Horizon Kinetics LLC

13F filer, CIK 1519418, NEW YORK, NY

Horizon Kinetics LLC reported $3,426,450,000 across 508 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-15. Its ten largest share positions make up 60.61% of the portfolio.

Filed 2018-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:05:42 UTC13F-HR 0001519418-18-000009

Period: 2018-03-31
Reported value: $3.43B
Holdings: 508
Top 10 weight: 60.61%
New: 33
Sold out: 20

Largest buys vs the previous quarter

Security	Shares change	Approx. value
CIVEO CORP CDAadded	+10,661,799	$40.2M
GCI LIBERTY INC COM CLASS Anew	+184,686	$9.76M
TEXAS PACIFIC LAND TRUSTadded	+18,961	$9.58M
NVGSadded	+492,744	$5.79M
BCPCnew	+67,010	$5.48M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
HOWARD HUGHES CORPORATIONreduced	-237,616	-$33.1M
VGSHreduced	-213,810	-$12.8M
WYNNreduced	-65,547	-$12M
WENreduced	-676,838	-$11.9M
LYVreduced	-250,398	-$10.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2018

Share positions as resolved from 13F-HR 0001519418-18-000009, largest first. % of portfolio is the value over $3,418,033,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUST	1,821,214	$920M	26.93%	+18,961
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	2,215,426	$308M	9.02%	-237,616
VGSHVANGUARD SCOTTSDALE FDS	2,285,566	$137M	4.01%	-213,810	Timeline
IEPICAHN ENTERPRISES LP	2,369,898	$135M	3.95%	-117,103	Timeline
CIVEO CORP CDACIVEO CORP CDA	35,285,150	$133M	3.89%	+10,661,799
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	3,004,396	$123M	3.59%	-99,645
WENWENDYS CO	5,672,080	$99.5M	2.91%	-676,838	Timeline
CBOECBOE GLOBAL MKTS INC	679,174	$77.5M	2.27%	+45,123	Timeline
LBRDKLIBERTY BROADBAND CORP	822,810	$70.5M	2.06%	-18,987	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	1,722,759	$67.2M	1.97%	-147,664
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	2,691,445	$64.8M	1.9%	-92,352
WPMWHEATON PRECIOUS METALS CORP	3,111,433	$63.4M	1.85%	-49,846	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	1,330,736	$54.7M	1.6%	-62,670
ACGPASSOCIATED CAP GROUP INC CLASS	1,312,017	$49.1M	1.44%	-14,024	Timeline
LYVLIVE NATION ENTERTAINMENT IN	1,137,428	$47.9M	1.4%	-250,398	Timeline
FNVFRANCO NEV CORP	697,822	$47.7M	1.4%	+8,031	Timeline
CMECME GROUP INC	222,922	$36.1M	1.05%	+8,924	Timeline
ECHOECHOSTAR CORP	644,697	$34M	1%	-51,638	Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	801,934	$30.4M	0.89%	-187,825
BRK-BBERKSHIRE HATHAWAY INC DEL	148,770	$29.7M	0.87%	-5,273	Timeline
AMCXAMC GLOBAL MEDIA INC	543,016	$28.1M	0.82%	-100,126	Timeline
RGLDROYAL GOLD INC	299,749	$25.7M	0.75%	-15,600	Timeline
MKLMARKEL GROUP INC	20,868	$24.4M	0.71%	-54	Timeline
RMTROYCE MICRO-CAP TR INC	2,593,103	$24.3M	0.71%	-105,618	Timeline
NVGSNAVIGATOR HLDGS LTD	1,725,769	$20.3M	0.59%	+492,744	Timeline
LBRDALIBERTY BROADBAND CORP	214,018	$18.1M	0.53%	-6,922	Timeline
DSLDOUBLELINE INCOME SOLUTIONS	890,532	$17.9M	0.52%	+56,540	Timeline
MSGSMADISON SQUARE GRDN SPRT COR	69,833	$17.2M	0.5%	-610	Timeline
MAMASTERCARD INCORPORATED	81,580	$14.3M	0.42%	+11,428	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	444,855	$13.7M	0.4%	-141,147
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	315,146	$12.5M	0.37%	-27,294
ELSEQUITY LIFESTYLE PROPERTIES	136,530	$12M	0.35%	-2,922	Timeline
LVSLAS VEGAS SANDS CORP	165,231	$11.9M	0.35%	-3,622	Timeline
IPARINTERPARFUMS INC	209,149	$9.86M	0.29%	-868	Timeline
GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS A	184,686	$9.76M	0.29%	new
BGC PARTNERS INCBGC PARTNERS INC	707,803	$9.52M	0.28%	-25,657
PDIPIMCO DYNAMIC INCOME FD	286,695	$8.84M	0.26%	-640	Timeline
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	296,315	$8.68M	0.25%	-6,404
PTENPATTERSON-UTI ENERGY INC	488,405	$8.55M	0.25%	-700	Timeline
DBLDOUBLELINE OPPORTUNISTIC CR	385,805	$8.33M	0.24%	+5,072	Timeline
XOMEXXON MOBIL CORP	109,745	$8.19M	0.24%	-7,352	Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	1,652,160	$7.87M	0.23%	+1,115,268
GOOGALPHABET INC	7,495	$7.73M	0.23%	-853	Timeline
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	302,606	$7.62M	0.22%	-8,711
GOOGLALPHABET INC	7,295	$7.57M	0.22%	-829	Timeline
BSMBLACK STONE MINERALS L P	450,311	$7.45M	0.22%	+15,642	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	573,217	$7.45M	0.22%	+102,458	Timeline
RVTROYCE SMALL CAP TRUST INC	466,255	$7.25M	0.21%	+28,819	Timeline
PYPLPAYPAL HLDGS INC	94,531	$7.17M	0.21%	-53	Timeline
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	447,535	$7.15M	0.21%	-21,843
PFNPIMCO INCOME STRATEGY FD II	563,781	$5.88M	0.17%	-13,730	Timeline
ENOVIS CORPENOVIS CORP	183,077	$5.84M	0.17%	-2,376
VTIVANGUARD INDEX FDS	41,987	$5.7M	0.17%	-1,276	Timeline
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	358,542	$5.58M	0.16%	+24,299
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF	550,182	$5.49M	0.16%	-31,941
BCPCBALCHEM CORP	67,010	$5.48M	0.16%	new	Timeline
DISCOVERY INCDISCOVERY INC	251,423	$5.39M	0.16%	-6,218
CONTINENTAL RES INCCONTINENTAL RES INC	88,895	$5.24M	0.15%	-109,018
CBS CORP NEWCBS CORP NEW	94,140	$4.84M	0.14%	-3,571
MSG NETWORK INCMSG NETWORK INC	213,516	$4.83M	0.14%	-6,066
WMBWILLIAMS COS INC	192,600	$4.79M	0.14%	-3,866	Timeline
PBTPERMIAN BASIN RTY TR	490,702	$4.74M	0.14%	-2,851	Timeline
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS COR	483,163	$4.65M	0.14%	-8,345
LIBERTYLIBERTY	200,200	$4.57M	0.13%	-1,984
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	462,738	$4.55M	0.13%	+8,123
CACICACI INTL INC	29,200	$4.42M	0.13%	0	Timeline
BIPBROOKFIELD INFRASTRUCTURE PA	103,326	$4.3M	0.13%	-3,847	Timeline
TPHTRI POINTE HOMES INC	251,891	$4.14M	0.12%	-7,749	Timeline
WYNNWYNN RESORTS LTD	21,324	$3.89M	0.11%	-65,547	Timeline
VOOVANGUARD INDEX FDS	15,946	$3.86M	0.11%	-532	Timeline
VVISA INC	31,549	$3.77M	0.11%	-4,439	Timeline
ICEINTERCONTINENTAL EXCHANGE IN	51,050	$3.7M	0.11%	0	Timeline
PARRPAR PAC HOLDINGS INC	213,876	$3.67M	0.11%	+1,006	Timeline
CPRTCOPART INC	72,000	$3.67M	0.11%	0	Timeline
LLOEWS CORP	72,777	$3.62M	0.11%	-2,752	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	12	$3.59M	0.11%	+1	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	135,341	$3.54M	0.1%	-408
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	279,232	$3.52M	0.1%	-5,658
JNJJOHNSON & JOHNSON	24,457	$3.13M	0.09%	-61	Timeline
ABBVABBVIE INC	32,268	$3.05M	0.09%	-781	Timeline
PMPHILIP MORRIS INTL INC	30,661	$3.05M	0.09%	-848	Timeline
BMYBRISTOL-MYERS SQUIBB CO	47,115	$2.98M	0.09%	-1,800	Timeline
PFLPIMCO INCOME STRATEGY FD	254,594	$2.98M	0.09%	0	Timeline
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	130,277	$2.87M	0.08%	-551
IGSBISHARES TR	27,000	$2.8M	0.08%	0	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	122,092	$2.79M	0.08%	-16,679
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	111,854	$2.79M	0.08%	-5,537
CXEMFS HIGH INCOME MUN TR	560,188	$2.76M	0.08%	+827	Timeline
TREELENDINGTREE INC	8,233	$2.7M	0.08%	0	Timeline
BABOEING CO	8,214	$2.69M	0.08%	-10	Timeline
PFEPFIZER INC	73,367	$2.6M	0.08%	-1,589	Timeline
MRKMERCK & CO INC	47,659	$2.6M	0.08%	+109	Timeline
NWLNEWELL BRANDS INC	100,978	$2.57M	0.08%	-13,365	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	84,027	$2.56M	0.07%	-1,547
EBAYEBAY INC.	63,328	$2.55M	0.07%	-950	Timeline
AAPLAPPLE INC	14,310	$2.4M	0.07%	-92	Timeline
DISCOVERY INCDISCOVERY INC	121,000	$2.36M	0.07%	+3,132
HARRIS CORP INCHARRIS CORP INC	14,464	$2.33M	0.07%	-1,150
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	58,955	$2.32M	0.07%	-10
MGMMGM RESORTS INTERNATIONAL	65,750	$2.3M	0.07%	-1,200	Timeline
DORMDORMAN PRODS INC	33,906	$2.25M	0.07%	-1,000	Timeline
SUSUNCOR ENERGY INC NEW	64,570	$2.23M	0.07%	-256	Timeline
CSCOCISCO SYS INC	51,875	$2.23M	0.07%	-1,225	Timeline
VIPERVIPER	85,852	$2.18M	0.06%	+60,133
GLREGREENLIGHT CAP RE LTD	135,037	$2.17M	0.06%	+5,517	Timeline
MTBM & T BK CORP	11,624	$2.14M	0.06%	-51	Timeline
GAMIGAMCO INVESTORS, INC. (DE)	85,971	$2.13M	0.06%	-5,606	Timeline
NVSNOVARTIS AG	26,366	$2.13M	0.06%	-124	Timeline
TIME WARNER INCTIME WARNER INC	22,369	$2.12M	0.06%	-2,212
PEPPEPSICO INC	19,367	$2.11M	0.06%	-55	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	91,980	$2.09M	0.06%	-965
CCLCARNIVAL CORP	31,748	$2.08M	0.06%	-1,128	Timeline
FCXFREEPORT MCMORAN INC	117,291	$2.06M	0.06%	-6,089	Timeline
MOALTRIA GROUP INC	32,325	$2.02M	0.06%	-717	Timeline
DHRDANAHER CORP DEL	20,443	$2M	0.06%	-1,045	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	94,856	$1.97M	0.06%	+4,477	Timeline
TERRA NITROGEN CO L PTERRA NITROGEN CO L P	23,092	$1.94M	0.06%	+191
VZVERIZON COMMUNICATIONS INC	40,349	$1.93M	0.06%	+7,973	Timeline
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	51,146	$1.91M	0.06%	+1,006
KHCKRAFT HEINZ CO	30,637	$1.91M	0.06%	-13,811	Timeline
RCLROYAL CARIBBEAN GROUP	16,061	$1.89M	0.06%	-214	Timeline
LLYELI LILLY & CO	24,082	$1.86M	0.05%	-1,000	Timeline
SBRSABINE RTY TR	42,395	$1.86M	0.05%	-235	Timeline
UNPUNION PAC CORP	13,680	$1.84M	0.05%	-28	Timeline
VCSHVANGUARD SCOTTSDALE FDS	23,310	$1.83M	0.05%	0	Timeline
BOVIE MEDICAL CORPBOVIE MEDICAL CORP	615,000	$1.83M	0.05%	0
EMREMERSON ELEC CO	26,215	$1.79M	0.05%	-765	Timeline
MSFTMICROSOFT CORP	18,779	$1.71M	0.05%	-1,475	Timeline
BNYBANK OF NY MELLON CORP	32,354	$1.67M	0.05%	-2,428	Timeline
MOVMOVADO GROUP INC	42,562	$1.63M	0.05%	-849	Timeline
HONHONEYWELL INTL INC	11,294	$1.63M	0.05%	+37	Timeline
CABOCABLE ONE INC	2,289	$1.57M	0.05%	-117	Timeline
FNFFIDELITY NATL FINL INC	38,869	$1.56M	0.05%	-1,004	Timeline
CATCATERPILLAR INC	10,500	$1.55M	0.05%	-700	Timeline
BPBP PLC	38,004	$1.54M	0.05%	-570	Timeline
CVXCHEVRON CORPORATION	13,417	$1.53M	0.04%	-224	Timeline
BACBANK OF AMER CORP	50,153	$1.5M	0.04%	+753	Timeline
KLACKLA CORP	13,800	$1.5M	0.04%	-200	Timeline
NADNUVEEN QUALITY MUNCP INCOME	112,236	$1.48M	0.04%	0	Timeline
CMRECOSTAMARE INC	233,810	$1.46M	0.04%	+1,700	Timeline
VIACOM INCVIACOM INC	46,913	$1.46M	0.04%	-255,192
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	25,000	$1.39M	0.04%	0
ABTABBOTT LABORATORIES	23,028	$1.38M	0.04%	0	Timeline
SEESEALED AIR CORP NEW	31,400	$1.34M	0.04%	+250	Timeline
MDLZMONDELEZ INTL INC	31,616	$1.32M	0.04%	-758	Timeline
GDLGDL FD	141,213	$1.32M	0.04%	-92,722	Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	8,340	$1.3M	0.04%	-904
ALKSALKERMES PLC	22,000	$1.27M	0.04%	0	Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	86,363	$1.27M	0.04%	+160
BIIBBIOGEN INC	4,575	$1.25M	0.04%	-70	Timeline
CNPCENTERPOINT ENERGY INC	44,373	$1.22M	0.04%	-4,200	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	91,868	$1.2M	0.04%	+11,541
CMSCMS ENERGY CORP	26,553	$1.2M	0.04%	-2,109	Timeline
SONSONOCO PRODS CO	24,800	$1.2M	0.04%	-300	Timeline
ROKROCKWELL AUTOMATION INC	6,883	$1.2M	0.04%	-150	Timeline
WESTERN ASSET CORPORATE LN FWESTERN ASSET CORPORATE LN F	114,006	$1.2M	0.03%	-1,184
AXPAMERICAN EXPRESS CO	12,603	$1.18M	0.03%	0	Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	11,533	$1.15M	0.03%	-1,051
FLOFLOWERS FOODS INC	51,551	$1.13M	0.03%	-3,200	Timeline
FTVFORTIVE CORP	14,396	$1.12M	0.03%	-637	Timeline
LANDGLADSTONE LD CORP	91,150	$1.1M	0.03%	-150	Timeline
JPMJPMORGAN CHASE & CO	9,969	$1.1M	0.03%	+1,059	Timeline
NBHNEUBERGER MUN FD INC	79,382	$1.09M	0.03%	+22,657	Timeline
MKTXMARKETAXESS HLDGS INC	5,000	$1.09M	0.03%	-700	Timeline
GMGENERAL MTRS CO	29,604	$1.08M	0.03%	-446	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	18,169	$1.07M	0.03%	-226	Timeline
AZNASTRAZENECA PLC-SPONS ADR	30,483	$1.07M	0.03%	-600	Timeline
RAYTHEON CORAYTHEON CO	4,906	$1.06M	0.03%	-525
WELBILT INCWELBILT INC	53,409	$1.04M	0.03%	+1,987
XFRAXBLACKROCK FLOATING RATE INCO	70,875	$1.03M	0.03%	-726	Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	80,924	$1.02M	0.03%	+40,473
LEUCADIA NATL CORPLEUCADIA NATL CORP	44,395	$1.01M	0.03%	-291,166
SNYSANOFI SA	25,000	$1M	0.03%	-697	Timeline
TDTORONTO DOMINION BK ONT	17,350	$986K	0.03%	+400	Timeline
RYAMRAYONIER ADVANCED MATLS INC	45,304	$973K	0.03%	-1,402	Timeline
CORELOGIC INCCORELOGIC INC	21,473	$971K	0.03%	-337
NZFNUVEEN MUN CR INCOME FD	67,997	$961K	0.03%	-183	Timeline
GHCGRAHAM HLDGS CO	1,590	$957K	0.03%	-599	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	24,423	$954K	0.03%	+250
SANBANCO SANTANDER SA	143,063	$937K	0.03%	-3,689	Timeline
NDAQNASDAQ INC	10,821	$933K	0.03%	0	Timeline
RABROOKFIELD REAL ASSETS INCOM	42,871	$933K	0.03%	-241	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	14,496	$925K	0.03%	0
OIIOCEANEERING INTL INC	49,353	$915K	0.03%	-22,107	Timeline
GWWWW GRAINGER INC	3,225	$910K	0.03%	-360	Timeline
NRKNUVEEN NY AMT FREE	72,999	$888K	0.03%	+57,870	Timeline
BOCBOSTON OMAHA CORP	40,637	$888K	0.03%	new	Timeline
SPGIS&P GLOBAL INC	4,601	$879K	0.03%	-525	Timeline
BTTBLACKROCK MUN TARGET TERM TR	40,730	$868K	0.03%	+20,420	Timeline
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M	166,236	$854K	0.02%	+1,015
DLXDELUXE CORP MEDIUM TERM NTS	11,500	$851K	0.02%	-200	Timeline
ALCOALICO INC	31,200	$849K	0.02%	0	Timeline
BLACKROCK MUNIYEILD QUALITY…BLACKROCK MUNIYEILD QUALITY FU	69,630	$844K	0.02%	+51,394
FMNFEDERATED HERMES PREM MUNI I	63,134	$843K	0.02%	+9,865	Timeline
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	51,426	$843K	0.02%	0
PAGPENSKE AUTOMOTIVE GRP INC	18,916	$839K	0.02%	+824	Timeline
SDSANDRIDGE ENERGY INC	57,027	$827K	0.02%	-3,010	Timeline
ADIANALOG DEVICES INC	9,055	$825K	0.02%	-950	Timeline
BOKFBOK FINL CORP	8,332	$825K	0.02%	-1,212	Timeline
BAXBAXTER INTL INC	12,633	$822K	0.02%	-749	Timeline
CUBIC CORPCUBIC CORP	12,852	$817K	0.02%	-467
RQICOHEN & STEERS QUALITY INCOM	67,842	$804K	0.02%	+300	Timeline
PCMPCM FD INC	70,985	$804K	0.02%	-6,305	Timeline
PRGOPERRIGO CO PLC	9,638	$803K	0.02%	-763	Timeline
VRSKVERISK ANALYTICS INC	7,600	$790K	0.02%	0	Timeline
QSRRESTAURANT BRANDS INTL INC	13,784	$785K	0.02%	-2,965	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	69,497	$782K	0.02%	+6,202
NSCNORFOLK SOUTHN CORP	5,714	$776K	0.02%	-76	Timeline
SLBSLB LIMITED	11,834	$767K	0.02%	-156	Timeline
IONSIONIS PHARMACEUTICALS INC	17,200	$758K	0.02%	0	Timeline
GENERAL ELEC COGENERAL ELEC CO	56,102	$756K	0.02%	-11,600
TFXTELEFLEX INCORPORATED	2,952	$753K	0.02%	-320	Timeline
LILAKLIBERTY LATIN AMERICA LTD	39,283	$750K	0.02%	new	Timeline
SSPSCRIPPS E W CO OHIO	62,000	$743K	0.02%	-33	Timeline
SPSBSPDR SERIES TRUST	24,000	$725K	0.02%	0	Timeline
SEBSEABOARD CORP DEL	170	$724K	0.02%	0	Timeline
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND	110,399	$723K	0.02%	-2,537
FHIFEDERATED HERMES INC	21,558	$720K	0.02%	+492	Timeline
DMLPDORCHESTER MINERALS L P	44,600	$718K	0.02%	0	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	58,390	$715K	0.02%	new
CSWCSW INDUSTRIALS INC	15,846	$714K	0.02%	+4	Timeline
WPCWP CAREY INC	11,362	$704K	0.02%	+400	Timeline
MCDMCDONALDS CORP	4,457	$697K	0.02%	0	Timeline
IQIINVESCO QUALITY MUN INCOME T	58,191	$692K	0.02%	+17,642	Timeline
BRBROADRIDGE FINL SOLUTIONS IN	6,207	$681K	0.02%	new	Timeline
GILDGILEAD SCIENCES INC	9,000	$679K	0.02%	-400	Timeline
EXPEEXPEDIA GROUP INC	6,128	$677K	0.02%	+330	Timeline
BTZBLACKROCK CR ALLOCATION	53,296	$675K	0.02%	-1,593	Timeline
NANNUVEEN NY DIVI ADV	52,891	$671K	0.02%	0	Timeline
GGP INCGGP INC	32,582	$667K	0.02%	-10,149
LORAL SPACE & COM INCLORAL SPACE & COM INC	15,882	$661K	0.02%	-2,038
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP	59,902	$654K	0.02%	0
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	55,600	$653K	0.02%	+11,444
IFFINTERNATIONAL FLAVORS&FRAGRA	4,650	$637K	0.02%	0	Timeline
BELFBBEL FUSE INC	33,718	$637K	0.02%	new	Timeline
NGNOVAGOLD RESOURCES INC	144,296	$625K	0.02%	+24,535	Timeline
MTWMANITOWOC CO INC	21,971	$625K	0.02%	+3,848	Timeline
CELGENE CORPCELGENE CORP	7,000	$624K	0.02%	-900
COMMERCEHUB INCCOMMERCEHUB INC	27,640	$622K	0.02%	-20,822
ORCLORACLE CORP	13,543	$620K	0.02%	+569	Timeline
MMM3M CO	2,824	$620K	0.02%	-8	Timeline
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR	204,252	$613K	0.02%	-12,099
GSGOLDMAN SACHS GROUP INC	2,364	$595K	0.02%	+87	Timeline
AMZNAMAZON COM INC	410	$593K	0.02%	+66	Timeline
LELANDS END INC NEW	25,276	$590K	0.02%	+2,297	Timeline
WIWWESTERN AST INFL LKD OPP & I	51,730	$586K	0.02%	-11,946	Timeline
BLACK KNIGHT INC COMBLACK KNIGHT INC COM	12,231	$576K	0.02%	+35
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	28,934	$575K	0.02%	+1,752
CMCSACOMCAST CORP NEW	16,803	$574K	0.02%	+1,139	Timeline
LENLENNAR CORP	9,656	$570K	0.02%	+289	Timeline
DMOWESTERN ASSET MTG DEFINED OP	23,236	$569K	0.02%	-720	Timeline
ANAUTONATION INC	12,122	$568K	0.02%	+1,047	Timeline
METAMETA PLATFORMS INC	3,550	$567K	0.02%	-474	Timeline
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	27,969	$567K	0.02%	-272,478
IWCISHARES TR	5,832	$560K	0.02%	-206	Timeline
DGXQUEST DIAGNOSTICS INC	5,500	$552K	0.02%	-700	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	21,479	$548K	0.02%	0	Timeline
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	46,832	$543K	0.02%	0
WTWISDOMTREE INC	58,311	$535K	0.02%	-2,515	Timeline
IIMINVESCO VALUE MUN INCOME TR	36,315	$527K	0.02%	new	Timeline
VODVODAFONE GROUP PLC	18,836	$524K	0.02%	-7,425	Timeline
EPDENTERPRISE PRODS PARTNERS L	20,867	$511K	0.01%	-800	Timeline
PAYXPAYCHEX INC	8,267	$509K	0.01%	+240	Timeline
NUVEENNUVEEN	51,604	$505K	0.01%	-4,483
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN	67,200	$501K	0.01%	0
XEVVXEATON VANCE LIMITED DURATION	38,184	$497K	0.01%	-898	Timeline
DISDISNEY WALT CO	4,929	$495K	0.01%	+284	Timeline
SEASPAN CORPSEASPAN CORP	73,984	$494K	0.01%	+5,956
HALYARD HEALTH INCHALYARD HEALTH INC	10,661	$491K	0.01%	+5
FDXFEDEX CORP	2,041	$490K	0.01%	+18	Timeline
MINTPIMCO ETF TR	4,816	$489K	0.01%	0	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	1,854	$488K	0.01%	+28	Timeline
CINFCINCINNATI FINL CORP	6,541	$486K	0.01%	-712	Timeline
HRG GROUP INC COMHRG GROUP INC COM	29,140	$481K	0.01%	+2,953
L BRANDS INCL BRANDS INC	12,552	$479K	0.01%	+3,348
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX	178,964	$478K	0.01%	+78,379
TAT&T INC	13,100	$467K	0.01%	-1,379	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	4,359	$461K	0.01%	+24	Timeline
LNGCHENIERE ENERGY INC	8,571	$459K	0.01%	-552	Timeline
INTCINTEL CORP	8,739	$455K	0.01%	0	Timeline
RIGTRANSOCEAN LTD	45,937	$455K	0.01%	+742	Timeline
SPGSIMON PPTY GROUP INC NEW	2,924	$452K	0.01%	+230	Timeline
USBUS BANCORP	8,833	$446K	0.01%	+65	Timeline
WTIW & T OFFSHORE INC	100,614	$446K	0.01%	-36,894	Timeline
UPSUNITED PARCEL SVCS INC	4,228	$442K	0.01%	+150	Timeline
PJTPJT PARTNERS INC	8,761	$439K	0.01%	-794	Timeline
WTMWHITE MTNS INS GROUP LTD	532	$438K	0.01%	0	Timeline
FISFIDELITY NATL INFORMATION SV	4,524	$436K	0.01%	-437	Timeline
BKEBUCKLE INC	19,646	$435K	0.01%	+1,784	Timeline
VMIVALMONT INDS INC	2,975	$435K	0.01%	0	Timeline
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	40,376	$434K	0.01%	-14,260
SBUXSTARBUCKS CORP	7,468	$432K	0.01%	+237	Timeline
WFCWELLS FARGO & CO	8,177	$429K	0.01%	-751	Timeline
HESS CORPHESS CORP	8,438	$427K	0.01%	-640
RVTYREVVITY INC	5,630	$426K	0.01%	-320	Timeline
SCHWCHARLES SCHWAB CORP (THE)	8,093	$423K	0.01%	-653	Timeline
NAVISTAR INTL CORPNAVISTAR INTL CORP	12,088	$423K	0.01%	new
HOSTESS BRANDS INCHOSTESS BRANDS INC	28,529	$422K	0.01%	+682
DKSDICKS SPORTING GOODS INC	11,999	$421K	0.01%	-1,226	Timeline
SAMBOSTON BEER INC	2,227	$421K	0.01%	+66	Timeline
UEURBAN EDGE PPTYS	19,746	$421K	0.01%	+3,841	Timeline
DSW INC-CLASS ADSW INC-CLASS A	18,730	$421K	0.01%	-90
TROWPRICE T ROWE GROUP INC	3,891	$420K	0.01%	0	Timeline
VMRKVIVMARK RESIDENTIAL	6,784	$418K	0.01%	+677	Timeline
UAUNDER ARMOUR INC	29,141	$418K	0.01%	-3,198	Timeline
PSMTPRICESMART INC	4,989	$417K	0.01%	+304	Timeline
SSNCSS&C TECH HLDGS	7,748	$416K	0.01%	-1,885	Timeline
TRTOOTSIE ROLL INDS INC	14,144	$416K	0.01%	+2,718	Timeline
DHID R HORTON INC	9,461	$415K	0.01%	+1,426	Timeline
BF-BBROWN FORMAN CORP	7,645	$415K	0.01%	+1,288	Timeline
AMHAMERICAN HOMES 4 RENT	20,654	$415K	0.01%	+2,416	Timeline
URBNURBAN OUTFITTERS INC	11,227	$415K	0.01%	-1,000	Timeline
SRGSERITAGE GROWTH PPTYS	11,686	$415K	0.01%	+1,878	Timeline
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	9,392	$415K	0.01%	-528
MZTIMARZETTI COMPANY	3,365	$414K	0.01%	+279	Timeline
RLRALPH LAUREN CORP	3,695	$413K	0.01%	-459	Timeline
ELLAUDER ESTEE COS INC	2,755	$412K	0.01%	-371	Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	7,233	$412K	0.01%	+944
MMIMARCUS & MILLICHAP INC	11,412	$412K	0.01%	-1,172	Timeline
WRBBERKLEY W R CORP	5,654	$411K	0.01%	-28	Timeline
AEOAMERICAN EAGLE OUTFITTERS IN	20,595	$410K	0.01%	-2,109	Timeline
MARMARRIOTT INTL INC NEW	3,017	$410K	0.01%	-208	Timeline
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	21,318	$409K	0.01%	0
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	11,127	$408K	0.01%	-1,097
SLGNSILGAN HLDGS INC	14,603	$407K	0.01%	+771	Timeline
DDSDILLARDS INC	5,049	$406K	0.01%	-1,836	Timeline
JBGSJBG SMITH PPTYS	12,032	$406K	0.01%	+360	Timeline
VNOVORNADO RLTY TR	6,027	$406K	0.01%	+831	Timeline
VSATVIASAT INC	6,167	$406K	0.01%	-15,993	Timeline
BROBROWN & BROWN INC	15,905	$405K	0.01%	+8,106	Timeline
PEGAPEGASYSTEMS INC	6,662	$404K	0.01%	-1,361	Timeline
GLPIGAMING & LEISURE P	12,075	$404K	0.01%	+919	Timeline
CTASCINTAS CORP	2,368	$404K	0.01%	-177	Timeline
HSTHOST HOTELS & RESORTS INC	21,597	$403K	0.01%	+1,431	Timeline
COLMCOLUMBIA SPORTSWEAR CO	5,279	$403K	0.01%	-510	Timeline
BRKRBRUKER CORP	13,467	$403K	0.01%	+1,777	Timeline
MCYMERCURY GENL CORP NEW	8,780	$403K	0.01%	+979	Timeline
CVICVR ENERGY INC	13,340	$403K	0.01%	+1,761	Timeline
CARBO CERAMICS INCCARBO CERAMICS INC	55,600	$403K	0.01%	+8,900
PENNPENN ENTERTAINMENT INC	15,306	$402K	0.01%	+1,516	Timeline
CNSCOHEN & STEERS INC	9,894	$402K	0.01%	+1,101	Timeline
NEUNEWMARKET CORP	1,001	$402K	0.01%	-35	Timeline
ERIEERIE INDTY CO	3,414	$402K	0.01%	+14	Timeline
VIRTVIRTU FINL INC	12,178	$402K	0.01%	-10,256	Timeline
GRMNGARMIN LTD	6,807	$401K	0.01%	+234	Timeline
ROLROLLINS INC	7,855	$401K	0.01%	-874	Timeline
MSMMSC INDL DIRECT INC	4,361	$400K	0.01%	-111	Timeline
NORDSTROM INCNORDSTROM INC	8,271	$400K	0.01%	-375
MORNMORNINGSTAR INC	4,173	$399K	0.01%	+23	Timeline
NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORP	16,409	$399K	0.01%	-3,237
MTZMASTEC INC	8,452	$398K	0.01%	-125	Timeline
XPOXPO INC	3,911	$398K	0.01%	-1,276	Timeline
MNSTMONSTER BEVERAGE CORP NEW	6,960	$398K	0.01%	+663	Timeline
SMGSCOTTS MIRACLE-GRO CO	4,644	$398K	0.01%	+739	Timeline
ALAIR LEASE CORP	9,337	$398K	0.01%	+459	Timeline
INTUINTUIT	2,291	$397K	0.01%	-265	Timeline
AFGAMERICAN FINANCIAL GROUP INC	3,534	$397K	0.01%	-309	Timeline
AMPAMERIPRISE FINL INC	2,681	$397K	0.01%	0	Timeline
PZZAPAPA JOHNS INTL INC	6,922	$397K	0.01%	+41	Timeline
NOMDNOMAD FOODS LTD	25,157	$396K	0.01%	+1,035	Timeline
NWSANEWS CORP NEW	25,064	$396K	0.01%	+376	Timeline
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC	70,441	$396K	0.01%	+37,656
WPPWPP PLC NEW	4,967	$395K	0.01%	new	Timeline
OPKOPKO HEALTH INC	124,459	$395K	0.01%	+46,440	Timeline
WLKWESTLAKE CORPORATION	3,557	$395K	0.01%	-382	Timeline
REALPAGE INCREALPAGE INC	7,665	$395K	0.01%	-1,316
GAPGAP INC	12,640	$394K	0.01%	+974	Timeline
INTREXON CORPINTREXON CORP	25,687	$394K	0.01%	-4,655
FCNCAFIRST CTZNS BANCSHARES INC D	952	$393K	0.01%	-23	Timeline
VACMARRIOTT VACATIONS WORLDWIDE	2,949	$393K	0.01%	-88	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	7,774	$393K	0.01%	-1,764
COVANTA HLDG CORPCOVANTA HLDG CORP	27,133	$393K	0.01%	+635
ANIXTER INTL INCANIXTER INTL INC	5,191	$393K	0.01%	-499
CHHCHOICE HOTELS INTL INC	4,885	$392K	0.01%	-385	Timeline
OCWEN FINL CORPOCWEN FINL CORP	95,171	$392K	0.01%	-34,217
EXTERRAN CORPEXTERRAN CORP	14,628	$391K	0.01%	+464
HHYATT HOTELS CORP	5,105	$389K	0.01%	-545	Timeline
SYNTEL INCSYNTEL INC	15,211	$388K	0.01%	-589
VBVANGUARD INDEX FDS	2,636	$387K	0.01%	0	Timeline
THIRD PT REINS LTDTHIRD PT REINS LTD	27,754	$387K	0.01%	+893
TTECTTEC HLDGS INC	12,586	$386K	0.01%	new	Timeline
CNDTCONDUENT INC	20,630	$384K	0.01%	-4,913	Timeline
MHKMOHAWK INDS INC	1,653	$384K	0.01%	+202	Timeline
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	6,019	$384K	0.01%	-2,678
HRIHERC HLDGS INC	5,881	$382K	0.01%	-553	Timeline
HTHHILLTOP HLDGS INC	16,280	$382K	0.01%	-448	Timeline
TKRTIMKEN CO	8,386	$382K	0.01%	+179	Timeline
NVONOVO-NORDISK A S	7,740	$381K	0.01%	0	Timeline
XEROX CORPXEROX CORP	13,241	$381K	0.01%	-353
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S	14,360	$381K	0.01%	-312
WERNWERNER ENTERPRISES INC	10,419	$380K	0.01%	+89	Timeline
MTUSMETALLUS INC	25,032	$380K	0.01%	-4,583	Timeline
CRMSALESFORCE INC	3,263	$379K	0.01%	-586	Timeline
NVGNUVEEN AMT FREE MUN CR INC F	26,128	$379K	0.01%	0	Timeline
GPCGENUINE PARTS CO	4,210	$378K	0.01%	+100	Timeline
HALOHALOZYME THERAPEUTICS INC	19,272	$378K	0.01%	+64	Timeline
RJFRAYMOND JAMES FINL INC	4,233	$378K	0.01%	-323	Timeline
IIJIYINTERNET INITIATIVE JPN INC AD	36,999	$376K	0.01%	+815	Timeline
HTLDHEARTLAND EXPRESS INC	20,844	$375K	0.01%	+3,199	Timeline
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC	127,235	$375K	0.01%	+57,539
CSXCSX CORP	6,712	$374K	0.01%	-168	Timeline
AMKRAMKOR TECHNOLOGY INC	36,681	$372K	0.01%	-2,659	Timeline
NANTKWEST INCNANTKWEST INC	95,484	$371K	0.01%	+16,272
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	11,572	$370K	0.01%	-40
BENFRANKLIN TEMPLETON INC	10,652	$369K	0.01%	+1,504	Timeline
RESRPC INC	20,489	$369K	0.01%	+4,143	Timeline
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	31,749	$369K	0.01%	+17,972
NOCNORTHROP GRUMMAN CORP	1,052	$367K	0.01%	-2	Timeline
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	21,168	$363K	0.01%	-6,791
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	22,739	$362K	0.01%	0
DALDELTA AIR LINES INC	6,450	$354K	0.01%	0	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	35,195	$352K	0.01%	-10,954	Timeline
TSLATESLA INC	1,314	$350K	0.01%	+133	Timeline
NUVEEN INTER DURATION MUNNUVEEN INTER DURATION MUN	27,377	$344K	0.01%	+3,215
MPCMARATHON PETE CORP	4,530	$331K	0.01%	-46	Timeline
ABBNYABB LTD-SPON ADR	13,950	$331K	0.01%	+6,350	Timeline
COMMERCEHUB INCCOMMERCEHUB INC	14,732	$331K	0.01%	-1,175
BTIBRITISH AMERN TOB PLC	5,591	$323K	0.01%	+130	Timeline
SYKSTRYKER CORPORATION	2,000	$322K	0.01%	0	Timeline
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…	24,521	$320K	0.01%	+1,978
BBUBROOKFIELD BUSINESS PARTNERS L	8,839	$318K	0.01%	-2,820	Timeline
BABAALIBABA GROUP HLDG LTD	1,683	$309K	0.01%	+117	Timeline
SHYISHARES TR	3,669	$306K	0.01%	-649	Timeline
MASMASCO CORP	7,550	$306K	0.01%	0	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	20,379	$301K	0.01%	+250	Timeline
KMBKIMBERLY-CLARK CORP	2,696	$297K	0.01%	-750	Timeline
CSWCCAPITAL SOUTHWEST CORP	17,500	$297K	0.01%	0	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	24,315	$293K	0.01%	+4,330	Timeline
CLCOLGATE PALMOLIVE CO	4,074	$292K	0.01%	0	Timeline
BWXTBWX TECHNOLOGIES INC	4,565	$290K	0.01%	0	Timeline
XWIAXWESTERN ASSET INFLT LNK INC	25,104	$289K	0.01%	-45	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	2,250	$283K	0.01%	+80
PGPROCTER & GAMBLE CO	3,553	$282K	0.01%	-1,325	Timeline
WMTWALMART INC	3,164	$282K	0.01%	-70	Timeline
GDGENERAL DYNAMICS CORP	1,266	$280K	0.01%	-62	Timeline
SPESPECIAL OPPORTUNITIES FD INC	18,454	$272K	0.01%	-22,301	Timeline
AFLAFLAC INC	6,200	$271K	0.01%	+3,000	Timeline
LMTLOCKHEED MARTIN CORP	784	$265K	0.01%	-22	Timeline
IBERIABANK CORPIBERIABANK CORP	3,396	$265K	0.01%	new
ETNEATON CORP PLC	3,301	$264K	0.01%	+83	Timeline
ARCCARES CAPITAL CORP	15,985	$254K	0.01%	+1,500	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	23,490	$252K	0.01%	-161
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	3,600	$251K	0.01%	-282
NVDANVIDIA CORPORATION	1,065	$247K	0.01%	0	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	18,053	$237K	0.01%	new
SBIWESTERN ASSET INTER MUNI	27,468	$237K	0.01%	-2,289	Timeline
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	1,076	$224K	0.01%	-150
PRAXAIR INCPRAXAIR INC	1,535	$222K	0.01%	+50
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	19,347	$222K	0.01%	0
BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY T	17,654	$221K	0.01%	+687
NMZNUVEEN MUN HIGH INCOME OPPOR	17,467	$218K	0.01%	-2,983	Timeline
IBMINTERNATIONAL BUSINESS MACHS	1,381	$212K	0.01%	new	Timeline
INTEC PHARMA LTD JERUSALEMINTEC PHARMA LTD JERUSALEM	33,416	$211K	0.01%	new
SCHVSCHWAB STRATEGIC TR	3,974	$210K	0.01%	0	Timeline
NIMNUVEEN SELECT MAT MUN FD	21,500	$208K	0.01%	0	Timeline
AMTAMERICAN TOWER CORP	1,425	$207K	0.01%	0	Timeline
HPFHANCOCK JOHN PFD INCOME FD I	10,305	$207K	0.01%	-284	Timeline
GRBKGREEN BRICK PARTNERS INC	18,963	$207K	0.01%	0	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	6,500	$204K	0.01%	0	Timeline
QCOMQUALCOMM INC	3,646	$202K	0.01%	-755	Timeline
FXIISHARES TR	4,270	$202K	0.01%	new	Timeline
BGTBLACKROCK FLOATING RATE INC	14,182	$198K	0.01%	-917	Timeline
PMLPIMCO MUN INCOME FD II	15,400	$194K	0.01%	0	Timeline
NUVNUVEEN MUN VALUE FD INC	19,783	$187K	0.01%	-11,273	Timeline
PPTFRANKLIN PREMIER INCOME TR	34,403	$180K	0.01%	-19,560	Timeline
EVFEATON VANCE SR INCOME TR	26,019	$177K	0.01%	0	Timeline
MANAGED DURATION INVT GRD FUMANAGED DURATION INVT GRD FU	12,779	$174K	0.01%	0
PCNPIMCO CORPORATE & INCM STRG	10,241	$170K	<0.01%	0	Timeline
VTNINVESCO TR INVT GRADE NEW YO	12,714	$163K	<0.01%	0	Timeline
S&W SEED COMPANY COMS&W SEED COMPANY COM	43,884	$158K	<0.01%	new
EFTEATON VANCE FLOATING RATE IN	10,200	$152K	<0.01%	0	Timeline
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	14,449	$147K	<0.01%	-13,700
EIMEATON VANCE MUN BD FD	12,263	$145K	<0.01%	0	Timeline
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR	11,019	$144K	<0.01%	0
FRONTLINE PLC FFRONTLINE PLC F	32,400	$144K	<0.01%	+8,100
PERSHING GOLD CORPPERSHING GOLD CORP	69,842	$143K	<0.01%	new
TGNATEGNA INC	11,950	$136K	<0.01%	+350	Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	11,628	$135K	<0.01%	-150
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	11,308	$133K	<0.01%	-2,640
VVRINVESCO SR INCOME TR	30,045	$132K	<0.01%	-5,899	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	12,180	$132K	<0.01%	0	Timeline
INTERMOLECULAR INCINTERMOLECULAR INC	99,379	$130K	<0.01%	new
CAS MED SYS INCCAS MED SYS INC	99,546	$125K	<0.01%	new
DUFF & PHELPSDUFF & PHELPS	14,325	$123K	<0.01%	-6,200
STEEL CONNECT INCSTEEL CONNECT INC	53,281	$113K	<0.01%	new
JFRNUVEEN FLOATING RATE INCOME	10,310	$112K	<0.01%	+4	Timeline
TMQTRILOGY METALS INC NEW	82,900	$105K	<0.01%	+51,461	Timeline
RFLRAFAEL HLDGS INC	16,524	$80K	<0.01%	new	Timeline
APOLLO INVT CORPAPOLLO INVT CORP	14,006	$73K	<0.01%	+2,000
TPHSTRINITY PLACE HLDGS INC COM ST	10,156	$66K	<0.01%	new	Timeline
OHA INVT CORPOHA INVT CORP	46,774	$65K	<0.01%	new
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	26,335	$61K	<0.01%	0
MCEWEN MNG INCMCEWEN MNG INC	25,011	$52K	<0.01%	+618
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	26,156	$50K	<0.01%	new
OBSIDIAN ENERGY LTDOBSIDIAN ENERGY LTD	50,425	$49K	<0.01%	+3,680
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	728	$48K	<0.01%	new
RICEBRAN TECHNOLOGIESRICEBRAN TECHNOLOGIES	24,277	$38K	<0.01%	new
EGYVAALCO ENERGY INC	43,141	$37K	<0.01%	new	Timeline
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC	11,984	$26K	<0.01%	new
PACBPACIFIC BIOSCIENCES CALIF IN	12,000	$25K	<0.01%	0	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
NVDA 1 12/1/18NVDA 1 12/1/18 Bond 30/360P2 U	put	72,200	$5.44M	new
SLVISHARES SILVER TR COM	call	118,100	$2.98M	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1	principal	71,799,000	$55.7M	-951,000
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	8,674,000	$9.12M	-9,000
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N NOTE 1.500 9/0	principal	60,000	$46K	0

Sold out in Q1 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	185,267	$10M	shares
VXFVANGUARD INDEX FDS	57,686	$6.45M	shares
TIME INC NEWTIME INC NEW	48,917	$902K	shares
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	35,704	$711K	shares
FOREST CITY ENTERPRISESFOREST CITY ENTERPRISES	446,000	$520K	principal
BXPBXP INC	3,533	$460K	shares
NKENIKE INC	7,020	$439K	shares
HUNHUNTSMAN CORP	12,574	$419K	shares
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	9,729	$417K	shares
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC	40,112	$404K	shares
TELETECH HOLDINGS INCTELETECH HOLDINGS INC	10,020	$403K	shares
STRAIGHT PATH COMMUNICATNS ISTRAIGHT PATH COMMUNICATNS I	2,134	$388K	shares
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	4,400	$376K	shares
PTYPIMCO CORPORATE & INCOME OPP	17,500	$288K	shares
GRCGORMAN RUPP CO	8,272	$258K	shares
GISGENERAL MILLS INC	3,599	$213K	shares
AIGAMERICAN INTL GROUP INC	3,481	$208K	shares
VTRVENTAS INC	3,415	$205K	shares
BLACKROCK MUNI N Y INTER DURBLACKROCK MUNI N Y INTER DUR	11,296	$154K	shares
HIOWESTERN ASSET HIGH INCOME OP	18,137	$92K	shares

How Q1 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001519418-18-000009	base		2018-05-15	acceptance time not in the bulk data set	2026-10-07 19:05:42 UTC