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Disclosery

HAVENS ADVISORS LLC

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13F filer, CIK 1280200, NEW YORK, NY

HAVENS ADVISORS LLC reported $54,466,000 across 44 holdings for the quarter ended 2022-03-31, in a 13F-HR filed 2022-04-13. Its ten largest share positions make up 58.75% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-22-001384

Period
2022-03-31
Reported value
$54.5M
Holdings
44
Top 10 weight
58.75%
New
18
Sold out
17

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ANAPLAN INCnew+34,800$2.26M
ZYNGA INC.new+217,100$2.01M
TSEMnew+38,000$1.84M
CITRIX SYSTEMS INCnew+18,000$1.82M
CERNER CORPadded+18,300$1.71M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
XILINX INCexited-36,500-$7.74M
IHS MARKIT LTDexited-50,000-$6.65M
NUANCE COMMUNICATIONS INCexited-117,900-$6.52M
BHP BILLITON- ADRexited-86,870-$5.19M
CYRUSONE INCexited-54,000-$4.84M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2022

Share positions as resolved from 13F-HR 0001085146-22-001384, largest first. % of portfolio is the value over $53,913,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ROGROGERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 13,000 shares; 2022Q1: 18,873 shares 18,873$5.13M9.51%+5,873Timeline
COHERENT INCCOHERENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 35,000 shares; 2021Q2: 35,000 shares; 2021Q3: 33,000 shares; 2021Q4: 25,500 shares; 2022Q1: 18,633 shares 18,633$5.09M9.45%-6,867
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 21,000 shares; 2022Q1: 39,300 shares 39,300$3.68M6.82%+18,300
VEONEER INCVEONEER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 62,000 shares; 2021Q4: 67,000 shares; 2022Q1: 89,000 shares 89,000$3.29M6.1%+22,000
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 273,273 shares; 2022Q1: 208,800 shares 208,800$3.18M5.89%-64,473
INTERSECT ENT INCINTERSECT ENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 91,103 shares; 2021Q4: 161,200 shares; 2022Q1: 109,097 shares 109,097$3.06M5.67%-52,103
ANAPLAN INCANAPLAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 34,800 shares 34,800$2.26M4.2%new
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 42,000 shares; 2022Q1: 102,000 shares 102,000$2.07M3.84%+60,000
ZYNGA INC.ZYNGA INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 217,100 shares 217,100$2.01M3.72%new
TERMINIX GLOBAL HOLDINGS IN…TERMINIX GLOBAL HOLDINGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 35,000 shares; 2022Q1: 42,000 shares 42,000$1.92M3.55%+7,000
TSEMTOWER SEMICONDUCTOR LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 38,000 shares 38,000$1.84M3.41%newTimeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 18,000 shares 18,000$1.82M3.37%new
US Ecology, Inc.US Ecology, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 30,000 shares 30,000$1.44M2.66%new
CORNERSTONE BLDG BRANDS INCCORNERSTONE BLDG BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 56,600 shares 56,600$1.38M2.55%new
FHNFIRST HORIZON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 58,000 shares 58,000$1.36M2.53%newTimeline
SPNTSIRIUSPOINT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 263,764 shares; 2021Q2: 263,764 shares; 2021Q3: 253,021 shares; 2021Q4: 247,087 shares; 2022Q1: 176,000 shares 176,000$1.32M2.44%-71,087Timeline
CHANGE HEALTHCARE INCCHANGE HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 221,000 shares; 2021Q2: 190,000 shares; 2021Q3: 20,900 shares; 2021Q4: 6,000 shares; 2022Q1: 57,000 shares 57,000$1.24M2.31%+51,000
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 20,000 shares 20,000$1.21M2.25%new
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 43,000 shares 43,000$1.17M2.17%new
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 33,000 shares 33,000$1.14M2.11%new
TENNECO INCTENNECO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 56,000 shares 56,000$1.03M1.9%new
SPX FLOW INC COMSPX FLOW INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 14,000 shares; 2021Q4: not reported; 2022Q1: 10,000 shares 10,000$862K1.6%new
SANDERSON FARMSSANDERSON FARMSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 7,000 shares; 2021Q4: 4,000 shares; 2022Q1: 4,000 shares 4,000$750K1.39%0
MANDIANT INC NPVMANDIANT INC NPVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 30,540 shares 30,540$681K1.26%new
WTWWILLIS TOWERS WATSON PLC LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 35,374 shares; 2021Q2: 40,000 shares; 2021Q3: 26,000 shares; 2021Q4: 16,500 shares; 2022Q1: 2,800 shares 2,800$661K1.23%-13,700Timeline
ULCCFRONTIER GROUP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 55,083 shares 55,083$624K1.16%newTimeline
WELBILT INCWELBILT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 146,000 shares; 2021Q3: 169,000 shares; 2021Q4: 167,100 shares; 2022Q1: 21,000 shares 21,000$499K0.93%-146,100
MERITOR INCMERITOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,600 shares 10,600$377K0.7%new
TGNATEGNA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 42,000 shares; 2021Q4: 45,600 shares; 2022Q1: 14,000 shares 14,000$314K0.58%-31,600Timeline
ORTHO CLINICAL DIAGNOSTICS HORTHO CLINICAL DIAGNOSTICS HQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 16,000 shares; 2022Q1: 16,000 shares 16,000$299K0.55%0
OMNICHANNEL ACQUISITION CORPOMNICHANNEL ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 22,000 shares; 2021Q2: 22,000 shares; 2021Q3: 22,000 shares; 2021Q4: 22,000 shares; 2022Q1: 22,000 shares 22,000$219K0.41%0
OTR ACQUISITION CORPOTR ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares 20,000$204K0.38%0
TAILWIND ACQUISITION CORPTAILWIND ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares 20,000$198K0.37%0
ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares 20,000$198K0.37%0
GO ACQUISITION CORPGO ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares 20,000$198K0.37%0
HENNESSY CAPITAL INVS CORP VHENNESSY CAPITAL INVS CORP VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares 20,000$198K0.37%0
SUSTAINABLE DEVELP ACQU I COSUSTAINABLE DEVELP ACQU I COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares 20,000$197K0.37%0
COLICITY INC UNIT EX 022426COLICITY INC UNIT EX 022426Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares 20,000$197K0.37%0
WARBURG PINCUS CAPTAL CORP IWARBURG PINCUS CAPTAL CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 13,000 shares; 2021Q2: 14,000 shares; 2021Q3: 14,000 shares; 2021Q4: 14,000 shares; 2022Q1: 14,000 shares 14,000$138K0.26%0
COHN ROBBINS HOLDINGS CORPCOHN ROBBINS HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 13,147 shares 13,147$131K0.24%new
BULL HORN HLDGS CORPBULL HORN HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 12,900 shares; 2021Q4: 12,900 shares; 2022Q1: 12,900 shares 12,900$130K0.24%0
LEAD EDGE GROWTH OPRTUNTS LTLEAD EDGE GROWTH OPRTUNTS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 12,700 shares; 2021Q3: 12,700 shares; 2021Q4: 12,700 shares; 2022Q1: 12,700 shares 12,700$125K0.23%0
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,000 shares 10,000$98K0.18%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
TTWOTAKE-TWO INTERACTIVE SOFTWAR Stockput3,600$553Knew

Sold out in Q1 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
XILINX INCXILINX INC36,500$7.74Mshares
IHS MARKIT LTDIHS MARKIT LTD50,000$6.65Mshares
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC117,900$6.52Mshares
BHP BILLITON- ADRBHP BILLITON- ADR86,870$5.19Mshares
CYRUSONE INCCYRUSONE INC54,000$4.84Mshares
TRIPLE-S MGMT CORPTRIPLE-S MGMT CORP115,684$4.13Mshares
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INC24,500$2.28Mshares
ATHENE HOLDING LTDATHENE HOLDING LTD23,000$1.92Mshares
KRATON CORPORATIONKRATON CORPORATION38,080$1.76Mshares
DONNELLEY R R & SONS CODONNELLEY R R & SONS CO85,000$957Kshares
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C19,000$888Kshares
TROXTRONOX HOLDINGS PLC25,000$601Kshares
JTKWYJUST EAT TAKEAWAY COM N V55,500$597Kshares
SCIPLAY CORPORATIONSCIPLAY CORPORATION20,000$276Kshares
CLSCLS20,000$199Kshares
MSP RECOVERY INC COM CL AMSP RECOVERY INC COM CL A20,000$199Kshares
PPCPILGRIMS PRIDE CORP4,788$135Kshares

How Q1 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-22-001384 base2022-04-13acceptance time not in the bulk data set