as filed | put |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 48,500 | $3,971,665 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 30,800 | $3,969,504 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 15,000 | $3,955,650 | dollars as filed | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 15,000 | $3,955,650 | dollars as filed | call |
| Shopify Inc | 82509LAA5 | Convertible bond | 3,350,000 | $3,954,808 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 45,000 | $3,946,050 | dollars as filed | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 30,300 | $3,938,091 | dollars as filed | put |
| MARATHON OIL CORP | 565849106 | COM | 590,000 | $3,935,300 | dollars as filed | put |
| American Express Company | 025816109 | COM | 32,508 | $3,930,542 | dollars as filed | |
| L BRANDS INC | 501797104 | COM | 105,500 | $3,923,545 | dollars as filed | call |
| NOVAVAX INC | 670002401 | COM NEW | 34,979 | $3,900,508 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 11,500 | $3,879,180 | dollars as filed | put |
| RALPH LAUREN CORP | 751212101 | CL A | 37,255 | $3,864,833 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 150,000 | $3,853,500 | dollars as filed | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 53,461 | $3,815,196 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 141,163 | $3,805,754 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000868 | superseded | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003525 | this filing | 2023-09-21 | acceptance time not in the bulk data set |