Horizon Kinetics LLC

13F filer, CIK 1519418, NEW YORK, NY

Horizon Kinetics LLC reported $3,165,019,000 across 501 holdings for the quarter ended 2017-03-31, in a 13F-HR filed 2017-05-15. Its ten largest share positions make up 52.37% of the portfolio.

Filed 2017-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:09:43 UTC13F-HR 0001519418-17-000010

Period: 2017-03-31
Reported value: $3.17B
Holdings: 501
Top 10 weight: 52.37%
New: 22
Sold out: 28

Largest buys vs the previous quarter

Security	Shares change	Approx. value
CIVEO CORP CDAnew	+8,149,763	$24.4M
AMCXadded	+197,695	$11.6M
TEXAS PACIFIC LAND TRUSTadded	+29,223	$8.18M
FNVadded	+82,100	$5.38M
BSMnew	+176,546	$2.92M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
WENreduced	-1,257,554	-$17.1M
HOWARD HUGHES CORPORATIONreduced	-88,652	-$10.4M
CBOEreduced	-109,531	-$8.88M
TPHreduced	-571,109	-$7.16M
NWLreduced	-137,048	-$6.46M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2017

Share positions as resolved from 13F-HR 0001519418-17-000010, largest first. % of portfolio is the value over $3,112,577,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUST	1,738,586	$486M	15.63%	+29,223
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	2,826,334	$331M	10.65%	-88,652
IEPICAHN ENTERPRISES LP	2,871,389	$147M	4.73%	-104,781	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	3,736,390	$145M	4.66%	-148,776
WENWENDYS CO	8,170,663	$111M	3.57%	-1,257,554	Timeline
LBRDKLIBERTY BROADBAND CORP	1,090,614	$94.2M	3.03%	-30,943	Timeline
SILVER WHEATON CORPSILVER WHEATON CORP	4,056,020	$84.5M	2.72%	-153,738
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	2,277,103	$83M	2.67%	-87,787
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	1,222,512	$77.6M	2.49%	-52,348
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	1,790,612	$69.7M	2.24%	-76,564
ANAUTONATION INC	1,591,598	$67.3M	2.16%	-82,928	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	2,669,079	$65.1M	2.09%	-45,326
CBOECBOE GLOBAL MKTS INC	584,283	$47.4M	1.52%	-109,531	Timeline
LYVLIVE NATION ENTERTAINMENT IN	1,541,261	$46.8M	1.5%	-61,447	Timeline
ECHOECHOSTAR CORP	820,568	$46.7M	1.5%	-44,385	Timeline
FNVFRANCO NEV CORP	706,126	$46.3M	1.49%	+82,100	Timeline
ACGPASSOCIATED CAP GROUP INC CLASS	1,222,989	$44.2M	1.42%	+29,166	Timeline
AMCXAMC GLOBAL MEDIA INC	646,419	$37.9M	1.22%	+197,695	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	181,076	$30.2M	0.97%	-6,165	Timeline
NWLNEWELL BRANDS INC	630,928	$29.8M	0.96%	-137,048	Timeline
VIACOM INCVIACOM INC	626,011	$29.2M	0.94%	+6,703
RGLDROYAL GOLD INC	378,398	$26.5M	0.85%	-20,319	Timeline
RMTROYCE MICRO-CAP TR INC	3,088,351	$25.9M	0.83%	+268,191	Timeline
LBRDALIBERTY BROADBAND CORP	290,043	$24.7M	0.79%	-8,406	Timeline
CIVEO CORP CDACIVEO CORP CDA	8,149,763	$24.4M	0.78%	new
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	685,856	$23.4M	0.75%	-9,360
MKLMARKEL GROUP INC	21,794	$21.3M	0.68%	-174	Timeline
ENOVIS CORPENOVIS CORP	465,504	$18.3M	0.59%	-31,460
CBS CORP NEWCBS CORP NEW	251,379	$17.4M	0.56%	-5,213
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	375,564	$17M	0.55%	+28,776
LVSLAS VEGAS SANDS CORP	291,321	$16.6M	0.53%	-7,780	Timeline
LEUCADIA NATL CORPLEUCADIA NATL CORP	612,917	$15.9M	0.51%	-29,694
CONTINENTAL RES INCCONTINENTAL RES INC	344,190	$15.6M	0.5%	-27,126
MSGSMADISON SQUARE GRDN SPRT COR	77,422	$15.5M	0.5%	-1,326	Timeline
NVGSNAVIGATOR HLDGS LTD	1,102,310	$15.2M	0.49%	-8,855	Timeline
DISCOVERY INCDISCOVERY INC	445,285	$13M	0.42%	-6,250
L BRANDS INCL BRANDS INC	268,428	$12.6M	0.41%	-91,191
ELSEQUITY LIFESTYLE PROPERTIES	151,569	$11.7M	0.38%	-6,917	Timeline
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS COR	888,918	$11.6M	0.37%	-43,589
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	348,133	$11.4M	0.37%	-4,285
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	543,770	$11.3M	0.36%	-5,240
DSLDOUBLELINE INCOME SOLUTIONS	561,106	$11.3M	0.36%	+33,694	Timeline
WYNNWYNN RESORTS LTD	94,324	$10.8M	0.35%	-37,119	Timeline
PDIPIMCO DYNAMIC INCOME FD	356,167	$10.3M	0.33%	-6,461	Timeline
DBLDOUBLELINE OPPORTUNISTIC CR	427,483	$10.2M	0.33%	+7,667	Timeline
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	418,021	$9.1M	0.29%	-89,807
FHIFEDERATED HERMES INC	344,452	$9.07M	0.29%	-21,872	Timeline
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	203,276	$9.04M	0.29%	-7,914
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF	650,193	$8.87M	0.29%	-4,626
MAMASTERCARD INCORPORATED	75,641	$8.51M	0.27%	-4,402	Timeline
IPARINTERPARFUMS INC	219,978	$8.04M	0.26%	-1,037	Timeline
GOOGALPHABET INC	9,255	$7.68M	0.25%	-2,231	Timeline
GOOGLALPHABET INC	8,816	$7.47M	0.24%	-2,097	Timeline
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	366,595	$7.34M	0.24%	-129,210
TPHTRI POINTE HOMES INC	561,766	$7.04M	0.23%	-571,109	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	28	$7M	0.22%	0	Timeline
LIBERTYLIBERTY	278,782	$6.59M	0.21%	-23,594
PFNPIMCO INCOME STRATEGY FD II	650,161	$6.53M	0.21%	-740	Timeline
TIME WARNER INCTIME WARNER INC	64,809	$6.33M	0.2%	-3,330
WMBWILLIAMS COS INC	212,084	$6.28M	0.2%	-8,110	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	458,127	$6.12M	0.2%	+5,981	Timeline
VVISA INC	68,864	$6.12M	0.2%	0	Timeline
MSG NETWORK INCMSG NETWORK INC	237,437	$5.54M	0.18%	-10,775
VTIVANGUARD INDEX FDS	44,910	$5.45M	0.18%	-17,775	Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	154,126	$5.38M	0.17%	-3,582
XOMEXXON MOBIL CORP	65,542	$5.38M	0.17%	-1,833	Timeline
MGMMGM RESORTS INTERNATIONAL	180,710	$4.95M	0.16%	-4,500	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	358,226	$4.89M	0.16%	+14,024
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	282,690	$4.73M	0.15%	+3,204
LLOEWS CORP	100,107	$4.68M	0.15%	-1,471	Timeline
KHCKRAFT HEINZ CO	49,670	$4.51M	0.14%	-3,392	Timeline
BIPBROOKFIELD INFRASTRUCTURE PA	115,123	$4.45M	0.14%	-1,679	Timeline
PARRPAR PAC HOLDINGS INC	269,976	$4.45M	0.14%	-39,471	Timeline
PYPLPAYPAL HLDGS INC	101,570	$4.37M	0.14%	-1,758	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	173,061	$4.3M	0.14%	-8,280
PAGPENSKE AUTOMOTIVE GRP INC	90,097	$4.22M	0.14%	+131	Timeline
PFLPIMCO INCOME STRATEGY FD	369,301	$4.12M	0.13%	-35,477	Timeline
VOOVANGUARD INDEX FDS	17,576	$3.8M	0.12%	-480	Timeline
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	83,223	$3.78M	0.12%	-13,949
PBTPERMIAN BASIN RTY TR	378,870	$3.54M	0.11%	+1,498	Timeline
PMPHILIP MORRIS INTL INC	30,656	$3.46M	0.11%	-450	Timeline
CACICACI INTL INC	29,200	$3.42M	0.11%	0	Timeline
DISCOVERY INCDISCOVERY INC	119,853	$3.39M	0.11%	-1,601
SSPSCRIPPS E W CO OHIO	133,598	$3.13M	0.1%	-6,124	Timeline
ICEINTERCONTINENTAL EXCHANGE IN	52,150	$3.12M	0.1%	0	Timeline
JNJJOHNSON & JOHNSON	24,319	$3.03M	0.1%	-2,586	Timeline
GLREGREENLIGHT CAP RE LTD	137,021	$3.03M	0.1%	+1,143	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	84,777	$2.97M	0.1%	-3,370
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	123,217	$2.95M	0.09%	-21,922
MRKMERCK & CO INC	46,324	$2.94M	0.09%	-1,556	Timeline
DHRDANAHER CORP DEL	34,135	$2.92M	0.09%	-1,452	Timeline
BSMBLACK STONE MINERALS L P	176,546	$2.92M	0.09%	new	Timeline
GDLGDL FD	293,056	$2.88M	0.09%	+207,694	Timeline
VSATVIASAT INC	44,555	$2.84M	0.09%	-878	Timeline
IGSBISHARES TR	27,000	$2.84M	0.09%	0	Timeline
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	68,249	$2.81M	0.09%	-8,030
Sandstorm Gold LtdSandstorm Gold Ltd	656,711	$2.8M	0.09%	-10,436
DORMDORMAN PRODS INC	32,789	$2.69M	0.09%	0	Timeline
BMYBRISTOL-MYERS SQUIBB CO	48,607	$2.64M	0.08%	-3,985	Timeline
MOVMOVADO GROUP INC	105,088	$2.62M	0.08%	-2,033	Timeline
GGP INCGGP INC	110,775	$2.57M	0.08%	new
GENERAL ELEC COGENERAL ELEC CO	80,804	$2.41M	0.08%	-718
PFEPFIZER INC	70,082	$2.4M	0.08%	+682	Timeline
MOALTRIA GROUP INC	33,102	$2.36M	0.08%	-290	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	109,401	$2.35M	0.08%	+32,411
BGC PARTNERS INCBGC PARTNERS INC	205,039	$2.33M	0.07%	-3,578
TERRA NITROGEN CO L PTERRA NITROGEN CO L P	23,603	$2.32M	0.07%	new
CXEMFS HIGH INCOME MUN TR	461,674	$2.32M	0.07%	+444,912	Timeline
EBAYEBAY INC.	67,110	$2.25M	0.07%	-1,970	Timeline
CPRTCOPART INC	72,000	$2.23M	0.07%	+36,000	Timeline
PCMPCM FD INC	218,839	$2.22M	0.07%	-16,596	Timeline
ABBVABBVIE INC	33,453	$2.18M	0.07%	-401	Timeline
WESTERN ASSET CORPORATE LN FWESTERN ASSET CORPORATE LN F	189,991	$2.14M	0.07%	-33,100
LLYELI LILLY & CO	25,091	$2.11M	0.07%	-1,525	Timeline
SUSUNCOR ENERGY INC NEW	67,236	$2.07M	0.07%	+500	Timeline
CCLCARNIVAL CORP	35,087	$2.07M	0.07%	-1,806	Timeline
PEPPEPSICO INC	18,323	$2.05M	0.07%	-200	Timeline
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	24,070	$1.89M	0.06%	0
VCSHVANGUARD SCOTTSDALE FDS	23,599	$1.88M	0.06%	-370	Timeline
NADNUVEEN QUALITY MUNCP INCOME	136,868	$1.87M	0.06%	-1,753	Timeline
MTBM & T BK CORP	11,994	$1.86M	0.06%	-141	Timeline
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	95,052	$1.85M	0.06%	+13,984
HARRIS CORP INCHARRIS CORP INC	16,632	$1.85M	0.06%	-150
NVSNOVARTIS AG	24,850	$1.85M	0.06%	0	Timeline
GRBKGREEN BRICK PARTNERS INC	178,971	$1.78M	0.06%	-12,391	Timeline
FCXFREEPORT MCMORAN INC	132,482	$1.77M	0.06%	+3,102	Timeline
BNYBANK OF NY MELLON CORP	37,422	$1.77M	0.06%	-150	Timeline
RCLROYAL CARIBBEAN GROUP	17,925	$1.76M	0.06%	-951	Timeline
CABOCABLE ONE INC	2,655	$1.66M	0.05%	-32	Timeline
DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30…	73,680	$1.65M	0.05%	0
DMOWESTERN ASSET MTG DEFINED OP	69,375	$1.64M	0.05%	-12,654	Timeline
SBRSABINE RTY TR	46,075	$1.64M	0.05%	-2,175	Timeline
WIWWESTERN AST INFL LKD OPP & I	145,224	$1.62M	0.05%	-25,320	Timeline
AIGAMERICAN INTL GROUP INC	25,655	$1.6M	0.05%	-1,245	Timeline
FNFFIDELITY NATL FINL INC	40,803	$1.59M	0.05%	-200	Timeline
CMRECOSTAMARE INC	236,178	$1.57M	0.05%	+71,503	Timeline
CSCOCISCO SYS INC	46,017	$1.55M	0.05%	-955	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	25,487	$1.55M	0.05%	-823	Timeline
GHCGRAHAM HLDGS CO	2,567	$1.54M	0.05%	-46	Timeline
VZVERIZON COMMUNICATIONS INC	31,323	$1.53M	0.05%	+321	Timeline
WTWISDOMTREE INC	167,269	$1.52M	0.05%	-31,581	Timeline
EMREMERSON ELEC CO	25,287	$1.51M	0.05%	-775	Timeline
MDLZMONDELEZ INTL INC	34,738	$1.5M	0.05%	-929	Timeline
LENLENNAR CORP	29,225	$1.5M	0.05%	-2,796	Timeline
SDSANDRIDGE ENERGY INC	79,977	$1.48M	0.05%	0	Timeline
XFRAXBLACKROCK FLOATING RATE INCO	100,921	$1.46M	0.05%	-3,472	Timeline
ALKSALKERMES PLC	25,000	$1.46M	0.05%	0	Timeline
COMMERCEHUB INCCOMMERCEHUB INC	93,963	$1.46M	0.05%	-14,512
HONHONEYWELL INTL INC	11,404	$1.42M	0.05%	-250	Timeline
GAMIGAMCO INVESTORS, INC. (DE)	47,955	$1.42M	0.05%	-1,518	Timeline
RVTROYCE SMALL CAP TRUST INC	101,009	$1.41M	0.05%	-8,316	Timeline
UNPUNION PAC CORP	13,344	$1.41M	0.05%	0	Timeline
CVXCHEVRON CORPORATION	12,949	$1.39M	0.04%	-78	Timeline
KLACKLA CORP	14,600	$1.39M	0.04%	-600	Timeline
BABOEING CO	7,839	$1.39M	0.04%	0	Timeline
BPBP PLC	40,092	$1.38M	0.04%	+1,900	Timeline
CNPCENTERPOINT ENERGY INC	49,973	$1.38M	0.04%	-300	Timeline
SEESEALED AIR CORP NEW	31,205	$1.36M	0.04%	-50	Timeline
SONSONOCO PRODS CO	24,800	$1.31M	0.04%	0	Timeline
CMSCMS ENERGY CORP	28,662	$1.28M	0.04%	-500	Timeline
BIIBBIOGEN INC	4,645	$1.27M	0.04%	-2,010	Timeline
ROKROCKWELL AUTOMATION INC	7,918	$1.23M	0.04%	-245	Timeline
MSFTMICROSOFT CORP	18,709	$1.23M	0.04%	+329	Timeline
FTVFORTIVE CORP	20,070	$1.21M	0.04%	-1,199	Timeline
SNYSANOFI SA	26,697	$1.21M	0.04%	0	Timeline
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	53,982	$1.17M	0.04%	new
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	12,671	$1.15M	0.04%	+332
DOMINION DIAMOND CORPDOMINION DIAMOND CORP	90,571	$1.14M	0.04%	+1,473
CMECME GROUP INC	9,621	$1.14M	0.04%	+6	Timeline
LORAL SPACE & COM INCLORAL SPACE & COM INC	28,547	$1.12M	0.04%	-501
CORELOGIC INCCORELOGIC INC	27,474	$1.12M	0.04%	-1,144
SEARS CDA INCSEARS CDA INC	818,078	$1.1M	0.04%	-176,124
AAPLAPPLE INC	7,658	$1.1M	0.04%	+1,609	Timeline
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	51,462	$1.1M	0.04%	0
KEYKEYCORP	61,069	$1.09M	0.03%	new	Timeline
WELBILT INCWELBILT INC	54,621	$1.07M	0.03%	new
NZFNUVEEN MUN CR INCOME FD	74,280	$1.07M	0.03%	+907	Timeline
MKTXMARKETAXESS HLDGS INC	5,700	$1.07M	0.03%	0	Timeline
QSRRESTAURANT BRANDS INTL INC	19,098	$1.06M	0.03%	-1,823	Timeline
ABTABBOTT LABORATORIES	23,728	$1.05M	0.03%	+1,200	Timeline
SHIRE PLCSHIRE PLC	6,000	$1.04M	0.03%	0
RABROOKFIELD REAL ASSETS INCOM	45,743	$1.04M	0.03%	+4,733	Timeline
BACBANK OF AMER CORP	43,995	$1.04M	0.03%	+28	Timeline
TREELENDINGTREE INC	8,233	$1.03M	0.03%	0	Timeline
FLOFLOWERS FOODS INC	52,951	$1.03M	0.03%	-500	Timeline
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX	89,239	$1.03M	0.03%	-278,423
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	24,073	$1.01M	0.03%	+100
AXPAMERICAN EXPRESS CO	12,603	$997K	0.03%	0	Timeline
CELGENE CORPCELGENE CORP	8,000	$995K	0.03%	0
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	405,000	$992K	0.03%	new
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	15,700	$989K	0.03%	0
LANDGLADSTONE LD CORP	88,710	$985K	0.03%	-268	Timeline
MCEWEN MNG INCMCEWEN MNG INC	319,536	$971K	0.03%	-3,599
TIME INC NEWTIME INC NEW	49,884	$966K	0.03%	+34,774
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND	142,164	$965K	0.03%	-200
NANNUVEEN NY DIVI ADV	71,130	$964K	0.03%	-103	Timeline
SPESPECIAL OPPORTUNITIES FD INC	65,680	$959K	0.03%	-15,643	Timeline
GWWWW GRAINGER INC	4,101	$955K	0.03%	-76	Timeline
GILDGILEAD SCIENCES INC	13,600	$923K	0.03%	+600	Timeline
SLBSLB LIMITED	11,764	$919K	0.03%	0	Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	12,366	$911K	0.03%	-1,294
WPX ENERGY INCWPX ENERGY INC	67,164	$899K	0.03%	-3,500
CATCATERPILLAR INC	9,613	$892K	0.03%	-1,700	Timeline
SANBANCO SANTANDER SA	146,236	$888K	0.03%	-145	Timeline
RAYTHEON CORAYTHEON CO	5,816	$887K	0.03%	-784
AZNASTRAZENECA PLC-SPONS ADR	28,302	$881K	0.03%	0	Timeline
GMGENERAL MTRS CO	24,775	$876K	0.03%	+150	Timeline
BOKFBOK FINL CORP	11,116	$870K	0.03%	+335	Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	25,000	$866K	0.03%	0
NBBNUVEEN TAXABLE MUNICPAL INM	41,383	$865K	0.03%	new	Timeline
RQICOHEN & STEERS QUALITY INCOM	70,042	$861K	0.03%	0	Timeline
DLXDELUXE CORP MEDIUM TERM NTS	11,700	$844K	0.03%	-200	Timeline
BTZBLACKROCK CR ALLOCATION	63,781	$839K	0.03%	-7,548	Timeline
VODVODAFONE GROUP PLC	31,575	$835K	0.03%	+5,449	Timeline
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M	105,175	$821K	0.03%	+56,911
TFXTELEFLEX INCORPORATED	4,220	$817K	0.03%	-65	Timeline
EXPEEXPEDIA GROUP INC	6,304	$796K	0.03%	-492	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	34,553	$796K	0.03%	-1,572
ADIANALOG DEVICES INC	9,655	$791K	0.03%	-200	Timeline
ALBANY MOLECULAR RESHALBANY MOLECULAR RESH	56,000	$786K	0.03%	0
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	14,896	$785K	0.03%	-1,310
TRIBUNE COMPANYTRIBUNE COMPANY	20,957	$782K	0.03%	0
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP	65,002	$764K	0.02%	0
NDAQNASDAQ INC	10,921	$758K	0.02%	0	Timeline
SHVISHARES TR	6,838	$755K	0.02%	-225	Timeline
LEGLEGGETT & PLATT INC	14,900	$750K	0.02%	-7,200	Timeline
HALYARD HEALTH INCHALYARD HEALTH INC	19,658	$749K	0.02%	0
PRGOPERRIGO CO PLC	11,262	$748K	0.02%	+1,219	Timeline
CUBIC CORPCUBIC CORP	14,069	$743K	0.02%	-200
SPSBSPDR SERIES TRUST	24,000	$735K	0.02%	0	Timeline
NUVEENNUVEEN	75,398	$719K	0.02%	-344
BAXBAXTER INTL INC	13,822	$717K	0.02%	-100	Timeline
TGNATEGNA INC	27,800	$712K	0.02%	0	Timeline
SEBSEABOARD CORP DEL	170	$708K	0.02%	0	Timeline
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	56,232	$706K	0.02%	0
JPMJPMORGAN CHASE & CO	7,938	$697K	0.02%	0	Timeline
IONSIONIS PHARMACEUTICALS INC	17,200	$691K	0.02%	0	Timeline
WPCWP CAREY INC	10,992	$684K	0.02%	+500	Timeline
SPGIS&P GLOBAL INC	5,226	$683K	0.02%	-35	Timeline
FEDERATED PREM INTR MUN INCFEDERATED PREM INTR MUN INC	51,155	$673K	0.02%	+8,720
DGXQUEST DIAGNOSTICS INC	6,800	$668K	0.02%	-100	Timeline
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	46,457	$655K	0.02%	+2,861
XEVVXEATON VANCE LIMITED DURATION	46,808	$647K	0.02%	-102,625	Timeline
NGNOVAGOLD RESOURCES INC	131,255	$639K	0.02%	-47,627	Timeline
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN	67,260	$635K	0.02%	+60
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	54,537	$634K	0.02%	new
RYAMRAYONIER ADVANCED MATLS INC	46,931	$631K	0.02%	+501	Timeline
NSCNORFOLK SOUTHN CORP	5,615	$629K	0.02%	-750	Timeline
CNQCANADIAN NAT RES LTD MED TER	19,184	$629K	0.02%	-13,100	Timeline
NBHNEUBERGER MUN FD INC	41,916	$622K	0.02%	-649	Timeline
VRSKVERISK ANALYTICS INC	7,600	$617K	0.02%	0	Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	4,650	$616K	0.02%	0	Timeline
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	43,313	$615K	0.02%	+13
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	33,605	$615K	0.02%	-282
HRIHERC HLDGS INC	12,482	$611K	0.02%	-1,642	Timeline
YAHOO INCYAHOO INC	13,098	$608K	0.02%	-8,625
WTMWHITE MTNS INS GROUP LTD	689	$606K	0.02%	0	Timeline
CMCSACOMCAST CORP NEW	16,045	$603K	0.02%	+7,910	Timeline
BBUBROOKFIELD BUSINESS PARTNERS L	24,397	$601K	0.02%	-1,155	Timeline
HRG GROUP INC COMHRG GROUP INC COM	30,761	$595K	0.02%	-6,092
EPDENTERPRISE PRODS PARTNERS L	21,421	$591K	0.02%	+854	Timeline
CSWCSW INDUSTRIALS INC	15,844	$581K	0.02%	0	Timeline
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	101,909	$581K	0.02%	+1,897
MCDMCDONALDS CORP	4,457	$578K	0.02%	+700	Timeline
GNTXGENTEX CORP	26,881	$573K	0.02%	-2,080	Timeline
IWCISHARES TR	6,652	$570K	0.02%	-181	Timeline
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S	15,419	$567K	0.02%	-640
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	32,266	$566K	0.02%	+1,800
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC	29,764	$550K	0.02%	-127,550
COMMERCEHUB INCCOMMERCEHUB INC	34,556	$535K	0.02%	-5,737
CINFCINCINNATI FINL CORP	7,303	$528K	0.02%	-200	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	21,763	$526K	0.02%	-77	Timeline
GSGOLDMAN SACHS GROUP INC	2,269	$521K	0.02%	+27	Timeline
VTNINVESCO TR INVT GRADE NEW YO	38,314	$517K	0.02%	0	Timeline
CERNER CORPCERNER CORP	8,760	$515K	0.02%	-1,637
VACMARRIOTT VACATIONS WORLDWIDE	5,146	$514K	0.02%	-674	Timeline
DISDISNEY WALT CO	4,454	$505K	0.02%	+19	Timeline
OCWEN FINL CORPOCWEN FINL CORP	90,450	$495K	0.02%	+12,173
TAT&T INC	11,826	$491K	0.02%	+65	Timeline
MINTPIMCO ETF TR	4,816	$490K	0.02%	0	Timeline
PENNPENN ENTERTAINMENT INC	25,952	$478K	0.02%	-3,341	Timeline
SEARS HLDGS CORPSEARS HLDGS CORP	162,101	$478K	0.02%	-227,247
LELANDS END INC NEW	22,251	$477K	0.02%	-3,951	Timeline
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	21,318	$475K	0.02%	-449
NVGNUVEEN AMT FREE MUN CR INC F	32,408	$474K	0.02%	-179	Timeline
OPKOPKO HEALTH INC	58,941	$472K	0.02%	+792	Timeline
EXTERRAN CORPEXTERRAN CORP	14,908	$468K	0.02%	-2,558
WFCWELLS FARGO & CO	8,397	$467K	0.02%	+237	Timeline
LNGCHENIERE ENERGY INC	9,864	$466K	0.01%	-892	Timeline
VBVANGUARD INDEX FDS	3,489	$465K	0.01%	-101	Timeline
VMIVALMONT INDS INC	2,975	$463K	0.01%	0	Timeline
SPGSIMON PPTY GROUP INC NEW	2,689	$463K	0.01%	+23	Timeline
CABELAS INCCABELAS INC	8,713	$463K	0.01%	+1,990
KMBKIMBERLY-CLARK CORP	3,496	$460K	0.01%	-50	Timeline
DEL TACO RESTAURANTS INC NEWDEL TACO RESTAURANTS INC NEW	34,538	$458K	0.01%	-46,783
RIGTRANSOCEAN LTD	36,687	$456K	0.01%	+5,236	Timeline
BXPBXP INC	3,435	$455K	0.01%	-308	Timeline
NORDSTROM INCNORDSTROM INC	9,727	$453K	0.01%	+1,020
TSLATESLA INC	1,623	$452K	0.01%	-392	Timeline
HUNHUNTSMAN CORP	18,353	$450K	0.01%	-3,253	Timeline
FISFIDELITY NATL INFORMATION SV	5,611	$447K	0.01%	-200	Timeline
FDXFEDEX CORP	2,281	$445K	0.01%	-82	Timeline
AMKRAMKOR TECHNOLOGY INC	38,428	$445K	0.01%	+92	Timeline
SCHWCHARLES SCHWAB CORP (THE)	10,861	$443K	0.01%	-507	Timeline
DDSDILLARDS INC	8,472	$443K	0.01%	+1,647	Timeline
DSW INC-CLASS ADSW INC-CLASS A	21,413	$443K	0.01%	+3,272
MARMARRIOTT INTL INC NEW	4,684	$441K	0.01%	-460	Timeline
PZZAPAPA JOHNS INTL INC	5,500	$440K	0.01%	+683	Timeline
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	28,240	$440K	0.01%	-9,692
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	13,523	$438K	0.01%	-1,450
AKORN INCAKORN INC	18,170	$438K	0.01%	-1,757
METAMETA PLATFORMS INC	3,076	$437K	0.01%	-503	Timeline
USBUS BANCORP	8,480	$437K	0.01%	+250	Timeline
UEURBAN EDGE PPTYS	16,610	$437K	0.01%	+128	Timeline
FOSLFOSSIL GROUP INC	25,063	$437K	0.01%	+9,016	Timeline
TRONC INCTRONC INC	31,383	$437K	0.01%	+281
NKENIKE INC	7,815	$436K	0.01%	-1,043	Timeline
BKEBUCKLE INC	23,464	$436K	0.01%	+4,487	Timeline
CNSCOHEN & STEERS INC	10,897	$436K	0.01%	-1,401	Timeline
SBUXSTARBUCKS CORP	7,445	$435K	0.01%	-61	Timeline
UPSUNITED PARCEL SVCS INC	4,038	$433K	0.01%	-200	Timeline
MTZMASTEC INC	10,802	$433K	0.01%	+70	Timeline
GAPGAP INC	17,835	$433K	0.01%	-865	Timeline
GLPIGAMING & LEISURE P	12,903	$432K	0.01%	-1,007	Timeline
MCYMERCURY GENL CORP NEW	7,088	$432K	0.01%	-89	Timeline
SEASPAN CORPSEASPAN CORP	62,185	$431K	0.01%	+14,978
CNDTCONDUENT INC	25,603	$430K	0.01%	new	Timeline
PEGAPEGASYSTEMS INC	9,784	$429K	0.01%	-1,838	Timeline
AMZNAMAZON COM INC	483	$428K	0.01%	-66	Timeline
HSTHOST HOTELS & RESORTS INC	22,929	$428K	0.01%	+221	Timeline
URBNURBAN OUTFITTERS INC	18,030	$428K	0.01%	+3,323	Timeline
TKRTIMKEN CO	9,421	$426K	0.01%	-944	Timeline
MTUSMETALLUS INC	22,535	$426K	0.01%	-3,399	Timeline
NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORP	17,912	$426K	0.01%	+1,092
RLRALPH LAUREN CORP	5,203	$425K	0.01%	+572	Timeline
UAUNDER ARMOUR INC	23,219	$425K	0.01%	+6,714	Timeline
ORCLORACLE CORP	9,489	$424K	0.01%	-1,717	Timeline
NWSANEWS CORP NEW	32,679	$424K	0.01%	-3,295	Timeline
HHYATT HOTELS CORP	7,842	$423K	0.01%	+388	Timeline
NOMDNOMAD FOODS LTD	36,963	$423K	0.01%	-7,760	Timeline
HTHHILLTOP HLDGS INC	15,415	$423K	0.01%	+1,251	Timeline
PGPROCTER & GAMBLE CO	4,698	$422K	0.01%	-489	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	4,626	$422K	0.01%	-181	Timeline
TRTOOTSIE ROLL INDS INC	11,283	$421K	0.01%	+443	Timeline
PAYXPAYCHEX INC	7,133	$420K	0.01%	-239	Timeline
XPOXPO INC	8,775	$420K	0.01%	-814	Timeline
JFRNUVEEN FLOATING RATE INCOME	36,489	$420K	0.01%	+4	Timeline
AEOAMERICAN EAGLE OUTFITTERS IN	29,922	$419K	0.01%	+2,085	Timeline
RJFRAYMOND JAMES FINL INC	5,499	$419K	0.01%	-388	Timeline
ROLROLLINS INC	11,284	$419K	0.01%	-1,320	Timeline
WILLIAMS CLAYTON ENERGY INCWILLIAMS CLAYTON ENERGY INC	3,169	$419K	0.01%	-365
DKSDICKS SPORTING GOODS INC	8,596	$418K	0.01%	+622	Timeline
VVRINVESCO SR INCOME TR	90,301	$418K	0.01%	-5,043	Timeline
SMGSCOTTS MIRACLE-GRO CO	4,474	$418K	0.01%	+85	Timeline
INTREXON CORPINTREXON CORP	21,075	$418K	0.01%	+4,659
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	11,300	$418K	0.01%	+212
PJTPJT PARTNERS INC	11,894	$417K	0.01%	-2,450	Timeline
CVICVR ENERGY INC	20,767	$417K	0.01%	+3,040	Timeline
COVANTA HLDG CORPCOVANTA HLDG CORP	26,542	$417K	0.01%	-480
ALAIR LEASE CORP	10,773	$417K	0.01%	-1,171	Timeline
PSMTPRICESMART INC	4,513	$416K	0.01%	-447	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	1,239	$416K	0.01%	+83	Timeline
CTASCINTAS CORP	3,287	$416K	0.01%	-212	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	12,780	$416K	0.01%	-993
XEROX CORPXEROX CORP	56,625	$416K	0.01%	+9,946
MSMMSC INDL DIRECT INC	4,043	$415K	0.01%	-434	Timeline
BENFRANKLIN TEMPLETON INC	9,848	$415K	0.01%	-572	Timeline
COLMCOLUMBIA SPORTSWEAR CO	7,068	$415K	0.01%	-374	Timeline
RESRPC INC	22,669	$415K	0.01%	+1,915	Timeline
CSGPCOSTAR GROUP INC	2,000	$414K	0.01%	0	Timeline
CHHCHOICE HOTELS INTL INC	6,609	$414K	0.01%	-881	Timeline
BRKRBRUKER CORP	17,741	$414K	0.01%	-1,889	Timeline
WLKWESTLAKE CORPORATION	6,271	$414K	0.01%	-1,136	Timeline
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR	106,150	$414K	0.01%	+21,932
AFGAMERICAN FINANCIAL GROUP INC	4,317	$412K	0.01%	-488	Timeline
NEUNEWMARKET CORP	908	$412K	0.01%	-82	Timeline
HTLDHEARTLAND EXPRESS INC	20,529	$412K	0.01%	+280	Timeline
CRMSALESFORCE INC	4,986	$411K	0.01%	-1,031	Timeline
HESS CORPHESS CORP	8,522	$411K	0.01%	+1,918
TAUBMAN CTRS INCTAUBMAN CTRS INC	6,221	$411K	0.01%	+423
ANIXTER INTL INCANIXTER INTL INC	5,185	$411K	0.01%	+26
ERIEERIE INDTY CO	3,344	$410K	0.01%	-374	Timeline
THIRD PT REINS LTDTHIRD PT REINS LTD	33,894	$410K	0.01%	-1,014
DHID R HORTON INC	12,270	$409K	0.01%	-2,871	Timeline
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC	31,673	$409K	0.01%	new
AMHAMERICAN HOMES 4 RENT	17,742	$407K	0.01%	-2,897	Timeline
MHKMOHAWK INDS INC	1,772	$407K	0.01%	-298	Timeline
MORNMORNINGSTAR INC	5,171	$406K	0.01%	-490	Timeline
XWIAXWESTERN ASSET INFLT LNK INC	35,276	$406K	0.01%	+4,660	Timeline
SSNCSS&C TECH HLDGS	11,432	$405K	0.01%	-3,113	Timeline
GRMNGARMIN LTD	7,935	$405K	0.01%	-403	Timeline
BF-BBROWN FORMAN CORP	8,769	$405K	0.01%	-743	Timeline
SYNTEL INCSYNTEL INC	24,040	$405K	0.01%	+2,760
MZTIMARZETTI COMPANY	3,139	$404K	0.01%	+136	Timeline
REALPAGE INCREALPAGE INC	11,586	$404K	0.01%	-2,267
VMRKVIVMARK RESIDENTIAL	6,471	$403K	0.01%	-206	Timeline
SRGSERITAGE GROWTH PPTYS	9,332	$403K	0.01%	+56	Timeline
WESTERN REFNG INCWESTERN REFNG INC	11,495	$403K	0.01%	+733
MNSTMONSTER BEVERAGE CORP NEW	8,707	$402K	0.01%	-565	Timeline
ELLAUDER ESTEE COS INC	4,732	$402K	0.01%	-604	Timeline
MMIMARCUS & MILLICHAP INC	16,349	$402K	0.01%	+1,066	Timeline
WRBBERKLEY W R CORP	5,683	$401K	0.01%	-629	Timeline
VNOVORNADO RLTY TR	3,999	$401K	0.01%	-2,044	Timeline
WTIW & T OFFSHORE INC	144,751	$401K	0.01%	+839	Timeline
SLGNSILGAN HLDGS INC	6,760	$401K	0.01%	-1,500	Timeline
TELETECH HOLDINGS INCTELETECH HOLDINGS INC	13,551	$401K	0.01%	-120
WERNWERNER ENTERPRISES INC	15,259	$400K	0.01%	-48	Timeline
BROBROWN & BROWN INC	9,570	$399K	0.01%	+173	Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	32,599	$399K	0.01%	-349
HALOHALOZYME THERAPEUTICS INC	30,628	$397K	0.01%	-10,538	Timeline
SAMBOSTON BEER INC	2,744	$397K	0.01%	+220	Timeline
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	16,085	$396K	0.01%	+2,494
JPCNUVEEN PFD & INCOME OPPORTUN	39,919	$392K	0.01%	+7,387	Timeline
INTUINTUIT	3,357	$389K	0.01%	-242	Timeline
IIJIYINTERNET INITIATIVE JPN INC AD	46,382	$384K	0.01%	-5,149	Timeline
GPCGENUINE PARTS CO	4,130	$382K	0.01%	0	Timeline
SBIWESTERN ASSET INTER MUNI	39,979	$381K	0.01%	+9,290	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	27,384	$379K	0.01%	-199
BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY T	28,857	$378K	0.01%	0
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	12,192	$362K	0.01%	-384
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	4,932	$361K	0.01%	-400
MMM3M CO	1,882	$360K	0.01%	0	Timeline
NUVNUVEEN MUN VALUE FD INC	36,737	$359K	0.01%	+11,410	Timeline
CARBO CERAMICS INCCARBO CERAMICS INC	27,100	$353K	0.01%	+5,262
AMPAMERIPRISE FINL INC	2,681	$348K	0.01%	0	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	22,129	$336K	0.01%	0	Timeline
RVTYREVVITY INC	5,700	$331K	0.01%	0	Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	26,388	$322K	0.01%	-200
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	24,591	$319K	0.01%	+352
HPFHANCOCK JOHN PFD INCOME FD I	15,002	$317K	0.01%	-106	Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	18,450	$315K	0.01%	-2,875
NUVEEN INTER DURATION MUNNUVEEN INTER DURATION MUN	24,162	$312K	0.01%	+4,800
PTYPIMCO CORPORATE & INCOME OPP	19,600	$308K	0.01%	-200	Timeline
MANAGED DURATION INVT GRD FUMANAGED DURATION INVT GRD FU	23,293	$307K	0.01%	-8,600
BGTBLACKROCK FLOATING RATE INC	21,384	$306K	0.01%	-16,755	Timeline
QCOMQUALCOMM INC	5,251	$301K	0.01%	-636	Timeline
DALDELTA AIR LINES INC	6,550	$301K	0.01%	0	Timeline
CSWCCAPITAL SOUTHWEST CORP	17,700	$299K	0.01%	0	Timeline
BWXTBWX TECHNOLOGIES INC	6,275	$299K	0.01%	-202	Timeline
CLCOLGATE PALMOLIVE CO	4,074	$298K	0.01%	0	Timeline
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	26,485	$292K	0.01%	new
MYNBLACKROCK MUNIYIELD N Y QUAL	21,306	$276K	0.01%	0	Timeline
CSXCSX CORP	5,912	$275K	0.01%	0	Timeline
TROWPRICE T ROWE GROUP INC	4,000	$273K	0.01%	-155	Timeline
NMZNUVEEN MUN HIGH INCOME OPPOR	20,400	$268K	0.01%	+9,028	Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	21,647	$267K	0.01%	0
NVONOVO-NORDISK A S	7,740	$265K	0.01%	-47	Timeline
SYKSTRYKER CORPORATION	2,000	$263K	0.01%	0	Timeline
GRCGORMAN RUPP CO	8,272	$260K	0.01%	-200	Timeline
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR	17,419	$256K	0.01%	-3,007
AFLAFLAC INC	3,446	$250K	0.01%	0	Timeline
EFTEATON VANCE FLOATING RATE IN	16,200	$245K	0.01%	0	Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	3,932	$244K	0.01%	0
GISGENERAL MILLS INC	4,079	$241K	0.01%	-219	Timeline
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…	25,481	$241K	0.01%	0
MDYSTATE STR SPDR S&P MIDCAP 40	768	$240K	0.01%	-65	Timeline
MPCMARATHON PETE CORP	4,644	$235K	0.01%	0	Timeline
PCNPIMCO CORPORATE & INCM STRG	14,547	$232K	0.01%	-200	Timeline
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COM	5,041	$228K	0.01%	0
VTRVENTAS INC	3,415	$222K	0.01%	0	Timeline
CVSCVS HEALTH CORP	2,767	$217K	0.01%	0	Timeline
NIMNUVEEN SELECT MAT MUN FD	21,500	$213K	0.01%	0	Timeline
IQIINVESCO QUALITY MUN INCOME T	16,970	$211K	0.01%	0	Timeline
EVFEATON VANCE SR INCOME TR	31,166	$211K	0.01%	-11,997	Timeline
LMTLOCKHEED MARTIN CORP	784	$210K	0.01%	new	Timeline
NOCNORTHROP GRUMMAN CORP	884	$210K	0.01%	-100	Timeline
GENZVANECK ETF TRUST	5,574	$210K	0.01%	new	Timeline
HIOWESTERN ASSET HIGH INCOME OP	41,557	$209K	0.01%	-693	Timeline
ARCCARES CAPITAL CORP	11,985	$208K	0.01%	new	Timeline
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC	18,769	$208K	0.01%	new
BLACKROCK MUNI N Y INTER DURBLACKROCK MUNI N Y INTER DUR	15,053	$207K	0.01%	new
PMLPIMCO MUN INCOME FD II	16,200	$204K	0.01%	-300	Timeline
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	1,226	$203K	0.01%	new
BXMTBLACKSTONE MORTGAGE TRUST IN	6,500	$201K	0.01%	new	Timeline
DUFF & PHELPSDUFF & PHELPS	20,700	$191K	0.01%	0
EATON VANCE NY MUNI INCOME TEATON VANCE NY MUNI INCOME T	14,706	$189K	0.01%	-115
PMOFRANKLIN MUN OPPORTUNITIES T	14,197	$171K	0.01%	0	Timeline
EIMEATON VANCE MUN BD FD	12,263	$154K	<0.01%	0	Timeline
LXULSB INDS INC	16,404	$154K	<0.01%	-1,313	Timeline
PPTFRANKLIN PREMIER INCOME TR	28,491	$150K	<0.01%	new	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	12,290	$146K	<0.01%	0	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	10,440	$142K	<0.01%	0
FRONTLINE PLC FFRONTLINE PLC F	19,800	$133K	<0.01%	+1,000
MFS CALIF MUN FDMFS CALIF MUN FD	11,315	$131K	<0.01%	-100
GANNETT SPINCO INCGANNETT SPINCO INC	14,897	$125K	<0.01%	+33
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	64,562	$110K	<0.01%	+1,000
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	26,335	$95K	<0.01%	0
MERRIMACK PHARMACEUTICALS INMERRIMACK PHARMACEUTICALS IN	25,000	$77K	<0.01%	0
APOLLO INVT CORPAPOLLO INVT CORP	10,506	$69K	<0.01%	-133
ARENA PHARMECEUTICALS INCARENA PHARMECEUTICALS INC	45,000	$66K	<0.01%	0
PACBPACIFIC BIOSCIENCES CALIF IN	12,000	$62K	<0.01%	0	Timeline
CIGCIA ENERGETICA DE MINAS GERA	14,000	$46K	<0.01%	0	Timeline
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIAL	14,700	$37K	<0.01%	0
TMQTRILOGY METALS INC NEW	30,384	$16K	<0.01%	-397	Timeline
SANOFISANOFI	15,940	$7K	<0.01%	0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
BARCLAYS BK PLCBARCLAYS BK PLC IPATH S&P500 VIX	call	1,498,000	$52.4M	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1	principal	61,063,000	$41.5M	+12,328,000
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	8,744,000	$9.24M	-3,679,000
FOREST CITY ENTERPRISESFOREST CITY ENTERPRISES NOTE	principal	446,000	$498K	0
WEBMD HEALTH CORPWEBMD HEALTH CORP NOTE 2.500% 1/3	principal	72,000	$73K	0
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N NOTE 1.500 9/0	principal	60,000	$39K	0

Sold out in Q1 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
CBOECBOE GLOBAL MKTS INC	160,000	$8M	put
GENERAL GROWTH PPTYS INC NEWGENERAL GROWTH PPTYS INC NEW	117,150	$2.93M	shares
VXFVANGUARD INDEX FDS	29,315	$2.81M	shares
Emergent CapitalEmergent Capital	1,551,806	$1.88M	shares
MANITOWOC FOODSERVICE INCMANITOWOC FOODSERVICE INC	56,725	$1.1M	shares
KEYCORP NEWKEYCORP NEW	7,845	$1.06M	shares
SILVER WHEATON CORPSILVER WHEATON CORP	36,100	$896K	put
PROSHARES TR II SHTPROSHARES TR II SHT	70,000	$700K	put
FEDERAL MOGUL CORPFEDERAL MOGUL CORP	54,534	$562K	shares
QTM 4.5 11/17QTM 4.5 11/17	500,000	$487K	principal
CACCCREDIT ACCEP CORP MICH	1,956	$425K	shares
COLONY CAP INCCOLONY CAP INC	20,746	$420K	shares
AAXJISHARES TR	7,587	$417K	shares
EWJISHARES INC	8,483	$414K	shares
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	29,430	$408K	shares
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	57,284	$402K	shares
SHYISHARES TR	3,720	$314K	shares
AMERICAN CAPITAL LTDAMERICAN CAPITAL LTD	17,364	$311K	shares
HEI-AHEICO CORP NEW	3,910	$265K	shares
L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC	1,631	$248K	shares
OIIOCEANEERING INTL INC	8,204	$232K	shares
IBNICICI BK LTD	22,475	$168K	shares
EROS INTL PLCEROS INTL PLC	10,609	$138K	shares
Real Industry IncReal Industry Inc	21,500	$131K	shares
OSIRIS THERAPEUTICS INC NEWOSIRIS THERAPEUTICS INC NEW	21,000	$103K	shares
EXPAND ENERGY CORPEXPAND ENERGY CORP	48,000	$48K	principal
PHOENIX NEW MEDIA LTDPHOENIX NEW MEDIA LTD	15,000	$47K	shares
BARCLAYS BK PLCBARCLAYS BK PLC	175	$3K	put

How Q1 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001519418-17-000010	base		2017-05-15	acceptance time not in the bulk data set	2026-10-07 19:09:43 UTC