Geduld E E

13F filer, CIK 1352107, New York, NY

Geduld E E reported $161,829,000 across 207 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-02-02. Its ten largest share positions make up 76.26% of the portfolio.

Filed 2016-02-02 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:07 UTC13F-HR 0001019056-16-001025

Period: 2015-12-31
Reported value: $162M
Holdings: 207
Top 10 weight: 76.26%
New: 70
Sold out: 78

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ATLANTIC CAP BANCSHARES INCnew	+93,936	$1.41M
METAnew	+12,000	$1.26M
AMAZON.COM INCnew	+1,500	$1.01M
HONG KONG EXCHANGES & CLEAR…new	+35,000	$896K
PACBnew	+65,000	$853K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
FIRST SECURITY GROUP INC/TNexited	-600,000	-$1.49M
Googleexited	-2,220	-$1.42M
AMZNexited	-2,700	-$1.38M
MCDreduced	-10,000	-$1.18M
HK EXCHANGES & CLEARING ORDexited	-45,818	-$1.04M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0001019056-16-001025, largest first. % of portfolio is the value over $155,942,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
Bank of AmericaBank of America	2,507,548	$42.2M	27.06%	0	The CUSIP as filed is malformed.
AVESIS INCORPORATEDAVESIS INCORPORATED	147,700	$2.25M	1.44%	+3,500
HERITAGE OAKS BANCORPHERITAGE OAKS BANCORP	270,000	$2.16M	1.39%	-5,000
BMYBRISTOL-MYERS SQUIBB CO	25,000	$1.72M	1.1%	0		Timeline
ATLANTIC CAP BANCSHARES INCATLANTIC CAP BANCSHARES INC	93,936	$1.41M	0.9%	new
INPHI CORPINPHI CORP	52,006	$1.41M	0.9%	+21,506
LINKEDIN CORPLINKEDIN CORP	6,000	$1.35M	0.87%	+3,000
METAMETA PLATFORMS INC	12,000	$1.26M	0.81%	new		Timeline
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIAL	420,000	$1.16M	0.74%	-15,000
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC	185,100	$1.16M	0.74%	-25,000
DENNDENNYS CORP	115,000	$1.13M	0.72%	-60,000		Timeline
PARRPAR PAC HOLDINGS INC	45,000	$1.06M	0.68%	+5,000		Timeline
AMAZON.COM INCAMAZON.COM INC	1,500	$1.01M	0.65%	new	The CUSIP as filed is malformed.
HONG KONG EXCHANGES & CLEAR…HONG KONG EXCHANGES & CLEARING LTD	35,000	$896K	0.57%	new	The CUSIP as filed is malformed.
TRTOOTSIE ROLL INDS INC	27,175	$858K	0.55%	+4,000		Timeline
PACBPACIFIC BIOSCIENCES CALIF IN	65,000	$853K	0.55%	new		Timeline
COLBCOLUMBIA BKG SYS INC	25,000	$813K	0.52%	-2,500		Timeline
IWSHWRIGHT INVESTORS SVC	382,325	$761K	0.49%	0		Timeline
MUMICRON TECHNOLOGY INC	50,000	$708K	0.45%	new		Timeline
LKFTLAKEFRONT BIOTHERAPEUTICS NV	11,000	$692K	0.44%	new		Timeline
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS A	180,000	$689K	0.44%	0
BSXBOSTON SCIENTIFIC CORP	35,110	$647K	0.41%	-5,000		Timeline
ACADACADIA PHARMACEUTICALS INC	17,500	$624K	0.4%	new		Timeline
WMTWALMART INC	10,000	$613K	0.39%	new		Timeline
OPKOPKO HEALTH INC	60,000	$603K	0.39%	+5,000		Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	22,200	$594K	0.38%	-5,000		Timeline
SPLUNK INCSPLUNK INC	10,000	$588K	0.38%	new
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	100,000	$582K	0.37%	0
FARMFARMER BROS CO	17,500	$565K	0.36%	-5,500		Timeline
SINGAPORE EXCHANGE LTDSINGAPORE EXCHANGE LTD	100,000	$543K	0.35%	0	The CUSIP as filed is malformed.
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD	11,500	$485K	0.31%	-11,500
TOWNTOWNEBANK PORTSMOUTH VA	22,500	$470K	0.3%	-2,500		Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INC	70,000	$463K	0.3%	-5,000
HIGHLANDS BANKSHARESINC VA …HIGHLANDS BANKSHARESINC VA COM ST…	93,510	$454K	0.29%	0
KRNYKEARNY FINL CORP MD	35,000	$443K	0.28%	0		Timeline
UFIUNIFI INC	15,000	$422K	0.27%	new		Timeline
SHAKSHAKE SHACK INC	10,500	$416K	0.27%	+500		Timeline
BLUEBIRD BIO INCBLUEBIRD BIO INC	6,300	$405K	0.26%	new
OPHTHOTECH CORPOPHTHOTECH CORP	5,000	$393K	0.25%	-1,500
CRMSALESFORCE INC	5,000	$392K	0.25%	new		Timeline
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INC	16,000	$390K	0.25%	0
CORDIA BANCORP INCCORDIA BANCORP INC	99,000	$389K	0.25%	-900
SOFTBANK CORPSOFTBANK CORP	7,500	$382K	0.24%	0	The CUSIP as filed is malformed.
BEIERSDORF AGBEIERSDORF AG	4,000	$366K	0.23%	-1,000	The CUSIP as filed is malformed.
ACRSACLARIS THERAPEUTICS INC	13,000	$350K	0.22%	new		Timeline
FNMASFEDERAL NATL MTG ASS 008250	100,000	$350K	0.22%	0		Timeline
CALYCALLAWAY GOLF CO	35,000	$330K	0.21%	new		Timeline
GENERAL MTRS COGENERAL MTRS CO	20,107	$328K	0.21%	0
BBBLACKBERRY LTD	35,000	$325K	0.21%	new		Timeline
AV HOMES INCAV HOMES INC	25,000	$320K	0.21%	+15,000
AUSTRALIAN STOCK EXCHANGE S…AUSTRALIAN STOCK EXCHANGE SHS	10,000	$310K	0.2%	new	The CUSIP as filed is malformed.
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LP	45,900	$297K	0.19%	new
TEEKAY CORPORATIONTEEKAY CORPORATION	30,000	$296K	0.19%	new
MCDMCDONALDS CORP	2,400	$284K	0.18%	-10,000		Timeline
WSBFWATERSTONE FINL INC MD	20,000	$282K	0.18%	-10,000		Timeline
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INC	20,000	$266K	0.17%	-5,000
ISTRINVESTAR HOLDING CORP	15,000	$264K	0.17%	0		Timeline
LINDBLAD EXPEDITIONS HLDGS ILINDBLAD EXPEDITIONS HLDGS I	85,105	$260K	0.17%	+50,105
SMGSCOTTS MIRACLE-GRO CO	4,000	$258K	0.17%	-1,000		Timeline
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	6,500	$253K	0.16%	-3,500
DIAMOND FOODS INCDIAMOND FOODS INC	6,500	$251K	0.16%	-2,500
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORP	40,000	$246K	0.16%	-5,000
ADIDAS AGADIDAS AG	2,500	$244K	0.16%	-1,500	The CUSIP as filed is malformed.
DECKDECKERS OUTDOOR CORP	5,000	$236K	0.15%	new		Timeline
ZZILLOW GROUP INC	10,000	$235K	0.15%	new		Timeline
FULLSHARE HOLDINGS LIMITED …FULLSHARE HOLDINGS LIMITED (HOK L…	950,000	$233K	0.15%	0	The CUSIP as filed is malformed.
EXASEXACT SCIENCES CORP	25,000	$231K	0.15%	new		Timeline
LUBYS CAFETERIAS INC COMLUBYS CAFETERIAS INC COM	50,050	$224K	0.14%	-7,008
CWGLCRIMSON WINE GROUP LTD. COM	25,000	$220K	0.14%	-10,000		Timeline
LVSLAS VEGAS SANDS CORP	5,000	$219K	0.14%	new		Timeline
BBTBEACON FINANCIAL CORP.	7,500	$218K	0.14%	-2,500		Timeline
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.	17,500	$218K	0.14%	-2,500
JMP GROUP INCJMP GROUP INC	40,000	$218K	0.14%	-30,000
Del Taco RestaurantsDel Taco Restaurants	75,000	$218K	0.14%	-6,000
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC	5,000	$214K	0.14%	new
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL B	50,000	$214K	0.14%	+10,000
FNWBFIRST NORTHWEST BANCORP	15,000	$212K	0.14%	-5,000		Timeline
FNMAFEDERAL NATL MTG ASS 000000	125,000	$205K	0.13%	0		Timeline
FMCKJFEDERAL HOME LN MTG	60,000	$204K	0.13%	-5,000		Timeline
HTBHOMETRUST BANCSHARES INC	10,000	$203K	0.13%	0		Timeline
NEONEOGENOMICS INC	25,000	$197K	0.13%	-5,000		Timeline
INFOBLOX INCINFOBLOX INC	10,000	$184K	0.12%	new
WMI HOLDINGS CORPWMI HOLDINGS CORP	70,000	$181K	0.12%	-55,000
Enzo Biochem IncEnzo Biochem Inc	40,000	$180K	0.12%	new
KATE SPADE & COMPANYKATE SPADE & COMPANY	10,000	$178K	0.11%	0
BOLSA A (MEX LISTING)BOLSA A (MEX LISTING)	125,000	$166K	0.11%	0	The CUSIP as filed is malformed.
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	23,500	$162K	0.1%	-3,500
COGENTIX MED INC COMCOGENTIX MED INC COM	122,176	$158K	0.1%	0
IBNICICI BK LTD	20,000	$157K	0.1%	+5,000		Timeline
Lion BiotechnologiesLion Biotechnologies	20,000	$154K	0.1%	+5,000
CWSTCASELLA WASTE SYS INC	25,000	$150K	0.1%	0		Timeline
WIZARD WORLD INC COM STK RS…WIZARD WORLD INC COM STK RSTD	340,213	$146K	0.09%	0
CLIFTON BANCORP INCCLIFTON BANCORP INC	10,000	$143K	0.09%	-5,000
MERIDIAN BANCORP INC MDMERIDIAN BANCORP INC MD	10,000	$141K	0.09%	0
COTT CORP QUECOTT CORP QUE	12,500	$137K	0.09%	-2,500
ACTGACACIA RESH CORP	30,000	$129K	0.08%	new		Timeline
CCORFCANACCORD FINANCIAL INC COM SH	35,000	$126K	0.08%	+10,000		Timeline
ABILITY INC WTSABILITY INC WTS	90,000	$123K	0.08%	new
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC	14,000	$117K	0.08%	new
NZX LIMITED (NZE LISTING) (…NZX LIMITED (NZE LISTING) (POST S…	157,500	$115K	0.07%	new	The CUSIP as filed is malformed.
888 HOLDINGS PLC ORD 0.5P888 HOLDINGS PLC ORD 0.5P	40,000	$108K	0.07%	new	The CUSIP as filed is malformed.
NGNOVAGOLD RESOURCES INC	25,000	$105K	0.07%	0		Timeline
FOLDAMICUS THERAPEUTIC	10,000	$97K	0.06%	new		Timeline
S&W SEED COMPANY COMS&W SEED COMPANY COM	22,500	$95K	0.06%	-2,500
OZ MINERALS LTD POST SPLITOZ MINERALS LTD POST SPLIT	30,000	$89K	0.06%	new	The CUSIP as filed is malformed.
EXCO RESOURCES INCEXCO RESOURCES INC	71,000	$88K	0.06%	+35,000
SUPERVALU INCSUPERVALU INC	13,000	$88K	0.06%	new
STKLSUNOPTA INC	12,535	$86K	0.06%	new		Timeline
JP MORGAN PRIVATE EQUITY LI…JP MORGAN PRIVATE EQUITY LIMITED …	90,000	$85K	0.05%	+40,000	The CUSIP as filed is malformed.
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	10,045	$83K	0.05%	new
Real Industry IncReal Industry Inc	10,000	$80K	0.05%	new
CURIS INCCURIS INC	25,000	$73K	0.05%	-15,000
GLOBALSTAR INCGLOBALSTAR INC	50,000	$72K	0.05%	0
FIBROCELL SCIENCE INCFIBROCELL SCIENCE INC	15,100	$69K	0.04%	-5,000
BM&F BOVESPA SABM&F BOVESPA SA	25,000	$69K	0.04%	new
REEDS INC COMREEDS INC COM	12,500	$67K	0.04%	new
EDGIO INCEDGIO INC	45,000	$66K	0.04%	-10,000
Castle Brands IncCastle Brands Inc	50,000	$62K	0.04%	0
PROFOUND MED CORPPROFOUND MED CORP	100,000	$58K	0.04%	new
HANSEN MEDICAL INC COM NEWHANSEN MEDICAL INC COM NEW	25,000	$58K	0.04%	new
MPVDFMOUNTAIN PROV DIAMONDS INC	20,000	$57K	0.04%	-5,000		Timeline
ZYNGA INC.ZYNGA INC.	20,000	$54K	0.03%	-5,000
AMBER ROAD INCAMBER ROAD INC	10,000	$51K	0.03%	new
HLTOYHELLENIC TELECOMM ORG ADS(RP1/	10,000	$50K	0.03%	-2,500		Timeline
ASSOCIATED BANC CORPASSOCIATED BANC CORP	17,000	$49K	0.03%	-1,300
BURSA MALAYSIA BHDBURSA MALAYSIA BHD	25,000	$48K	0.03%	-10,000	The CUSIP as filed is malformed.
BANK OF AMERICA CORPBANK OF AMERICA CORP	175,000	$47K	0.03%	0
PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INC	25,000	$45K	0.03%	new
FORTRESS BIOTECH INCFORTRESS BIOTECH INC	15,000	$42K	0.03%	-5,000
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	10,000	$41K	0.03%	new
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS	25,000	$41K	0.03%	new
APPSDIGITAL TURBINE INC	25,000	$33K	0.02%	new		Timeline
AWREAWARE INC MASS	10,000	$33K	0.02%	0		Timeline
Pure Technologies LtdPure Technologies Ltd	10,000	$33K	0.02%	0
TCF FINANCIAL CORP-CW18TCF FINANCIAL CORP-CW18	15,100	$32K	0.02%	0
RIGEL PHARMACEUTICALS INCRIGEL PHARMACEUTICALS INC	10,000	$30K	0.02%	-5,000
RUBICON LIMITED NZDRUBICON LIMITED NZD	150,000	$29K	0.02%	0
HOVNANIAN ENTPR INCHOVNANIAN ENTPR INC	15,000	$27K	0.02%	-5,000
IMMUNE PHARMACEUTICALS INCIMMUNE PHARMACEUTICALS INC	35,000	$26K	0.02%	0
ALICORP S.A.-COMUNALICORP S.A.-COMUN	15,000	$25K	0.02%	-10,000	The CUSIP as filed is malformed.
TRANSENTERIX INCTRANSENTERIX INC	10,000	$25K	0.02%	new
POLYMET MINING CORPPOLYMET MINING CORP	30,000	$24K	0.02%	-10,000
COCRYSTAL PHARMA INCCOCRYSTAL PHARMA INC	25,000	$22K	0.01%	-15,000
CEL SCI CORPCEL SCI CORP	100,000	$18K	0.01%	0
EMISPHERE TECHNOLOGIES INC …EMISPHERE TECHNOLOGIES INC COM STK	25,000	$17K	0.01%	0
BRADKEN LTDBRADKEN LTD	45,000	$16K	0.01%	+20,000	The CUSIP as filed is malformed.
SANOFISANOFI	125,000	$14K	0.01%	0
CATAPULT GROUP INTERNATIONALCATAPULT GROUP INTERNATIONAL	10,000	$14K	0.01%	new
MABVAX THERAPEUTICS HOLDING…MABVAX THERAPEUTICS HOLDINGS, INC.	20,000	$14K	0.01%	-46,000
AGUAS ANDINAS A ORDAGUAS ANDINAS A ORD	25,000	$13K	0.01%	-25,000	The CUSIP as filed is malformed.
BOLSA DE VALOR. COP1BOLSA DE VALOR. COP1	2,058,500	$11K	0.01%	0	The CUSIP as filed is malformed.
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION COR	50,000	$11K	0.01%	new
PHOSCAN CHEMICAL CORPPHOSCAN CHEMICAL CORP	40,000	$8K	0.01%	0
KBS FASHION GROUP LTD WRNTKBS FASHION GROUP LTD WRNT	237,500	$7K	<0.01%	0
DYNAVOX INCDYNAVOX INC	150,000	$6K	<0.01%	0
OPEXA THERAPEUTICS INCOPEXA THERAPEUTICS INC	60,200	$6K	<0.01%	0
CITIGROUP INCCITIGROUP INC	25,000	$5K	<0.01%	0
GLORI ENERGY INC WARRANTS E…GLORI ENERGY INC WARRANTS EXPIRES	227,900	$5K	<0.01%	0
RIT TECHNOLOGIES LTDRIT TECHNOLOGIES LTD	12,500	$5K	<0.01%	0
SAEXPLORATION HLDGS INC WAR…SAEXPLORATION HLDGS INC WARRANTS	35,000	$3K	<0.01%	0
SFX ENTMT INCSFX ENTMT INC	15,000	$3K	<0.01%	0
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP II	12,500	$3K	<0.01%	new
APPLOVIN CORP CLASS AAPPLOVIN CORP CLASS A	100,000	$2K	<0.01%	0
KINDER MORGAN INC DELKINDER MORGAN INC DEL	25,000	$2K	<0.01%	0
MONITISE PLC (UKM LISTING)MONITISE PLC (UKM LISTING)	50,900	$2K	<0.01%	0	The CUSIP as filed is malformed.
ZAP COM STKZAP COM STK	32,500	$2K	<0.01%	0
ANTRIM ENERGY INC COMANTRIM ENERGY INC COM	75,000	$1K	<0.01%	0
INDIA GLOBALIZATION CAP INCINDIA GLOBALIZATION CAP INC	157,798	$1K	<0.01%	0
HDVYHEALTH DISCOVERY CORPORATION	25,000	$1K	<0.01%	0		Timeline
SIONIX CORPSIONIX CORP	200,000	$1K	<0.01%	0
OPTIONABLE INC COM STKOPTIONABLE INC COM STK	70,000	$1K	<0.01%	0
U-SWIRL INC COM STKU-SWIRL INC COM STK	15,000	$1K	<0.01%	0
LUNA GOLD CORP VANCOUVER COMLUNA GOLD CORP VANCOUVER COM	25,000	$1K	<0.01%	0
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP II	12,500	$1K	<0.01%	new
XG TECHNOLOGY INCXG TECHNOLOGY INC	10,000	$1K	<0.01%	0
URALS ENERGY PUBLIC LTD (UK…URALS ENERGY PUBLIC LTD (UKM LIST…	25,000	$1K	<0.01%	0
U.S. GLOBAL NANOSPACE INCU.S. GLOBAL NANOSPACE INC	275,000	$0	0%	new	Value filed as zero, left out of ratios.
TGLOTHEGLOBE.COM INC	100,000	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
SPYGLASS RES CORP COMSPYGLASS RES CORP COM	45,500	$0	0%	0	Value filed as zero, left out of ratios.
CITIGROUP INCCITIGROUP INC	50,000	$0	0%	0	Value filed as zero, left out of ratios.
Mera Pharmaceuticals IncMera Pharmaceuticals Inc	200,000	$0	0%	new	Value filed as zero, left out of ratios.
RLJ Entertainment Inc. Wt …RLJ Entertainment Inc. Wt Exp	100,000	$0	0%	0	Value filed as zero, left out of ratios.
WORLD HEALTH ENERGY HLDGS I…WORLD HEALTH ENERGY HLDGS INC COM…	150,000	$0	0%	new	Value filed as zero, left out of ratios.
ZANN CORP COM STKZANN CORP COM STK	25,000	$0	0%	new	Value filed as zero, left out of ratios.
CENTRAL WIRELESS INC COM STKCENTRAL WIRELESS INC COM STK	660,000	$0	0%	new	Value filed as zero, left out of ratios.
GROWERS DIRECT COFFEE CO STKGROWERS DIRECT COFFEE CO STK	25,000	$0	0%	new	Value filed as zero, left out of ratios.
IGENE BIOTECHNOLOGY INC COM…IGENE BIOTECHNOLOGY INC COM STK	100,000	$0	0%	new	Value filed as zero, left out of ratios.
MERCATOR MINERALS LTDMERCATOR MINERALS LTD	10,000	$0	0%	0	Value filed as zero, left out of ratios.
Piraeus Bank SA (GRE LISTIN…Piraeus Bank SA (GRE LISTING)	75,000	$0	0%	0	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
RMG NETWORKS HOLDING CORPRMG NETWORKS HOLDING CORP	35,000	$0	0%	0	Value filed as zero, left out of ratios.
ALPHA BANK WARRANT (GRE LIS…ALPHA BANK WARRANT (GRE LISTING)	75,000	$0	0%	0	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
PATHFINDER MINERALS PLC GBP…PATHFINDER MINERALS PLC GBP0.001	30,000	$0	0%	new	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
IBMINTERNATIONAL BUSINESS MACHS COM	call	20,000	$2.75M	0
CATCATERPILLAR INC COM	call	10,000	$680K	new
CCITIGROUP INC COM	call	10,000	$518K	0
BACBANK OF AMER CORP COM	call	30,000	$505K	-10,000
HESS CORPHESS CORP COM	call	10,000	$485K	new
BOINGO WIRELESS INCBOINGO WIRELESS INC COM	call	30,000	$199K	+12,800
EXASEXACT SCIENCES CORP Stock	call	20,000	$185K	new
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS A CL A	call	40,000	$153K	new
Plains Group Hldgs LPPlains Group Hldgs LP UT LTD PTNR	call	10,000	$95K	new
CALYCALLAWAY GOLF CO COM	call	10,000	$94K	new
BBBLACKBERRY LTD Stock	call	10,000	$93K	new
BLACK DIAMOND INCBLACK DIAMOND INC COMMON STOCK	call	20,000	$88K	new
GLDDGREAT LAKES DREDGE & DOCK CO Common Stock	call	10,000	$40K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
BILL 01/07/16BILL 01/07/16 US T BILL EXP 01/7/2016	principal	64,000,000	$64M	new
PTX 12 01AUG2020 144APTX 12 01AUG2020 144A BOND 12% 8/01/2020	principal	250,000	$230K	0

Sold out in Q4 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
AAPLAPPLE INC	35,000	$3.86M	call
LINKEDIN CORPLINKEDIN CORP	15,000	$2.85M	call
FIRST SECURITY GROUP INC/TNFIRST SECURITY GROUP INC/TN	600,000	$1.49M	shares
GoogleGoogle	2,220	$1.42M	shares
AMZNAMAZON COM INC	2,700	$1.38M	shares
BMYBRISTOL-MYERS SQUIBB CO	20,000	$1.18M	call
HK EXCHANGES & CLEARING ORDHK EXCHANGES & CLEARING ORD	45,818	$1.04M	shares
SIMOSILICON MOTION TECHNOLOGY CO	32,500	$888K	shares
BIIBBIOGEN INC	3,000	$875K	shares
RUCKUS WIRELESS INCRUCKUS WIRELESS INC	57,500	$683K	shares
CIENCIENA CORP	30,000	$622K	shares
ABBVABBVIE INC	11,400	$620K	shares
ILMNILLUMINA INC	3,000	$527K	shares
ACADIA PHARMACEUTICALS INCACADIA PHARMACEUTICALS INC	15,000	$496K	shares
CAMBRIDGE CAP ACQUISITION COCAMBRIDGE CAP ACQUISITION CO	48,995	$488K	shares
IBBISHARES TR	1,500	$455K	shares
MYLAN NVMYLAN NV	10,000	$403K	shares
DIALOG SEMICONDUCTOR PLCDIALOG SEMICONDUCTOR PLC	10,000	$399K	shares
ZOES KITCHEN INCZOES KITCHEN INC	10,000	$395K	call
ESNTESSENT GROUP LTD	15,000	$373K	shares
AUSTRALIAN STOCK EXCHANGE S…AUSTRALIAN STOCK EXCHANGE SHS	13,815	$367K	shares
FIESTA RESTAURANT GROUP INCFIESTA RESTAURANT GROUP INC	8,000	$363K	shares
MORPHOSYS AG NPV ORDSMORPHOSYS AG NPV ORDS	5,000	$333K	shares
SEATTLE GENETICS INCSEATTLE GENETICS INC	8,600	$332K	shares
ULTAULTA BEAUTY INC	2,000	$327K	call
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	10,000	$317K	shares
ETDETHAN ALLEN INTERIORS INC	11,500	$304K	shares
DBV TECHNOLOGIES S ADBV TECHNOLOGIES S A	8,510	$303K	shares
PROOFPOINT INCPROOFPOINT INC	5,000	$302K	shares
FOREST CITY ENTERPRISES INCFOREST CITY ENTERPRISES INC	15,000	$302K	shares
PENPENUMBRA INC	7,500	$301K	shares
ZTSZOETIS INC	7,000	$288K	shares
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I	3,000	$280K	shares
MONCLER SPAMONCLER SPA	15,000	$268K	shares
Plains Group Hldgs LPPlains Group Hldgs LP	15,000	$263K	shares
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.	10,200	$258K	shares
ROI ACQUISITION CORP IIROI ACQUISITION CORP II	25,000	$250K	shares
ALNYALNYLAM PHARMACEUTICALS INC	3,000	$241K	shares
TRCTEJON RANCH CO	10,000	$218K	shares
LEUCADIA NATL CORPLEUCADIA NATL CORP	10,000	$203K	call
ATMEL CORPATMEL CORP	25,000	$202K	shares
EDGIO INCEDGIO INC	100,000	$191K	call
PENNEY J C INCPENNEY J C INC	20,000	$186K	shares
COVANTA HLDG CORPCOVANTA HLDG CORP	10,000	$175K	shares
HALOHALOZYME THERAPEUTICS INC	12,500	$168K	shares
NOVAVAX INCNOVAVAX INC	22,500	$159K	shares
GLOBAL EAGLE ENTERTAINMENT IGLOBAL EAGLE ENTERTAINMENT I	12,500	$144K	shares
BOULDER BRANDS INCBOULDER BRANDS INC	17,500	$143K	shares
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INC	10,000	$139K	shares
ICONIX BRAND GROUP INCICONIX BRAND GROUP INC	10,000	$135K	shares
LLFLQLUMBER LIQUIDATORS HOLDINGS	10,000	$131K	shares
RAVERAVE RESTAURANT GROUP INC	13,500	$115K	shares
BYD COMPANY LIMITEDBYD COMPANY LIMITED	20,000	$105K	shares
TALEN ENERGY CORPTALEN ENERGY CORP	10,000	$101K	shares
888 HOLDINGS PLC ORD 0.5P888 HOLDINGS PLC ORD 0.5P	40,000	$100K	shares
WARSAW STOCK EXCHANGE (POL …WARSAW STOCK EXCHANGE (POL LISTIN…	10,000	$100K	shares
NZX LIMITED (NZE LISTING) (…NZX LIMITED (NZE LISTING) (POST S…	157,500	$99K	shares
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM	110,000	$81K	shares
Neothetics IncNeothetics Inc	10,000	$81K	shares
PCYOPURE CYCLE CORP	15,000	$74K	shares
NEOVASC INC COM STKNEOVASC INC COM STK	15,000	$74K	shares
THERAPEUTICSMD INCTHERAPEUTICSMD INC	12,500	$73K	shares
JZ CAPITAL PARTNERSJZ CAPITAL PARTNERS	10,000	$71K	shares
BM&FBOVESPA SA BOLSA DEBM&FBOVESPA SA BOLSA DE	25,000	$69K	shares
FATEFATE THERAPEUTICS INC	10,000	$53K	shares
CAPSTONE TURBINE CORP COMCAPSTONE TURBINE CORP COM	125,000	$43K	shares
ECHO THERAPEUTICS INCECHO THERAPEUTICS INC	25,000	$39K	shares
CAMBRIDGE CAP ACQUISITION COCAMBRIDGE CAP ACQUISITION CO	148,995	$37K	shares
ROUNDY'S INCROUNDY'S INC	10,000	$23K	shares
Breitburn Energy Ptnr LpBreitburn Energy Ptnr Lp	10,000	$20K	shares
NATIONAL BK GREECE S ANATIONAL BK GREECE S A	35,000	$16K	shares
GREAT BASIN SCIENTIFIC INCGREAT BASIN SCIENTIFIC INC	50,000	$5K	shares
GENERAL MTRS COGENERAL MTRS CO	105,000	$5K	shares
ROI ACQUISITION CORP IIROI ACQUISITION CORP II	10,000	$4K	shares
EUROBANK ERGASIAS BANK SA (…EUROBANK ERGASIAS BANK SA (CR)	100,000	$2K	shares
PATHFINDER MINERALS PLC (UK…PATHFINDER MINERALS PLC (UKM LIST…	30,000	$1K	shares
Integral Vision, Inc.Integral Vision, Inc.	1,069,107	$0	shares
ADVANCED MARKETING SERVICESADVANCED MARKETING SERVICES	90,000	$0	shares

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001019056-16-001025	base		2016-02-02	acceptance time not in the bulk data set	2026-10-07 19:14:07 UTC