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Disclosery

Horizon Kinetics LLC

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13F filer, CIK 1519418, NEW YORK, NY

Horizon Kinetics LLC reported $3,897,101,000 across 510 holdings for the quarter ended 2018-06-30, in a 13F-HR filed 2018-08-14. Its ten largest share positions make up 64.47% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001519418-18-000011

Period
2018-06-30
Reported value
$3.9B
Holdings
510
Top 10 weight
64.47%
New
26
Sold out
24

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CIVEO CORP CDAadded+3,649,338$15.9M
TUSKnew+369,697$12.6M
VGSHadded+201,095$12M
CACIadded+49,405$8.33M
QURATE RETAIL INCnew+295,754$6.28M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
LIONS GATE ENTMNT CORPreduced-761,330-$17.9M
HOWARD HUGHES CORPORATIONreduced-121,491-$16.1M
WENreduced-800,582-$13.8M
LIBERTY INTERACTIVE CORPexited-302,606-$7.62M
ECHOreduced-165,182-$7.33M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2018

Share positions as resolved from 13F-HR 0001519418-18-000011, largest first. % of portfolio is the value over $3,804,535,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CAS MED SYS INCCAS MED SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 99,546 shares; 2018Q2: 19,604 shares 19,604$38K<0.01%-79,942
CAFEPRESS INCCAFEPRESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 14,289 shares; 2018Q2: 14,740 shares 14,740$17K<0.01%+451
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 26,335 shares; 2017Q2: 26,335 shares; 2017Q3: 26,335 shares; 2017Q4: 26,335 shares; 2018Q1: 26,335 shares; 2018Q2: 26,335 shares 26,335$13K<0.01%0
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 15,940 shares; 2017Q2: 15,940 shares; 2017Q3: 15,940 shares; 2017Q4: 15,940 shares; 2018Q1: 15,940 shares; 2018Q2: 15,940 shares 15,940$8K<0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
BARCLAYS BK PLCBARCLAYS BK PLC IPATH S&P500 VIXcall778,000$79.4Mnew
SLVISHARES SILVER TR COMcall508,600$9.15M+390,500
NVDANVIDIA CORPORATION COMput59,600$4.05Mnew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1principal72,010,000$57M+211,000
ROYAL GOLD INCROYAL GOLD INC NOTEprincipal8,654,000$9.15M-20,000
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N NOTE 1.500 9/0principal60,000$51K0

Sold out in Q2 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP302,606$7.62Mshares
NVDA 1 12/1/18NVDA 1 12/1/1872,200$5.44Mput
TIME WARNER INCTIME WARNER INC22,369$2.12Mshares
TERRA NITROGEN CO L PTERRA NITROGEN CO L P23,092$1.94Mshares
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…11,533$1.15Mshares
LEUCADIA NATL CORPLEUCADIA NATL CORP44,395$1.01Mshares
OIIOCEANEERING INTL INC49,353$915Kshares
PRGOPERRIGO CO PLC9,638$803Kshares
COMMERCEHUB INCCOMMERCEHUB INC27,640$622Kshares
DMOWESTERN ASSET MTG DEFINED OP23,236$569Kshares
NAVISTAR INTL CORPNAVISTAR INTL CORP12,088$423Kshares
AEOAMERICAN EAGLE OUTFITTERS IN20,595$410Kshares
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC70,441$396Kshares
COMMERCEHUB INCCOMMERCEHUB INC14,732$331Kshares
SHYISHARES TR3,669$306Kshares
CLCOLGATE PALMOLIVE CO4,074$292Kshares
SPESPECIAL OPPORTUNITIES FD INC18,454$272Kshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC1,076$224Kshares
IBMINTERNATIONAL BUSINESS MACHS1,381$212Kshares
HPFHANCOCK JOHN PFD INCOME FD I10,305$207Kshares
QCOMQUALCOMM INC3,646$202Kshares
FXIISHARES TR4,270$202Kshares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR728$48Kshares
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC11,984$26Kshares

How Q2 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001519418-18-000011 base2018-08-14acceptance time not in the bulk data set