Horizon Kinetics LLC

13F filer, CIK 1519418, NEW YORK, NY

Horizon Kinetics LLC reported $3,404,538,000 across 492 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-14. Its ten largest share positions make up 56.24% of the portfolio.

Filed 2017-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC13F-HR 0001519418-17-000016

Period: 2017-09-30
Reported value: $3.4B
Holdings: 492
Top 10 weight: 56.24%
New: 12
Sold out: 27

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VGSHnew	+3,035,060	$184M
TEXASadded	+44,261	$17.9M
CIVEO CORP CDAadded	+5,061,597	$14.4M
DSLadded	+215,438	$4.58M
KAYNE ANDERSON ENERGY DEV COadded	+129,161	$2.24M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
WPMreduced	-316,645	-$6.04M
HOWARD HUGHES CORPORATIONreduced	-46,842	-$5.52M
NWLreduced	-127,665	-$5.45M
IEPreduced	-97,612	-$5.36M
ENOVIS CORPreduced	-103,930	-$4.33M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001519418-17-000016, largest first. % of portfolio is the value over $3,404,537,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
TEXASTEXAS	1,781,936	$720M	21.15%	+44,261
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	2,530,401	$298M	8.77%	-46,842
VGSHVANGUARD SCOTTSDALE FDS	3,035,060	$184M	5.41%	new	Timeline
IEPICAHN ENTERPRISES LP	2,602,920	$143M	4.19%	-97,612	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	3,228,922	$135M	3.97%	-32,512
WENWENDYS CO	7,093,842	$110M	3.24%	-271,629	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	2,828,470	$89.9M	2.64%	+6,626
LBRDKLIBERTY BROADBAND CORP	912,133	$86.9M	2.55%	-26,490	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	1,931,838	$79.8M	2.34%	-52,394
CIVEO CORP CDACIVEO CORP CDA	23,547,058	$67.1M	1.97%	+5,061,597
WPMWHEATON PRECIOUS METALS CORP	3,295,523	$62.9M	1.85%	-316,645	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	1,465,651	$61.4M	1.8%	-41,041
LYVLIVE NATION ENTERTAINMENT IN	1,405,698	$61.2M	1.8%	-20,929	Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	1,084,578	$58.8M	1.73%	-37,732
FNVFRANCO NEV CORP	692,619	$53.7M	1.58%	+13,928	Timeline
CBOECBOE GLOBAL MKTS INC	478,924	$51.5M	1.51%	-25,207	Timeline
ACGPASSOCIATED CAP GROUP INC CLASS	1,321,873	$47.2M	1.39%	+39,167	Timeline
AMCXAMC GLOBAL MEDIA INC	751,035	$43.9M	1.29%	-20,697	Timeline
ECHOECHOSTAR CORP	750,961	$43M	1.26%	-25,099	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	156,930	$28.8M	0.84%	-5,199	Timeline
RGLDROYAL GOLD INC	333,741	$28.7M	0.84%	-18,855	Timeline
RMTROYCE MICRO-CAP TR INC	2,809,360	$26.4M	0.77%	-155,988	Timeline
LBRDALIBERTY BROADBAND CORP	242,671	$22.9M	0.67%	-4,273	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	594,654	$22.6M	0.67%	-8,930
MKLMARKEL GROUP INC	20,966	$22.4M	0.66%	-257	Timeline
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	396,785	$18.7M	0.55%	+46,275
NWLNEWELL BRANDS INC	424,750	$18.1M	0.53%	-127,665	Timeline
DSLDOUBLELINE INCOME SOLUTIONS	827,878	$17.6M	0.52%	+215,438	Timeline
MSGSMADISON SQUARE GRDN SPRT COR	75,670	$16.2M	0.48%	-1,271	Timeline
NVGSNAVIGATOR HLDGS LTD	1,410,079	$15.7M	0.46%	-56,666	Timeline
ENOVIS CORPENOVIS CORP	354,178	$14.7M	0.43%	-103,930
VIACOM INCVIACOM INC	517,562	$14.4M	0.42%	-49,585
WYNNWYNN RESORTS LTD	90,206	$13.4M	0.39%	-2,642	Timeline
CBS CORP NEWCBS CORP NEW	215,136	$12.5M	0.37%	-27,790
ELSEQUITY LIFESTYLE PROPERTIES	141,671	$12.1M	0.35%	-5,499	Timeline
LVSLAS VEGAS SANDS CORP	176,436	$11.3M	0.33%	-1,889	Timeline
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	306,799	$11.2M	0.33%	-3,890
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	188,894	$10.9M	0.32%	-2,073
BGC PARTNERS INCBGC PARTNERS INC	741,308	$10.7M	0.32%	+2,463
PTENPATTERSON-UTI ENERGY INC	493,742	$10.3M	0.3%	-190,007	Timeline
MAMASTERCARD INCORPORATED	72,871	$10.3M	0.3%	-1,743	Timeline
DBLDOUBLELINE OPPORTUNISTIC CR	420,192	$10.1M	0.3%	-3,236	Timeline
PDIPIMCO DYNAMIC INCOME FD	318,171	$9.82M	0.29%	-33,748	Timeline
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	531,926	$9.64M	0.28%	-12,035
XOMEXXON MOBIL CORP	117,224	$9.61M	0.28%	-59	Timeline
LEUCADIA NATL CORPLEUCADIA NATL CORP	380,427	$9.61M	0.28%	-83,259
CONTINENTAL RES INCCONTINENTAL RES INC	236,398	$9.13M	0.27%	-40,789
IPARINTERPARFUMS INC	210,211	$8.67M	0.25%	-2,293	Timeline
GOOGALPHABET INC	8,500	$8.15M	0.24%	-121	Timeline
GOOGLALPHABET INC	8,090	$7.88M	0.23%	-137	Timeline
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	306,760	$7.83M	0.23%	-20,216
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF	638,582	$7.7M	0.23%	-6,546
DISCOVERY INCDISCOVERY INC	356,789	$7.6M	0.22%	-8,521
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	320,943	$7.57M	0.22%	-10,238
BSMBLACK STONE MINERALS L P	428,033	$7.42M	0.22%	+115,587	Timeline
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS COR	587,157	$6.55M	0.19%	-31,599
LIBERTYLIBERTY	256,020	$6.47M	0.19%	-7,670
PFNPIMCO INCOME STRATEGY FD II	583,934	$6.25M	0.18%	-50,832	Timeline
TIME WARNER INCTIME WARNER INC	60,884	$6.24M	0.18%	-3,148
PYPLPAYPAL HLDGS INC	97,196	$6.22M	0.18%	-2,282	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	487,692	$6.2M	0.18%	+116,576
WMBWILLIAMS COS INC	203,818	$6.12M	0.18%	-6,299	Timeline
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	351,379	$6.09M	0.18%	+129,161
XNEAXNUVEEN AMT FREE QLTY MUN INC	423,601	$5.87M	0.17%	-35,327	Timeline
VTIVANGUARD INDEX FDS	44,671	$5.79M	0.17%	+1,072	Timeline
MSG NETWORK INCMSG NETWORK INC	236,009	$5M	0.15%	-10
PARRPAR PAC HOLDINGS INC	228,228	$4.75M	0.14%	-10,429	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	317,458	$4.71M	0.14%	+35,466
BIPBROOKFIELD INFRASTRUCTURE PA	108,773	$4.69M	0.14%	-1,638	Timeline
PBTPERMIAN BASIN RTY TR	493,542	$4.3M	0.13%	-2,202	Timeline
VVISA INC	39,018	$4.11M	0.12%	0	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	154,627	$4.07M	0.12%	-16,220
CACICACI INTL INC	29,200	$4.07M	0.12%	0	Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	140,399	$4.07M	0.12%	-7,951
LLOEWS CORP	82,652	$3.96M	0.12%	-4,496	Timeline
VOOVANGUARD INDEX FDS	16,681	$3.85M	0.11%	-690	Timeline
PFLPIMCO INCOME STRATEGY FD	311,926	$3.78M	0.11%	-29,044	Timeline
KHCKRAFT HEINZ CO	47,250	$3.67M	0.11%	-1,025	Timeline
GDLGDL FD	353,212	$3.6M	0.11%	+45,685	Timeline
TPHTRI POINTE HOMES INC	260,372	$3.6M	0.11%	-4,267	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	140,129	$3.56M	0.1%	-2,129
ICEINTERCONTINENTAL EXCHANGE IN	51,025	$3.5M	0.1%	-1,125	Timeline
PMPHILIP MORRIS INTL INC	30,842	$3.42M	0.1%	-4	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	148,246	$3.42M	0.1%	+16,334
BRK-ABERKSHIRE HATHAWAY INC DEL	12	$3.3M	0.1%	-1	Timeline
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	60,496	$3.21M	0.09%	-2,576
JNJJOHNSON & JOHNSON	24,618	$3.2M	0.09%	+412	Timeline
MRKMERCK & CO INC	48,869	$3.13M	0.09%	-393	Timeline
BMYBRISTOL-MYERS SQUIBB CO	49,015	$3.12M	0.09%	+25	Timeline
ABBVABBVIE INC	33,199	$2.95M	0.09%	-152	Timeline
CXEMFS HIGH INCOME MUN TR	559,361	$2.93M	0.09%	+88,715	Timeline
IGSBISHARES TR	27,000	$2.84M	0.08%	0	Timeline
GLREGREENLIGHT CAP RE LTD	130,339	$2.82M	0.08%	-3,524	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	85,122	$2.78M	0.08%	-2,252
GAMIGAMCO INVESTORS, INC. (DE)	93,238	$2.77M	0.08%	-891	Timeline
PFEPFIZER INC	74,956	$2.68M	0.08%	+980	Timeline
DORMDORMAN PRODS INC	35,806	$2.56M	0.08%	-400	Timeline
RVTROYCE SMALL CAP TRUST INC	162,169	$2.56M	0.08%	+48,400	Timeline
EBAYEBAY INC.	65,064	$2.5M	0.07%	-1,493	Timeline
DHRDANAHER CORP DEL	28,908	$2.48M	0.07%	-4,756	Timeline
CPRTCOPART INC	72,000	$2.48M	0.07%	0	Timeline
DISCOVERY INCDISCOVERY INC	118,039	$2.39M	0.07%	+1,904
Sandstorm Gold LtdSandstorm Gold Ltd	517,036	$2.35M	0.07%	-25,002
SUSUNCOR ENERGY INC NEW	65,516	$2.29M	0.07%	-518	Timeline
NVSNOVARTIS AG	26,540	$2.28M	0.07%	-500	Timeline
MGMMGM RESORTS INTERNATIONAL	69,250	$2.26M	0.07%	-2,850	Timeline
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	101,685	$2.24M	0.07%	+23,357
PEPPEPSICO INC	19,422	$2.16M	0.06%	+1,099	Timeline
CCLCARNIVAL CORP	33,357	$2.15M	0.06%	-1,184	Timeline
LLYELI LILLY & CO	25,082	$2.15M	0.06%	-365	Timeline
HARRIS CORP INCHARRIS CORP INC	16,163	$2.13M	0.06%	-400
MOALTRIA GROUP INC	33,047	$2.1M	0.06%	-770	Timeline
BABOEING CO	8,224	$2.09M	0.06%	0	Timeline
BOVIE MEDICAL CORPBOVIE MEDICAL CORP	615,000	$2.08M	0.06%	0
AAPLAPPLE INC	13,117	$2.02M	0.06%	+376	Timeline
TREELENDINGTREE INC	8,233	$2.01M	0.06%	0	Timeline
RCLROYAL CARIBBEAN GROUP	16,869	$2M	0.06%	-594	Timeline
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	51,452	$1.99M	0.06%	-466
GENERAL ELEC COGENERAL ELEC CO	81,731	$1.98M	0.06%	+484
WESTERN ASSET CORPORATE LN FWESTERN ASSET CORPORATE LN F	180,782	$1.97M	0.06%	-8,584
TERRA NITROGEN CO L PTERRA NITROGEN CO L P	23,586	$1.93M	0.06%	-7
VCSHVANGUARD SCOTTSDALE FDS	23,737	$1.9M	0.06%	+138	Timeline
FNFFIDELITY NATL FINL INC	39,873	$1.89M	0.06%	-200	Timeline
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	22,000	$1.89M	0.06%	-1,270
MTBM & T BK CORP	11,722	$1.89M	0.06%	-170	Timeline
BNYBANK OF NY MELLON CORP	35,022	$1.86M	0.05%	-1,450	Timeline
SBRSABINE RTY TR	45,169	$1.84M	0.05%	-440	Timeline
CABOCABLE ONE INC	2,529	$1.83M	0.05%	-113	Timeline
FCXFREEPORT MCMORAN INC	128,130	$1.8M	0.05%	-7,886	Timeline
CSCOCISCO SYS INC	53,100	$1.79M	0.05%	+2,950	Timeline
VZVERIZON COMMUNICATIONS INC	33,904	$1.68M	0.05%	+1,421	Timeline
COMMERCEHUB INCCOMMERCEHUB INC	78,002	$1.67M	0.05%	-8,636
HONHONEYWELL INTL INC	11,577	$1.64M	0.05%	0	Timeline
CVXCHEVRON CORPORATION	13,913	$1.63M	0.05%	+325	Timeline
NADNUVEEN QUALITY MUNCP INCOME	112,236	$1.59M	0.05%	-24,632	Timeline
UNPUNION PAC CORP	13,680	$1.59M	0.05%	+300	Timeline
SSPSCRIPPS E W CO OHIO	80,664	$1.54M	0.05%	-43,134	Timeline
EMREMERSON ELEC CO	24,262	$1.52M	0.04%	0	Timeline
MSFTMICROSOFT CORP	20,234	$1.51M	0.04%	+931	Timeline
KLACKLA CORP	14,150	$1.5M	0.04%	-200	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	22,181	$1.49M	0.04%	-2,875	Timeline
BPBP PLC	38,424	$1.48M	0.04%	-940	Timeline
CMRECOSTAMARE INC	236,278	$1.46M	0.04%	+6,300	Timeline
VSATVIASAT INC	22,657	$1.46M	0.04%	-6,773	Timeline
BIIBBIOGEN INC	4,645	$1.45M	0.04%	0	Timeline
MDLZMONDELEZ INTL INC	34,977	$1.42M	0.04%	-203	Timeline
CNPCENTERPOINT ENERGY INC	48,573	$1.42M	0.04%	-200	Timeline
GHCGRAHAM HLDGS CO	2,424	$1.42M	0.04%	-109	Timeline
DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30…	73,680	$1.41M	0.04%	0
CATCATERPILLAR INC	11,293	$1.41M	0.04%	-100	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	64,960	$1.4M	0.04%	+22,177	Timeline
PCMPCM FD INC	118,621	$1.38M	0.04%	-94,845	Timeline
DMOWESTERN ASSET MTG DEFINED OP	53,631	$1.37M	0.04%	-14,643	Timeline
SEESEALED AIR CORP NEW	32,030	$1.37M	0.04%	-1,650	Timeline
ROKROCKWELL AUTOMATION INC	7,463	$1.33M	0.04%	-250	Timeline
CMSCMS ENERGY CORP	28,662	$1.33M	0.04%	0	Timeline
CMECME GROUP INC	9,456	$1.28M	0.04%	0	Timeline
SNYSANOFI SA	25,697	$1.28M	0.04%	0	Timeline
SONSONOCO PRODS CO	25,200	$1.27M	0.04%	+400	Timeline
GGP INCGGP INC	60,827	$1.26M	0.04%	-31,508
MOVMOVADO GROUP INC	45,009	$1.26M	0.04%	-92,172	Timeline
SDSANDRIDGE ENERGY INC	61,920	$1.24M	0.04%	-14,512	Timeline
LANDGLADSTONE LD CORP	91,300	$1.24M	0.04%	+676	Timeline
ABTABBOTT LABORATORIES	23,228	$1.24M	0.04%	-1,247	Timeline
CORELOGIC INCCORELOGIC INC	26,653	$1.23M	0.04%	-486
GMGENERAL MTRS CO	30,150	$1.22M	0.04%	+3,375	Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	12,622	$1.21M	0.04%	-137
WELBILT INCWELBILT INC	50,671	$1.17M	0.03%	-3,607
CELGENE CORPCELGENE CORP	7,939	$1.16M	0.03%	-216
IAC INTERACTIVECORPIAC INTERACTIVECORP	9,781	$1.15M	0.03%	-868
AXPAMERICAN EXPRESS CO	12,603	$1.14M	0.03%	0	Timeline
BACBANK OF AMER CORP	44,983	$1.14M	0.03%	-230	Timeline
ALKSALKERMES PLC	22,000	$1.12M	0.03%	0	Timeline
FRABLACKROCK FLOATING RATE INCO	77,412	$1.11M	0.03%	-22,593	Timeline
FTVFORTIVE CORP	15,651	$1.11M	0.03%	-3,700	Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	25,000	$1.1M	0.03%	0
ALCOALICO INC	32,187	$1.1M	0.03%	0	Timeline
RABROOKFIELD REAL ASSETS INCOM	44,955	$1.07M	0.03%	-479	Timeline
DOMINION DIAMOND CORPDOMINION DIAMOND CORP	74,674	$1.06M	0.03%	-13,399
AZNASTRAZENECA PLC-SPONS ADR	31,245	$1.06M	0.03%	+2,708	Timeline
NZFNUVEEN MUN CR INCOME FD	69,380	$1.05M	0.03%	-4,900	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	25,975	$1.05M	0.03%	+1,902
MKTXMARKETAXESS HLDGS INC	5,700	$1.05M	0.03%	0	Timeline
QSRRESTAURANT BRANDS INTL INC	16,288	$1.04M	0.03%	-1,958	Timeline
WTWISDOMTREE INC	101,076	$1.03M	0.03%	-28,861	Timeline
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	51,426	$1.03M	0.03%	-36
FLOFLOWERS FOODS INC	54,651	$1.03M	0.03%	+1,100	Timeline
SLBSLB LIMITED	14,615	$1.02M	0.03%	+335	Timeline
RAYTHEON CORAYTHEON CO	5,431	$1.01M	0.03%	-250
SANBANCO SANTANDER SA	144,156	$1M	0.03%	-2,000	Timeline
ANAUTONATION INC	20,961	$996K	0.03%	-34,567	Timeline
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M	153,905	$993K	0.03%	-4,707
TDTORONTO DOMINION BK ONT	16,950	$954K	0.03%	+2,300	Timeline
WIWWESTERN AST INFL LKD OPP & I	80,176	$905K	0.03%	-33,272	Timeline
PRGOPERRIGO CO PLC	10,607	$898K	0.03%	-350	Timeline
TFXTELEFLEX INCORPORATED	3,701	$895K	0.03%	-344	Timeline
LORAL SPACE & COM INCLORAL SPACE & COM INC	18,061	$894K	0.03%	-11,952
ADIANALOG DEVICES INC	10,255	$884K	0.03%	0	Timeline
IONSIONIS PHARMACEUTICALS INC	17,400	$882K	0.03%	+200	Timeline
PAGPENSKE AUTOMOTIVE GRP INC	18,536	$882K	0.03%	-888	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	14,496	$878K	0.03%	-663
BOKFBOK FINL CORP	9,719	$865K	0.03%	-60	Timeline
RQICOHEN & STEERS QUALITY INCOM	68,042	$855K	0.03%	-1,000	Timeline
DLXDELUXE CORP MEDIUM TERM NTS	11,700	$854K	0.03%	0	Timeline
JPMJPMORGAN CHASE & CO	8,910	$851K	0.02%	+750	Timeline
NDAQNASDAQ INC	10,921	$848K	0.02%	0	Timeline
HALYARD HEALTH INCHALYARD HEALTH INC	18,656	$840K	0.02%	-1,002
BAXBAXTER INTL INC	13,172	$827K	0.02%	-200	Timeline
VODVODAFONE GROUP PLC	28,997	$825K	0.02%	-4,467	Timeline
SPESPECIAL OPPORTUNITIES FD INC	51,811	$821K	0.02%	-8,835	Timeline
SPGIS&P GLOBAL INC	5,126	$801K	0.02%	-50	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	66,570	$801K	0.02%	+980
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	33,808	$788K	0.02%	-2,983
COMMERCEHUB INCCOMMERCEHUB INC	34,654	$783K	0.02%	+177
GWWWW GRAINGER INC	4,348	$781K	0.02%	-18	Timeline
NSCNORFOLK SOUTHN CORP	5,864	$775K	0.02%	-50	Timeline
SEBSEABOARD CORP DEL	170	$765K	0.02%	0	Timeline
GILDGILEAD SCIENCES INC	9,400	$761K	0.02%	0	Timeline
BTZBLACKROCK CR ALLOCATION	55,795	$757K	0.02%	-7,563	Timeline
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND	112,936	$756K	0.02%	-22,500
EXPEEXPEDIA GROUP INC	5,179	$746K	0.02%	+16	Timeline
NANNUVEEN NY DIVI ADV	52,891	$746K	0.02%	-18,239	Timeline
WPCWP CAREY INC	10,962	$739K	0.02%	0	Timeline
SPSBSPDR SERIES TRUST	24,000	$736K	0.02%	0	Timeline
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	79,965	$720K	0.02%	-20,067
NBHNEUBERGER MUN FD INC	46,725	$718K	0.02%	-9,777	Timeline
FHIFEDERATED HERMES INC	24,074	$715K	0.02%	-11,434	Timeline
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP	59,902	$709K	0.02%	-5,100
CSWCSW INDUSTRIALS INC	15,842	$703K	0.02%	-4	Timeline
MCDMCDONALDS CORP	4,457	$698K	0.02%	0	Timeline
TIME INC NEWTIME INC NEW	51,332	$693K	0.02%	+326
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	48,218	$683K	0.02%	0
AIGAMERICAN INTL GROUP INC	11,112	$682K	0.02%	-12,551	Timeline
CUBIC CORPCUBIC CORP	13,369	$682K	0.02%	-700
FEDERATED PREM INTR MUN INCFEDERATED PREM INTR MUN INC	49,935	$680K	0.02%	0
SUNSUNOCO LP/SUNOCO FIN CORP	21,672	$674K	0.02%	0	Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	4,650	$665K	0.02%	0	Timeline
METAMETA PLATFORMS INC	3,870	$661K	0.02%	+125	Timeline
NUVEENNUVEEN	63,488	$661K	0.02%	-10,317
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	28,740	$642K	0.02%	-24,344
RYAMRAYONIER ADVANCED MATLS INC	46,740	$640K	0.02%	+24	Timeline
ORCLORACLE CORP	13,189	$637K	0.02%	-1,081	Timeline
VRSKVERISK ANALYTICS INC	7,600	$632K	0.02%	0	Timeline
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	42,653	$631K	0.02%	-7,193
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	46,832	$610K	0.02%	-9,400
CMCSACOMCAST CORP NEW	15,815	$609K	0.02%	+877	Timeline
L BRANDS INCL BRANDS INC	14,630	$609K	0.02%	-81,280
XEVVXEATON VANCE LIMITED DURATION	42,293	$593K	0.02%	-4,645	Timeline
DGXQUEST DIAGNOSTICS INC	6,300	$590K	0.02%	-308	Timeline
TAT&T INC	14,521	$569K	0.02%	+1,494	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	53,848	$569K	0.02%	-1,643	Timeline
PPTFRANKLIN PREMIER INCOME TR	106,564	$567K	0.02%	+7,436	Timeline
IWCISHARES TR	5,995	$566K	0.02%	-386	Timeline
EPDENTERPRISE PRODS PARTNERS L	21,667	$565K	0.02%	+300	Timeline
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	38,045	$559K	0.02%	+1,700
LENLENNAR CORP	10,558	$557K	0.02%	+127	Timeline
CINFCINCINNATI FINL CORP	7,253	$555K	0.02%	0	Timeline
GSGOLDMAN SACHS GROUP INC	2,327	$552K	0.02%	-27	Timeline
BTIBRITISH AMERN TOB PLC	8,744	$546K	0.02%	new	Timeline
SHYISHARES TR	6,391	$539K	0.02%	new	Timeline
PAYXPAYCHEX INC	8,940	$536K	0.02%	+1,435	Timeline
MMM3M CO	2,512	$527K	0.02%	0	Timeline
WFCWELLS FARGO & CO	9,210	$508K	0.01%	-535	Timeline
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	40,990	$506K	0.01%	-6,995
HRG GROUP INC COMHRG GROUP INC COM	32,124	$501K	0.01%	+3,779
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	21,318	$498K	0.01%	0
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN	67,200	$495K	0.01%	-60
UPSUNITED PARCEL SVCS INC	4,078	$490K	0.01%	0	Timeline
GNTXGENTEX CORP	24,751	$490K	0.01%	-1,164	Timeline
MINTPIMCO ETF TR	4,816	$490K	0.01%	0	Timeline
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC	35,595	$479K	0.01%	+1,978
FDXFEDEX CORP	2,102	$474K	0.01%	-111	Timeline
RIGTRANSOCEAN LTD	43,809	$471K	0.01%	-7,312	Timeline
USBUS BANCORP	8,768	$470K	0.01%	-50	Timeline
VMIVALMONT INDS INC	2,975	$470K	0.01%	0	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	4,709	$467K	0.01%	-272	Timeline
NGNOVAGOLD RESOURCES INC	113,487	$467K	0.01%	-38,647	Timeline
FISFIDELITY NATL INFORMATION SV	4,961	$463K	0.01%	-650	Timeline
WTMWHITE MTNS INS GROUP LTD	532	$456K	0.01%	0	Timeline
LELANDS END INC NEW	34,537	$456K	0.01%	+6,986	Timeline
DISDISNEY WALT CO	4,621	$455K	0.01%	+149	Timeline
WTIW & T OFFSHORE INC	148,643	$453K	0.01%	-48,278	Timeline
SCHWCHARLES SCHWAB CORP (THE)	10,256	$448K	0.01%	-31	Timeline
BXPBXP INC	3,628	$446K	0.01%	+122	Timeline
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR	175,200	$446K	0.01%	+32,543
NKENIKE INC	8,587	$445K	0.01%	-378	Timeline
PGPROCTER & GAMBLE CO	4,878	$444K	0.01%	-57	Timeline
SPGSIMON PPTY GROUP INC NEW	2,745	$442K	0.01%	-21	Timeline
OCWEN FINL CORPOCWEN FINL CORP	127,734	$440K	0.01%	-15,849
VIPERVIPER	23,261	$434K	0.01%	new
VACMARRIOTT VACATIONS WORLDWIDE	3,473	$432K	0.01%	-552	Timeline
LNGCHENIERE ENERGY INC	9,530	$430K	0.01%	+386	Timeline
HTLDHEARTLAND EXPRESS INC	17,140	$430K	0.01%	-2,047	Timeline
OPKOPKO HEALTH INC	62,173	$427K	0.01%	+239	Timeline
MMIMARCUS & MILLICHAP INC	15,835	$427K	0.01%	+239	Timeline
THIRD PT REINS LTDTHIRD PT REINS LTD	27,320	$426K	0.01%	-2,277
PJTPJT PARTNERS INC	11,100	$425K	0.01%	+408	Timeline
HESS CORPHESS CORP	9,062	$425K	0.01%	-235
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	9,634	$425K	0.01%	-5,090
DHID R HORTON INC	10,624	$424K	0.01%	-1,182	Timeline
AMKRAMKOR TECHNOLOGY INC	40,149	$424K	0.01%	+1,793	Timeline
CVICVR ENERGY INC	16,329	$423K	0.01%	-3,661	Timeline
RESRPC INC	17,082	$423K	0.01%	-2,615	Timeline
TELETECH HOLDINGS INCTELETECH HOLDINGS INC	10,126	$423K	0.01%	+693
XPOXPO INC	6,229	$422K	0.01%	-308	Timeline
ANIXTER INTL INCANIXTER INTL INC	4,960	$422K	0.01%	-141
BKEBUCKLE INC	24,981	$421K	0.01%	+2,143	Timeline
NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORP	22,038	$421K	0.01%	+3,711
NVGNUVEEN AMT FREE MUN CR INC F	27,308	$420K	0.01%	-5,100	Timeline
DSW INC-CLASS ADSW INC-CLASS A	19,534	$420K	0.01%	-3,267
HRIHERC HLDGS INC	8,534	$419K	0.01%	-5,918	Timeline
TRTOOTSIE ROLL INDS INC	11,040	$419K	0.01%	-595	Timeline
SYNTEL INCSYNTEL INC	21,299	$419K	0.01%	-2,844
JBGSJBG SMITH PPTYS	12,220	$418K	0.01%	new	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	1,114	$417K	0.01%	+35	Timeline
MARMARRIOTT INTL INC NEW	3,784	$417K	0.01%	-155	Timeline
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX	57,076	$417K	0.01%	-12,736
CTASCINTAS CORP	2,882	$416K	0.01%	-245	Timeline
GAPGAP INC	14,063	$415K	0.01%	-3,362	Timeline
COLMCOLUMBIA SPORTSWEAR CO	6,732	$415K	0.01%	-222	Timeline
VNOVORNADO RLTY TR	5,359	$412K	0.01%	+1,102	Timeline
EXTERRAN CORPEXTERRAN CORP	13,030	$412K	0.01%	-1,845
SBUXSTARBUCKS CORP	7,650	$411K	0.01%	+317	Timeline
SSNCSS&C TECH HLDGS	10,236	$411K	0.01%	-97	Timeline
HALOHALOZYME THERAPEUTICS INC	23,607	$410K	0.01%	-7,022	Timeline
HTHHILLTOP HLDGS INC	15,767	$410K	0.01%	+769	Timeline
COVANTA HLDG CORPCOVANTA HLDG CORP	27,594	$410K	0.01%	-24
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	11,387	$410K	0.01%	+333
ROLROLLINS INC	8,867	$409K	0.01%	-366	Timeline
BENFRANKLIN TEMPLETON INC	9,158	$408K	0.01%	+179	Timeline
AEOAMERICAN EAGLE OUTFITTERS IN	28,486	$407K	0.01%	-6,418	Timeline
GRMNGARMIN LTD	7,543	$407K	0.01%	-244	Timeline
WERNWERNER ENTERPRISES INC	11,148	$407K	0.01%	-2,394	Timeline
MTUSMETALLUS INC	24,646	$407K	0.01%	-5,365	Timeline
ALAIR LEASE CORP	9,561	$407K	0.01%	-821	Timeline
KMBKIMBERLY-CLARK CORP	3,446	$406K	0.01%	0	Timeline
MSMMSC INDL DIRECT INC	5,379	$406K	0.01%	+600	Timeline
BF-BBROWN FORMAN CORP	7,476	$406K	0.01%	-761	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	9,620	$406K	0.01%	-643
BBUBROOKFIELD BUSINESS PARTNERS L	13,700	$406K	0.01%	-2,338	Timeline
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S	15,705	$406K	0.01%	-3,115
PENNPENN ENTERTAINMENT INC	17,268	$404K	0.01%	-1,297	Timeline
CHHCHOICE HOTELS INTL INC	6,326	$404K	0.01%	+344	Timeline
MCYMERCURY GENL CORP NEW	7,127	$404K	0.01%	-210	Timeline
WRBBERKLEY W R CORP	6,033	$403K	0.01%	+306	Timeline
RJFRAYMOND JAMES FINL INC	4,783	$403K	0.01%	-296	Timeline
SAMBOSTON BEER INC	2,580	$403K	0.01%	-405	Timeline
WLKWESTLAKE CORPORATION	4,851	$403K	0.01%	-1,535	Timeline
URBNURBAN OUTFITTERS INC	16,849	$403K	0.01%	-5,136	Timeline
MTZMASTEC INC	8,670	$402K	0.01%	-304	Timeline
NORDSTROM INCNORDSTROM INC	8,526	$402K	0.01%	+31
VBVANGUARD INDEX FDS	2,835	$401K	0.01%	-654	Timeline
MORNMORNINGSTAR INC	4,722	$401K	0.01%	-389	Timeline
BROBROWN & BROWN INC	8,319	$401K	0.01%	-692	Timeline
MZTIMARZETTI COMPANY	3,335	$401K	0.01%	+242	Timeline
DKSDICKS SPORTING GOODS INC	14,824	$400K	0.01%	+5,012	Timeline
UEURBAN EDGE PPTYS	16,610	$400K	0.01%	-109	Timeline
HHYATT HOTELS CORP	6,456	$399K	0.01%	-494	Timeline
NWSANEWS CORP NEW	30,077	$399K	0.01%	+541	Timeline
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	9,160	$399K	0.01%	-4,709
XEROX CORPXEROX CORP	11,979	$399K	0.01%	-2,378
REALPAGE INCREALPAGE INC	9,989	$399K	0.01%	-1,295
AFGAMERICAN FINANCIAL GROUP INC	3,843	$398K	0.01%	-74	Timeline
DDSDILLARDS INC	7,096	$398K	0.01%	-75	Timeline
PSMTPRICESMART INC	4,459	$398K	0.01%	-65	Timeline
AMPAMERIPRISE FINL INC	2,681	$398K	0.01%	0	Timeline
SLGNSILGAN HLDGS INC	13,529	$398K	0.01%	+900	Timeline
CNDTCONDUENT INC	25,415	$398K	0.01%	-222	Timeline
ERIEERIE INDTY CO	3,292	$397K	0.01%	+42	Timeline
SRGSERITAGE GROWTH PPTYS	8,592	$396K	0.01%	-824	Timeline
INTREXON CORPINTREXON CORP	20,844	$396K	0.01%	+3,337
PEGAPEGASYSTEMS INC	6,851	$395K	0.01%	+117	Timeline
CNSCOHEN & STEERS INC	10,005	$395K	0.01%	+283	Timeline
PZZAPAPA JOHNS INTL INC	5,403	$395K	0.01%	+287	Timeline
SMGSCOTTS MIRACLE-GRO CO	4,062	$395K	0.01%	-459	Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	7,955	$395K	0.01%	+1,241
HSTHOST HOTELS & RESORTS INC	21,311	$394K	0.01%	-166	Timeline
BRKRBRUKER CORP	13,247	$394K	0.01%	-1,130	Timeline
TKRTIMKEN CO	8,113	$394K	0.01%	-604	Timeline
AKORN INCAKORN INC	11,869	$394K	0.01%	-66
GPCGENUINE PARTS CO	4,110	$393K	0.01%	-20	Timeline
NEUNEWMARKET CORP	922	$393K	0.01%	+11	Timeline
RVTYREVVITY INC	5,700	$393K	0.01%	0	Timeline
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC	44,207	$393K	0.01%	+8,971
GLPIGAMING & LEISURE P	10,599	$391K	0.01%	-445	Timeline
AMZNAMAZON COM INC	406	$390K	0.01%	-96	Timeline
VMRKVIVMARK RESIDENTIAL	5,911	$390K	0.01%	0	Timeline
RLRALPH LAUREN CORP	4,412	$390K	0.01%	-1,172	Timeline
SEASPAN CORPSEASPAN CORP	55,022	$390K	0.01%	-16,033
STRAIGHT PATH COMMUNICATNS ISTRAIGHT PATH COMMUNICATNS I	2,156	$390K	0.01%	-271
MNSTMONSTER BEVERAGE CORP NEW	7,042	$389K	0.01%	-739	Timeline
AMHAMERICAN HOMES 4 RENT	17,900	$389K	0.01%	+110	Timeline
HUNHUNTSMAN CORP	14,188	$389K	0.01%	-2,600	Timeline
SBIWESTERN ASSET INTER MUNI	39,979	$389K	0.01%	0	Timeline
UAUNDER ARMOUR INC	25,820	$388K	0.01%	+6,190	Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	14,653	$387K	0.01%	+56
INTUINTUIT	2,716	$386K	0.01%	-136	Timeline
CRMSALESFORCE INC	4,136	$386K	0.01%	-497	Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	11,572	$386K	0.01%	0
ELLAUDER ESTEE COS INC	3,569	$385K	0.01%	-528	Timeline
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC	30,568	$384K	0.01%	+2,283
NOMDNOMAD FOODS LTD	26,244	$382K	0.01%	-2,159	Timeline
NANTKWEST INCNANTKWEST INC	69,698	$382K	0.01%	new
JFRNUVEEN FLOATING RATE INCOME	32,568	$381K	0.01%	-3,344	Timeline
MHKMOHAWK INDS INC	1,539	$381K	0.01%	-107	Timeline
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	26,273	$376K	0.01%	0
NVONOVO-NORDISK A S	7,740	$373K	0.01%	0	Timeline
CARBO CERAMICS INCCARBO CERAMICS INC	43,100	$372K	0.01%	-700
TGNATEGNA INC	27,800	$371K	0.01%	0	Timeline
VIRTVIRTU FINL INC	22,684	$367K	0.01%	-211	Timeline
CSXCSX CORP	6,712	$364K	0.01%	+800	Timeline
TROWPRICE T ROWE GROUP INC	4,000	$363K	0.01%	0	Timeline
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC	50,963	$362K	0.01%	+2,779
TSLATESLA INC	1,052	$359K	0.01%	-11	Timeline
IIJIYINTERNET INITIATIVE JPN INC AD	39,715	$354K	0.01%	-5,345	Timeline
BLACKROCK MUNI N Y INTER DURBLACKROCK MUNI N Y INTER DUR	25,197	$353K	0.01%	0
WIAWESTERN ASSET INFLT LNK INC	29,149	$337K	0.01%	-5,064	Timeline
NOCNORTHROP GRUMMAN CORP	1,154	$332K	0.01%	0	Timeline
BWXTBWX TECHNOLOGIES INC	5,897	$330K	0.01%	-249	Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	24,591	$329K	0.01%	0
NUVEEN INTER DURATION MUNNUVEEN INTER DURATION MUN	24,162	$319K	0.01%	0
NUVNUVEEN MUN VALUE FD INC	31,056	$318K	0.01%	0	Timeline
DALDELTA AIR LINES INC	6,550	$316K	0.01%	0	Timeline
HPFHANCOCK JOHN PFD INCOME FD I	13,978	$306K	0.01%	-1,000	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	20,129	$301K	0.01%	-2,000	Timeline
CSWCCAPITAL SOUTHWEST CORP	17,500	$300K	0.01%	0	Timeline
CLCOLGATE PALMOLIVE CO	4,074	$297K	0.01%	0	Timeline
MASMASCO CORP	7,550	$295K	0.01%	0	Timeline
PTYPIMCO CORPORATE & INCOME OPP	17,500	$294K	0.01%	-2,100	Timeline
SYKSTRYKER CORPORATION	2,000	$284K	0.01%	0	Timeline
AFLAFLAC INC	3,446	$280K	0.01%	0	Timeline
TRIBUNE COMPANYTRIBUNE COMPANY	6,700	$274K	0.01%	-149
GDGENERAL DYNAMICS CORP	1,328	$273K	0.01%	0	Timeline
GRCGORMAN RUPP CO	8,072	$263K	0.01%	-200	Timeline
MPCMARATHON PETE CORP	4,646	$261K	0.01%	-100	Timeline
BABAALIBABA GROUP HLDG LTD	1,490	$257K	0.01%	0	Timeline
LMTLOCKHEED MARTIN CORP	806	$250K	0.01%	0	Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	19,347	$250K	0.01%	-2,300
ETNEATON CORP PLC	3,239	$249K	0.01%	new	Timeline
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	3,882	$249K	0.01%	-600
CARSCARS COM INC	9,338	$248K	0.01%	+11	Timeline
SEARS HLDGS CORPSEARS HLDGS CORP	113,581	$245K	0.01%	-38,639
WMTWALMART INC	3,093	$242K	0.01%	new	Timeline
GRBKGREEN BRICK PARTNERS INC	24,463	$242K	0.01%	-123,908	Timeline
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…	24,521	$242K	0.01%	-960
CVSCVS HEALTH CORP	2,967	$241K	0.01%	+50	Timeline
ARCCARES CAPITAL CORP	14,485	$237K	0.01%	+300	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	20,353	$235K	0.01%	+858
GENZVANECK ETF TRUST	5,466	$233K	0.01%	-108	Timeline
NMZNUVEEN MUN HIGH INCOME OPPOR	17,050	$232K	0.01%	-3,420	Timeline
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	1,226	$231K	0.01%	0
DUKDUKE ENERGY CORP NEW	2,708	$227K	0.01%	new	Timeline
BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY T	16,967	$227K	0.01%	-11,890
QCOMQUALCOMM INC	4,301	$223K	0.01%	-999	Timeline
VTRVENTAS INC	3,415	$222K	0.01%	0	Timeline
NIMNUVEEN SELECT MAT MUN FD	21,500	$222K	0.01%	0	Timeline
IQIINVESCO QUALITY MUN INCOME T	16,970	$217K	0.01%	0	Timeline
BGTBLACKROCK FLOATING RATE INC	15,216	$215K	0.01%	-5,212	Timeline
PRAXAIR INCPRAXAIR INC	1,485	$208K	0.01%	new
MYNBLACKROCK MUNIYIELD N Y QUAL	15,706	$207K	0.01%	-5,600	Timeline
SCHVSCHWAB STRATEGIC TR	3,974	$206K	0.01%	new	Timeline
PMLPIMCO MUN INCOME FD II	15,400	$203K	0.01%	-800	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	6,500	$202K	0.01%	0	Timeline
HPSHANCOCK JOHN PFD INCOME FD I	10,149	$191K	0.01%	new	Timeline
DUFF & PHELPSDUFF & PHELPS	20,525	$190K	0.01%	0
PCNPIMCO CORPORATE & INCM STRG	10,241	$179K	0.01%	-2,906	Timeline
MANAGED DURATION INVT GRD FUMANAGED DURATION INVT GRD FU	12,779	$176K	0.01%	-4,900
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	14,638	$174K	0.01%	-17,768
VTNINVESCO TR INVT GRADE NEW YO	12,714	$174K	0.01%	-25,600	Timeline
EVFEATON VANCE SR INCOME TR	26,019	$172K	0.01%	-5,147	Timeline
VVRINVESCO SR INCOME TR	37,475	$168K	<0.01%	-49,402	Timeline
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	13,177	$167K	<0.01%	0
FRONTLINE PLC FFRONTLINE PLC F	26,800	$162K	<0.01%	+6,000
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR	11,019	$161K	<0.01%	-6,400
EIMEATON VANCE MUN BD FD	12,263	$155K	<0.01%	0	Timeline
EFTEATON VANCE FLOATING RATE IN	10,200	$149K	<0.01%	-6,000	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	12,180	$149K	<0.01%	0	Timeline
WPX ENERGY INCWPX ENERGY INC	12,263	$141K	<0.01%	-53,886
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	11,778	$141K	<0.01%	-14,260
HIOWESTERN ASSET HIGH INCOME OP	26,057	$134K	<0.01%	-15,500	Timeline
GANNETT SPINCO INCGANNETT SPINCO INC	14,931	$134K	<0.01%	+34
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	26,335	$75K	<0.01%	0
APOLLO INVT CORPAPOLLO INVT CORP	12,006	$73K	<0.01%	0
PACBPACIFIC BIOSCIENCES CALIF IN	12,000	$63K	<0.01%	0	Timeline
OBSIDIAN ENERGY LTDOBSIDIAN ENERGY LTD	51,345	$54K	<0.01%	-13,217
MCEWEN MNG INCMCEWEN MNG INC	25,785	$51K	<0.01%	-287,956
TMQTRILOGY METALS INC NEW	25,903	$24K	<0.01%	-2,635	Timeline
SANOFISANOFI	15,940	$6K	<0.01%	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1	principal	74,825,500	$51.8M	+5,572,000
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	8,711,000	$9.62M	-11,000
FOREST CITY ENTERPRISESFOREST CITY ENTERPRISES NOTE	principal	446,000	$534K	0
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N NOTE 1.500 9/0	principal	60,000	$47K	0

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
BARCLAYS BK PLCBARCLAYS BK PLC	2,278,800	$60.9M	call
ALBANY MOLECULAR RESHALBANY MOLECULAR RESH	56,000	$1.22M	shares
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	16,028	$1.04M	shares
SHIRE PLCSHIRE PLC	5,000	$826K	shares
SHVISHARES TR	6,780	$748K	shares
IWMISHARES TR	4,555	$642K	shares
SEARS CDA INCSEARS CDA INC	666,396	$534K	shares
CSGPCOSTAR GROUP INC	2,000	$527K	shares
CERNER CORPCERNER CORP	7,659	$509K	shares
FOSLFOSSIL GROUP INC	42,950	$445K	shares
CABELAS INCCABELAS INC	7,018	$417K	shares
CNQCANADIAN NAT RES LTD MED TER	14,384	$415K	shares
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	125,000	$274K	shares
GISGENERAL MILLS INC	4,517	$250K	shares
MDYSTATE STR SPDR S&P MIDCAP 40	768	$244K	shares
KEYKEYCORP	13,005	$244K	shares
LEGLEGGETT & PLATT INC	4,550	$239K	shares
ALTABA INCALTABA INC	4,000	$218K	shares
TRITON INTL LTDTRITON INTL LTD	6,133	$205K	shares
EATON VANCE NY MUNI INCOME TEATON VANCE NY MUNI INCOME T	14,706	$192K	shares
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	11,200	$183K	shares
PMOFRANKLIN MUN OPPORTUNITIES T	13,997	$175K	shares
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	10,440	$145K	shares
MFS CALIF MUN FDMFS CALIF MUN FD	11,315	$132K	shares
WEBMD HEALTH CORPWEBMD HEALTH CORP	56,000	$58K	principal
MERRIMACK PHARMACEUTICALS INMERRIMACK PHARMACEUTICALS IN	25,000	$31K	shares
SEADRILL ORDSEADRILL ORD	12,694	$5K	shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001519418-17-000016	base		2017-11-14	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC