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Disclosery

Geduld E E

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13F filer, CIK 1352107, New York, NY

Geduld E E reported $100,338,000 across 191 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-02. Its ten largest share positions make up 60.1% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001019056-16-001609

Period
2016-09-30
Reported value
$100M
Holdings
191
Top 10 weight
60.1%
New
51
Sold out
27

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BMYadded+27,500$1.48M
ARIAD PHARMACEUTICALS INCadded+65,800$901K
AGIOnew+15,000$792K
MUadded+40,000$711K
HONG KONG EXCHANGES & CLEAR…new+25,721$676K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
TSLAexited-5,000-$1.06M
Googleexited-1,170-$823K
HK EXCHANGES & CLEARING ORDexited-25,415-$615K
HEARTWARE INTL INCexited-10,000-$578K
CORDIA BANCORP INCexited-99,000-$499K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001019056-16-001609, largest first. % of portfolio is the value over $86,804,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,507,548 shares; 2015Q2: 2,507,548 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,491,048 shares; 2016Q2: 2,491,048 shares; 2016Q3: 2,491,048 shares 2,491,048$39M44.91%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 12,500 shares; 2016Q2: 20,000 shares; 2016Q3: 47,500 shares 47,500$2.56M2.95%+27,500Timeline
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 30,359 shares 30,359$1.86M2.15%+5,359Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,200 shares; 2015Q3: 2,700 shares; 2015Q4: not reported; 2016Q1: 1,500 shares; 2016Q2: 2,002 shares; 2016Q3: 2,002 shares 2,002$1.68M1.93%0Timeline
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 300,100 shares; 2015Q2: 285,100 shares; 2015Q3: 210,100 shares; 2015Q4: 185,100 shares; 2016Q1: 120,100 shares; 2016Q2: 45,100 shares; 2016Q3: 110,900 shares 110,900$1.52M1.75%+65,800
TRTOOTSIE ROLL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 23,175 shares; 2015Q2: 23,175 shares; 2015Q3: 23,175 shares; 2015Q4: 27,175 shares; 2016Q1: 28,271 shares; 2016Q2: 36,068 shares; 2016Q3: 36,068 shares 36,068$1.33M1.53%0Timeline
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 27,470 shares; 2015Q2: 27,500 shares; 2015Q3: 23,000 shares; 2015Q4: 11,500 shares; 2016Q1: 15,000 shares; 2016Q2: 19,000 shares; 2016Q3: 30,000 shares 30,000$1.3M1.5%+11,000
BSXBOSTON SCIENTIFIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 40,110 shares; 2015Q3: 40,110 shares; 2015Q4: 35,110 shares; 2016Q1: 25,000 shares; 2016Q2: 25,110 shares; 2016Q3: 45,110 shares 45,110$1.07M1.24%+20,000Timeline
ATLANTIC CAP BANCSHARES INCATLANTIC CAP BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 93,936 shares; 2016Q1: 65,000 shares; 2016Q2: 65,000 shares; 2016Q3: 65,000 shares 65,000$974K1.12%0
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 50,000 shares 50,000$889K1.02%+40,000Timeline
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 435,000 shares; 2015Q2: 435,000 shares; 2015Q3: 435,000 shares; 2015Q4: 420,000 shares; 2016Q1: 400,000 shares; 2016Q2: 400,000 shares; 2016Q3: 385,000 shares 385,000$889K1.02%-15,000
BROADCOM LTDBROADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,500 shares; 2016Q2: 2,500 shares; 2016Q3: 5,000 shares 5,000$863K0.99%+2,500
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 85,000 shares; 2015Q2: 89,400 shares; 2015Q3: 75,000 shares; 2015Q4: 70,000 shares; 2016Q1: 79,000 shares; 2016Q2: 80,000 shares; 2016Q3: 80,000 shares 80,000$822K0.95%0
AGIOAGIOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,500 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 15,000 shares 15,000$792K0.91%newTimeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: not reported; 2015Q4: 25,000 shares; 2016Q1: not reported; 2016Q2: 42,500 shares; 2016Q3: 37,500 shares 37,500$696K0.8%-5,000Timeline
HONG KONG EXCHANGES & CLEAR…HONG KONG EXCHANGES & CLEARING LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 55,000 shares; 2015Q2: 65,487 shares; 2015Q3: not reported; 2015Q4: 35,000 shares; 2016Q1: 25,000 shares; 2016Q2: not reported; 2016Q3: 25,721 shares 25,721$676K0.78%newThe CUSIP as filed is malformed.
COGENTIX MED INC COMCOGENTIX MED INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 122,176 shares; 2015Q2: 122,176 shares; 2015Q3: 122,176 shares; 2015Q4: 122,176 shares; 2016Q1: 122,176 shares; 2016Q2: 245,671 shares; 2016Q3: 371,297 shares 371,297$676K0.78%+125,626
BLUEBIRD BIO INCBLUEBIRD BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,500 shares; 2015Q2: 10,371 shares; 2015Q3: not reported; 2015Q4: 6,300 shares; 2016Q1: not reported; 2016Q2: 9,800 shares; 2016Q3: 9,800 shares 9,800$664K0.76%0
INPHI CORPINPHI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 45,000 shares; 2015Q2: 12,500 shares; 2015Q3: 30,500 shares; 2015Q4: 52,006 shares; 2016Q1: 20,000 shares; 2016Q2: 18,000 shares; 2016Q3: 15,000 shares 15,000$653K0.75%-3,000
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 180,000 shares; 2015Q2: 205,000 shares; 2015Q3: 180,000 shares; 2015Q4: 180,000 shares; 2016Q1: 180,000 shares; 2016Q2: 180,000 shares; 2016Q3: 180,000 shares 180,000$653K0.75%0
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 85,000 shares; 2015Q2: 85,000 shares; 2015Q3: 55,000 shares; 2015Q4: 60,000 shares; 2016Q1: 60,000 shares; 2016Q2: 95,000 shares; 2016Q3: 60,000 shares 60,000$635K0.73%-35,000Timeline
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 35,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 40,000 shares; 2016Q2: 33,000 shares; 2016Q3: 50,000 shares 50,000$616K0.71%+17,000Timeline
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 45,900 shares; 2016Q1: 80,900 shares; 2016Q2: 99,000 shares; 2016Q3: 94,000 shares 94,000$594K0.68%-5,000
ACRSACLARIS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares; 2016Q1: 10,771 shares; 2016Q2: 17,500 shares; 2016Q3: 22,500 shares 22,500$576K0.66%+5,000Timeline
CALLON PETE CO DELCALLON PETE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 34,900 shares 34,900$548K0.63%+19,900
SINGAPORE EXCHANGE LTDSINGAPORE EXCHANGE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares 100,000$543K0.63%0The CUSIP as filed is malformed.
BXMTBLACKSTONE MORTGAGE TRUST INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 21,100 shares; 2015Q2: 32,950 shares; 2015Q3: 27,200 shares; 2015Q4: 22,200 shares; 2016Q1: 10,000 shares; 2016Q2: 17,200 shares; 2016Q3: 17,200 shares 17,200$507K0.58%0Timeline
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,500 shares; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 7,500 shares 7,500$491K0.57%+3,500Timeline
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares 100,000$462K0.53%0
FARMFARMER BROS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 23,000 shares; 2015Q2: 23,000 shares; 2015Q3: 23,000 shares; 2015Q4: 17,500 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 12,500 shares 12,500$444K0.51%+2,500Timeline
NTNXNUTANIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 11,400 shares 11,400$422K0.49%newTimeline
MXMAGNACHIP SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 50,000 shares 50,000$417K0.48%+40,000Timeline
PARRPAR PAC HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70,982 shares; 2015Q2: 45,000 shares; 2015Q3: 40,000 shares; 2015Q4: 45,000 shares; 2016Q1: 40,000 shares; 2016Q2: 25,000 shares; 2016Q3: 31,500 shares 31,500$412K0.47%+6,500Timeline
HERITAGE OAKS BANCORPHERITAGE OAKS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 275,000 shares; 2015Q2: 275,000 shares; 2015Q3: 275,000 shares; 2015Q4: 270,000 shares; 2016Q1: 189,500 shares; 2016Q2: 90,400 shares; 2016Q3: 49,425 shares 49,425$405K0.47%-40,975
HARBORONE BANCORP INCHARBORONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$394K0.45%0
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares; 2015Q4: 20,000 shares; 2016Q1: 22,500 shares; 2016Q2: 20,000 shares; 2016Q3: 50,000 shares 50,000$374K0.43%+30,000Timeline
AV HOMES INCAV HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 25,000 shares; 2016Q1: 32,500 shares; 2016Q2: 30,000 shares; 2016Q3: 22,500 shares 22,500$374K0.43%-7,500
FNMASFEDERAL NATL MTG ASS 008250Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 105,000 shares; 2015Q2: 105,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 95,000 shares; 2016Q2: 105,000 shares; 2016Q3: 105,000 shares 105,000$369K0.43%0Timeline
VIVEVE MED INCVIVEVE MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 23,500 shares; 2016Q3: 50,000 shares 50,000$361K0.42%+26,500
XYZBLOCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 30,000 shares 30,000$350K0.4%newTimeline
MKCMCCORMICK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,500 shares 3,500$350K0.4%newTimeline
ACADACADIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 23,500 shares; 2015Q2: 25,000 shares; 2015Q3: not reported; 2015Q4: 17,500 shares; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 10,785 shares 10,785$343K0.4%-4,215Timeline
RANDOLPH BANCORP INCRANDOLPH BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000$341K0.39%new
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 35,000 shares; 2016Q2: 33,000 shares; 2016Q3: 15,000 shares 15,000$333K0.38%-18,000Timeline
BRADKEN LTDBRADKEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25,000 shares; 2015Q4: 45,000 shares; 2016Q1: 150,000 shares; 2016Q2: 175,000 shares; 2016Q3: 175,000 shares 175,000$324K0.37%0The CUSIP as filed is malformed.
HIGHLANDS BANKSHARESINC VA …HIGHLANDS BANKSHARESINC VA COM ST…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 93,510 shares; 2015Q3: 93,510 shares; 2015Q4: 93,510 shares; 2016Q1: 76,000 shares; 2016Q2: 73,490 shares; 2016Q3: 70,655 shares 70,655$321K0.37%-2,835
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 65,000 shares; 2016Q1: 40,000 shares; 2016Q2: 30,000 shares; 2016Q3: 35,000 shares 35,000$314K0.36%+5,000Timeline
SERES THERAPEUTICS INCSERES THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000$307K0.35%new
CHEMOCENTRYX INCCHEMOCENTRYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 50,000 shares 50,000$302K0.35%+25,000
FINISAR CORPFINISAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$298K0.34%new
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$297K0.34%0
UFIUNIFI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 7,500 shares; 2015Q3: not reported; 2015Q4: 15,000 shares; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$294K0.34%0Timeline
CALYCALLAWAY GOLF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 35,000 shares; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares; 2016Q3: 25,000 shares 25,000$290K0.33%+10,000Timeline
NOVADAQ TECHNOLOGIES INC CO…NOVADAQ TECHNOLOGIES INC COMMONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares; 2016Q2: 15,000 shares; 2016Q3: 25,000 shares 25,000$289K0.33%+10,000
LVSLAS VEGAS SANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,000 shares; 2015Q2: 5,000 shares; 2015Q3: not reported; 2015Q4: 5,000 shares; 2016Q1: 5,000 shares; 2016Q2: 5,000 shares; 2016Q3: 5,000 shares 5,000$288K0.33%0Timeline
BRITISH LAND CO PLCBRITISH LAND CO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 50,000 shares; 2016Q3: 35,000 shares 35,000$287K0.33%-15,000
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 12,400 shares; 2015Q3: 12,400 shares; 2015Q4: 2,400 shares; 2016Q1: 2,400 shares; 2016Q2: 2,400 shares; 2016Q3: 2,400 shares 2,400$277K0.32%0Timeline
CBS CORP NEWCBS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5,000 shares 5,000$274K0.32%new
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 55,000 shares; 2015Q3: 40,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares; 2016Q3: 65,000 shares 65,000$270K0.31%+15,000
IWSHWRIGHT INVESTORS SVCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 382,325 shares; 2015Q2: 382,325 shares; 2015Q3: 382,325 shares; 2015Q4: 382,325 shares; 2016Q1: 382,325 shares; 2016Q2: 382,325 shares; 2016Q3: 382,325 shares 382,325$268K0.31%0Timeline
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 10,000 shares 10,000$263K0.3%-5,000
LANDCADIA HLDGS INCLANDCADIA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$256K0.29%0
EVERBRIDGE INCEVERBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 15,000 shares 15,000$253K0.29%new
NOVAN INCNOVAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 12,500 shares 12,500$252K0.29%new
FMCKJFEDERAL HOME LN MTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70,000 shares; 2015Q2: 70,000 shares; 2015Q3: 65,000 shares; 2015Q4: 60,000 shares; 2016Q1: 55,000 shares; 2016Q2: 70,000 shares; 2016Q3: 70,000 shares 70,000$244K0.28%0Timeline
FIESTA RESTAURANT GROUP INCFIESTA RESTAURANT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 8,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$240K0.28%new
SHORETEL INCSHORETEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 30,000 shares 30,000$240K0.28%new
BEIERSDORF AGBEIERSDORF AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,000 shares; 2015Q2: 5,000 shares; 2015Q3: 5,000 shares; 2015Q4: 4,000 shares; 2016Q1: 2,500 shares; 2016Q2: 2,500 shares; 2016Q3: 2,500 shares 2,500$236K0.27%0The CUSIP as filed is malformed.
FULLSHARE HOLDINGS LIMITED …FULLSHARE HOLDINGS LIMITED (HOK L…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,500,000 shares; 2015Q2: 1,500,000 shares; 2015Q3: 950,000 shares; 2015Q4: 950,000 shares; 2016Q1: 400,000 shares; 2016Q2: 400,000 shares; 2016Q3: 400,000 shares 400,000$232K0.27%0The CUSIP as filed is malformed.
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares 15,000$230K0.26%0
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16,000 shares; 2015Q3: 16,000 shares; 2015Q4: 16,000 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 6,000 shares 6,000$226K0.26%new
MIDSTREAM PARTNERSMIDSTREAM PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 15,000 shares 15,000$222K0.26%new
INVENTURE FOODS INCINVENTURE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares; 2016Q2: 18,000 shares; 2016Q3: 23,000 shares 23,000$216K0.25%+5,000
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 97,507 shares; 2015Q2: 30,107 shares; 2015Q3: 20,107 shares; 2015Q4: 20,107 shares; 2016Q1: 15,107 shares; 2016Q2: 15,107 shares; 2016Q3: 15,107 shares 15,107$211K0.24%0
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: 30,000 shares; 2015Q4: 25,000 shares; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares; 2016Q3: 25,000 shares 25,000$206K0.24%+10,000Timeline
CWSTCASELLA WASTE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 20,000 shares 20,000$206K0.24%-5,000Timeline
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 75,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 120,000 shares; 2016Q2: 120,000 shares; 2016Q3: 120,000 shares 120,000$203K0.23%0Timeline
JMP GROUP INCJMP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 65,000 shares; 2015Q2: 65,000 shares; 2015Q3: 70,000 shares; 2015Q4: 40,000 shares; 2016Q1: 35,000 shares; 2016Q2: 35,000 shares; 2016Q3: 35,000 shares 35,000$193K0.22%0
LUBYS CAFETERIAS INC COMLUBYS CAFETERIAS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 55,000 shares; 2015Q2: 95,000 shares; 2015Q3: 57,058 shares; 2015Q4: 50,050 shares; 2016Q1: 45,000 shares; 2016Q2: 45,000 shares; 2016Q3: 45,000 shares 45,000$193K0.22%0
LINDBLAD EXPEDITIONS HLDGS ILINDBLAD EXPEDITIONS HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 35,000 shares; 2015Q4: 85,105 shares; 2016Q1: 80,415 shares; 2016Q2: 84,522 shares; 2016Q3: 95,300 shares 95,300$185K0.21%+10,778
NEOVASC INC COM STKNEOVASC INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 15,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 150,000 shares; 2016Q3: 350,000 shares 350,000$184K0.21%+200,000
WMI HOLDINGS CORPWMI HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 175,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 70,000 shares; 2016Q1: 65,000 shares; 2016Q2: 60,000 shares; 2016Q3: 75,000 shares 75,000$176K0.2%+15,000
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000$173K0.2%newTimeline
BLMNBLOOMIN BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,500 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$172K0.2%0Timeline
KATE SPADE & COMPANYKATE SPADE & COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$171K0.2%new
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 15,000 shares; 2015Q3: 10,000 shares; 2015Q4: not reported; 2016Q1: 15,000 shares; 2016Q2: not reported; 2016Q3: 30,000 shares 30,000$168K0.19%new
CATAPULT GROUP INTERNATIONALCATAPULT GROUP INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 61,623 shares 61,623$163K0.19%+51,623
BOLSA A (MEX LISTING)BOLSA A (MEX LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 125,000 shares; 2015Q2: 125,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares 100,000$159K0.18%0The CUSIP as filed is malformed.
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000$157K0.18%new
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 16,843 shares 16,843$156K0.18%new
INNOCOLL HLDGS PLCINNOCOLL HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,506 shares; 2016Q2: 26,506 shares; 2016Q3: 26,506 shares 26,506$154K0.18%0
PROFOUND MED CORPPROFOUND MED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 125,000 shares; 2016Q3: 150,000 shares 150,000$143K0.16%+25,000
OZ MINERALS LTD POST SPLITOZ MINERALS LTD POST SPLITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares; 2016Q3: 30,000 shares 30,000$140K0.16%0The CUSIP as filed is malformed.
PBTPERMIAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 20,000 shares 20,000$139K0.16%-5,000Timeline
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares 20,000$139K0.16%new
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$138K0.16%new
STILLWATER MINING COSTILLWATER MINING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$134K0.15%new
LIPOCINE INC NEWLIPOCINE INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 20,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares; 2016Q3: 30,000 shares 30,000$134K0.15%0
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares 20,000$132K0.15%new
ECLIPSE RES CORPECLIPSE RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 50,000 shares; 2016Q3: 40,000 shares 40,000$132K0.15%-10,000
BYD COMPANY LIMITEDBYD COMPANY LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 20,000 shares; 2015Q3: 20,000 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares 20,000$131K0.15%new
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$128K0.15%newTimeline
S&W SEED COMPANY COMS&W SEED COMPANY COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 22,500 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$128K0.15%0
BLUE BIRD CORP WARRANTS EXP…BLUE BIRD CORP WARRANTS EXP 01Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 30,000 shares; 2016Q2: 38,200 shares; 2016Q3: 80,000 shares 80,000$128K0.15%+41,800
CROXCROCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 20,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 15,000 shares 15,000$125K0.14%+5,000Timeline
Lion BiotechnologiesLion BiotechnologiesQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 60,000 shares; 2015Q3: 15,000 shares; 2015Q4: 20,000 shares; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 15,000 shares 15,000$123K0.14%+5,000
ARCOARCOS DORADOS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 22,500 shares; 2016Q3: 22,500 shares 22,500$119K0.14%0Timeline
VINCE HLDG CORPVINCE HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,500 shares; 2015Q2: 15,000 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares 20,000$113K0.13%new
WIZARD WORLD INC COM STK RS…WIZARD WORLD INC COM STK RSTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 340,213 shares; 2015Q2: 340,213 shares; 2015Q3: 340,213 shares; 2015Q4: 340,213 shares; 2016Q1: 340,213 shares; 2016Q2: 340,213 shares; 2016Q3: 340,213 shares 340,213$112K0.13%0
BILL BARRETT CORPBILL BARRETT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares 20,000$111K0.13%new
ITUBITAU UNIBANCO HLDG S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$109K0.13%0Timeline
CWGLCRIMSON WINE GROUP LTD. COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 25,000 shares; 2016Q1: 12,500 shares; 2016Q2: 12,500 shares; 2016Q3: 12,500 shares 12,500$108K0.12%0Timeline
CCORFCANACCORD FINANCIAL INC COM SHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 35,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares; 2016Q3: 30,000 shares 30,000$107K0.12%0Timeline
KLR ENERGY ACQUISITION CORPKLR ENERGY ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$105K0.12%0
NOVAVAX INCNOVAVAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35,720 shares; 2015Q2: 20,000 shares; 2015Q3: 22,500 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 50,000 shares 50,000$104K0.12%new
JP MORGAN PRIVATE EQUITY LI…JP MORGAN PRIVATE EQUITY LIMITED …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50,000 shares; 2015Q4: 90,000 shares; 2016Q1: 90,000 shares; 2016Q2: 90,000 shares; 2016Q3: 90,000 shares 90,000$93K0.11%0The CUSIP as filed is malformed.
PATRIOT NATL INCPATRIOT NATL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$90K0.1%new
SJTSAN JUAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 15,000 shares 15,000$89K0.1%-10,000Timeline
MPVDFMOUNTAIN PROV DIAMONDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 20,000 shares; 2016Q1: 10,000 shares; 2016Q2: not reported; 2016Q3: 15,000 shares 15,000$79K0.09%newTimeline
NZX LIMITED (NZE LISTING) (…NZX LIMITED (NZE LISTING) (POST S…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 157,500 shares; 2015Q2: 157,500 shares; 2015Q3: not reported; 2015Q4: 157,500 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares 100,000$77K0.09%0The CUSIP as filed is malformed.
Enzo Biochem IncEnzo Biochem IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 40,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 15,000 shares 15,000$76K0.09%-10,000
888 HOLDINGS PLC ORD 0.5P888 HOLDINGS PLC ORD 0.5PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40,000 shares; 2015Q2: 40,000 shares; 2015Q3: not reported; 2015Q4: 40,000 shares; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$72K0.08%0The CUSIP as filed is malformed.
HEMISPHERE MEDIA GROUP INCHEMISPHERE MEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 72,500 shares; 2016Q2: 119,900 shares; 2016Q3: 124,900 shares 124,900$70K0.08%+5,000
THERAPEUTICSMD INCTHERAPEUTICSMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 30,000 shares; 2015Q3: 12,500 shares; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$68K0.08%new
ACCURIDE CORP NEWACCURIDE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000$64K0.07%new
HGTXUHUGOTON ROYALTY TST UBIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$59K0.07%0Timeline
ORIGIN AGRITECH LIMITEDORIGIN AGRITECH LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000$59K0.07%new
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 75,090 shares; 2015Q2: 28,408 shares; 2015Q3: not reported; 2015Q4: 10,045 shares; 2016Q1: 20,045 shares; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$56K0.06%new
FUELCELL ENERGY INCFUELCELL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$54K0.06%new
AWREAWARE INC MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$53K0.06%0Timeline
BURSA MALAYSIA BHDBURSA MALAYSIA BHDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$53K0.06%0The CUSIP as filed is malformed.
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 70,000 shares; 2015Q2: 20,000 shares; 2015Q3: 27,000 shares; 2015Q4: 23,500 shares; 2016Q1: 20,000 shares; 2016Q2: 20,000 shares; 2016Q3: 20,000 shares 20,000$51K0.06%0
ALPHA BANK AE EUR0.3(REV SP…ALPHA BANK AE EUR0.3(REV SPLIT)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares; 2016Q3: 30,000 shares 30,000$50K0.06%0The CUSIP as filed is malformed.
MANNKIND CORPMANNKIND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 75,000 shares 75,000$47K0.05%new
Pure Technologies LtdPure Technologies LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 30,000 shares; 2015Q2: 30,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$44K0.05%0
Castle Brands IncCastle Brands IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares; 2016Q3: 50,000 shares 50,000$44K0.05%0
ASSOCIATED BANC CORPASSOCIATED BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 20,480 shares; 2015Q2: 18,400 shares; 2015Q3: 18,300 shares; 2015Q4: 17,000 shares; 2016Q1: 17,000 shares; 2016Q2: 17,000 shares; 2016Q3: 17,000 shares 17,000$43K0.05%0
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 30,000 shares 30,000$41K0.05%new
RLJ Entertainment Inc. Wt …RLJ Entertainment Inc. Wt ExpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares 100,000$36K0.04%0
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 150,000 shares; 2015Q3: 125,000 shares; 2015Q4: 125,000 shares; 2016Q1: 125,000 shares; 2016Q2: 125,000 shares; 2016Q3: 125,000 shares 125,000$34K0.04%0
ALICORP S.A.-COMUNALICORP S.A.-COMUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 15,000 shares; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares 15,000$32K0.04%0The CUSIP as filed is malformed.
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 25,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 75,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$30K0.03%0
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 25,000 shares; 2015Q3: 20,000 shares; 2015Q4: 15,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$30K0.03%0
CHINA TECHFAITH WIRLS COMM TCHINA TECHFAITH WIRLS COMM TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$27K0.03%0
CURIS INCCURIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 76,608 shares; 2015Q2: 76,608 shares; 2015Q3: 40,000 shares; 2015Q4: 25,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$26K0.03%0
ENERGY TRANSFER EQUITYENERGY TRANSFER EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 127,333 shares; 2016Q3: 127,333 shares 127,333$26K0.03%0
DEXTERA SURGICAL INC COMDEXTERA SURGICAL INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13,400 shares; 2016Q3: 13,400 shares 13,400$25K0.03%0
HENNESSY CAP ACQUISITION CORHENNESSY CAP ACQUISITION CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 62,500 shares; 2016Q3: 63,100 shares 63,100$25K0.03%+600
TCF FINANCIAL CORP-CW18TCF FINANCIAL CORP-CW18Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,100 shares; 2015Q2: 15,100 shares; 2015Q3: 15,100 shares; 2015Q4: 15,100 shares; 2016Q1: 15,100 shares; 2016Q2: 15,100 shares; 2016Q3: 15,100 shares 15,100$24K0.03%0
REPUBLIC AWYS HLDGS INCREPUBLIC AWYS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 150,000 shares; 2016Q2: 35,000 shares; 2016Q3: 25,000 shares 25,000$23K0.03%-10,000
RUBICON LIMITED NZDRUBICON LIMITED NZDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 150,000 shares; 2015Q2: 150,000 shares; 2015Q3: 150,000 shares; 2015Q4: 150,000 shares; 2016Q1: 150,000 shares; 2016Q2: 150,000 shares; 2016Q3: 150,000 shares 150,000$23K0.03%0
UNIVAR SOLUTIONSUNIVAR SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 45,000 shares; 2016Q3: 34,992 shares 34,992$22K0.03%-10,008
BANK OF AMERICA CORPBANK OF AMERICA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 175,000 shares; 2015Q2: 175,000 shares; 2015Q3: 175,000 shares; 2015Q4: 175,000 shares; 2016Q1: 175,000 shares; 2016Q2: 175,000 shares; 2016Q3: 175,000 shares 175,000$18K0.02%0
AGUAS ANDINAS A ORDAGUAS ANDINAS A ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$16K0.02%0The CUSIP as filed is malformed.
EMISPHERE TECHNOLOGIES INC …EMISPHERE TECHNOLOGIES INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 20,000 shares; 2016Q3: 20,000 shares 20,000$14K0.02%0
ABSOLUTECARE INC COM STK RS…ABSOLUTECARE INC COM STK RSTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 40,000 shares 40,000$14K0.02%new
BOLSA DE VALOR. COP1BOLSA DE VALOR. COP1Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,058,500 shares; 2015Q2: 2,058,500 shares; 2015Q3: 2,058,500 shares; 2015Q4: 2,058,500 shares; 2016Q1: 2,058,500 shares; 2016Q2: 2,058,500 shares; 2016Q3: 2,058,500 shares 2,058,500$13K0.01%0The CUSIP as filed is malformed.
CEL SCI CORPCEL SCI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 100,000 shares; 2015Q3: 100,000 shares; 2015Q4: 100,000 shares; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares 100,000$12K0.01%0
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares; 2016Q3: 50,000 shares 50,000$11K0.01%0
ABILITY INC WTSABILITY INC WTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 90,000 shares; 2016Q1: 69,900 shares; 2016Q2: 67,500 shares; 2016Q3: 67,500 shares 67,500$10K0.01%0
EUROBANK ERGASIAS SA( GRE L…EUROBANK ERGASIAS SA( GRE LISTING…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 16,000 shares; 2016Q3: 16,000 shares 16,000$9K0.01%0The CUSIP as filed is malformed.
IMMUNE PHARMACEUTICALS INCIMMUNE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 35,000 shares; 2015Q2: 35,000 shares; 2015Q3: 35,000 shares; 2015Q4: 35,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$7K0.01%0
DARIOHEALTH CORPDARIOHEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,000 shares 10,000$7K0.01%new
Katanga Mining LtdKatanga Mining LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 75,130 shares; 2016Q3: 75,130 shares 75,130$7K0.01%0
KBS FASHION GROUP LTD WRNTKBS FASHION GROUP LTD WRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 237,500 shares; 2015Q2: 237,500 shares; 2015Q3: 237,500 shares; 2015Q4: 237,500 shares; 2016Q1: 237,500 shares; 2016Q2: 237,500 shares; 2016Q3: 237,500 shares 237,500$7K0.01%0
LUNA GOLD CORP VANCOUVER COMLUNA GOLD CORP VANCOUVER COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$6K0.01%0
OPEXA THERAPEUTICS INCOPEXA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 60,200 shares; 2015Q4: 60,200 shares; 2016Q1: 60,200 shares; 2016Q2: not reported; 2016Q3: 60,200 shares 60,200$6K0.01%new
CITIGROUP INCCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 75,000 shares; 2016Q3: 75,000 shares 75,000$4K<0.01%0
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,500 shares; 2016Q1: not reported; 2016Q2: 12,500 shares; 2016Q3: 12,500 shares 12,500$4K<0.01%0
PIRAEUS BANK SA (EUR.30)PIRAEUS BANK SA (EUR.30)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$4K<0.01%0The CUSIP as filed is malformed.
PACIFIC SPL ACQUISITION CORPPACIFIC SPL ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 13,400 shares 13,400$3K<0.01%new
ANTRIM ENERGY INC COMANTRIM ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 75,000 shares; 2015Q2: 75,000 shares; 2015Q3: 75,000 shares; 2015Q4: 75,000 shares; 2016Q1: 75,000 shares; 2016Q2: 75,000 shares; 2016Q3: 75,000 shares 75,000$2K<0.01%0
MONITISE PLC (UKM LISTING)MONITISE PLC (UKM LISTING)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 100,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,900 shares; 2015Q4: 50,900 shares; 2016Q1: 50,900 shares; 2016Q2: 50,900 shares; 2016Q3: 50,000 shares 50,000$2K<0.01%-900The CUSIP as filed is malformed.
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12,500 shares; 2016Q1: not reported; 2016Q2: 12,500 shares; 2016Q3: 12,500 shares 12,500$2K<0.01%0
GLORI ENERGY INC WARRANTS E…GLORI ENERGY INC WARRANTS EXPIRESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 227,900 shares; 2015Q2: 227,900 shares; 2015Q3: 227,900 shares; 2015Q4: 227,900 shares; 2016Q1: 227,900 shares; 2016Q2: 227,900 shares; 2016Q3: 227,900 shares 227,900$1K<0.01%0
CITIGROUP INCCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 50,000 shares; 2015Q2: 50,000 shares; 2015Q3: 50,000 shares; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares; 2016Q2: not reported; 2016Q3: 50,000 shares 50,000$00%newValue filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHScall10,000$2.16Mnew
BSXBOSTON SCIENTIFIC CORP COMcall90,000$2.14M+40,000
CMGCHIPOTLE MEXICAN GRILL INC STOKcall5,000$2.12Mnew
BACBANK OF AMER CORP COMcall125,000$1.96M+100,000
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD COMMON STOCKcall30,000$1.3Mnew
MONSANTO CO NEWMONSANTO CO NEW COMcall10,000$1.02M0
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC COMcall55,000$753K+45,000
IBNICICI BK LTD ADRcall100,000$747Knew
EXASEXACT SCIENCES CORP Stockcall20,000$371K0
CALLON PETE CO DELCALLON PETE CO DEL COMcall20,000$314Knew
FIREEYE INCFIREEYE INC COMcall20,000$295K-30,000
OPKOPKO HEALTH INC COMcall25,000$265Knew
PACBPACIFIC BIOSCIENCES CALIF IN Stockcall10,000$90Knew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PTX 12 01AUG2020 144APTX 12 01AUG2020 144A BOND 12% 8/01/2020principal400,000$322K+150,000
SOUTHERN CO PFD JR SUB NOTESSOUTHERN CO PFD JR SUB NOTES Preferred Securities (MIDS, QIDS, TOPRS...)principal10,000$253Knew

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SPYSTATE STR SPDR S&P 500 ETF T10,000$2.1Mput
TSLATESLA INC5,000$1.06Mshares
GoogleGoogle1,170$823Kshares
HK EXCHANGES & CLEARING ORDHK EXCHANGES & CLEARING ORD25,415$615Kshares
HEARTWARE INTL INCHEARTWARE INTL INC10,000$578Kshares
CORDIA BANCORP INCCORDIA BANCORP INC99,000$499Kshares
JP ENERGY PARTNERS LPJP ENERGY PARTNERS LP40,050$338Kshares
NEOPHOTONICS CORPNEOPHOTONICS CORP35,000$334Kshares
ACADACADIA PHARMACEUTICALS INC10,000$325Kcall
YELPYELP INC10,000$304Kshares
MUMICRON TECHNOLOGY INC20,000$275Kcall
DENNDENNY'S CORP25,000$268Kshares
INFINERA CORPINFINERA CORP23,000$259Kshares
NWLNEWELL BRANDS INC5,000$243Kshares
UAAUNDER ARMOUR INC5,000$201Kshares
BAZAARVOICE INCBAZAARVOICE INC50,000$201Kshares
NGNOVAGOLD RESOURCES INC25,000$153Kshares
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO15,000$122Kshares
STILLWATER MINING COSTILLWATER MINING CO10,000$119Kcall
Del Taco RestaurantsDel Taco Restaurants70,102$119Kshares
LENDINGCLUB CORPLENDINGCLUB CORP25,000$108Kshares
VITAL ENERGY INCVITAL ENERGY INC10,000$105Kshares
NUVECTRA CORPNUVECTRA CORP10,000$74Kshares
VIOLIN MEMORY IVIOLIN MEMORY I25,000$23Kshares
LABSTYLE INNOVATIONS CORPLABSTYLE INNOVATIONS CORP10,000$11Kshares
MABVAX THERAPEUTICS HOLDING…MABVAX THERAPEUTICS HOLDINGS, INC.20,000$11Kshares
KINDER MORGAN INC DELKINDER MORGAN INC DEL25,000$0shares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001019056-16-001609 base2016-11-02acceptance time not in the bulk data set