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HAVENS ADVISORS LLC

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13F filer, CIK 1280200, NEW YORK, NY

HAVENS ADVISORS LLC reported $63,317,000 across 42 holdings for the quarter ended 2022-06-30, in a 13F-HR filed 2022-08-15. Its ten largest share positions make up 58.46% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-22-003090

Period
2022-06-30
Reported value
$63.3M
Holdings
42
Top 10 weight
58.46%
New
16
Sold out
18

Largest buys vs the previous quarter

SecurityShares changeApprox. value
WELBILT INCadded+166,000$3.95M
BIOHAVEN PHARMACEUTICAL HOL…new+27,000$3.93M
SOUTH JERSEY INDUSTRIES INCadded+79,000$2.7M
VMWARE, INC.new+23,000$2.62M
TURNING PT THERAPEUTICSnew+30,000$2.26M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
CERNER CORPexited-39,300-$3.68M
VEONEER INCexited-89,000-$3.29M
INTERSECT ENT INCexited-109,097-$3.06M
ANAPLAN INCexited-34,800-$2.26M
ZYNGA INC.exited-217,100-$2.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2022

Share positions as resolved from 13F-HR 0001085146-22-003090, largest first. % of portfolio is the value over $63,049,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
COHERENT INCCOHERENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 35,000 shares; 2021Q2: 35,000 shares; 2021Q3: 33,000 shares; 2021Q4: 25,500 shares; 2022Q1: 18,633 shares; 2022Q2: 20,480 shares 20,480$5.45M8.65%+1,847
ROGROGERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 13,000 shares; 2022Q1: 18,873 shares; 2022Q2: 18,900 shares 18,900$4.95M7.86%+27Timeline
WELBILT INCWELBILT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 146,000 shares; 2021Q3: 169,000 shares; 2021Q4: 167,100 shares; 2022Q1: 21,000 shares; 2022Q2: 187,000 shares 187,000$4.45M7.06%+166,000
BIOHAVEN PHARMACEUTICAL HOL…BIOHAVEN PHARMACEUTICAL HOLDINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 27,000 shares 27,000$3.93M6.24%new
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 33,000 shares; 2022Q2: 112,000 shares 112,000$3.82M6.07%+79,000
TSEMTOWER SEMICONDUCTOR LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 38,000 shares; 2022Q2: 70,210 shares 70,210$3.24M5.14%+32,210Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 42,000 shares; 2022Q1: 102,000 shares; 2022Q2: 160,000 shares 160,000$3.01M4.78%+58,000
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 273,273 shares; 2022Q1: 208,800 shares; 2022Q2: 191,000 shares 191,000$3M4.76%-17,800
VMWARE, INC.VMWARE, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 23,000 shares 23,000$2.62M4.16%new
MERITOR INCMERITOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,600 shares; 2022Q2: 65,000 shares 65,000$2.36M3.74%+54,400
TURNING PT THERAPEUTICSTURNING PT THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 30,000 shares 30,000$2.26M3.58%new
ZENDESK INCZENDESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 30,000 shares 30,000$2.22M3.52%new
ATOTECH LTDATOTECH LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 110,000 shares 110,000$2.13M3.38%new
SWITCH INCSWITCH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 55,000 shares 55,000$1.84M2.92%new
SAILPOINT TECHNOLOGIES HOLD…SAILPOINT TECHNOLOGIES HOLDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 29,000 shares 29,000$1.82M2.88%new
TERMINIX GLOBAL HOLDINGS IN…TERMINIX GLOBAL HOLDINGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 35,000 shares; 2022Q1: 42,000 shares; 2022Q2: 44,000 shares 44,000$1.79M2.84%+2,000
CORNERSTONE BLDG BRANDS INCCORNERSTONE BLDG BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 56,600 shares; 2022Q2: 68,600 shares 68,600$1.68M2.66%+12,000
CHANGE HEALTHCARE INCCHANGE HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 221,000 shares; 2021Q2: 190,000 shares; 2021Q3: 20,900 shares; 2021Q4: 6,000 shares; 2022Q1: 57,000 shares; 2022Q2: 59,000 shares 59,000$1.36M2.16%+2,000
PLANTRONICS INC NEWPLANTRONICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 33,800 shares 33,800$1.34M2.13%new
TENNECO INCTENNECO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 56,000 shares; 2022Q2: 62,000 shares 62,000$1.06M1.69%+6,000
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 28,000 shares 28,000$1.05M1.66%new
FHNFIRST HORIZON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 58,000 shares; 2022Q2: 47,200 shares 47,200$1.03M1.64%-10,800Timeline
SPNTSIRIUSPOINT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 263,764 shares; 2021Q2: 263,764 shares; 2021Q3: 253,021 shares; 2021Q4: 247,087 shares; 2022Q1: 176,000 shares; 2022Q2: 159,745 shares 159,745$866K1.37%-16,255Timeline
SIERRA ONCOLOGY INCSIERRA ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 14,350 shares 14,350$789K1.25%new
MANDIANT INC NPVMANDIANT INC NPVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 30,540 shares; 2022Q2: 30,540 shares 30,540$666K1.06%0
CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 60,000 shares 60,000$604K0.96%new
COVETRUS INCCOVETRUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 26,000 shares 26,000$540K0.86%new
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 43,000 shares; 2022Q2: 21,000 shares 21,000$488K0.77%-22,000
BLACK KNIGHT INC COMBLACK KNIGHT INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 6,000 shares 6,000$392K0.62%new
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 8,500 shares 8,500$303K0.48%newTimeline
MONEYGRAM INTL INCMONEYGRAM INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 28,000 shares 28,000$280K0.44%new
GO ACQUISITION CORPGO ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares 20,000$200K0.32%0
TAILWIND ACQUISITION CORPTAILWIND ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares 20,000$199K0.32%0
ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares 20,000$197K0.31%0
COLICITY INC UNIT EX 022426COLICITY INC UNIT EX 022426Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares 20,000$197K0.31%0
HENNESSY CAPITAL INVS CORP VHENNESSY CAPITAL INVS CORP VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares 20,000$197K0.31%0
SUSTAINABLE DEVELP ACQU I COSUSTAINABLE DEVELP ACQU I COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares 20,000$196K0.31%0
WARBURG PINCUS CAPTAL CORP IWARBURG PINCUS CAPTAL CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 13,000 shares; 2021Q2: 14,000 shares; 2021Q3: 14,000 shares; 2021Q4: 14,000 shares; 2022Q1: 14,000 shares; 2022Q2: 14,000 shares 14,000$138K0.22%0
COHN ROBBINS HOLDINGS CORPCOHN ROBBINS HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 13,147 shares; 2022Q2: 13,147 shares 13,147$131K0.21%0
LEAD EDGE GROWTH OPRTUNTS LTLEAD EDGE GROWTH OPRTUNTS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 12,700 shares; 2021Q3: 12,700 shares; 2021Q4: 12,700 shares; 2022Q1: 12,700 shares; 2022Q2: 12,700 shares 12,700$125K0.2%0
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,000 shares; 2022Q2: 10,000 shares 10,000$98K0.16%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
KSSKOHLS CORP COMcall7,500$268Knew

Sold out in Q2 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CERNER CORPCERNER CORP39,300$3.68Mshares
VEONEER INCVEONEER INC89,000$3.29Mshares
INTERSECT ENT INCINTERSECT ENT INC109,097$3.06Mshares
ANAPLAN INCANAPLAN INC34,800$2.26Mshares
ZYNGA INC.ZYNGA INC.217,100$2.01Mshares
CITRIX SYSTEMS INCCITRIX SYSTEMS INC18,000$1.82Mshares
US Ecology, Inc.US Ecology, Inc.30,000$1.44Mshares
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC20,000$1.21Mshares
SPX FLOW INC COMSPX FLOW INC COM10,000$862Kshares
SANDERSON FARMSSANDERSON FARMS4,000$750Kshares
WTWWILLIS TOWERS WATSON PLC LTD2,800$661Kshares
ULCCFRONTIER GROUP HLDGS INC55,083$624Kshares
TTWOTAKE-TWO INTERACTIVE SOFTWAR3,600$553Kput
TGNATEGNA INC14,000$314Kshares
ORTHO CLINICAL DIAGNOSTICS HORTHO CLINICAL DIAGNOSTICS H16,000$299Kshares
OMNICHANNEL ACQUISITION CORPOMNICHANNEL ACQUISITION CORP22,000$219Kshares
OTR ACQUISITION CORPOTR ACQUISITION CORP20,000$204Kshares
BULL HORN HLDGS CORPBULL HORN HLDGS CORP12,900$130Kshares

How Q2 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-22-003090 base2022-08-15acceptance time not in the bulk data set