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HAVENS ADVISORS LLC

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13F filer, CIK 1280200, NEW YORK, NY

HAVENS ADVISORS LLC reported $66,816,000 across 42 holdings for the quarter ended 2022-09-30, in a 13F-HR filed 2022-10-12. Its ten largest share positions make up 50.68% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-22-003355

Period
2022-09-30
Reported value
$66.8M
Holdings
42
Top 10 weight
50.68%
New
20
Sold out
20

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CHEMOCENTRYX INCnew+75,000$3.88M
ALLEGHANY CORP DELnew+4,400$3.69M
GLOBAL BLOOD THERAPEUTICS U…new+46,000$3.13M
AVALARA INCnew+32,000$2.94M
NIELSEN HOLDINGS PLCadded+105,300$2.92M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
COHERENT INCexited-20,480-$5.45M
WELBILT INCexited-187,000-$4.45M
VONAGE HLDGS CORPexited-160,000-$3.01M
NEOPHOTONICS CORPexited-191,000-$3M
MERITOR INCexited-65,000-$2.36M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2022

Share positions as resolved from 13F-HR 0001085146-22-003355, largest first. % of portfolio is the value over $66,816,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ROGROGERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 13,000 shares; 2022Q1: 18,873 shares; 2022Q2: 18,900 shares; 2022Q3: 17,000 shares 17,000$4.11M6.15%-1,900Timeline
CHEMOCENTRYX INCCHEMOCENTRYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 75,000 shares 75,000$3.88M5.8%new
TERMINIX GLOBAL HOLDINGS IN…TERMINIX GLOBAL HOLDINGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 35,000 shares; 2022Q1: 42,000 shares; 2022Q2: 44,000 shares; 2022Q3: 99,200 shares 99,200$3.8M5.68%+55,200
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 4,400 shares 4,400$3.69M5.53%new
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 43,000 shares; 2022Q2: 21,000 shares; 2022Q3: 126,300 shares 126,300$3.5M5.24%+105,300
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 46,000 shares 46,000$3.13M4.69%new
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 33,000 shares; 2022Q2: 112,000 shares; 2022Q3: 90,000 shares 90,000$3.01M4.5%-22,000
SWITCH INCSWITCH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 55,000 shares; 2022Q3: 89,000 shares 89,000$3M4.49%+34,000
AVALARA INCAVALARA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 32,000 shares 32,000$2.94M4.4%new
CITRIX SYSTEMS INCCITRIX SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 18,000 shares; 2022Q2: not reported; 2022Q3: 27,000 shares 27,000$2.81M4.2%new
IRONSOURCE LTD NPVIRONSOURCE LTD NPVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 796,553 shares 796,553$2.74M4.1%new
ZENDESK INCZENDESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 30,000 shares; 2022Q3: 35,000 shares 35,000$2.66M3.99%+5,000
TSEMTOWER SEMICONDUCTOR LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 38,000 shares; 2022Q2: 70,210 shares; 2022Q3: 57,410 shares 57,410$2.52M3.78%-12,800Timeline
BIOHAVEN PHARMACEUTICAL HOLDBIOHAVEN PHARMACEUTICAL HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 27,000 shares; 2022Q3: 16,364 shares 16,364$2.47M3.7%-10,636
COWEN GROUP INCCOWEN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 64,000 shares 64,000$2.47M3.7%new
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 77,000 shares 77,000$2.43M3.63%new
CHANGE HEALTHCARE INCCHANGE HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 221,000 shares; 2021Q2: 190,000 shares; 2021Q3: 20,900 shares; 2021Q4: 6,000 shares; 2022Q1: 57,000 shares; 2022Q2: 59,000 shares; 2022Q3: 88,000 shares 88,000$2.42M3.62%+29,000
1LIFE HEALTHCARE INC1LIFE HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 81,000 shares 81,000$1.39M2.08%new
UMPQUA HOLDINGSUMPQUA HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 79,000 shares 79,000$1.35M2.02%new
STORE CAP CORPSTORE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 39,000 shares 39,000$1.22M1.83%new
SIGNIFY HEALTH INCSIGNIFY HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 38,000 shares 38,000$1.11M1.66%new
BTRS HOLDINGS INCBTRS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 119,000 shares 119,000$1.1M1.65%new
VMWARE, INC.VMWARE, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 23,000 shares; 2022Q3: 9,848 shares 9,848$1.05M1.57%-13,152
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 28,000 shares; 2022Q3: 22,000 shares 22,000$964K1.44%-6,000
SPNTSIRIUSPOINT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 263,764 shares; 2021Q2: 263,764 shares; 2021Q3: 253,021 shares; 2021Q4: 247,087 shares; 2022Q1: 176,000 shares; 2022Q2: 159,745 shares; 2022Q3: 163,460 shares 163,460$809K1.21%+3,715Timeline
COVETRUS INCCOVETRUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 26,000 shares; 2022Q3: 31,608 shares 31,608$660K0.99%+5,608
CYBEROPTICS CORP COMCYBEROPTICS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 11,000 shares 11,000$592K0.89%new
MONEYGRAM INTL INCMONEYGRAM INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 28,000 shares; 2022Q3: 54,199 shares 54,199$564K0.84%+26,199
PING IDENTITY HOLDING CORPPING IDENTITY HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 20,000 shares 20,000$561K0.84%new
FHNFIRST HORIZON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 58,000 shares; 2022Q2: 47,200 shares; 2022Q3: 24,000 shares 24,000$550K0.82%-23,200Timeline
TENNECO INCTENNECO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 56,000 shares; 2022Q2: 62,000 shares; 2022Q3: 30,300 shares 30,300$527K0.79%-31,700
SPIRIT AIRLS INCSPIRIT AIRLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 25,000 shares 25,000$471K0.7%new
ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$199K0.3%0
HENNESSY CAPITAL INVS CORP VHENNESSY CAPITAL INVS CORP VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$198K0.3%0
SUSTAINABLE DEVELP ACQU I COSUSTAINABLE DEVELP ACQU I COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$197K0.29%0
COLICITY INCCOLICITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 20,000 shares 20,000$197K0.29%new
WARBURG PINCUS CAPTAL CORP IWARBURG PINCUS CAPTAL CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 13,000 shares; 2021Q2: 14,000 shares; 2021Q3: 14,000 shares; 2021Q4: 14,000 shares; 2022Q1: 14,000 shares; 2022Q2: 14,000 shares; 2022Q3: 14,000 shares 14,000$139K0.21%0
LEAD EDGE GROWTH OPRTUNTS LTLEAD EDGE GROWTH OPRTUNTS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 12,700 shares; 2021Q3: 12,700 shares; 2021Q4: 12,700 shares; 2022Q1: 12,700 shares; 2022Q2: 12,700 shares; 2022Q3: 12,700 shares 12,700$126K0.19%0
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,000 shares; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares 10,000$98K0.15%0
BHVNBIOHAVEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 15,000 shares 15,000$95K0.14%newTimeline
PZENA INVESTMENT MANAGM-CL APZENA INVESTMENT MANAGM-CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares 10,000$95K0.14%new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
AVALARA INCAVALARA INC NOTE 0.250% 8/0principal1,000,000$970Knew

Sold out in Q3 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
COHERENT INCCOHERENT INC20,480$5.45Mshares
WELBILT INCWELBILT INC187,000$4.45Mshares
VONAGE HLDGS CORPVONAGE HLDGS CORP160,000$3.01Mshares
NEOPHOTONICS CORPNEOPHOTONICS CORP191,000$3Mshares
MERITOR INCMERITOR INC65,000$2.36Mshares
TURNING PT THERAPEUTICSTURNING PT THERAPEUTICS30,000$2.26Mshares
ATOTECH LTDATOTECH LTD110,000$2.13Mshares
SAILPOINT TECHNOLOGIES HOLD…SAILPOINT TECHNOLOGIES HOLDING29,000$1.82Mshares
CORNERSTONE BLDG BRANDS INCCORNERSTONE BLDG BRANDS INC68,600$1.68Mshares
PLANTRONICS INC NEWPLANTRONICS INC NEW33,800$1.34Mshares
SIERRA ONCOLOGY INCSIERRA ONCOLOGY INC14,350$789Kshares
MANDIANT INC NPVMANDIANT INC NPV30,540$666Kshares
CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL A60,000$604Kshares
BLACK KNIGHT INC COMBLACK KNIGHT INC COM6,000$392Kshares
KSSKOHLS CORP8,500$303Kshares
KSSKOHLS CORP7,500$268Kcall
GO ACQUISITION CORPGO ACQUISITION CORP20,000$200Kshares
TAILWIND ACQUISITION CORPTAILWIND ACQUISITION CORP20,000$199Kshares
COLICITY INC UNIT EX 022426COLICITY INC UNIT EX 02242620,000$197Kshares
COHN ROBBINS HOLDINGS CORPCOHN ROBBINS HOLDINGS CORP13,147$131Kshares

How Q3 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-22-003355 base2022-10-12acceptance time not in the bulk data set