Horizon Kinetics LLC

13F filer, CIK 1519418, NEW YORK, NY

Horizon Kinetics LLC reported $3,410,631,000 across 495 holdings for the quarter ended 2017-12-31, in a 13F-HR filed 2018-02-14. Its ten largest share positions make up 57.39% of the portfolio.

Filed 2018-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC13F-HR 0001519418-18-000001

Period: 2017-12-31
Reported value: $3.41B
Holdings: 495
Top 10 weight: 57.39%
New: 19
Sold out: 16

Largest buys vs the previous quarter

Security	Shares change	Approx. value
CMEadded	+204,542	$29.9M
CBOEadded	+155,127	$19.3M
TEXASadded	+20,317	$9.07M
VXFnew	+57,686	$6.45M
RVTadded	+275,267	$4.45M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VGSHreduced	-535,684	-$32.3M
WENreduced	-744,924	-$12.2M
HOWARD HUGHES CORPORATIONreduced	-77,359	-$10.2M
NWLreduced	-310,407	-$9.59M
CBS CORP NEWreduced	-117,425	-$6.93M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2017

Share positions as resolved from 13F-HR 0001519418-18-000001, largest first. % of portfolio is the value over $3,410,614,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
TEXASTEXAS	1,802,253	$805M	23.6%	+20,317
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	2,453,042	$322M	9.44%	-77,359
VGSHVANGUARD SCOTTSDALE FDS	2,499,376	$151M	4.42%	-535,684	Timeline
IEPICAHN ENTERPRISES LP	2,487,001	$132M	3.86%	-115,919	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	3,104,041	$123M	3.61%	-124,881
WENWENDYS CO	6,348,918	$104M	3.06%	-744,924	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	2,783,797	$88.4M	2.59%	-44,673
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	1,870,423	$81.4M	2.39%	-61,415
CBOECBOE GLOBAL MKTS INC	634,051	$79M	2.32%	+155,127	Timeline
LBRDKLIBERTY BROADBAND CORP	841,797	$71.7M	2.1%	-70,336	Timeline
WPMWHEATON PRECIOUS METALS CORP	3,161,279	$70M	2.05%	-134,244	Timeline
CIVEO CORP CDACIVEO CORP CDA	24,623,351	$67.2M	1.97%	+1,076,293
LYVLIVE NATION ENTERTAINMENT IN	1,387,826	$59.1M	1.73%	-17,872	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	1,393,406	$55.3M	1.62%	-72,245
FNVFRANCO NEV CORP	689,791	$55.1M	1.62%	-2,828	Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	989,759	$47.3M	1.39%	-94,819
ACGPASSOCIATED CAP GROUP INC CLASS	1,326,041	$45.2M	1.33%	+4,168	Timeline
ECHOECHOSTAR CORP	696,335	$41.7M	1.22%	-54,626	Timeline
AMCXAMC GLOBAL MEDIA INC	643,142	$34.8M	1.02%	-107,893	Timeline
CMECME GROUP INC	213,998	$31.3M	0.92%	+204,542	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	154,043	$30.5M	0.9%	-2,887	Timeline
RGLDROYAL GOLD INC	315,349	$25.9M	0.76%	-18,392	Timeline
RMTROYCE MICRO-CAP TR INC	2,698,721	$25.5M	0.75%	-110,639	Timeline
MKLMARKEL GROUP INC	20,922	$23.8M	0.7%	-44	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	586,002	$20M	0.59%	-8,652
LBRDALIBERTY BROADBAND CORP	220,940	$18.8M	0.55%	-21,731	Timeline
DSLDOUBLELINE INCOME SOLUTIONS	833,992	$16.8M	0.49%	+6,114	Timeline
MSGSMADISON SQUARE GRDN SPRT COR	70,443	$14.9M	0.44%	-5,227	Timeline
WYNNWYNN RESORTS LTD	86,871	$14.6M	0.43%	-3,335	Timeline
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	342,440	$14.4M	0.42%	-54,345
ELSEQUITY LIFESTYLE PROPERTIES	139,452	$12.4M	0.36%	-2,219	Timeline
NVGSNAVIGATOR HLDGS LTD	1,233,025	$12.1M	0.36%	-177,054	Timeline
LVSLAS VEGAS SANDS CORP	168,853	$11.7M	0.34%	-7,583	Timeline
PTENPATTERSON-UTI ENERGY INC	489,105	$11.3M	0.33%	-4,637	Timeline
BGC PARTNERS INCBGC PARTNERS INC	733,460	$11.1M	0.32%	-7,848
MAMASTERCARD INCORPORATED	70,152	$10.6M	0.31%	-2,719	Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	197,913	$10.5M	0.31%	-38,485
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	185,267	$10M	0.29%	-3,627
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	302,719	$9.9M	0.29%	-4,080
XOMEXXON MOBIL CORP	117,097	$9.79M	0.29%	-127	Timeline
VIACOM INCVIACOM INC	302,105	$9.31M	0.27%	-215,457
IPARINTERPARFUMS INC	210,017	$9.12M	0.27%	-194	Timeline
LEUCADIA NATL CORPLEUCADIA NATL CORP	335,561	$8.89M	0.26%	-44,866
GOOGALPHABET INC	8,348	$8.73M	0.26%	-152	Timeline
PDIPIMCO DYNAMIC INCOME FD	287,335	$8.63M	0.25%	-30,836	Timeline
GOOGLALPHABET INC	8,124	$8.56M	0.25%	+34	Timeline
DBLDOUBLELINE OPPORTUNISTIC CR	380,733	$8.45M	0.25%	-39,459	Timeline
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	469,378	$8.24M	0.24%	-62,548
BSMBLACK STONE MINERALS L P	434,669	$7.8M	0.23%	+6,636	Timeline
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	311,317	$7.6M	0.22%	-9,626
ENOVIS CORPENOVIS CORP	185,453	$7.35M	0.22%	-168,725
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	300,447	$7.24M	0.21%	-6,313
RVTROYCE SMALL CAP TRUST INC	437,436	$7.07M	0.21%	+275,267	Timeline
PYPLPAYPAL HLDGS INC	94,584	$6.96M	0.2%	-2,612	Timeline
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF	582,123	$6.63M	0.19%	-56,459
XNEAXNUVEEN AMT FREE QLTY MUN INC	470,759	$6.47M	0.19%	+47,158	Timeline
VXFVANGUARD INDEX FDS	57,686	$6.45M	0.19%	new	Timeline
PFNPIMCO INCOME STRATEGY FD II	577,511	$6.02M	0.18%	-6,423	Timeline
WMBWILLIAMS COS INC	196,466	$5.99M	0.18%	-7,352	Timeline
VTIVANGUARD INDEX FDS	43,263	$5.94M	0.17%	-1,408	Timeline
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	334,243	$5.82M	0.17%	-17,136
DISCOVERY INCDISCOVERY INC	257,641	$5.77M	0.17%	-99,148
CBS CORP NEWCBS CORP NEW	97,711	$5.76M	0.17%	-117,425
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	454,615	$5.28M	0.15%	-33,077
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS COR	491,508	$4.88M	0.14%	-95,649
BIPBROOKFIELD INFRASTRUCTURE PA	107,173	$4.8M	0.14%	-1,600	Timeline
TPHTRI POINTE HOMES INC	259,640	$4.65M	0.14%	-732	Timeline
LIBERTYLIBERTY	202,184	$4.49M	0.13%	-53,836
MSG NETWORK INCMSG NETWORK INC	219,582	$4.45M	0.13%	-16,427
PBTPERMIAN BASIN RTY TR	493,553	$4.38M	0.13%	+11	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	284,890	$4.35M	0.13%	-32,568
PARRPAR PAC HOLDINGS INC	212,870	$4.1M	0.12%	-15,358	Timeline
VVISA INC	35,988	$4.1M	0.12%	-3,030	Timeline
VOOVANGUARD INDEX FDS	16,478	$4.04M	0.12%	-203	Timeline
CACICACI INTL INC	29,200	$3.87M	0.11%	0	Timeline
LLOEWS CORP	75,529	$3.78M	0.11%	-7,123	Timeline
ICEINTERCONTINENTAL EXCHANGE IN	51,050	$3.6M	0.11%	+25	Timeline
NWLNEWELL BRANDS INC	114,343	$3.53M	0.1%	-310,407	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	135,749	$3.52M	0.1%	-18,878
KHCKRAFT HEINZ CO	44,448	$3.46M	0.1%	-2,802	Timeline
JNJJOHNSON & JOHNSON	24,518	$3.42M	0.1%	-100	Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	117,391	$3.41M	0.1%	-23,008
PMPHILIP MORRIS INTL INC	31,509	$3.33M	0.1%	+667	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	11	$3.27M	0.1%	-1	Timeline
ABBVABBVIE INC	33,049	$3.2M	0.09%	-150	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	138,771	$3.11M	0.09%	-9,475
CPRTCOPART INC	72,000	$3.11M	0.09%	0	Timeline
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	130,828	$3.02M	0.09%	+29,143
BMYBRISTOL-MYERS SQUIBB CO	48,915	$3M	0.09%	-100	Timeline
PFLPIMCO INCOME STRATEGY FD	254,594	$2.97M	0.09%	-57,332	Timeline
CXEMFS HIGH INCOME MUN TR	559,361	$2.93M	0.09%	0	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	85,574	$2.9M	0.08%	+452
IGSBISHARES TR	27,000	$2.82M	0.08%	0	Timeline
TREELENDINGTREE INC	8,233	$2.8M	0.08%	0	Timeline
PFEPFIZER INC	74,956	$2.71M	0.08%	0	Timeline
GAMIGAMCO INVESTORS, INC. (DE)	91,577	$2.71M	0.08%	-1,661	Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	536,892	$2.68M	0.08%	+19,856
MRKMERCK & CO INC	47,550	$2.68M	0.08%	-1,319	Timeline
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	58,965	$2.61M	0.08%	-1,531
GLREGREENLIGHT CAP RE LTD	129,520	$2.6M	0.08%	-819	Timeline
DISCOVERY INCDISCOVERY INC	117,868	$2.5M	0.07%	-171
AAPLAPPLE INC	14,402	$2.44M	0.07%	+1,285	Timeline
EBAYEBAY INC.	64,278	$2.43M	0.07%	-786	Timeline
BABOEING CO	8,224	$2.42M	0.07%	0	Timeline
SUSUNCOR ENERGY INC NEW	64,826	$2.38M	0.07%	-690	Timeline
MOALTRIA GROUP INC	33,042	$2.36M	0.07%	-5	Timeline
FCXFREEPORT MCMORAN INC	123,380	$2.34M	0.07%	-4,750	Timeline
PEPPEPSICO INC	19,422	$2.33M	0.07%	0	Timeline
GDLGDL FD	233,935	$2.28M	0.07%	-119,277	Timeline
TIME WARNER INCTIME WARNER INC	24,581	$2.25M	0.07%	-36,303
MGMMGM RESORTS INTERNATIONAL	66,950	$2.23M	0.07%	-2,300	Timeline
NVSNOVARTIS AG	26,490	$2.22M	0.07%	-50	Timeline
HARRIS CORP INCHARRIS CORP INC	15,614	$2.21M	0.06%	-549
CCLCARNIVAL CORP	32,876	$2.18M	0.06%	-481	Timeline
DORMDORMAN PRODS INC	34,906	$2.13M	0.06%	-900	Timeline
LLYELI LILLY & CO	25,082	$2.12M	0.06%	0	Timeline
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	50,140	$2.09M	0.06%	-1,312
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	92,945	$2.05M	0.06%	-47,184
CSCOCISCO SYS INC	53,100	$2.03M	0.06%	0	Timeline
MTBM & T BK CORP	11,675	$2M	0.06%	-47	Timeline
DHRDANAHER CORP DEL	21,488	$2M	0.06%	-7,420	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	90,379	$1.99M	0.06%	+25,419	Timeline
RCLROYAL CARIBBEAN GROUP	16,275	$1.94M	0.06%	-594	Timeline
SBRSABINE RTY TR	42,630	$1.9M	0.06%	-2,539	Timeline
EMREMERSON ELEC CO	26,980	$1.88M	0.06%	+2,718	Timeline
BNYBANK OF NY MELLON CORP	34,782	$1.87M	0.05%	-240	Timeline
VCSHVANGUARD SCOTTSDALE FDS	23,310	$1.85M	0.05%	-427	Timeline
UNPUNION PAC CORP	13,708	$1.84M	0.05%	+28	Timeline
TERRA NITROGEN CO L PTERRA NITROGEN CO L P	22,901	$1.83M	0.05%	-685
CATCATERPILLAR INC	11,200	$1.76M	0.05%	-93	Timeline
MSFTMICROSOFT CORP	20,254	$1.73M	0.05%	+20	Timeline
HONHONEYWELL INTL INC	11,257	$1.73M	0.05%	-320	Timeline
VZVERIZON COMMUNICATIONS INC	32,376	$1.71M	0.05%	-1,528	Timeline
CVXCHEVRON CORPORATION	13,641	$1.71M	0.05%	-272	Timeline
CABOCABLE ONE INC	2,406	$1.69M	0.05%	-123	Timeline
VSATVIASAT INC	22,160	$1.66M	0.05%	-497	Timeline
BPBP PLC	38,574	$1.62M	0.05%	+150	Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	86,203	$1.6M	0.05%	new
BOVIE MEDICAL CORPBOVIE MEDICAL CORP	615,000	$1.6M	0.05%	0
NADNUVEEN QUALITY MUNCP INCOME	112,236	$1.58M	0.05%	0	Timeline
FNFFIDELITY NATL FINL INC	39,873	$1.56M	0.05%	0	Timeline
SEESEALED AIR CORP NEW	31,150	$1.54M	0.05%	-880	Timeline
OIIOCEANEERING INTL INC	71,460	$1.51M	0.04%	new	Timeline
BIIBBIOGEN INC	4,645	$1.48M	0.04%	0	Timeline
KLACKLA CORP	14,000	$1.47M	0.04%	-150	Timeline
BACBANK OF AMER CORP	49,400	$1.46M	0.04%	+4,417	Timeline
MOVMOVADO GROUP INC	43,411	$1.4M	0.04%	-1,598	Timeline
MDLZMONDELEZ INTL INC	32,374	$1.39M	0.04%	-2,603	Timeline
ROKROCKWELL AUTOMATION INC	7,033	$1.38M	0.04%	-430	Timeline
CNPCENTERPOINT ENERGY INC	48,573	$1.38M	0.04%	0	Timeline
CMSCMS ENERGY CORP	28,662	$1.36M	0.04%	0	Timeline
CMRECOSTAMARE INC	232,110	$1.34M	0.04%	-4,168	Timeline
SONSONOCO PRODS CO	25,100	$1.33M	0.04%	-100	Timeline
ABTABBOTT LABORATORIES	23,028	$1.31M	0.04%	-200	Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	12,584	$1.27M	0.04%	-38
SDSANDRIDGE ENERGY INC	60,037	$1.26M	0.04%	-1,883	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	18,395	$1.26M	0.04%	-3,786	Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	25,000	$1.25M	0.04%	0
AXPAMERICAN EXPRESS CO	12,603	$1.25M	0.04%	0	Timeline
GMGENERAL MTRS CO	30,050	$1.23M	0.04%	-100	Timeline
LANDGLADSTONE LD CORP	91,300	$1.23M	0.04%	0	Timeline
GHCGRAHAM HLDGS CO	2,189	$1.22M	0.04%	-235	Timeline
WESTERN ASSET CORPORATE LN FWESTERN ASSET CORPORATE LN F	115,190	$1.21M	0.04%	-65,592
WELBILT INCWELBILT INC	51,422	$1.21M	0.04%	+751
ALKSALKERMES PLC	22,000	$1.2M	0.04%	0	Timeline
GENERAL ELEC COGENERAL ELEC CO	67,702	$1.18M	0.03%	-14,029
MKTXMARKETAXESS HLDGS INC	5,700	$1.15M	0.03%	0	Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	9,244	$1.13M	0.03%	-537
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	80,327	$1.12M	0.03%	+32,109
SNYSANOFI SA	25,697	$1.1M	0.03%	0	Timeline
FTVFORTIVE CORP	15,033	$1.09M	0.03%	-618	Timeline
AZNASTRAZENECA PLC-SPONS ADR	31,083	$1.08M	0.03%	-162	Timeline
FLOFLOWERS FOODS INC	54,751	$1.06M	0.03%	+100	Timeline
NZFNUVEEN MUN CR INCOME FD	68,180	$1.04M	0.03%	-1,200	Timeline
QSRRESTAURANT BRANDS INTL INC	16,749	$1.03M	0.03%	+461	Timeline
RAYTHEON CORAYTHEON CO	5,431	$1.02M	0.03%	0
RABROOKFIELD REAL ASSETS INCOM	43,112	$1.01M	0.03%	-1,843	Timeline
CORELOGIC INCCORELOGIC INC	21,810	$1.01M	0.03%	-4,843
GGP INCGGP INC	42,731	$999K	0.03%	-18,096
COMMERCEHUB INCCOMMERCEHUB INC	48,462	$998K	0.03%	-29,540
TDTORONTO DOMINION BK ONT	16,950	$993K	0.03%	0	Timeline
FRABLACKROCK FLOATING RATE INCO	71,601	$987K	0.03%	-5,811	Timeline
SSPSCRIPPS E W CO OHIO	62,033	$970K	0.03%	-18,631	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	14,496	$967K	0.03%	0
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M	165,221	$967K	0.03%	+11,316
SANBANCO SANTANDER SA	146,752	$960K	0.03%	+2,596	Timeline
RYAMRAYONIER ADVANCED MATLS INC	46,706	$956K	0.03%	-34	Timeline
JPMJPMORGAN CHASE & CO	8,910	$953K	0.03%	0	Timeline
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	51,426	$931K	0.03%	0
ALCOALICO INC	31,200	$920K	0.03%	-987	Timeline
PRGOPERRIGO CO PLC	10,401	$907K	0.03%	-206	Timeline
TIME INC NEWTIME INC NEW	48,917	$902K	0.03%	-2,415
DLXDELUXE CORP MEDIUM TERM NTS	11,700	$899K	0.03%	0	Timeline
PCMPCM FD INC	77,290	$894K	0.03%	-41,331	Timeline
ADIANALOG DEVICES INC	10,005	$891K	0.03%	-250	Timeline
BOKFBOK FINL CORP	9,544	$881K	0.03%	-175	Timeline
SPGIS&P GLOBAL INC	5,126	$868K	0.03%	0	Timeline
PAGPENSKE AUTOMOTIVE GRP INC	18,092	$866K	0.03%	-444	Timeline
IONSIONIS PHARMACEUTICALS INC	17,200	$865K	0.03%	-200	Timeline
BAXBAXTER INTL INC	13,382	$865K	0.03%	+210	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	24,173	$857K	0.03%	-1,802
RQICOHEN & STEERS QUALITY INCOM	67,542	$854K	0.03%	-500	Timeline
GWWWW GRAINGER INC	3,585	$847K	0.02%	-763	Timeline
NSCNORFOLK SOUTHN CORP	5,790	$839K	0.02%	-74	Timeline
NBHNEUBERGER MUN FD INC	56,725	$839K	0.02%	+10,000	Timeline
VODVODAFONE GROUP PLC	26,261	$838K	0.02%	-2,736	Timeline
NDAQNASDAQ INC	10,821	$831K	0.02%	-100	Timeline
CELGENE CORPCELGENE CORP	7,900	$825K	0.02%	-39
TFXTELEFLEX INCORPORATED	3,272	$814K	0.02%	-429	Timeline
SLBSLB LIMITED	11,990	$808K	0.02%	-2,625	Timeline
LORAL SPACE & COM INCLORAL SPACE & COM INC	17,920	$789K	0.02%	-141
CUBIC CORPCUBIC CORP	13,319	$785K	0.02%	-50
MCDMCDONALDS CORP	4,457	$767K	0.02%	0	Timeline
WTWISDOMTREE INC	60,826	$763K	0.02%	-40,250	Timeline
FHIFEDERATED HERMES INC	21,066	$760K	0.02%	-3,008	Timeline
WPCWP CAREY INC	10,962	$755K	0.02%	0	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	63,295	$750K	0.02%	-3,275
SEBSEABOARD CORP DEL	170	$749K	0.02%	0	Timeline
FMNFEDERATED HERMES PREM MUNI I	53,269	$748K	0.02%	new	Timeline
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND	112,936	$735K	0.02%	0
BTZBLACKROCK CR ALLOCATION	54,889	$731K	0.02%	-906	Timeline
NANNUVEEN NY DIVI ADV	52,891	$731K	0.02%	0	Timeline
VRSKVERISK ANALYTICS INC	7,600	$730K	0.02%	0	Timeline
SPSBSPDR SERIES TRUST	24,000	$730K	0.02%	0	Timeline
CSWCSW INDUSTRIALS INC	15,842	$728K	0.02%	0	Timeline
WIWWESTERN AST INFL LKD OPP & I	63,676	$727K	0.02%	-16,500	Timeline
MTWMANITOWOC CO INC	18,123	$713K	0.02%	new	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	35,704	$711K	0.02%	+1,896
METAMETA PLATFORMS INC	4,024	$710K	0.02%	+154	Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	4,650	$710K	0.02%	0	Timeline
EXPEEXPEDIA GROUP INC	5,798	$694K	0.02%	+619	Timeline
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP	59,902	$683K	0.02%	0
DMLPDORCHESTER MINERALS L P	44,600	$678K	0.02%	new	Timeline
GILDGILEAD SCIENCES INC	9,400	$674K	0.02%	0	Timeline
MMM3M CO	2,832	$666K	0.02%	+320	Timeline
CMCSACOMCAST CORP NEW	15,664	$627K	0.02%	-151	Timeline
ORCLORACLE CORP	12,974	$614K	0.02%	-215	Timeline
DGXQUEST DIAGNOSTICS INC	6,200	$611K	0.02%	-100	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	21,479	$610K	0.02%	-193	Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	44,156	$609K	0.02%	new
SPESPECIAL OPPORTUNITIES FD INC	40,755	$606K	0.02%	-11,056	Timeline
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	27,182	$601K	0.02%	-1,558
VIPERVIPER	25,719	$600K	0.02%	+2,458
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	46,832	$599K	0.02%	0
LENLENNAR CORP	9,367	$592K	0.02%	-1,191	Timeline
DMOWESTERN ASSET MTG DEFINED OP	23,956	$591K	0.02%	-29,675	Timeline
GSGOLDMAN SACHS GROUP INC	2,277	$580K	0.02%	-50	Timeline
IWCISHARES TR	6,038	$578K	0.02%	+43	Timeline
EPDENTERPRISE PRODS PARTNERS L	21,667	$574K	0.02%	0	Timeline
NUVEENNUVEEN	56,087	$572K	0.02%	-7,401
ANAUTONATION INC	11,075	$569K	0.02%	-9,886	Timeline
TAT&T INC	14,479	$563K	0.02%	-42	Timeline
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR	216,351	$562K	0.02%	+41,151
L BRANDS INCL BRANDS INC	9,204	$554K	0.02%	-5,426
PAYXPAYCHEX INC	8,027	$546K	0.02%	-913	Timeline
CINFCINCINNATI FINL CORP	7,253	$544K	0.02%	0	Timeline
WFCWELLS FARGO & CO	8,928	$541K	0.02%	-282	Timeline
BLACK KNIGHT INC COMBLACK KNIGHT INC COM	12,196	$538K	0.02%	new
XEVVXEATON VANCE LIMITED DURATION	39,082	$533K	0.02%	-3,211	Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	40,451	$525K	0.02%	+15,860
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	54,636	$515K	0.02%	+13,646
IQIINVESCO QUALITY MUN INCOME T	40,549	$507K	0.01%	+23,579	Timeline
FDXFEDEX CORP	2,023	$505K	0.01%	-79	Timeline
DISDISNEY WALT CO	4,645	$499K	0.01%	+24	Timeline
VMIVALMONT INDS INC	2,975	$493K	0.01%	0	Timeline
HALYARD HEALTH INCHALYARD HEALTH INC	10,656	$493K	0.01%	-8,000
LNGCHENIERE ENERGY INC	9,123	$491K	0.01%	-407	Timeline
MINTPIMCO ETF TR	4,816	$489K	0.01%	0	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	1,826	$487K	0.01%	new	Timeline
UPSUNITED PARCEL SVCS INC	4,078	$486K	0.01%	0	Timeline
RIGTRANSOCEAN LTD	45,195	$483K	0.01%	+1,386	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	4,335	$479K	0.01%	-374	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	46,149	$477K	0.01%	-7,699	Timeline
XPOXPO INC	5,187	$475K	0.01%	-1,042	Timeline
CARBO CERAMICS INCCARBO CERAMICS INC	46,700	$475K	0.01%	+3,600
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	22,739	$473K	0.01%	-3,534
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	21,318	$472K	0.01%	0
NGNOVAGOLD RESOURCES INC	119,761	$471K	0.01%	+6,274	Timeline
USBUS BANCORP	8,768	$470K	0.01%	0	Timeline
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	27,959	$469K	0.01%	-14,694
FISFIDELITY NATL INFORMATION SV	4,961	$467K	0.01%	0	Timeline
SPGSIMON PPTY GROUP INC NEW	2,694	$462K	0.01%	-51	Timeline
BXPBXP INC	3,533	$460K	0.01%	-95	Timeline
SEASPAN CORPSEASPAN CORP	68,028	$459K	0.01%	+13,006
WTIW & T OFFSHORE INC	137,508	$455K	0.01%	-11,135	Timeline
AMPAMERIPRISE FINL INC	2,681	$454K	0.01%	0	Timeline
BTTBLACKROCK MUN TARGET TERM TR	20,310	$454K	0.01%	new	Timeline
WTMWHITE MTNS INS GROUP LTD	532	$453K	0.01%	0	Timeline
MTUSMETALLUS INC	29,615	$450K	0.01%	+4,969	Timeline
SCHWCHARLES SCHWAB CORP (THE)	8,746	$449K	0.01%	-1,510	Timeline
LELANDS END INC NEW	22,979	$449K	0.01%	-11,558	Timeline
PGPROCTER & GAMBLE CO	4,878	$448K	0.01%	0	Timeline
COVANTA HLDG CORPCOVANTA HLDG CORP	26,498	$448K	0.01%	-1,096
EXTERRAN CORPEXTERRAN CORP	14,164	$446K	0.01%	+1,134
HRG GROUP INC COMHRG GROUP INC COM	26,187	$444K	0.01%	-5,937
NKENIKE INC	7,020	$439K	0.01%	-1,567	Timeline
MARMARRIOTT INTL INC NEW	3,225	$438K	0.01%	-559	Timeline
BF-BBROWN FORMAN CORP	6,357	$437K	0.01%	-1,119	Timeline
PJTPJT PARTNERS INC	9,555	$435K	0.01%	-1,545	Timeline
RVTYREVVITY INC	5,950	$435K	0.01%	+250	Timeline
PENNPENN ENTERTAINMENT INC	13,790	$432K	0.01%	-3,478	Timeline
MSMMSC INDL DIRECT INC	4,472	$432K	0.01%	-907	Timeline
ANIXTER INTL INCANIXTER INTL INC	5,690	$432K	0.01%	+730
RLRALPH LAUREN CORP	4,154	$431K	0.01%	-258	Timeline
UAUNDER ARMOUR INC	32,339	$431K	0.01%	+6,519	Timeline
HESS CORPHESS CORP	9,078	$431K	0.01%	+16
CVICVR ENERGY INC	11,579	$431K	0.01%	-4,750	Timeline
URBNURBAN OUTFITTERS INC	12,227	$429K	0.01%	-4,622	Timeline
AEOAMERICAN EAGLE OUTFITTERS IN	22,704	$427K	0.01%	-5,782	Timeline
ALAIR LEASE CORP	8,878	$427K	0.01%	-683	Timeline
BKEBUCKLE INC	17,862	$424K	0.01%	-7,119	Timeline
HTHHILLTOP HLDGS INC	16,728	$424K	0.01%	+961	Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	12,224	$422K	0.01%	-2,429
MTZMASTEC INC	8,577	$420K	0.01%	-93	Timeline
WLKWESTLAKE CORPORATION	3,939	$420K	0.01%	-912	Timeline
HUNHUNTSMAN CORP	12,574	$419K	0.01%	-1,614	Timeline
SMGSCOTTS MIRACLE-GRO CO	3,905	$418K	0.01%	-157	Timeline
AFGAMERICAN FINANCIAL GROUP INC	3,843	$417K	0.01%	0	Timeline
MCYMERCURY GENL CORP NEW	7,801	$417K	0.01%	+674	Timeline
RESRPC INC	16,346	$417K	0.01%	-736	Timeline
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	9,729	$417K	0.01%	+95
KMBKIMBERLY-CLARK CORP	3,446	$416K	0.01%	0	Timeline
CNSCOHEN & STEERS INC	8,793	$416K	0.01%	-1,212	Timeline
HHYATT HOTELS CORP	5,650	$416K	0.01%	-806	Timeline
COLMCOLUMBIA SPORTSWEAR CO	5,789	$416K	0.01%	-943	Timeline
SBUXSTARBUCKS CORP	7,231	$415K	0.01%	-419	Timeline
NVONOVO-NORDISK A S	7,740	$415K	0.01%	0	Timeline
TRTOOTSIE ROLL INDS INC	11,426	$415K	0.01%	+386	Timeline
ERIEERIE INDTY CO	3,400	$414K	0.01%	+108	Timeline
DDSDILLARDS INC	6,885	$413K	0.01%	-211	Timeline
GLPIGAMING & LEISURE P	11,156	$413K	0.01%	+557	Timeline
SAMBOSTON BEER INC	2,161	$413K	0.01%	-419	Timeline
CNDTCONDUENT INC	25,543	$413K	0.01%	+128	Timeline
NEUNEWMARKET CORP	1,036	$412K	0.01%	+114	Timeline
HTLDHEARTLAND EXPRESS INC	17,645	$412K	0.01%	+505	Timeline
HOSTESS BRANDS INCHOSTESS BRANDS INC	27,847	$412K	0.01%	new
VACMARRIOTT VACATIONS WORLDWIDE	3,037	$411K	0.01%	-436	Timeline
VIRTVIRTU FINL INC	22,434	$411K	0.01%	-250	Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	6,289	$411K	0.01%	-1,666
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S	14,672	$411K	0.01%	-1,033
DHID R HORTON INC	8,035	$410K	0.01%	-2,589	Timeline
NORDSTROM INCNORDSTROM INC	8,646	$410K	0.01%	+120
MMIMARCUS & MILLICHAP INC	12,584	$410K	0.01%	-3,251	Timeline
CHHCHOICE HOTELS INTL INC	5,270	$409K	0.01%	-1,056	Timeline
TROWPRICE T ROWE GROUP INC	3,891	$408K	0.01%	-109	Timeline
NOMDNOMAD FOODS LTD	24,122	$408K	0.01%	-2,122	Timeline
WRBBERKLEY W R CORP	5,682	$407K	0.01%	-351	Timeline
RJFRAYMOND JAMES FINL INC	4,556	$407K	0.01%	-227	Timeline
SLGNSILGAN HLDGS INC	13,832	$407K	0.01%	+303	Timeline
ROLROLLINS INC	8,729	$406K	0.01%	-138	Timeline
VNOVORNADO RLTY TR	5,196	$406K	0.01%	-163	Timeline
JBGSJBG SMITH PPTYS	11,672	$405K	0.01%	-548	Timeline
UEURBAN EDGE PPTYS	15,905	$405K	0.01%	-705	Timeline
OCWEN FINL CORPOCWEN FINL CORP	129,388	$405K	0.01%	+1,654
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC	40,112	$404K	0.01%	+4,517
INTCINTEL CORP	8,739	$403K	0.01%	new	Timeline
INTUINTUIT	2,556	$403K	0.01%	-160	Timeline
PSMTPRICESMART INC	4,685	$403K	0.01%	+226	Timeline
HRIHERC HLDGS INC	6,434	$403K	0.01%	-2,100	Timeline
NVGNUVEEN AMT FREE MUN CR INC F	26,128	$403K	0.01%	-1,180	Timeline
TKRTIMKEN CO	8,207	$403K	0.01%	+94	Timeline
DSW INC-CLASS ADSW INC-CLASS A	18,820	$403K	0.01%	-714
TELETECH HOLDINGS INCTELETECH HOLDINGS INC	10,020	$403K	0.01%	-106
AMZNAMAZON COM INC	344	$402K	0.01%	-62	Timeline
MORNMORNINGSTAR INC	4,150	$402K	0.01%	-572	Timeline
BBUBROOKFIELD BUSINESS PARTNERS L	11,659	$402K	0.01%	-2,041	Timeline
BROBROWN & BROWN INC	7,799	$401K	0.01%	-520	Timeline
BRKRBRUKER CORP	11,690	$401K	0.01%	-1,557	Timeline
HSTHOST HOTELS & RESORTS INC	20,166	$400K	0.01%	-1,145	Timeline
NWSANEWS CORP NEW	24,688	$400K	0.01%	-5,389	Timeline
MHKMOHAWK INDS INC	1,451	$400K	0.01%	-88	Timeline
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN	67,200	$400K	0.01%	0
MNSTMONSTER BEVERAGE CORP NEW	6,297	$399K	0.01%	-745	Timeline
WERNWERNER ENTERPRISES INC	10,330	$399K	0.01%	-818	Timeline
MZTIMARZETTI COMPANY	3,086	$399K	0.01%	-249	Timeline
ELLAUDER ESTEE COS INC	3,126	$398K	0.01%	-443	Timeline
AMHAMERICAN HOMES 4 RENT	18,238	$398K	0.01%	+338	Timeline
REALPAGE INCREALPAGE INC	8,981	$398K	0.01%	-1,008
GAPGAP INC	11,666	$397K	0.01%	-2,397	Timeline
CTASCINTAS CORP	2,545	$397K	0.01%	-337	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	9,538	$397K	0.01%	-82
SRGSERITAGE GROWTH PPTYS	9,808	$397K	0.01%	+1,216	Timeline
BENFRANKLIN TEMPLETON INC	9,148	$396K	0.01%	-10	Timeline
XEROX CORPXEROX CORP	13,594	$396K	0.01%	+1,615
AMKRAMKOR TECHNOLOGY INC	39,340	$395K	0.01%	-809	Timeline
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	9,920	$395K	0.01%	-1,467
THIRD PT REINS LTDTHIRD PT REINS LTD	26,861	$394K	0.01%	-459
CRMSALESFORCE INC	3,849	$393K	0.01%	-287	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	975	$393K	0.01%	-139	Timeline
GRMNGARMIN LTD	6,573	$392K	0.01%	-970	Timeline
VBVANGUARD INDEX FDS	2,636	$390K	0.01%	-199	Timeline
VMRKVIVMARK RESIDENTIAL	6,107	$390K	0.01%	+196	Timeline
GPCGENUINE PARTS CO	4,110	$390K	0.01%	0	Timeline
SSNCSS&C TECH HLDGS	9,633	$390K	0.01%	-603	Timeline
HALOHALOZYME THERAPEUTICS INC	19,208	$389K	0.01%	-4,399	Timeline
STRAIGHT PATH COMMUNICATNS ISTRAIGHT PATH COMMUNICATNS I	2,134	$388K	0.01%	-22
PZZAPAPA JOHNS INTL INC	6,881	$386K	0.01%	+1,478	Timeline
NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORP	19,646	$386K	0.01%	-2,392
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	8,697	$385K	0.01%	-463
OPKOPKO HEALTH INC	78,019	$382K	0.01%	+15,846	Timeline
DKSDICKS SPORTING GOODS INC	13,225	$380K	0.01%	-1,599	Timeline
CSXCSX CORP	6,880	$378K	0.01%	+168	Timeline
PEGAPEGASYSTEMS INC	8,023	$378K	0.01%	+1,172	Timeline
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	4,400	$376K	0.01%	-17,600
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC	32,785	$374K	0.01%	+2,217
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…	22,543	$373K	0.01%	-1,978
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	11,612	$372K	0.01%	+40
TSLATESLA INC	1,181	$368K	0.01%	+129	Timeline
BTIBRITISH AMERN TOB PLC	5,461	$366K	0.01%	-3,283	Timeline
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	28,149	$363K	0.01%	-9,896
SYNTEL INCSYNTEL INC	15,800	$363K	0.01%	-5,499
SHYISHARES TR	4,318	$362K	0.01%	-2,073	Timeline
DALDELTA AIR LINES INC	6,450	$361K	0.01%	-100	Timeline
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX	100,585	$360K	0.01%	+43,509
NANTKWEST INCNANTKWEST INC	79,212	$356K	0.01%	+9,514
INTREXON CORPINTREXON CORP	30,342	$350K	0.01%	+9,498
COMMERCEHUB INCCOMMERCEHUB INC	15,907	$350K	0.01%	-18,747
MASMASCO CORP	7,550	$331K	0.01%	0	Timeline
IIJIYINTERNET INITIATIVE JPN INC AD	36,184	$330K	0.01%	-3,531	Timeline
NOCNORTHROP GRUMMAN CORP	1,054	$324K	0.01%	-100	Timeline
WMTWALMART INC	3,234	$319K	0.01%	+141	Timeline
NUVNUVEEN MUN VALUE FD INC	31,056	$315K	0.01%	0	Timeline
NUVEEN INTER DURATION MUNNUVEEN INTER DURATION MUN	24,162	$311K	0.01%	0
SYKSTRYKER CORPORATION	2,000	$310K	0.01%	0	Timeline
CLCOLGATE PALMOLIVE CO	4,074	$307K	0.01%	0	Timeline
MPCMARATHON PETE CORP	4,576	$302K	0.01%	-70	Timeline
WIAWESTERN ASSET INFLT LNK INC	25,149	$297K	0.01%	-4,000	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	20,129	$291K	0.01%	0	Timeline
CSWCCAPITAL SOUTHWEST CORP	17,500	$289K	0.01%	0	Timeline
PTYPIMCO CORPORATE & INCOME OPP	17,500	$288K	0.01%	0	Timeline
PPTFRANKLIN PREMIER INCOME TR	53,963	$288K	0.01%	-52,601	Timeline
QCOMQUALCOMM INC	4,401	$282K	0.01%	+100	Timeline
AFLAFLAC INC	3,200	$281K	0.01%	-246	Timeline
NMZNUVEEN MUN HIGH INCOME OPPOR	20,450	$278K	0.01%	+3,400	Timeline
SBIWESTERN ASSET INTER MUNI	29,757	$277K	0.01%	-10,222	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	2,170	$277K	0.01%	new
BWXTBWX TECHNOLOGIES INC	4,565	$276K	0.01%	-1,332	Timeline
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	3,882	$272K	0.01%	0
BABAALIBABA GROUP HLDG LTD	1,566	$270K	0.01%	+76	Timeline
GDGENERAL DYNAMICS CORP	1,328	$270K	0.01%	0	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	23,651	$269K	0.01%	+3,298
LMTLOCKHEED MARTIN CORP	806	$259K	0.01%	0	Timeline
GRCGORMAN RUPP CO	8,272	$258K	0.01%	+200	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	19,985	$258K	0.01%	+4,279	Timeline
ETNEATON CORP PLC	3,218	$254K	0.01%	-21	Timeline
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC	69,696	$245K	0.01%	+18,733
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	1,226	$242K	0.01%	0
BLACKROCK MUNIYEILD QUALITY…BLACKROCK MUNIYEILD QUALITY FU	18,236	$239K	0.01%	new
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	19,347	$239K	0.01%	0
PRAXAIR INCPRAXAIR INC	1,485	$230K	0.01%	0
ARCCARES CAPITAL CORP	14,485	$228K	0.01%	0	Timeline
HPFHANCOCK JOHN PFD INCOME FD I	10,589	$228K	0.01%	-3,389	Timeline
BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY T	16,967	$223K	0.01%	0
SCHVSCHWAB STRATEGIC TR	3,974	$217K	0.01%	0	Timeline
GRBKGREEN BRICK PARTNERS INC	18,963	$214K	0.01%	-5,500	Timeline
NIMNUVEEN SELECT MAT MUN FD	21,500	$214K	0.01%	0	Timeline
GISGENERAL MILLS INC	3,599	$213K	0.01%	new	Timeline
BGTBLACKROCK FLOATING RATE INC	15,099	$210K	0.01%	-117	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	6,500	$209K	0.01%	0	Timeline
AIGAMERICAN INTL GROUP INC	3,481	$208K	0.01%	-7,631	Timeline
NVDANVIDIA CORPORATION	1,065	$206K	0.01%	new	Timeline
VTRVENTAS INC	3,415	$205K	0.01%	0	Timeline
ABBNYABB LTD-SPON ADR	7,600	$204K	0.01%	new	Timeline
AMTAMERICAN TOWER CORP	1,425	$203K	0.01%	new	Timeline
PMLPIMCO MUN INCOME FD II	15,400	$203K	0.01%	0	Timeline
NRKNUVEEN NY AMT FREE	15,129	$196K	0.01%	new	Timeline
DUFF & PHELPSDUFF & PHELPS	20,525	$182K	0.01%	0
PCNPIMCO CORPORATE & INCM STRG	10,241	$176K	0.01%	0	Timeline
VTNINVESCO TR INVT GRADE NEW YO	12,714	$174K	0.01%	0	Timeline
MANAGED DURATION INVT GRD FUMANAGED DURATION INVT GRD FU	12,779	$172K	0.01%	0
EVFEATON VANCE SR INCOME TR	26,019	$170K	<0.01%	0	Timeline
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	13,777	$168K	<0.01%	+600
TGNATEGNA INC	11,600	$163K	<0.01%	-16,200	Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	13,948	$163K	<0.01%	-690
VVRINVESCO SR INCOME TR	35,944	$158K	<0.01%	-1,531	Timeline
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR	11,019	$154K	<0.01%	0
BLACKROCK MUNI N Y INTER DURBLACKROCK MUNI N Y INTER DUR	11,296	$154K	<0.01%	-13,901
EIMEATON VANCE MUN BD FD	12,263	$153K	<0.01%	0	Timeline
EFTEATON VANCE FLOATING RATE IN	10,200	$146K	<0.01%	0	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	12,180	$144K	<0.01%	0	Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	11,778	$135K	<0.01%	0
JFRNUVEEN FLOATING RATE INCOME	10,306	$116K	<0.01%	-22,262	Timeline
FRONTLINE PLC FFRONTLINE PLC F	24,300	$112K	<0.01%	-2,500
HIOWESTERN ASSET HIGH INCOME OP	18,137	$92K	<0.01%	-7,920	Timeline
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	26,335	$75K	<0.01%	0
APOLLO INVT CORPAPOLLO INVT CORP	12,006	$68K	<0.01%	0
OBSIDIAN ENERGY LTDOBSIDIAN ENERGY LTD	46,745	$58K	<0.01%	-4,600
MCEWEN MNG INCMCEWEN MNG INC	24,393	$56K	<0.01%	-1,392
TMQTRILOGY METALS INC NEW	31,439	$34K	<0.01%	+5,536	Timeline
PACBPACIFIC BIOSCIENCES CALIF IN	12,000	$32K	<0.01%	0	Timeline
SANOFISANOFI	15,940	$6K	<0.01%	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1	principal	72,750,000	$51.6M	-2,075,500
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	8,683,000	$9.31M	-28,000
FOREST CITY ENTERPRISESFOREST CITY ENTERPRISES NOTE	principal	446,000	$520K	0
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N NOTE 1.500 9/0	principal	60,000	$45K	0

Sold out in Q4 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30…	73,680	$1.41M	shares
DOMINION DIAMOND CORPDOMINION DIAMOND CORP	74,674	$1.06M	shares
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	79,965	$720K	shares
FEDERATED PREM INTR MUN INCFEDERATED PREM INTR MUN INC	49,935	$680K	shares
GNTXGENTEX CORP	24,751	$490K	shares
AKORN INCAKORN INC	11,869	$394K	shares
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC	44,207	$393K	shares
TRIBUNE COMPANYTRIBUNE COMPANY	6,700	$274K	shares
CARSCARS COM INC	9,338	$248K	shares
SEARS HLDGS CORPSEARS HLDGS CORP	113,581	$245K	shares
CVSCVS HEALTH CORP	2,967	$241K	shares
GENZVANECK ETF TRUST	5,466	$233K	shares
DUKDUKE ENERGY CORP NEW	2,708	$227K	shares
HPSHANCOCK JOHN PFD INCOME FD I	10,149	$191K	shares
WPX ENERGY INCWPX ENERGY INC	12,263	$141K	shares
GANNETT SPINCO INCGANNETT SPINCO INC	14,931	$134K	shares

How Q4 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001519418-18-000001	base		2018-02-14	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC