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Disclosery

Geduld E E

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13F filer, CIK 1352107, New York, NY

Geduld E E reported $177,980,000 across 180 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-08. Its ten largest share positions make up 80.69% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001019056-17-000107

Period
2016-12-31
Reported value
$178M
Holdings
180
Top 10 weight
80.69%
New
61
Sold out
72

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CRMnew+25,000$1.71M
AMZNadded+2,000$1.5M
BENnew+25,000$990K
SIMOnew+20,000$850K
GOOGLnew+1,000$792K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BROADCOM LTDexited-5,000-$863K
BOINGO WIRELESS INCexited-80,000-$822K
AGIOexited-15,000-$792K
HONG KONG EXCHANGES & CLEAR…exited-25,721-$676K
COWEN GROUP INC-CLASS Aexited-180,000-$653K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0001019056-17-000107, largest first. % of portfolio is the value over $169,914,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 2,507,548 shares; 2015Q2: 2,507,548 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,491,048 shares; 2016Q2: 2,491,048 shares; 2016Q3: 2,491,048 shares; 2016Q4: 2,491,048 shares 2,491,048$55.1M32.4%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 1,200 shares; 2015Q3: 2,700 shares; 2015Q4: not reported; 2016Q1: 1,500 shares; 2016Q2: 2,002 shares; 2016Q3: 2,002 shares; 2016Q4: 4,002 shares 4,002$3M1.77%+2,000Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 12,500 shares; 2016Q2: 20,000 shares; 2016Q3: 47,500 shares; 2016Q4: 47,500 shares 47,500$2.78M1.63%0Timeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,000 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$1.71M1.01%newTimeline
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 300,100 shares; 2015Q2: 285,100 shares; 2015Q3: 210,100 shares; 2015Q4: 185,100 shares; 2016Q1: 120,100 shares; 2016Q2: 45,100 shares; 2016Q3: 110,900 shares; 2016Q4: 115,900 shares 115,900$1.44M0.85%+5,000
TRTOOTSIE ROLL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 23,175 shares; 2015Q2: 23,175 shares; 2015Q3: 23,175 shares; 2015Q4: 27,175 shares; 2016Q1: 28,271 shares; 2016Q2: 36,068 shares; 2016Q3: 36,068 shares; 2016Q4: 36,068 shares 36,068$1.43M0.84%0Timeline
ATLANTIC CAP BANCSHARES INCATLANTIC CAP BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 93,936 shares; 2016Q1: 65,000 shares; 2016Q2: 65,000 shares; 2016Q3: 65,000 shares; 2016Q4: 65,000 shares 65,000$1.24M0.73%0
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 27,470 shares; 2015Q2: 27,500 shares; 2015Q3: 23,000 shares; 2015Q4: 11,500 shares; 2016Q1: 15,000 shares; 2016Q2: 19,000 shares; 2016Q3: 30,000 shares; 2016Q4: 30,000 shares 30,000$1.23M0.72%0
ACRSACLARIS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares; 2016Q1: 10,771 shares; 2016Q2: 17,500 shares; 2016Q3: 22,500 shares; 2016Q4: 45,061 shares 45,061$1.22M0.72%+22,561Timeline
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares; 2016Q4: 100,000 shares 100,000$995K0.59%0
BENFRANKLIN TEMPLETON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$990K0.58%newTimeline
BSXBOSTON SCIENTIFIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 40,000 shares; 2015Q2: 40,110 shares; 2015Q3: 40,110 shares; 2015Q4: 35,110 shares; 2016Q1: 25,000 shares; 2016Q2: 25,110 shares; 2016Q3: 45,110 shares; 2016Q4: 45,110 shares 45,110$976K0.57%0Timeline
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 435,000 shares; 2015Q2: 435,000 shares; 2015Q3: 435,000 shares; 2015Q4: 420,000 shares; 2016Q1: 400,000 shares; 2016Q2: 400,000 shares; 2016Q3: 385,000 shares; 2016Q4: 385,000 shares 385,000$939K0.55%0
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 50,000 shares; 2016Q4: 40,000 shares 40,000$877K0.52%-10,000Timeline
SIMOSILICON MOTION TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 32,500 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 20,000 shares 20,000$850K0.5%newTimeline
FNMASFEDERAL NATL MTG ASS 008250Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 105,000 shares; 2015Q2: 105,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 95,000 shares; 2016Q2: 105,000 shares; 2016Q3: 105,000 shares; 2016Q4: 105,000 shares 105,000$840K0.49%0Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,000 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,000 shares 1,000$792K0.47%newTimeline
ACADACADIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 23,500 shares; 2015Q2: 25,000 shares; 2015Q3: not reported; 2015Q4: 17,500 shares; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 10,785 shares; 2016Q4: 26,000 shares 26,000$750K0.44%+15,215Timeline
COGENTIX MED INC COMCOGENTIX MED INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 122,176 shares; 2015Q2: 122,176 shares; 2015Q3: 122,176 shares; 2015Q4: 122,176 shares; 2016Q1: 122,176 shares; 2016Q2: 245,671 shares; 2016Q3: 371,297 shares; 2016Q4: 371,547 shares 371,547$747K0.44%+250
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 97,507 shares; 2015Q2: 30,107 shares; 2015Q3: 20,107 shares; 2015Q4: 20,107 shares; 2016Q1: 15,107 shares; 2016Q2: 15,107 shares; 2016Q3: 15,107 shares; 2016Q4: 40,107 shares 40,107$688K0.4%+25,000
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 7,500 shares; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 7,500 shares; 2016Q4: 10,000 shares 10,000$614K0.36%+2,500Timeline
Hong Kong Exchanges & Clear…Hong Kong Exchanges & Clearing LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,721 shares 25,721$608K0.36%new
EVERBRIDGE INCEVERBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 15,000 shares; 2016Q4: 30,000 shares 30,000$554K0.33%+15,000
FMCKJFEDERAL HOME LN MTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 70,000 shares; 2015Q2: 70,000 shares; 2015Q3: 65,000 shares; 2015Q4: 60,000 shares; 2016Q1: 55,000 shares; 2016Q2: 70,000 shares; 2016Q3: 70,000 shares; 2016Q4: 70,000 shares 70,000$529K0.31%0Timeline
SINGAPORE EXCHANGESINGAPORE EXCHANGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 100,000 shares 100,000$495K0.29%new
UFIUNIFI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,000 shares; 2015Q2: 7,500 shares; 2015Q3: not reported; 2015Q4: 15,000 shares; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 15,000 shares 15,000$489K0.29%+5,000Timeline
HARBORONE BANCORP INCHARBORONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares 25,000$484K0.28%0
BLUEBIRD BIO INCBLUEBIRD BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,500 shares; 2015Q2: 10,371 shares; 2015Q3: not reported; 2015Q4: 6,300 shares; 2016Q1: not reported; 2016Q2: 9,800 shares; 2016Q3: 9,800 shares; 2016Q4: 7,300 shares 7,300$450K0.26%-2,500
PARRPAR PAC HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 70,982 shares; 2015Q2: 45,000 shares; 2015Q3: 40,000 shares; 2015Q4: 45,000 shares; 2016Q1: 40,000 shares; 2016Q2: 25,000 shares; 2016Q3: 31,500 shares; 2016Q4: 30,000 shares 30,000$436K0.26%-1,500Timeline
HIGHLANDS BANKSHARESINC VA …HIGHLANDS BANKSHARESINC VA COM ST…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 93,510 shares; 2015Q3: 93,510 shares; 2015Q4: 93,510 shares; 2016Q1: 76,000 shares; 2016Q2: 73,490 shares; 2016Q3: 70,655 shares; 2016Q4: 70,655 shares 70,655$420K0.25%0
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 85,000 shares; 2015Q2: 85,000 shares; 2015Q3: 55,000 shares; 2015Q4: 60,000 shares; 2016Q1: 60,000 shares; 2016Q2: 95,000 shares; 2016Q3: 60,000 shares; 2016Q4: 45,010 shares 45,010$419K0.25%-14,990Timeline
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares; 2015Q4: 20,000 shares; 2016Q1: 22,500 shares; 2016Q2: 20,000 shares; 2016Q3: 50,000 shares; 2016Q4: 55,000 shares 55,000$412K0.24%+5,000Timeline
RANDOLPH BANCORP INCRANDOLPH BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares 25,000$403K0.24%0
CALLON PETE CO DELCALLON PETE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 34,900 shares; 2016Q4: 26,000 shares 26,000$400K0.24%-8,900
FARMFARMER BROS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 23,000 shares; 2015Q2: 23,000 shares; 2015Q3: 23,000 shares; 2015Q4: 17,500 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 12,500 shares; 2016Q4: 10,000 shares 10,000$367K0.22%-2,500Timeline
AV HOMES INCAV HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 25,000 shares; 2016Q1: 32,500 shares; 2016Q2: 30,000 shares; 2016Q3: 22,500 shares; 2016Q4: 22,500 shares 22,500$356K0.21%0
VSATVIASAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,300 shares 5,300$351K0.21%newTimeline
NEOVASC INC COM STKNEOVASC INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 15,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 150,000 shares; 2016Q3: 350,000 shares; 2016Q4: 190,000 shares 190,000$329K0.19%-160,000
CWHCAMPING WORLD HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$326K0.19%newTimeline
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 65,000 shares; 2016Q1: 40,000 shares; 2016Q2: 30,000 shares; 2016Q3: 35,000 shares; 2016Q4: 85,000 shares 85,000$323K0.19%+50,000Timeline
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 30,000 shares; 2015Q2: 55,000 shares; 2015Q3: 40,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares; 2016Q3: 65,000 shares; 2016Q4: 65,000 shares 65,000$322K0.19%0
COVANTA HLDG CORPCOVANTA HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 20,000 shares 20,000$312K0.18%new
FINISAR CORPFINISAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$303K0.18%0
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 30,359 shares; 2016Q4: 11,000 shares 11,000$302K0.18%-19,359Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,000 shares; 2015Q2: 12,400 shares; 2015Q3: 12,400 shares; 2015Q4: 2,400 shares; 2016Q1: 2,400 shares; 2016Q2: 2,400 shares; 2016Q3: 2,400 shares; 2016Q4: 2,400 shares 2,400$292K0.17%0Timeline
THERAPEUTICSMD INCTHERAPEUTICSMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 30,000 shares; 2015Q3: 12,500 shares; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: not reported; 2016Q3: 10,000 shares; 2016Q4: 50,000 shares 50,000$289K0.17%+40,000
STMSTMICROELECTRONICS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$284K0.17%newTimeline
RRGBRED ROBIN GOURMET BURGERS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,000 shares 5,000$282K0.17%newTimeline
NOVAN INCNOVAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 12,500 shares; 2016Q4: 10,000 shares 10,000$270K0.16%-2,500
LVSLAS VEGAS SANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 5,000 shares; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: 5,000 shares; 2016Q1: 5,000 shares; 2016Q2: 5,000 shares; 2016Q3: 5,000 shares; 2016Q4: 5,000 shares 5,000$267K0.16%0Timeline
MWAMUELLER WTR PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 20,000 shares 20,000$266K0.16%newTimeline
CCJCAMECO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$262K0.15%newTimeline
CHEMOCENTRYX INCCHEMOCENTRYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 50,000 shares; 2016Q4: 35,000 shares 35,000$259K0.15%-15,000
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6,500 shares; 2015Q4: 5,000 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 50,000 shares 50,000$242K0.14%new
IWSHWRIGHT INVESTORS SVCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 382,325 shares; 2015Q2: 382,325 shares; 2015Q3: 382,325 shares; 2015Q4: 382,325 shares; 2016Q1: 382,325 shares; 2016Q2: 382,325 shares; 2016Q3: 382,325 shares; 2016Q4: 382,325 shares 382,325$241K0.14%0Timeline
SDSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$236K0.14%newTimeline
BRITISH LAND CO PLCBRITISH LAND CO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 30,000 shares 30,000$233K0.14%new
BRADKEN LTDBRADKEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 100,000 shares 100,000$232K0.14%new
FIAT CHRYSLER AUTOMOBILES N…FIAT CHRYSLER AUTOMOBILES NV COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$228K0.13%new
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 16,000 shares; 2015Q3: 16,000 shares; 2015Q4: 16,000 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 6,000 shares; 2016Q4: 6,000 shares 6,000$227K0.13%0
ORIGIN AGRITECH LIMITEDORIGIN AGRITECH LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 95,100 shares 95,100$224K0.13%+70,100
BPOPPOPULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 15,000 shares; 2015Q2: 7,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,000 shares 5,000$219K0.13%newTimeline
JMP GROUP INCJMP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 65,000 shares; 2015Q2: 65,000 shares; 2015Q3: 70,000 shares; 2015Q4: 40,000 shares; 2016Q1: 35,000 shares; 2016Q2: 35,000 shares; 2016Q3: 35,000 shares; 2016Q4: 35,000 shares 35,000$215K0.13%0
SHORETEL INCSHORETEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 30,000 shares; 2016Q4: 30,000 shares 30,000$215K0.13%0
RAYTHEON CORAYTHEON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,500 shares 1,500$213K0.13%new
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$209K0.12%newTimeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: not reported; 2015Q4: 25,000 shares; 2016Q1: not reported; 2016Q2: 42,500 shares; 2016Q3: 37,500 shares; 2016Q4: 15,000 shares 15,000$200K0.12%-22,500Timeline
L&TOUBRO(EUR)L&TOUBRO(EUR)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$199K0.12%new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 10,000 shares 10,000$198K0.12%-5,000
LUBYS CAFETERIAS INC COMLUBYS CAFETERIAS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 55,000 shares; 2015Q2: 95,000 shares; 2015Q3: 57,058 shares; 2015Q4: 50,050 shares; 2016Q1: 45,000 shares; 2016Q2: 45,000 shares; 2016Q3: 45,000 shares; 2016Q4: 45,050 shares 45,050$193K0.11%+50
LINDBLAD EXPEDITIONS HLDGS ILINDBLAD EXPEDITIONS HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 35,000 shares; 2015Q4: 85,105 shares; 2016Q1: 80,415 shares; 2016Q2: 84,522 shares; 2016Q3: 95,300 shares; 2016Q4: 85,700 shares 85,700$189K0.11%-9,600
MXMAGNACHIP SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 50,000 shares; 2016Q4: 30,000 shares 30,000$186K0.11%-20,000Timeline
EMERGE ENERGY SVCS LPEMERGE ENERGY SVCS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,000 shares 15,000$185K0.11%new
WSBFWATERSTONE FINL INC MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 30,000 shares; 2015Q2: 30,000 shares; 2015Q3: 30,000 shares; 2015Q4: 20,000 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$184K0.11%newTimeline
MIDSTREAM PARTNERSMIDSTREAM PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 15,000 shares; 2016Q4: 10,000 shares 10,000$182K0.11%-5,000
VIVEVE MED INCVIVEVE MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 23,500 shares; 2016Q3: 50,000 shares; 2016Q4: 35,000 shares 35,000$180K0.11%-15,000
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares; 2016Q4: 20,000 shares 20,000$178K0.1%0
INVENTURE FOODS INCINVENTURE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares; 2016Q2: 18,000 shares; 2016Q3: 23,000 shares; 2016Q4: 18,000 shares 18,000$177K0.1%-5,000
NOVADAQ TECHNOLOGIES INC CO…NOVADAQ TECHNOLOGIES INC COMMONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 30,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares; 2016Q2: 15,000 shares; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares 25,000$177K0.1%0
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: 30,000 shares; 2015Q4: 25,000 shares; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares; 2016Q3: 25,000 shares; 2016Q4: 20,000 shares 20,000$171K0.1%-5,000Timeline
OZ MINERALS LTDOZ MINERALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 30,000 shares 30,000$171K0.1%new
BANK OF AMERICA CORPBANK OF AMERICA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 175,000 shares; 2015Q2: 175,000 shares; 2015Q3: 175,000 shares; 2015Q4: 175,000 shares; 2016Q1: 175,000 shares; 2016Q2: 175,000 shares; 2016Q3: 175,000 shares; 2016Q4: 175,000 shares 175,000$168K0.1%0
BLUE BIRD CORP WARRANTS EXP…BLUE BIRD CORP WARRANTS EXP 01Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 30,000 shares; 2016Q2: 38,200 shares; 2016Q3: 80,000 shares; 2016Q4: 71,900 shares 71,900$155K0.09%-8,100
PBTPERMIAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 20,000 shares; 2016Q4: 20,000 shares 20,000$154K0.09%0Timeline
SERES THERAPEUTICS INCSERES THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 15,000 shares 15,000$149K0.09%-10,000
FULLSHARE HOLDINGS LIMITED …FULLSHARE HOLDINGS LIMITED (HOK L…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 300,000 shares 300,000$140K0.08%new
BIOCARDIA INC COMBIOCARDIA INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 125,000 shares 125,000$135K0.08%new
ECLIPSE RES CORPECLIPSE RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 50,000 shares; 2016Q3: 40,000 shares; 2016Q4: 50,000 shares 50,000$134K0.08%+10,000
BOLSA MEXICANA DE VALORES S…BOLSA MEXICANA DE VALORES SABQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 100,000 shares 100,000$132K0.08%new
PROFOUND MED CORPPROFOUND MED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 125,000 shares; 2016Q3: 150,000 shares; 2016Q4: 150,000 shares 150,000$125K0.07%0
INTEVAC INCINTEVAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 14,447 shares 14,447$124K0.07%new
HERITAGE OAKS BANCORPHERITAGE OAKS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 275,000 shares; 2015Q2: 275,000 shares; 2015Q3: 275,000 shares; 2015Q4: 270,000 shares; 2016Q1: 189,500 shares; 2016Q2: 90,400 shares; 2016Q3: 49,425 shares; 2016Q4: 10,000 shares 10,000$123K0.07%-39,425
INTERSECT ENT INCINTERSECT ENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$121K0.07%new
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$119K0.07%new
CWGLCRIMSON WINE GROUP LTD. COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 40,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 25,000 shares; 2016Q1: 12,500 shares; 2016Q2: 12,500 shares; 2016Q3: 12,500 shares; 2016Q4: 12,500 shares 12,500$117K0.07%0Timeline
S&W SEED COMPANY COMS&W SEED COMPANY COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 22,500 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares 25,000$115K0.07%0
ITAU UNIBANCO HLDNG S.A.ITAU UNIBANCO HLDNG S.A.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,000 shares 11,000$113K0.07%new
BILL BARRETT CORPBILL BARRETT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares; 2016Q4: 15,300 shares 15,300$107K0.06%-4,700
CCORFCANACCORD FINANCIAL INC COM SHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 30,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 35,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares; 2016Q3: 30,000 shares; 2016Q4: 30,000 shares 30,000$107K0.06%0Timeline
BYD Co LtdBYD Co LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 20,000 shares 20,000$105K0.06%new
JPEL PRIVATE EQUITY LTDJPEL PRIVATE EQUITY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 86,400 shares 86,400$103K0.06%new
SJTSAN JUAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 15,000 shares; 2016Q4: 15,000 shares 15,000$99K0.06%0Timeline
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$99K0.06%newTimeline
LANDCADIA HLDGS INCLANDCADIA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$98K0.06%new
SUPERVALU INCSUPERVALU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 20,000 shares 20,000$93K0.05%new
WIZARD WORLD INC COM STK RS…WIZARD WORLD INC COM STK RSTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 340,213 shares; 2015Q2: 340,213 shares; 2015Q3: 340,213 shares; 2015Q4: 340,213 shares; 2016Q1: 340,213 shares; 2016Q2: 340,213 shares; 2016Q3: 340,213 shares; 2016Q4: 340,213 shares 340,213$78K0.05%0
MPVDFMOUNTAIN PROV DIAMONDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 20,000 shares; 2016Q1: 10,000 shares; 2016Q2: not reported; 2016Q3: 15,000 shares; 2016Q4: 15,000 shares 15,000$76K0.04%0Timeline
VASCULAR BIOGENICS LTDVASCULAR BIOGENICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,000 shares 15,000$73K0.04%new
NZX LIMITED (NZE LISTING) (…NZX LIMITED (NZE LISTING) (POST S…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 100,000 shares 100,000$73K0.04%new
CATAPULT GROUP INTERNATIONALCATAPULT GROUP INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 40,000 shares 40,000$71K0.04%new
CEMPRA INCCEMPRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$70K0.04%new
CROXCROCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,000 shares; 2015Q2: 20,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 15,000 shares; 2016Q4: 10,000 shares 10,000$69K0.04%-5,000Timeline
Enzo Biochem IncEnzo Biochem IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 40,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 15,000 shares; 2016Q4: 10,000 shares 10,000$69K0.04%-5,000
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares; 2016Q4: 10,000 shares 10,000$69K0.04%-10,000
Evoke PLCEvoke PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$67K0.04%new
ASSOCIATED BANC CORPASSOCIATED BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 20,480 shares; 2015Q2: 18,400 shares; 2015Q3: 18,300 shares; 2015Q4: 17,000 shares; 2016Q1: 17,000 shares; 2016Q2: 17,000 shares; 2016Q3: 17,000 shares; 2016Q4: 11,000 shares 11,000$64K0.04%-6,000
AWREAWARE INC MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$61K0.04%0Timeline
Alpha Services and Holdings…Alpha Services and Holdings SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 30,000 shares 30,000$60K0.04%new
QUREUNIQURE NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$56K0.03%newTimeline
LIPOCINE INC NEWLIPOCINE INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 20,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares; 2016Q3: 30,000 shares; 2016Q4: 15,000 shares 15,000$55K0.03%-15,000
HENNESSY CAP ACQUISITION CORHENNESSY CAP ACQUISITION CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 62,500 shares; 2016Q3: 63,100 shares; 2016Q4: 65,000 shares 65,000$55K0.03%+1,900
HGTXUHUGOTON ROYALTY TST UBIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares 25,000$54K0.03%0Timeline
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 75,090 shares; 2015Q2: 28,408 shares; 2015Q3: not reported; 2015Q4: 10,045 shares; 2016Q1: 20,045 shares; 2016Q2: not reported; 2016Q3: 10,000 shares; 2016Q4: 10,045 shares 10,045$54K0.03%+45
TCF FINANCIAL CORP-CW18TCF FINANCIAL CORP-CW18Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 15,100 shares; 2015Q2: 15,100 shares; 2015Q3: 15,100 shares; 2015Q4: 15,100 shares; 2016Q1: 15,100 shares; 2016Q2: 15,100 shares; 2016Q3: 15,100 shares; 2016Q4: 15,100 shares 15,100$53K0.03%0
BURSA MALAYSIA BHDBURSA MALAYSIA BHDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$49K0.03%new
MANNKIND CORPMANNKIND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 75,000 shares; 2016Q4: 75,000 shares 75,000$48K0.03%0
YATRA ONLIN-CW21YATRA ONLIN-CW21Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 66,000 shares 66,000$48K0.03%new
MOSYS INC COMMOSYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 25,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 200,000 shares 200,000$46K0.03%new
HEMISPHERE MEDIA GROUP INCHEMISPHERE MEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 72,500 shares; 2016Q2: 119,900 shares; 2016Q3: 124,900 shares; 2016Q4: 124,900 shares 124,900$42K0.02%0
VINCE HLDG CORPVINCE HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 12,500 shares; 2015Q2: 15,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares; 2016Q4: 10,000 shares 10,000$41K0.02%-10,000
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 100,000 shares; 2015Q2: 150,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 125,000 shares; 2016Q2: 125,000 shares; 2016Q3: 125,000 shares; 2016Q4: 100,000 shares 100,000$38K0.02%-25,000
Castle Brands IncCastle Brands IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares; 2016Q3: 50,000 shares; 2016Q4: 50,000 shares 50,000$38K0.02%0
Pure Technologies LtdPure Technologies LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 30,000 shares; 2015Q2: 30,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$36K0.02%0
ALICORP S.A.AALICORP S.A.AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,000 shares 15,000$33K0.02%new
ENERGY TRANSFER EQUITYENERGY TRANSFER EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 127,333 shares; 2016Q3: 127,333 shares; 2016Q4: 127,333 shares 127,333$33K0.02%0
CURIS INCCURIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 76,608 shares; 2015Q2: 76,608 shares; 2015Q3: 40,000 shares; 2015Q4: 25,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$31K0.02%0
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: 20,000 shares; 2015Q4: 15,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$27K0.02%0
RUBICON LIMITED NZDRUBICON LIMITED NZDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 150,000 shares; 2015Q2: 150,000 shares; 2015Q3: 150,000 shares; 2015Q4: 150,000 shares; 2016Q1: 150,000 shares; 2016Q2: 150,000 shares; 2016Q3: 150,000 shares; 2016Q4: 150,000 shares 150,000$23K0.01%0
SPECIAL DIVERSIFIED OPPORTU…SPECIAL DIVERSIFIED OPPORTUNITIES…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$23K0.01%new
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 30,000 shares; 2016Q4: 30,000 shares 30,000$20K0.01%0
CHINA TECHFAITH WIRLS COMM TCHINA TECHFAITH WIRLS COMM TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$19K0.01%0
UNIVAR SOLUTIONSUNIVAR SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 45,000 shares; 2016Q3: 34,992 shares; 2016Q4: 27,000 shares 27,000$19K0.01%-7,992
LANDCADIA HLDGS INCLANDCADIA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$18K0.01%new
BOLSA DE VALORES DE COLOMBIABOLSA DE VALORES DE COLOMBIAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,058,500 shares 2,058,500$15K0.01%new
INNOCOLL HLDGS PLCINNOCOLL HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,506 shares; 2016Q2: 26,506 shares; 2016Q3: 26,506 shares; 2016Q4: 21,506 shares 21,506$15K0.01%-5,000
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares; 2016Q3: 50,000 shares; 2016Q4: 50,000 shares 50,000$14K0.01%0
KLR ENERGY WRT 11.5 09/16/22KLR ENERGY WRT 11.5 09/16/22Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$14K0.01%new
ABSOLUTECARE INC COM STK RS…ABSOLUTECARE INC COM STK RSTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 40,000 shares; 2016Q4: 40,000 shares 40,000$14K0.01%0
DEXTERA SURGICAL INC COMDEXTERA SURGICAL INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13,400 shares; 2016Q3: 13,400 shares; 2016Q4: 13,400 shares 13,400$13K0.01%0
AGUAS-A (CHI LISTING)AGUAS-A (CHI LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$13K0.01%new
EMISPHERE TECHNOLOGIES INC …EMISPHERE TECHNOLOGIES INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 20,000 shares; 2016Q3: 20,000 shares; 2016Q4: 20,000 shares 20,000$12K0.01%0
CITIGROUP INCCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 75,000 shares; 2016Q3: 75,000 shares; 2016Q4: 75,000 shares 75,000$11K0.01%0
Eurobank Ergasias Services …Eurobank Ergasias Services and Ho…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 16,000 shares 16,000$11K0.01%new
Katanga Mining LtdKatanga Mining LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 75,130 shares; 2016Q3: 75,130 shares; 2016Q4: 75,130 shares 75,130$8K<0.01%0
PACIFIC SPL ACQUISITION CORPPACIFIC SPL ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 13,400 shares; 2016Q4: 14,400 shares 14,400$8K<0.01%+1,000
DARIOHEALTH CORPDARIOHEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$7K<0.01%0
KBS FASHION GROUP LTD WRNTKBS FASHION GROUP LTD WRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 237,500 shares; 2015Q2: 237,500 shares; 2015Q3: 237,500 shares; 2015Q4: 237,500 shares; 2016Q1: 237,500 shares; 2016Q2: 237,500 shares; 2016Q3: 237,500 shares; 2016Q4: 237,500 shares 237,500$7K<0.01%0
PIRAEUS BANK SA (EUR.30)PIRAEUS BANK SA (EUR.30)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 25,000 shares 25,000$6K<0.01%new
IMMUNE PHARMACEUTICALS INCIMMUNE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 35,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares 25,000$5K<0.01%0
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,500 shares; 2016Q1: not reported; 2016Q2: 12,500 shares; 2016Q3: 12,500 shares; 2016Q4: 12,500 shares 12,500$5K<0.01%0
SOLIGENIX INCSOLIGENIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 12,500 shares 12,500$4K<0.01%new
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,500 shares; 2016Q1: not reported; 2016Q2: 12,500 shares; 2016Q3: 12,500 shares; 2016Q4: 12,500 shares 12,500$3K<0.01%0
ANTRIM ENERGY INC COMANTRIM ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 75,000 shares; 2015Q2: 75,000 shares; 2015Q3: 75,000 shares; 2015Q4: 75,000 shares; 2016Q1: 75,000 shares; 2016Q2: 75,000 shares; 2016Q3: 75,000 shares; 2016Q4: 75,000 shares 75,000$2K<0.01%0
CEL SCI CORPCEL SCI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares; 2016Q4: 100,000 shares 100,000$2K<0.01%0
ABILITY INC WTSABILITY INC WTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 90,000 shares; 2016Q1: 69,900 shares; 2016Q2: 67,500 shares; 2016Q3: 67,500 shares; 2016Q4: 67,500 shares 67,500$2K<0.01%0
MONITISE PLC (UKM LISTING)MONITISE PLC (UKM LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 50,900 shares 50,900$2K<0.01%new
OPEXA THERAPEUTICS INCOPEXA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 60,200 shares; 2015Q4: 60,200 shares; 2016Q1: 60,200 shares; 2016Q2: not reported; 2016Q3: 60,200 shares; 2016Q4: 60,200 shares 60,200$1K<0.01%0
GLORI ENERGY INC WARRANTS E…GLORI ENERGY INC WARRANTS EXPIRESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 227,900 shares; 2015Q2: 227,900 shares; 2015Q3: 227,900 shares; 2015Q4: 227,900 shares; 2016Q1: 227,900 shares; 2016Q2: 227,900 shares; 2016Q3: 227,900 shares; 2016Q4: 227,900 shares 227,900$1K<0.01%0
CITIGROUP INCCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 50,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: not reported; 2016Q3: 50,000 shares; 2016Q4: 50,000 shares 50,000$00%0Value filed as zero, left out of ratios.
FXRVFFOX RIV RES CORP COM (CDA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$00%newValue filed as zero, left out of ratios.Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput10,000$2.23Mnew
IBNICICI BK LTD ADRcall160,000$1.2M+60,000
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COMput10,000$1.19Mnew
BACBANK OF AMER CORP COMcall50,000$1.1M-75,000
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC COMcall75,000$933K+20,000
BSXBOSTON SCIENTIFIC CORP COMcall40,000$865K-50,000
CALLON PETE CO DELCALLON PETE CO DEL COMcall20,000$307K0
FIREEYE INCFIREEYE INC COMcall20,000$238K0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
BILL 01/05/17BILL 01/05/17 US T BILL EXP 1/05/2017principal68,000,000$68Mnew
PTX 12 01AUG2020 144APTX 12 01AUG2020 144A BOND 12% 8/01/2020principal250,000$201K-150,000

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SPYSTATE STR SPDR S&P 500 ETF T10,000$2.16Mcall
CMGCHIPOTLE MEXICAN GRILL INC5,000$2.12Mcall
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD30,000$1.3Mcall
MONSANTO CO NEWMONSANTO CO NEW10,000$1.02Mcall
BROADCOM LTDBROADCOM LTD5,000$863Kshares
BOINGO WIRELESS INCBOINGO WIRELESS INC80,000$822Kshares
AGIOAGIOS PHARMACEUTICALS INC15,000$792Kshares
HONG KONG EXCHANGES & CLEAR…HONG KONG EXCHANGES & CLEARING LTD25,721$676Kshares
INPHI CORPINPHI CORP15,000$653Kshares
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS A180,000$653Kshares
ONON SEMICONDUCTOR CORP50,000$616Kshares
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LP94,000$594Kshares
SINGAPORE EXCHANGE LTDSINGAPORE EXCHANGE LTD100,000$543Kshares
BXMTBLACKSTONE MORTGAGE TRUST IN17,200$507Kshares
NTNXNUTANIX INC11,400$422Kshares
EXASEXACT SCIENCES CORP20,000$371Kcall
XYZBLOCK INC30,000$350Kshares
MKCMCCORMICK & CO INC3,500$350Kshares
AAOIAPPLIED OPTOELECTRONICS INC15,000$333Kshares
BRADKEN LTDBRADKEN LTD175,000$324Kshares
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COM10,000$297Kshares
CALYCALLAWAY GOLF CO25,000$290Kshares
BRITISH LAND CO PLCBRITISH LAND CO PLC35,000$287Kshares
CBS CORP NEWCBS CORP NEW5,000$274Kshares
OPKOPKO HEALTH INC25,000$265Kcall
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION10,000$263Kshares
LANDCADIA HLDGS INCLANDCADIA HLDGS INC25,000$256Kshares
SOUTHERN CO PFD JR SUB NOTESSOUTHERN CO PFD JR SUB NOTES10,000$253Kprincipal
FIESTA RESTAURANT GROUP INCFIESTA RESTAURANT GROUP INC10,000$240Kshares
BEIERSDORF AGBEIERSDORF AG2,500$236Kshares
FULLSHARE HOLDINGS LIMITED …FULLSHARE HOLDINGS LIMITED (HOK L…400,000$232Kshares
CWSTCASELLA WASTE SYS INC20,000$206Kshares
FNMAFEDERAL NATL MTG ASS 000000120,000$203Kshares
WMI HOLDINGS CORPWMI HOLDINGS CORP75,000$176Kshares
AMDADVANCED MICRO DEVICES INC25,000$173Kshares
BLMNBLOOMIN BRANDS INC10,000$172Kshares
KATE SPADE &amp; COMPANYKATE SPADE &amp; COMPANY10,000$171Kshares
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INC30,000$168Kshares
CATAPULT GROUP INTERNATIONALCATAPULT GROUP INTERNATIONAL61,623$163Kshares
BOLSA A (MEX LISTING)BOLSA A (MEX LISTING)100,000$159Kshares
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP25,000$157Kshares
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTD16,843$156Kshares
OZ MINERALS LTD POST SPLITOZ MINERALS LTD POST SPLIT30,000$140Kshares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO10,000$138Kshares
STILLWATER MINING COSTILLWATER MINING CO10,000$134Kshares
BYD COMPANY LIMITEDBYD COMPANY LIMITED20,000$131Kshares
EXELEXELIXIS INC10,000$128Kshares
Lion BiotechnologiesLion Biotechnologies15,000$123Kshares
ARCOARCOS DORADOS HLDGS INC22,500$119Kshares
ITUBITAU UNIBANCO HLDG S A10,000$109Kshares
KLR ENERGY ACQUISITION CORPKLR ENERGY ACQUISITION CORP10,000$105Kshares
NOVAVAX INCNOVAVAX INC50,000$104Kshares
JP MORGAN PRIVATE EQUITY LI…JP MORGAN PRIVATE EQUITY LIMITED …90,000$93Kshares
PACBPACIFIC BIOSCIENCES CALIF IN10,000$90Kcall
PATRIOT NATL INCPATRIOT NATL INC10,000$90Kshares
NZX LIMITED (NZE LISTING) (…NZX LIMITED (NZE LISTING) (POST S…100,000$77Kshares
888 HOLDINGS PLC ORD 0.5P888 HOLDINGS PLC ORD 0.5P25,000$72Kshares
ACCURIDE CORP NEWACCURIDE CORP NEW25,000$64Kshares
FUELCELL ENERGY INCFUELCELL ENERGY INC10,000$54Kshares
BURSA MALAYSIA BHDBURSA MALAYSIA BHD25,000$53Kshares
TEEKAY TANKERS LTDTEEKAY TANKERS LTD20,000$51Kshares
ALPHA BANK AE EUR0.3(REV SP…ALPHA BANK AE EUR0.3(REV SPLIT)30,000$50Kshares
RLJ Entertainment Inc. Wt …RLJ Entertainment Inc. Wt Exp100,000$36Kshares
ALICORP S.A.-COMUNALICORP S.A.-COMUN15,000$32Kshares
GLOBALSTAR INCGLOBALSTAR INC25,000$30Kshares
REPUBLIC AWYS HLDGS INCREPUBLIC AWYS HLDGS INC25,000$23Kshares
AGUAS ANDINAS A ORDAGUAS ANDINAS A ORD25,000$16Kshares
BOLSA DE VALOR. COP1BOLSA DE VALOR. COP12,058,500$13Kshares
EUROBANK ERGASIAS SA( GRE L…EUROBANK ERGASIAS SA( GRE LISTING…16,000$9Kshares
LUNA GOLD CORP VANCOUVER COMLUNA GOLD CORP VANCOUVER COM25,000$6Kshares
PIRAEUS BANK SA (EUR.30)PIRAEUS BANK SA (EUR.30)25,000$4Kshares
MONITISE PLC (UKM LISTING)MONITISE PLC (UKM LISTING)50,000$2Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001019056-17-000107 base2017-02-08acceptance time not in the bulk data set